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Title: Method of treating skin disorders with
high-strength retinoids
United States Patent: 6,228,887
Inventors: Kligman; Douglas E. (151 E. Tenth St.,
Conshohocken, PA 19428); Kligman; Albert M. (151 E. Tenth St.,
Conshohocken, PA 19428)
Appl. No.: 567792
Filed: May 9, 2000
Abstract
Various skin disorders, excluding acne are treated by topical
application to the skin of a retinoid-composition including a retinoid in
a dermatologically acceptable vehicle at such a concentration and applied
in such a way as to induce desquamation of the skin to ameliorate the
disorder. Preferably, the compositions contain greater than 0.1 weight
percent tretinoin, and more preferably at least 0.2 weight percent
tretinoin. The vehicle is preferably a solvent for the retinoid such as an
alcohol/glycol or hydroalcoholic vehicle, but it is also possible to apply
the retinoid in a non-solvent vehicle such as emulsifying or suspending
the retinoid in a cream, dressing, gel, ointment or liquid polymer, with
or without penetration enhancers. The treatment achieves rapid
amelioration of skin disorders such as photodamaged skin,
hyperpigmentation, rosacea, premalignant cancers including actinic
keratoses, wrinkles, superficial scarring, epidermal atrophy and atypia,
and keratosis pilaris, by daily or every other day application for about
one to two months. Thereafter, the high strength applications may be
tapered off, and the treated skin maintained with more conventional lower
concentration compositions.
DETAILED DESCRIPTION OF THE INVENTION
A retinoid is used as the active ingredient in this
invention. A preferred retinoid is tretinoin, also known as vitamin A acid
or all-trans retinoic acid.
Retinoids have been defined narrowly as comprising simply vitamin A (retinol)
and its derivatives, such as vitamin A aldehyde (retinal), vitamin A acid
(retinoic acid), comprising the so called natural retinoids. However,
subsequent research has resulted in a much larger class of chemical
compounds that are termed retinoids due to their biological similarity to
vitamin A and its derivatives. Thus, there are now a number of so-called
retinoic acid receptor (RAR)-specific retinoids which have been found to
react with retinoid receptors despite having quite different structures
from Vitamin A.
Compounds useful in the present invention include all natural and/or
synthetic analogues of vitamin A or retinol-like compounds, as well as RAR-specific
retinoids, which possess the biological activity of vitamin A in the skin,
such as the control of epithelial cell differentiation of keratinocytes in
the epidermis and/or stimulation of fibroplasia or new collagen synthesis
in the dermis among other effects. Accordingly, as used herein for
purposes of the present invention, the term "retinoid" will be
understood to include any of the foregoing compounds. Examples of suitable
retinoids for use in the present invention which are presently
commercially available or in clinical trials include: 13-cis retinoic acid
(isotretinoin), 9-cis retinoic acid, tazarotene (an acetylinic or RAR
specific retinoid from Allergan, Inc.), and adapalene (a naphthoic acid
derivative from Galderma Laboratories, Inc.)
There are preferably no other active ingredients in the retinoid
compositions used in this invention, particularly no other active
ingredients or components with known activity in treating skin disorders
by chemical skin peeling, e.g., alpha hydroxy acids, salicylic acid,
trichloroacetic acid, resorcinol and the like. However, steroids or other
drugs may be used concurrently to offset side affects, where present or
appropriate.
The retinoid used in this invention is applied to the skin being treated
in a composition or formulation suitable for topical application, i.e.,
directly dabbing or spreading on the epidermis. The retinoid composition
includes a carrier or vehicle, preferably a liquid vehicle that is a
solvent for the retinoid and is dermatologically acceptable. The term
"dermatologically acceptable" means suitable for use in contact
with skin tissue without undue toxicity, incompatibility, instability or
adverse reaction with the skin or the active ingredient, e.g. tretinoin.
Tretinoin and other retinoids are substantially insoluble in aqueous
vehicles. Therefore, organic solvent vehicles are preferred as the liquid
carrier. Alcoholic vehicles such as ethanol and isopropanol are preferred,
with ethanol being most preferred. Other suitable solvent vehicles to form
a solution of a retinoid include, for example, acetone, diethyl ether,
liquid glycols or glycol derivatives, and hydroalcoholic vehicles.
