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Title: Water-in-oil-in-water
compositions
United States Patent: 5,942,216
Inventors: Herb; Craig A. (Chicago, IL); Chen; Liang
Bin (Lombard, IL); Chung; Judy B. (Glenview, IL); Long; Michelle
A. (Lombard, IL); Sun; Wei Mei (Palatine, IL)
Assignee: Helene Curtis, Inc. (Chicago, IL)
Appl. No.: 804365
Filed: February 21, 1997
Abstract
Water-in-oil-in-water multiple emulsion compositions are
disclosed. The multiple emulsion compositions comprise an external
aqueous phase optionally incorporating a surfactant system capable
of forming liquid crystals as an emulsifier. The internal phase
comprises a primary water-in-oil emulsion, wherein the primary
emulsion comprises a first topically-active compound, a surfactant
phase, an oil phase, and water.
SUMMARY OF THE INVENTION
The present invention is directed to topically-effective W1
-O-W2 multiple emulsion compositions having improved
stability and efficacy, and to methods of using the W1
-O-W2 multiple emulsion compositions. More
particularly, the present invention is directed to a W1
-O-W2 multiple emulsion composition comprising a
continuous external aqueous phase (W2) and a primary
water-in-oil (W1 /O) emulsion as the dispersed internal
phase. The primary W.sub.1 /O emulsion is emulsified in the
external aqueous phase by a surfactant system that is capable of
forming a layer of lamellar liquid crystals around droplets of the
primary emulsion.
The primary W1 /O emulsion comprises a first
topically-active compound, like a hair conditioner, a hair dye, a
hair fixative, a skin care compound or a topical medicament; a
surfactant phase comprising silicon-free surfactant or surfactant
blend having an HLB value of about 10 or less, an oil-soluble
silicon-based surfactant, an oil-soluble polymeric surfactant or a
mixture thereof; an oil phase comprising a silicone compound or a
hydrocarbon compound; and water. The external phase comprises
water, a surfactant system capable of forming stabilizing liquid
crystals, and preferably a second topically-active compound.
In particular, the W1 -O-W2 multiple
emulsion compositions comprise:
(a) about 40% to about 99% by weight of the composition of an
external aqueous phase (W2); and
(b) about 1% to about 60% by weight of the composition of a
primary W1 /O emulsion.
The primary W1 /O emulsion comprises:
(a) about 1% to about 95% by weight of the primary emulsion of an
aqueous phase comprising (i) a first topically-active compound and
(ii) water;
(b) about 0.5% to about 95% by weight of the primary emulsion of
an oil phase comprising a volatile silicone compound, a
nonvolatile silicone compound, a volatile hydrocarbon compound, a
nonvolatile hydrocarbon compound, or a mixture thereof; and
(c) about 0.1% to about 20% by weight of the primary emulsion of a
surfactant phase comprising a silicon-free surfactant or
surfactant blend having an HLB value of about 10 or less, an
oil-soluble silicon-based surfactant, an oil-soluble polymeric
surfactant, or a mixture thereof.
The external aqueous phase (W2) includes a surfactant
system capable of forming stabilizing liquid crystals as an
emulsifier, and optionally includes a second topically-active
compound which can perform the same or a different function from
the first topically-active compound.
A W1 -O-W2multiple emulsion composition of
the present invention can be a liquid composition having a
viscosity of about 1 cps to about 15,000 cps (centipoise), and
preferably about 100 to about 10,000 cps. To achieve the full
advantage of the present invention, a liquid topically-effective
composition has a viscosity of about 1,000 to about 9,000 cps. The
W1 -O-W2 multiple emulsion also can be
cream-like and have a viscosity of about 50,000 to about 1,200,000
cps, and preferably about 100,000 to about 1,000,000 cps.
