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Title: Bioerodable film for delivery of pharmaceutical
compounds of mucosal surfaces
United States Patent: 6,159,498
Inventors: Tapolsky; Gilles H. (The Woodlands, TX); Osborne;
David W. (The Woodlands, TX)
Assignee: Virotex Corporation (The Woodlands, TX)
Appl. No.: 144827
Filed: September 1, 1998
Abstract
The present invention relates to water-soluble, bioerodable
pharmaceutical delivery device for application to mucosal surfaces. The
device comprises an adhesive layer and a non-adhesive backing layer, and
the pharmaceutical may be provided in either or both layers. Upon
application, the device adheres to the mucosal surface, providing drug
delivery and protection to the treatment site.
DETAILED DESCRIPTION OF THE INVENTION
In the present invention, a novel water soluble, bioerodable
pharmaceutical device which adheres to mucosal surfaces is provided. The
present invention finds particular use in the localized treatment of body
tissues, diseases, or wounds which may have moist surfaces and which are
susceptible to bodily fluids, such as the mouth, the vagina, or other
types of mucosal surfaces. The device carries a pharmaceutical, and upon
application and adherence to the mucosal surface, offers a layer of
protection and delivers the pharmaceutical to the treatment site, the
surrounding tissues, and other bodily fluids. The device provides an
appropriate residence time for effective drug delivery at the treatment
site, given the control of solubilization in aqueous solution or bodily
fluids such as saliva, and the slow, natural dissolution of the film
concomitant to the delivery. In one embodiment, the pharmaceutical
delivery device comprises a bilayer film disk having an adhesive layer and
a backing layer, both water-soluble, having the pharmaceutical in either
or both layers.
Unlike bioadhesive gels and pastes known in the art, which have a very
limited residence time, given the tendency of bodily fluids such as saliva
to wash away the gel from the treatment site, the present invention offers
an increased residence time because of its filmy consistency and
components. A typical residence time for an aqueous gel or paste, such as
Orajel.RTM., Orabase.RTM., or Kanka.RTM. is a few minutes. This short
residence time is a consequence of a limited or poor adhesion. In a
typical aqueous gel, the mucoadhesive components are either in solution,
suspension, or swollen. Once applied to the mucosal surface, however, the
water based gel does not instantaneously penetrate the lipophilic mucosal
surface. The composition and water affinity of these gels results in a
tendency to quickly mix with the saliva, rapidly pulling away the
different components of the gel, and limiting the residence time. The same
tendency is expected with pastes, the increase in viscosity only slightly
delaying the timing. The present invention, by its solid form and its
instantaneous adhesion to the mucosal surface, allows a lasting contact, a
consequence of the entanglement of polymer chains and glycoproteins of the
mucosal tissue which assures adhesion. Dissolution kinetics in the saliva
and other aqueous media are influenced by the physical state of the
device. While a gel or solution will readily mix with saliva and/or other
bodily fluids, a solid form such as a crystalline, film, or precipitate of
the same or similar composition is expected to dissolve more slowly.
Also, unlike the bioadhesive tablets which are known in the art, the
pharmaceutical device of the present invention minimizes the discomfort
associated with application of a foreign substance for a period of time
sufficient to provide effective drug delivery to the treatment site.
Although bioadhesive tablets do offer effective residence time, users of
bioadhesive tablets experience unpleasant sensations due to their
solidity, bulkiness, and slow dissolution time if erodable, especially
when used in the oral cavity. Moreover, the typical thickness of
bioadhesive tablets, which may or may not be water soluble, is a couple of
millimeters, and because of their thickness, the preferred site of
application is on the upper gingival area. This site is quite satisfactory
for the systemic delivery of an active component, but may not be as
satisfactory for local delivery. The device of the present invention
offers the advantages of an effective residence time with minimal
discomfort and ease of use, and is an appropriate vehicle for the local as
well as systemic delivery of pharmaceutical, given its thinner, flexible
form.
Finally, unlike the film systems known in the art which are used to
deliver pharmaceutical through the skin or mucous, the device of the
present invention is made of water-soluble components and is bioerodable.
The use of water-soluble components allows the device to dissolve over a
period of time, with natural bodily fluids slowly dissolving and eroding
away the carrier, while the pharmaceutical remains at the application
site. Unlike bandages and other non-water-soluble film systems, the user
of the present invention does not have to remove the device following
treatment. Nor does the user experience the sensation of the presence of a
foreign object at the mucosal surface or within the body cavity, given
that upon application, water absorption softens the device, and over time,
the device slowly dissolves or erodes away.