The solvent vehicle may also be a mixture of such components. A
particularly suitable solvent vehicle carrier for tretinoin comprises an
alcohol selected from the group consisting of ethanol and isopropanol and
a suitable liquid glycol or glycol derivative. Examples of suitable
glycols are liquid polyethylene glycols, such as polyethylene glycol 400,
propylene glycol and liquid polypropylene glycols. Of these, polyethylene
glycols and propylene glycols are preferred. Examples of suitable liquid
glycol derivatives include ethylene glycol ethers, such as mono-, di- and
triethylene glycol monomethyl ethers and mono- di- and triethylene glycol
monoethyl ethers.
A preferred solvent vehicle for tretinoin comprises from about 20 to 80%
by weight of ethanol or isopropanol and the balance being a liquid glycol,
preferably polyethylene glycol.
Instead of a solvent carrier, the retinoid may be suspended or emulsified
in a non-solvent vehicle, such as any of various formulations known or
available in the art, including creams, dressings, gels, ointments and
liquid polymers. Whatever the vehicle or carrier selected for the retinoid,
it is important that it be one which promotes good contact with and
penetration into the skin, not only into the epidermis, but preferably
also into the dermis. Thus, vehicles are preferred which drive the highest
concentration across the stratum corneum as possible. Alcoholic vehicles
are particularly useful in this regard, whereas polymers, sponges and
other vehicles which may retard or sequester release of the active agent
are not preferred. Although tretinoin, for example, is in itself a good
penetration enhancer, additional penetration enhancing agents may be
helpful in some circumstances, and such agents are generally known to
those of ordinary skill in the art.
The retinoid concentration in the vehicle is such that the topical
application will cause desquamation of the skin, including superficial
and/or subclinical peeling. In the case of tretinoin the concentration is
preferably greater than 0.1% by weight, e.g., at least about 0.12% by
weight, and more preferably at least about 0.2% by weight tretinoin in the
vehicle. Concentrations greater than about 0.3 to 0.5% by weight are
unnecessary and not preferred. A particularly preferred formulation
contains about 0.25% by weight tretinoin in a liquid carrier comprising
ethanol and polyethylene glycol 400. These concentrations of tretinoin are
percent by weight based on the total weight of the formulation. Such
concentration are referred to herein as "high-strength" in
contrast to lower strength concentrations, i.e. up to about 0.1% by
weight, which for most people will not cause intensive inflammation and/or
peeling. In the case of other retinoids, the concentration sufficient to
cause desquamation may be different from that of tretinoin, but can be
determined by one skilled in the art without undue experimentation.
The topical retinoid formulations of this invention are preferably
solutions in which the retinoid is completely dissolved. The formulations
may also contain other dermatologically acceptable adjuvants, such as
antioxidants or other formulation stabilizers that provide increased shelf
life, thickening agents, and other conventional skin care formulation
additives, e.g., sunscreens or sun blocks.
The retinoid composition of this invention is initially applied to the
skin to be treated either daily, or every other day or every third day,
with single applications every day or every second day being preferred.
For treatment of facial skin, the composition is applied to the entire
face, i.e., the forehead, cheeks, around crows feet areas, the lower
eyelids, the nose, the upper lip and the chin. Other areas of the skin,
such as dorsal forearms, hands, upper chest, upper back, neck, and scalp,
may be treated in the same way as facial skin. Preferably, the composition
is applied at night prior to the individual going to bed. Application of
the retinoid composition may be made by conventional means, e.g., a
cotton-tipped applicator, a gauze pad, or the like. After each application
of the retinoid composition, the composition is allowed to dry on the skin
by at least partial evaporation of the vehicle.
In the case of the treatment of actinic keratoses, it may be desired to
apply the retinoid composition twice a day, in a manner similar to the
conventional treatment of actinic keratoses with 5-fluorouracil. This is
particularly the case with treatment of thicker hypertrophic actinic
keratoses or with treatment of the forearms, hands and other parts of the
body which may be more tolerant to irritation than the face, and may
require more intensive treatment to effect desquamation. Further,
treatment of actinic keratoses and other skin disorders besides photoaging
may be by spot application to visible lesions or affected areas of the
skin, instead of by general application to the skin.