The W1 -O-W2multiple emulsion compositions
of the present invention are: (1) leave-on compositions, which are
designed for application to the skin or hair without a subsequent
rinsing step or (2) rinse-off compositions, which are designed for
application to the skin or hair, followed by rinsing from the skin
or hair. For either type of composition, the second
topically-active compound, if present in the external aqueous
phase, performs its intended function during and after topical
application of the composition to the skin or hair. If the
composition is a rinse-off composition, the droplets of the
primary W1 /O emulsion are of sufficient size, i.e., a
range of about 5 to about 1000m
(microns), and preferably about 10 to about 500m,
in diameter, to resist removal from the skin or hair during the
rinsing step. The droplets of the internal W1 phase of
the W1 /O primary emulsion range in size from about 1
to about 75m.
For either a leave-on or a rinse-off composition, the external oil
phase of the primary W1 /O emulsion then can evaporate
during drying of the skin or hair to release the first
topically-active compound present in the internal aqueous phase of
the primary emulsion. Alternatively, the internal aqueous phase is
released by rubbing the skin or hair to break the W1 /O
primary emulsion. The first topically-active compound then can
contact the skin or hair to perform its intended function. In
another embodiment, the primary W1 /O emulsion is not
broken, but is allowed to remain on the skin or hair as is.
Typically, the first topically-active compound is not rinsed from
the skin or hair.
In accordance with an important aspect of the present invention, a
water-soluble (or water-dispersible), topically-active compound
therefore can be incorporated into a rinse-off composition without
wasting a substantial amount of the topically-active compound
during the rinsing step.
Another important aspect of the present invention is the ability
to treat the skin or hair with incompatible water-soluble,
topically-active compounds using a single W1 -O-W2
multiple emulsion composition. The composition can be a rinse-off
or a leave-on product. By incorporating the first topically-active
compound in the internal aqueous phase of the primary emulsion (W1)
and the second topically-active compound in the external aqueous
phase of the composition (W2), the oil phase (O)
provides a barrier that separates the two incompatible
topically-active compounds and precludes contact between the
compounds. Incompatible topically-active compounds therefore can
be applied to the hair or skin from a single composition, as
opposed to applying the topically-active compounds individually
from two different compositions.
For example, it is well known that an anionic compound, like an
anionic dye, and a cationic compound, like a quaternary ammonium
compound, are incompatible. However, these incompatible compounds
can be included in the present W1 -O-W2
multiple emulsion compositions.
The quaternary ammonium compound is present as the second
topically-active compound in the external aqueous phase (W2).
Upon application to the hair, the quaternary ammonium compound is
substantive to, and conditions, the hair. The primary W1 /O
emulsion, which incorporates the anionic dye (i.e., the first
topically-active compound) in the aqueous phase, also is present
on the hair. The oil phase provides further conditioning benefits
to the wet hair, and can evaporate during hair drying to release
the anionic dye, which colors the hair. Similarly, an anionic
compound can be the second topically-active compound to cleanse
the hair and a cationic compound can be the first topically-active
compound to condition the hair.
In accordance with another important aspect of the present
invention, the first topically-active compound is water soluble or
water dispersible. The first topically-active compound therefore
can be rinsed from the skin or the hair during a subsequent
shampooing or rinsing to preclude an undesirable residue of first
topically-active compound building up on the hair.
In another embodiment of the present invention, the first and
second topically-active compounds are compatible, yet perform
different functions. For example, the second topically-active
compound can be a cleansing compound for the skin or hair, and the
first topically-active compound can be a topical medicament, a
hair fixative, or a hair dye, for example.
In another important embodiment, the external aqueous phase does
not include a second topically-active compound. In this
embodiment, the first topically-active compound in the primary W1
/O emulsion is precluded from contacting the skin or hair until
desired. For example, present day water-soluble hair dye
compositions stain the hands of the applicator, sinks and
countertops. The present W1 -O-W2 multiple
emulsion compositions allow application of a water-soluble dye to
hair, wherein the dye is released only after the composition is
applied to the hair, and the hair is dried. Staining of hands,
sinks and countertops therefore is avoided. Composition economics
also is enhanced because the water-soluble hair dye, a relatively
expensive ingredient, is not rinsed from the hair and wasted.