The residence time of the device of the present invention depends on the
dissolution rate of the water-soluble polymers used. The dissolution rate
may be adjusted by mixing together chemically different polymers, such as
hydroxyethyl cellulose and hydroxypropyl cellulose; by using different
molecular weight grades of the same polymer, such as mixing low and medium
molecular weight hydroxyethyl cellulose; by using crosslinking agents such
as glyoxal with polymers such as hydroxyethyl cellulose for partial
crosslinking; or by post-treatment irradiation or curing, which may alter
the physical state of the film, including its crystallinity or phase
transition, once obtained. These strategies might be employed alone or in
combination in order to modify the dissolution kinetics of the device,
without suppressing the water solubility characteristics of the component
materials.
Upon application, the pharmaceutical delivery device adheres to the
mucosal surface and holds in place. Water absorption softens the device
quickly, diminishing and eliminating the foreign body sensation. As the
device rests on the mucosal surface, delivery of the drug is provided.
Residence times may vary, depending on the formulation and materials used,
but may be modulated between a few minutes to several hours. Residence
times which may be achieved with this invention include 30 minutes to
about 3 or 4 hours. A preferred residence time for effective drug delivery
is about 1 to 2 hours. In addition to providing drug delivery, once the
device adheres to the mucosal surface, it also provides protection to the
treatment site, acting as an erodable band aid.
In one embodiment, the present invention comprises a film disk having two
layers--an adhesive layer and a non-adhesive backing layer--which are both
water soluble and made of pharmacologically-approved materials. The
pharmaceutical component may be included in either layer, although
preferably, it is included in the adhesive layer, which is closest to the
treatment site and which will have a slower dissolution time, given that
the backing layer protects the interior, adhesive layer and will dissolve
first.
The adhesive layer may comprise at least one film-forming water-soluble
polymer, usually a cellulose derivative (the "film-forming
polymer") and at least one pharmacologically acceptable polymer known
for its bioadhesive capabilities (the "bioadhesive polymer").
The film forming polymer may comprise hydroxyethyl cellulose,
hydroxypropyl cellulose, hydroxypropylmethyl cellulose, hydroxyethylmethyl
cellulose, or a combination thereof. Preferably, the film-forming polymer
comprises hydroxyethyl cellulose. Preferably, in the case of hydroxyethyl
cellulose, the average molecular weight (Mw estimated from intrinsic
viscosity measurements) is in the range 102 to 106
and more preferably in the range 103 to 105, while
in the case of hydroxypropyl cellulose, the average molecular weight (Mw
obtained from size exclusion chromatography measurements) is in the range
50x103 to 1.5x106, and more preferably between 80x103
to 5x105. The film-forming, polymer may be crosslinked or
plasticized in order to alter its dissolution kinetics.
The bioadhesive polymer of the adhesive layer may comprise polyacrylic
acid (PAA), which may or may not be partially crosslinked, sodium
carboxymethyl cellulose (NaCMC), and polyvinylpyrrolidone (PVP), or
combinations thereof. These bioadhesive polymers are preferred because
they have good and instantaneous mucoadhesive properties in a dry, film
state. In the case of sodium carboxymethyl cellulose, typical average
molecular weights comprise 50,000 to 700,000, and preferably 60,000 to
500,000, with a degree of substitution of 0.7. The substitution range
varies between 0.5 and 1.5, and preferably between 0.6 and 0.9. The
polyvinyl pyrrolidone can be characterized according to its average
molecular weight and comprises between 5,000 and 150,000, preferably
between 10,000 and 100,000. The simultaneous use of PAA with some grades
of PVP may result in the precipitation of one or both components. This
precipitation may not be ideal to obtain a homogenous layer and may
slightly alter the overall adhesive properties of the device.
The adhesion properties of the present invention are the result of the
entanglement of polymer chains and interactions with glycoproteins of the
mucosal surface. The chemical nature of the bioadhesive polymers,
including chain and side groups and crosslinking agents, generates
interactions between the mucosal constituents and the polymer or polymers,
such as physical entanglement, Van der Waals interactions, and hydrogen
bonding. Given that the composition of mucosal tissues differs from one
individual to another and changes naturally over time, the use of a
combination of bioadhesive polymers or the use of a combination of
different grades of the same polymer is preferred. The use of a
combination of at least two bioadhesive polymers maximizes the adhesion
capabilities of the device, although use of a single bioadhesive polymer
is effective as well.
The ratio of the bioadhesive polymer to the film-forming polymer in the
adhesive layer may vary, depending on the type of pharmaceutical and the
amount of pharmaceutical to be used. However, the content of combined
components in the adhesive layer is between 5 and 95% by weight,
preferably between 10 and 80% by weight. In terms of weight percent of the
different bioadhesive polymers PAA, NaCMC, and PVP, some examples are
provided below. Preferred combinations include PAA and NaCMC, NaCMC and
PVP, or PAA and PVP, and also include the use of different grades of the
same polymer.
