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Title: Process for making a cosmetically or
pharmaceutically-acceptable emulsion or gel composition
United States Patent: 6,300,442
Inventors: Plochocka; Krystyna (Scotch Plains, NJ); Chuang;
Jui-Chang (Wayne, NJ); Shih; Jenn S. (Paramus, NJ)
Assignee: ISP Investments Inc. (Wilmington, DE)
Appl. No.: 396000
Filed: March 13, 1999
Abstract
A process of making a cosmetically or pharmaceutically-acceptable
emulsion or gel composition which comprises: (a) heating a reaction
mixture comprising, by weight, about 5-70% of a vinyl monomer in about
30-95% of an oil as solvent, wherein said oil is selected from the group
consisting of a silicone oil, a mineral oil and a water-insoluble organic
ester and a free radical initiator, optionally in the presence of a
crosslinking agent and/or an oil soluble surfactant, with agitation, under
an inert gas, at about 40-150oC., wherein the oil is present in
an amount sufficient to keep the resultant vinyl polymer in a stirrable
state until the end of the polymerization, (b) adding a surfactant, if a
suitable surfactant was not present during polymerization, and, (c) then
adding water to form an oil-in-water, a water-in-oil or a
water-in-oil-in-water emulsion or gel, in a volume ratio of oil-in-water
of 30:70 to 10:90, or water-in-oil of 90:10 to 30:70.
DETAILED DESCRIPTION OF THE INVENTION
The unique properties of many oils make it desirable to include them in
aqueous-based compositions. For example, cosmetically and
pharmaceutically-acceptable materials such as silicone oils, fluids and
gums, mineral oils, and water-insoluble organic esters such as isopropyl
palmitate and isopropyl myristate, are particularly useful in formulations
for the hair and skin. In these compositions, the lubricity and
hydrophobicity properties of the oils are beneficial for the user.
In this invention, vinyl polymers useful in cosmetic compositions are
prepared in a non-aqueous, heterogeneous polymerization process using an
oil as a solvent for the monomer during the polymerization reaction. The
oil solvent also acts as a medium to keep the polymer product in a
stirrable state throughout the polymerization. The reaction product is a
slurry of the vinyl polymer in oil. If desired, the reaction product may
be filtered to provide the vinyl polymer as a powder swollen with oil.
Thereafter, the reaction product itself, or the polymer powder swollen
with oil, is homogenized with water to form a uniform liquid emulsion or
gel which is directly useful as the cosmetic or pharmaceutical
composition.
Generally about 5-70%, preferably 10-30%, by weight, of the vinyl monomer
reactant is used in the process, and about 30-95% of the oil is included
for the solvent and medium functions in the process.
Suitable silicone oils or fluids for use in the invention may be selected
from non-volatile silicones, such as polyalkyl siloxanes, polyaryl
siloxanes, polyalkylaryl siloxanes and polyether siloxane copolymers; and
volatile silicones such as cyclomethicones also may be used.
Non-volatile polyalkylsiloxanes thus include, for example,
polydimethylsiloxanes (Dimethicone) with viscosities ranging from about 5
to about 600,000 centistokes (cS) at 25oC. These siloxanes are
available, for example, from the General Electric Company as the VISCASIL
series and from Dow Corning as the Dow Corning 200 products. Their
viscosity can be measured by the glass capillary viscometer procedure set
forth in Dow Corning Corporate Test Method CTM 0004 issued Jul. 20, 1970.
Preferably, the viscosity of these siloxanes selected have a viscosity of
about 100 to about 100,000 cS, and most preferably, a viscosity of up to
about 15,000 cS.
Suitable non-volatile polyalkylaryl siloxanes include, for example,
poly(methylphenyl) siloxanes having viscosities of about 15 to 65 cS at 25oC.
These siloxanes are available, for example, from the General Electric as
SF 1075 methylphenyl fluid or from Dow Corning as 556 Cosmetic Grade
Fluid. Additionally, poly(dimethylsiloxane)-(diphenylsiloxane) copolymers
having a viscosity in the range of about 10 to 100,000 cS at 25oC.
are useful.
These and other suitable silicones are disclosed in U.S. Pat. Nos.
2,826,551, 3,964,500 and 4,364,837.
Other suitable oils for use herein include cosmetically or
pharmaceutically-acceptable materials such as light and heavy mineral
oils, and water-insoluble organic esters such as isopropyl palmitate and
isopropyl myristate.
The polymerization process is carried out with a free radical initiator
present in the polymerization reaction mixture. The reaction product thus
includes the vinyl polymer corresponding to the vinyl monomer or monomers
selected. Suitable free radical initiators are diacetyl peroxide,
dibenzoyl peroxide, dilauroyl peroxide, t-butyl peroxypivalate, t-butyl
peroctoate, t-amyl peroxypivalate, t-butyl peroxy-2-ethylhexanoate, di-(4-t-butylcyclohexyl)
peroxydicarbonate, 2,2'-azo-bis(isobutyronitrile),
2,2'-azo-bis(2,4-dimethylvaleronitrile), or 1,1'-azo-bis(cyanocyclohexane),
and mixtures thereof.
A crosslinked vinyl polymer may be obtained in the process when the
optional crosslinking agent is included in the reaction mixture. Suitably,
the crosslinking agent is present in an amount of about 0.1-10 wt. %,
preferably 0.3-2%, based on the amount of vinyl monomer present. In the
presence of such a crosslinking agent, the vinyl monomer will form the
corresponding crosslinked vinyl polymer, which, upon homogenization with
water, will provide a uniform liquid gel product.
In the practice of the present invention, the oil solvent is charged into
a reactor, under agitation, and in a nitrogen atmosphere, and heated to
about 40o -150oC., preferably about 65oC.