In yet another important embodiment, a W1 -O-W2
multiple emulsion composition of the present invention
incorporates a skin cleansing agent or a skin conditioning agent
as the second topically-active compound and an astringent salt as
the first topically-active compound to form a stable and
efficacious deodorant-cleanser composition. In other embodiments
of the present invention, the first topically-active compound is a
topically-effective drug or medicament; a topical anesthetic; a
sunscreen agent; a skin care agent; a skin-soothing emollient or
other topical cosmetic compound; a topical anti-inflammatory; and
the like.
The first topically-active compound incorporated into the multiple
emulsion compositions of the present invention preferably is water
soluble and is incorporated into the aqueous phase of the primary
W1 /O emulsion. As used herein, the term "water
soluble" means "water soluble or water
dispersible". However, water-insoluble topically-active
compounds also can be incorporated into the oil phase of the
primary W1 /O emulsion.
In a preferred embodiment, the W1 -O-W2
multiple emulsion compositions comprise:
(A) about 50% to about 95% by weight of the composition of an
external aqueous phase, said external aqueous phase comprising:
(i) about 0.1% to about 30% by weight of the external aqueous
phase of a second topically-active compound;
(ii) about 0.5% to about 10% by weight of the external aqueous
phase of a surfactant system capable of forming stabilizing liquid
crystals; and
(iii) water;
(B) about 5% to about 50% by weight of the composition of a
primary water-in-oil emulsion, said primary emulsion comprising:
(i) about 10% to about 95% by weight of the primary emulsion of an
aqueous phase, said aqueous phase comprising (a) water and (b) a
topically-effective amount of a first topically-active compound,
typically about 0.1% to about 30% by weight based on the total
weight of the primary emulsion;
(ii) about 0.5% to about 80% by weight of the primary emulsion of
an oil phase comprising a volatile silicone compound, a volatile
compound, or a mixture thereof; and
(iii) about 0.1% to about 15% by weight of the primary emulsion of
a surfactant phase comprising a silicon-free surfactant or
surfactant blend having an HLB value of about 1 to about 7, an
oil-soluble silicon-based surfactant, an oil-soluble polymeric
surfactant or a mixture thereof.
Other aspects of the present invention include providing a phase
stable, topically-effective composition for the administration of
one or more water-soluble, topically-active compounds to the skin
or hair by providing a primary W1 /O emulsion having a
droplet size of about 5 to about 1000m.
The present W1 -O-W2 multiple emulsion
compositions are stable over extended storage periods, can be
essentially nonstaining, effectively deliver one or more
water-soluble, topically-active compounds to the skin and hair,
and exhibit excellent esthetic and functional properties for
consumer acceptance.
The above and other advantages and novel features of the present
invention will become apparent from the following detailed
description of the preferred embodiments.
Claim 1 of 55 Claims
1. A water-in-oil-in-water multiple emulsion composition
comprising:
(a) about 40% to about 99% by weight of the composition of an
external aqueous phase comprising: (i) water and (ii) about 0.1%
to about 15% by weight of the external aqueous phase of a
surfactant system capable of forming liquid crystals, wherein the
surfactant system in the external phase is selected from the group
consisting of a quaternary ammonium compound having two long alkyl
(C8 -C22) chains, a di-long chain alkyl (C8
-C22) amine, a long chain fatty (C8 -C22
alcohol, an ethoxylated fatty (C8 -C22)
alcohol, a double-tailed anionic surfactant, a double-tailed
phospholipid, and mixtures thereof; and
(b) about 1% to about 60% by weight of the composition of a
primary emulsion, said primary emulsion comprising:
(i) about 1% to about 95% by weight of the primary emulsion of an
aqueous phase comprising a topically-effective amount of a first
topically-active compound and water,
(ii) about 5% to about 95% by weight of the primary emulsion of an
oil phase comprising: (A) a volatile silicone compound, a
nonvolatile silicone compound, a volatile hydrocarbon compound, a
nonvolatile hydrocarbon compound, or a mixture thereof, and (B) a
dye, and
(iii) about 0.1% to about 20% by weight of the primary emulsion of
a surfactant phase comprising a silicon-free surfactant or
surfactant blend having an HLB value of about 10 or less, an
oil-soluble silicon-based surfactant, an oil-soluble polymeric
surfactant, or a mixture thereof.
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