The non adhesive backing layer may comprise a water-soluble, film-forming
pharmaceutically acceptable polymer such as hydroxyethyl cellulose,
hydroxypropyl cellulose, hydroxypropylmethyl cellulose, hydroxyethylmethyl
cellulose, polyvinylalcohol, polyethylene glycol, polyethylene oxide,
ethylene oxide-propylene oxide co-polymers, or a combination thereof. The
backing, layer component may or may not be crosslinked. In one embodiment,
the preferred backing layer component comprises hydroxyethyl cellulose or
hydroxypropyl cellulose, and more preferably comprises hydroxyethyl
cellulose. Preferably, in the case of hydroxyethyl cellulose, the average
molecular weight (Mw estimated from intrinsic viscosity measurements) is
in the range 102 to 106, and more preferably in the
range 103 to 105, while in the case of hydroxypropyl
cellulose, the average molecular weight (Mw obtained from size exclusion
chromatography measurements) is in the range of 50x103 to 1.5x106
and more preferably from 80x103 to 5x105.
Combinations of different polymers or similar polymers with definite
molecular weight characteristics may be used in order to achieve preferred
film forming capabilities, mechanical properties, and kinetics of
dissolution. Some combinations for use in the invention are provided in
the examples below and may include 3/4 of hydroxyethyl cellulose and 1/4
of hydroxypropyl cellulose; 4/5 of low molecular weight hydroxyethyl
cellulose and 1/5 of medium molecular weight hydroxyethyl cellulose; and
8/9 of low molecular weight hydroxyethyl cellulose and 1/9 of high
molecular weight hydroxyethyl cellulose. In order to modify the water
dissolution kinetics of the backing layer without resulting in a non-water
soluble material, partial and limited crosslinking may be used.
Crosslinking agents known in the art are appropriate for use in the
invention and may include glyoxal, propylene glycol, glycerol, dihydroxy-polyethylene
glycol of different sizes, and butylene glycol. The amount of crosslinking
agent used may vary, depending on the particular polymers and crosslinking
agent, but should not exceed 5% molar equivalent of the polymeric
material, and preferably comprises 0 to 3% molar equivalent of the
polymeric material. Dissolution characteristics may be adjusted to modify
the residence time and the release profile of a drug when included in the
backing layer.
The pharmaceutical component of the present invention may comprise a
single pharmaceutical or a combination of pharmaceuticals, which may be
incorporated in the adhesive layer, the backing layer, or both.
Pharmaceuticals which may be used, either alone or in combination, include
anti-inflammatory analgesic agents, steroidal anti-inflammatory agents,
antihistamines, local anesthetics, bactericides and disinfectants,
vasoconstrictors, hemostatics, chemotherapeutic drugs, antibiotics,
keratolytics, cauterizing agents, and antiviral drugs.
Examples of anti-inflammatory analgesic agents include acetaminophen,
methyl salicylate, monoglycol salicylate, aspirin, mefenamic acid,
flufenamic acid, indomethacin, diclofenac, alclofenac, diclofenac sodium,
ibuprofen, ketoprofen, naproxen, pranoprofen, fenoprofen, sulindac,
fenclofenac, clidanac, flurbiprofen, fentiazac, bufexarnac, piroxicam,
phenylbutazone, oxyphenbutazone, clofezone, pentazocine, mepirizole,
tiaramide hydrochloride, etc. Examples of steroidal anti-inflammatory
agents include hydrocortisone, predonisolone, dexamethasone, triamcinolone
acetonide, fluocinolone acetonide, hydrocortisone acetate, predonisolone
acetate, methylpredonisolone, dexamethasone acetate, betamethasone,
betamethasone valerate, flumetasone, fluorometholone, beclomethasone
diproprionate, etc.
Examples of antihistamines include diphenhydramine hydrochloride,
diphenhydramine salicylate, diphenhydramine, chlorpheniramine
hydrochloride, chlorpheniramine maleate isothipendyl hydrochloride,
tripelennamine hydrochloride, promethazine hydrochloride, methdilazine
hydrochloride, etc. Examples of local anesthetics include dibucaine
hydrochloride, dibucaine, lidocaine hydrochloride, lidocaine, benzocaine,
p-buthylaminobenzoic acid 2-(die-ethylamino) ethyl ester hydrochloride,
procaine hydrochloride, tetracaine, tetracaine hydrochloride,
chloroprocaine hydrochloride, oxyprocaine hydrochloride, mepivacaine,
cocaine hydrochloride, piperocaine hydrochloride, dyclonine, dyclonine
hydrochloride, etc.