During the initial 1-2 weeks of treatment, the high concentration of
retinoid present in the composition results in an intensive inflammation
or irritation to the skin that is nevertheless generally at an acceptable
or tolerable level for most individuals, when the preferred application
rate of every night or every other night is used. The skin irritation is
observable as a flushing or diffuse reddening of the skin on which the
retinoid formulation is applied. For most individuals, erythema and
desquamation (peeling) develop in about 7-10 days after initiation of
treatment and subside in about another 7-10 days. Thus, in most cases,
depending on the individual treated and the concentration and/or frequency
of application, a superficial chemical skin peel, as well as subclinical
peeling, is effected by the high-strength retinoid treatment. After the
initial peeling, the patient's skin accommodates to the high dose,
probably due to down-regulation of the cells, so that further treatment is
more easily tolerated.
If desired, a bland moisturizer may be used during the time of peeling,
typically over the first two weeks of treatment, which makes the
irritation and peeling that occurs during this period more tolerable to
the treated individuals. For individuals with more sensitivity to the
irritating sensation, application of the retinoid tretinoin composition
may be made every three days instead of the preferred application every
one or two days. For individuals with more extensive photodamage,
particularly elderly individuals who typically have a dampened
inflammatory response, the tretinoin composition may be applied daily,
rather than every other day.
After the initial two to three weeks of treatment, the retinoid
composition may be applied daily since the irritation response subsides
for most treated individuals. The treatment is continued for a total
period of time of about 1-2 months, preferably about 4-6 weeks. Generally
after about 3-4 weeks, the treated individuals report significant
improvement in the treated skin such as smoothing, more suppleness and
softness to the skin, diminution of fine lines, decreased sallowness
(yellow color) and more vascularity as evidenced by a rosier glow to the
skin. These results may be corroborated by photographic analysis of the
treated individual both pre- and post-treatment. Treated individuals
typically find that makeup (foundation) is easier to apply since the dry
surface of photodamaged skin has been eliminated and replaced with an
increase in skin moisturization, e.g., as measured by conductance using a
Novameter.
Examination of skin biopsy specimens by histology confirms that reversal
of photodamage is seen early in the course of the treatment of this
invention. Such skin improvement includes normalization of epidermal
atypia, thinning of the stratum corneum, acanthosis of the stratum
germinativum, increased rete ridge patterns, dispersal of pigment
granules, increased collagen fiber synthesis in the papillary dermis, and
increase vascularity, as well as improved skin elasticity and increased
skin moisturization.
After completion of the treatment of photoaging according to the method of
this invention, the improvement in skin condition and appearance may be
maintained by use of conventional skin treatment protocols, e.g.,
treatment with low strength (0.05%) tretinoin emollient creams, or other
retinoid compositions, such as retinol or isotretinoin formulations.
The present invention is not only useful for treating individuals with
photodamaged or photoaged skin, but also may be used with individuals who
have other skin disorders including rosacea, hyperpigmentation (melasma),
premalignant skin cancers (including actinic keratoses), wrinkles,
superficial scarring, epidermal atrophy and/or atypia, and keratosis
pilaris.
The retinoid treatment of this invention is surprisingly well tolerated by
individuals being treated and results in rapid improvement of skin
condition and appearance. Fine lines and wrinkles are reduced, blotchiness
is diminished, and rough scaling is replaced by a smooth skin surface.
Increased skin firmness is evident by palpation, and this may be confirmed
by physical measurements of elasticity. The increased smoothness and
improved texture of the skin that results may be confirmed by Silflo
replicas. The increased hygroscopicity and water holding capacity in the
stratum corneum of the treated skin may be confirmed by impedance
measurements using a Novameter. The cosmetic benefits that result from the
treatment method of this invention are noteworthy for treated individuals
whose skin initially exhibits fine line wrinkles, mottled
hyperpigmentation, skin roughness, and other symptoms associated with
photoaging and photodamage.
In the case of the treatment of premalignancies such as actinic keratoses,
it is believed that retinoids can drive apoptosis. Thus, while applicants
do not wish to be bound by any particular theory, it is believed that the
noraml killing off of cells that are aberrant (apoptosis) is interrupted
by the premalignancies, so that the aberrant cells continue to divide and
multiply. Retinoids appear to have the ability to stop the aberrant cell
division by reinstituting a sort of apoptosis program so that the
premalignant cells are killed off.
Claim 1 of 11 Claims
We claim:
1. A method for treating a skin disorder excluding acne, comprising
topically applying to skin to be treated a retinoid-containing composition
comprising a retinoid in a dermatologically acceptable vehicle, the
concentration of retinoid in the composition and the topical application
being effective to induce desquamation of the skin to ameliorate the
disorder.
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