Then the free radical initiator is added. Thereafter the vinyl monomer is
added continuously over a period of about 1-12 hours, preferably about 3-6
hours. Preferably, the vinyl monomer and optional crosslinking agent are
fed into the reactor at a rate such that substantially no free monomer is
present during the polymerization.
After polymerization is complete, the polymer is obtained as a slurry in
oil. The slurry can be used as is or filtered to remove excess oil where
the product consists of solid polymer with significant amount of absorbed
oil. Both slurry and filtered polymer are useful in cosmetic and
pharmaceutical formulations.
Suitable vinyl monomers include, but are not limited to, N-vinylamides and
N-vinyl lactams, such as N-vinylpyrrolidone, N-vinylcaprolactam; and N-vinylformamide,
and optinally with comonomers such as vinyl acetate, acrylic acid,
methacrylic acid, acrylamide, methacrylamide, an alkyl (meth)acrylate, an
alkyl (meth)acrylamide, a hydroxyalkyl (meth)acrylate and a hydroxyalkyl (meth)acrylamide,
and a N,N-dialkylaminoalkyl (meth)acrylate wherein alkyl is independently
a C1 to C4 alkyl group and N,N-dialkylaminoalkyl
methacrylamide (alkyl being as defined before), and their quaternary
derivatives; and mixtures thereof.
Suitable crosslinking agents include, but are not limited to,
diallylimidazolidone, divinyl ether of diethylene glycol, pentaerythritol
triallyl ether (PETA); triallyl-1,3,5-triazine-2,4,6-(1H,3H,5H)trione (TATT),
ethylene glycol diacrylate, 2,4,6-triallyloxy-1,3,5-triazine;
N-vinyl-3-(E)-ethylidene-pyrrolidone (EVP), 1,7-octadiene, 1,9-decadiene,
divinyl benzene, methylenebis(methacrylamide), methylene-bis(acrylamide),
N,N-divinylimidazolidone, ethylidene-bis(N-vinylpyrrolidone) (EBVP),
hexaallyl sucrose, or bis(N,N-acrylamide).
Another optional component of the reaction mixture is a surfactant. The
presence of a surfactant will function to effectively stabilize the
desired emulsion and gel products. Generally, an oil soluble surfactant is
present in the reaction mixture and a water soluble surfactant during the
water homogenization, in an amount of about 0.5-10%, preferably 1-5%,
based on oil present. Suitable oil soluble surfactants useful for
polymerization include, but are not limited to, cetyl dimethicone copolyol
(Abil.RTM. EM-90, product of Goldschmidt Chemical Corp.); Span.RTM. 80 (ICI)
and Dow Corning 3225 silicone.
The vinyl polymer laden with oil is then converted into an emulsion or
emulsified hydrogel which contain the polymer (linear or crosslinked) in
the aqueous phase. The oil phase consists of the oil used during
polymerization. The emulsions can be a water-in-oil (w/o), oil-in-water
(o/w), or mixed type (w/o/w). When the polymer is crosslinked, the aqueous
phase has attributes of a swollen crosslinked hydrogel. The hydrogel phase
can be either dispersed in oil as fine gel particles (w/o), or the oil
droplets can be dispersed in a continuous hydrogel phase (o/w).
The selected ratios of oil-to-water in such emulsions and emulsified
hydrogels are predetermined by the desired use compositions; these can be
adjusted within a broad range. Typically, oil-to-water ratios reside in
the range of about 30:70 to about 10:90 by volume in the case of o/w
emulsions and emulsified hydrogels. In corresponding w/o systems, the
ratios of oil-to-water are suitably in the range of about 90:10 to about
30:70 by volume. Typically, when there is a need for a significant amount
of oil in the final emulsion, the reaction product, that is, the slurry of
polymer in oil, is directly converted into an emulsion or an emulsified
hydrogel by addition of a calculated amount of water. When, however, the
ratio of oil-to-water in the emulsion is desired to be low, the emulsion
is made using the filtered reaction product that consists of polymer
powder swollen with the absorbed oil.
When an o/w system is desired, the polymer in oil is gradually added to
water, whereas when a w/o system is desired, water is added gradually to
the reaction product, with appropriate rapid agitation or homogenization.
Suitable surfactants should be added to these systems, such as, for
example, Tween.RTM. 20, 21, 40, 61 (ICI) or Igepal.RTM. CO-630 (product of
Rhone-Poulenc), for o/w emulsions and emulsified hydrogels; and Span.RTM.
60, 65, 80, 85 (ICI) for w/o systems. The surfactant added optionally to
the polymerization reaction mixture also may be sufficient to form the
desired emulsion or emulsified hydrogel.
Claim 1 of 12 Claims
What is claimed is:
1. A process of making a cosmetically or pharmaceutically-acceptable
emulsion or gel composition which comprises: (a) heating a reaction
mixture comprising, by weight, about 5-70% of a vinyl monomer in about
30-95% of an oil as solvent, wherein said oil is selected from the group
consisting of a silicone oil, a mineral oil and a water-insoluble organic
ester and a free radical initiator, optionally in the presence of a
crosslinking agent and/or an oil soluble surfactant, with agitation, under
an inert gas, at about 40-150oC., wherein the oil is present in
an amount sufficient to keep the resultant vinyl polymer in a stirrable
state until the end of the polymerization, (b) adding a surfactant, if a
suitable surfactant was not present during polymerization, and, (c) then
adding water to form an oil-in-water, a water-in-oil or a
water-in-oil-in-water emulsion or gel, in a volume ratio of oil-in-water
of 30:70 to 10:90, or water-in-oil of 90:10 to 30:70.
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