Examples of bactericides and disinfectants include thimerosal, phenol,
thymol, benzalkonium chloride, benzethonium chloride, chlorhexidine,
povidone iode, cetylpyridinium chloride, eugenol, trimethylammonium
bromide, etc. Examples of vasoconstrictors include naphazoline nitrate,
tetrahydrozoline hydrochloride, oxymetazoline hydrochloride, phenylephrine
hydrochloride, tramazoline hydrochloride, etc. Examples of hemostatics
include thrombin, phytonadione, protamine sulfate, aminocaproic acid,
tranexamic acid, carbazochrome, carbaxochrome sodium sulfanate, rutin,
hesperidin, etc.
Examples of chemotherapeutic drugs include sulfamine, sulfathiazole,
sulfadiazine, homosulfamine, sulfisoxazole, sulfisomidine, sulfamethizole,
nitrofurazone, etc. Examples of antibiotics include penicillin, meticillin,
oxacillin, cefalotin, cefalordin, erythromcycin, lincomycin, tetracycline,
chlortetracycline, oxytetracycline, metacycline, chloramphenicol,
kanamycin, streptomycin, gentamicin, bacitracin, cycloserine, etc.
Examples of keratolytics include salicylic acid, podophyllum resin,
podolifox, and cantharidin. Examples of cauterizing agents include the
chloroacetic acids and silver nitrate. Examples of antiviral drugs include
protease inhibitors, thymadine kinase inhibitors, sugar or glycoprotein
synthesis inhibitors, structural protein synthesis inhibitors, attachment
and adsorption inhibitors, and nucleoside analogues such as acyclovir,
penciclovir, valacyclovir, and ganciclovir.
The amount of active pharmaceutical (s) to be used depends on the desired
treatment strength, although preferably, the pharmaceutical component
comprises 0.001 to 30% by weight of the device, and more preferably
between 0.005 and 20% by weight.
Plasticizers, flavoring and coloring agents, and preservatives may also be
included in the pharmaceutical delivery device of the present invention in
the adhesive layer, the backing layer, or both. Preferably, these
components comprise no more than 1% of the final weight of the device, but
the amount may vary depending on the drug or other components.
The thickness of the device may vary, depending on the thickness of each
of the layers. Preferably, the bilayer thickness ranges from 0.05 mm to 1
mm, and more preferably from 0.1 to 0.5 mm. The thickness of each layer
may vary from 10 to 90% of the overall thickness of the bilayer device,
and preferably varies from 30 to 60%. Thus, the preferred thickness of
each layer may vary from 0.01 mm to 0.9 mm, and more preferably from 0.03
to 0.6 mm.
The pharmaceutical delivery device of the present invention may be
prepared by numerous methods known in the art. In one embodiment, the
components are dissolved in the appropriate solvent or combination of
solvents to prepare a solution. Solvents for use in the present invention
may comprise water, methanol, ethanol, or low alkyl alcohols such as
isopropyl alcohol, acetone, methyl ethyl cetone, heptane, or
dichloroethane, alone or combination. The final solvent content or
residual solvent content in the film may be the result of either or both
layers. The solvent may also be used as a plasticizer or
dissolution-rate-modifying agent.
Each solution is then coated onto a substrate. Eventually, one of the
components might be in suspension. Each solution is casted and processed
into a thin film by techniques known in the art, such as by film dipping,
film coating, film casting, spin coating, or spray drying using the
appropriate substrate. The thin film is then dried. The drying step can be
accomplished in any type of oven. However) the solvent residual depends on
the drying procedure. The film layers may be filmed independently and then
laminated together or may be filmed one on the top of the other.
The film obtained after the two layers have been laminated together or
coated on top of each other may be cut into any type of shape, for
application to the mucosal tissue. Some shapes include disks, ellipses,
squares, rectangles, and parallepipedes.
Methods for treating mucosal surfaces, surrounding tissues, and bodily
fluids for localized and systemic drug delivery are also provided. In one
embodiment, the method comprises applying an adherent film of the
invention to the treatment site in order to provide protection to the
treatment site and drug delivery. The adherent film may comprise any of
the bilayer devices provided in herein. In a preferred embodiment, the
method comprises application of a bilayer pharmaceutical carrier device
having a first adhesive layer and a second non-adhesive backing layer as
described above, each layer having a thickness of from 0.01 mm to 0.9 mm.
The pharmaceutical or combination of pharmaceuticals may be present in the
adhesive layer, the non-adhesive backing layer, or both layers.
Claim 1 of 27 Claims
What is claimed is:
1. A biodegradable, water-soluble pharmaceutical carrier device comprising
a layered flexible film having a first water-soluble adhesive layer to be
placed in contact with the mucosal surface and a second, water-soluble
non-adhesive backing layer, and a pharmaceutical or combination of
pharmaceuticals incorporated with said first or second layer, wherein said
first water-soluble adhesive layer comprises hydroxyethyl cellulose,
polyacrylic acid, and sodium carboxymethyl cellulose; and said second
water-soluble non-adhesive backing layer comprises hydroxyethyl cellulose.
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