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Title: Potentiation of inclusion complex formation of
cyclodextrin derivatives
United States Patent: 6,576,261
Issued: June 10, 2003
Inventors: Pitha; Josef (10997 Mahlon Price Rd., Deal
Island, MD 21821)
Appl. No.: 634598
Filed: August 8, 2000
Abstract
A method is disclosed for the potentiation of formation of inclusion
complexes of electroneutral and anionic compounds. Included are compositions
containing complexes of two different cyclodextrin species. New complexes
containing as guest molecules active agents which have been first converted
to salts are also disclosed.
DETAILED DESCRIPTION OF THE INVENTION
In order to evaluate systematically the solubilization potency of the
available cyclodextrin preparations and of their combinations, test
compound, S-farnesylthiosalicylic acid (abbreviated as FTS), was used. This
compound is a candidate anticancer drug and, in its acidic form, has very
low water solubility. Several combinations of cyclodextrin preparations were
found to be better solubilizers of FTS in acidic form than any cyclodextrin
preparation alone.
Example 1 shows potentiation of inclusion complex formation using various
combinations of two cyclodextrin hosts. The best combinations are those
containing highly methylated alpha-cyclodextrin and less methylated, or
substituted, beta-cyclodextrin derivatives. The latter may lack any
substitutions at the secondary hydroxyls (e.g., G2). The highly methylated
alpha-cyclodextrin can be replaced by the corresponding beta- or
gamma-derivatives, but the more preferred complex is formed using the
former. On the basis of steric considerations, complexes also can be
expected to form between highly methylated and less highly methylated alpha-cyclodextrins.
Both the type of cyclodextrin and the kind of substituents are important.
The combination of alpha- and beta-cyclodextrin, when used in their
hydroxypropylated form, lacks some desirable properties sought. For an
improved combination, the inclusion complexes are best formed in a
cooperative manner. This cooperativity is measured, in Example 1, by a
cooperativity index, which denotes the solubilization of a combination
divided by the sum of solubilization components acting separately. Salts of
FTS have higher water solubility than FTS in the acidic form and, as shown
in Example 1, easily form complexes with cyclodextrin derivatives. Thus, the
present invention discloses as preferred inclusion complexes formed by two
different cyclodextrin derivatives.
Example 2 shows that the cyclodextrin components of one of the cooperative
combinations, TRIMEA-DIMEB, associate spontaneously by themselves; that is,
the presence of a guest is not required. Example 3 shows results of
evaluation by the continuous variation method indicating that, when
combining TRIMEA-DIMEB, about equal amounts of these cyclodextrin components
are required for optimal solubilization. Since their molecular weights are
similar (1225 and 1331 respectively), this shows that the inclusion complex
involves one molecule of TRIMEA and one of DIMEB. [It may be noted that a
process similar to formation of inclusion complexes is used in all known
living systems for repair of proteins that are in non-native conformation.
One of these systems consists of a large subunit chaperonin, GroEL, which
has a seven sided cavity that is capped, as by a lid, by co-chaperonin GroES
(M. Shtilerman et al., Science, 284, 822-825, 1999).] The TRIMEA-DIMEB
combination of this invention has a formal similarity to this chaperonin
system. Further, the data in Example 3 shows that the relation between
solubilization and concentration of cyclodextrin hosts is about linear. In
other words, solutions of the guest in this particular combination of
cyclodextrin derivatives will not precipitate the guest upon dilution with
water or aqueous solvent. This is an important property for applications in
pharmaceuticals and cleaning compositions. Results in Example 4 show that
complexes resulting from combinations of cyclodextrins work effectively for
solubilization of several water insoluble compounds in addition to FTS.
Complexes of combinations of cyclodextrins also have applications in
analytical separations of compounds. Since cyclodextrins are optically
active, these complexes can be used for the separation of optically isomeric
compounds. A suitable system is shown in Example 5. In this system, TRIMEA-like
molecules are immobilized on a solid support which is then used in a column.
A mixture of guests to be separated is introduced into the column in a
solution containing DIMEB-like molecules and is subsequently eluted by a
similar solution. During the elution, complexes consisting of guests, DIMEB
and immobilized TRIMEA form reversibly and guests are separated on basis of
their ability to support formation of such complexes. The guest forming the
most stable complex is eluted from the column last. Results shown later in
Example 7 suggest that columns with immobilized TRIMEA also are effective
for separation of proteins. In all instances of complex formation using the
present invention, highly methylated alpha-cyclodextrins strongly
outperformed highly methylated beta- and gamma-cyclodextrins. The use of
alpha-cyclodextrins in analytical applications utilizing immobilized forms
of these compounds is deemed of much value.
The highly methylated cyclodextrin component of the above complexes was, for
some guest compounds, a useful solubilizing agent on its own. This is
documented in the Example 6. Data shows that, for several difficult to
dissolve guests, such as retinoic acid or hydrocortisone, TRIMEA
outperformed other cyclodextrin hosts. This result may be explained on the
basis of the recently published crystal structure of TRIMEA (T. Steiner et
al., Angew. Chem. Int. Ed., 37, 3404-3407, 1998). Substitution of all
secondary hydroxyls by methyls obviously leads to steric crowding which, in
the case of alpha-cyclodextrin, resulted in widening the opening of the
cavity on the secondary hydroxyl side and making the cavity more flat. The
data in Example 6 show that this structural change makes TRIMEA a very good
host on its own. Data of Example 1 shows that the same flat structure also
is beneficial for formation of complexes with two cyclodextrin hosts. In
these instances, the flat molecule of TRIMEA may function as a lid closing
the cavity of the other cyclodextrin host. On basis of these considerations,
the structural criterion for compounds of optimal activity can be
defined--the majority of the secondary hydroxyls in these compounds must be
methylated. The crowding of methyl groups starts when more than half of the
secondary hydroxyls are methylated. Hence, this criterion defines compounds
expected to be effective--highly methylated cyclodextrins.
In Example 7, it is shown that highly methylated cyclodextrins are effective
solubilizers of compounds that, because they are true macromolecules, can
not be fully included. Example 8 shows that highly methylated cyclodextrins
are more effective hosts than otherwise substituted cyclodextrins in
formation and stabilization of inorganic guests. Colloidal particles of an
electricity-conducting metal, copper, were made and stabilized; the same
procedure also was used for preparing a colloidal composition of a
ferromagnetic metal, cobalt. In Example 8, it also is shown that these
stabilized colloidal metals are highly reactive and, thus, can be converted
by chemical reaction into other colloidal compounds. Example 8,
additionally, describes complexes of sulphur with highly methylated
cyclodextrins; the resulting complexed sulphur has potential application in
electrical batteries. Colloidal compositions of calcium fluoride, which have
applications in dentistry, can be made in similar manner.
Example 9 describes preparation and subsequent solubilization of salts of
FTS. The choline salt of FTS was extracted from an aqueous medium into
chloroform providing a lipophilic product. The aqueous solutions of the
cyclodextrin-solubilized choline salt of FTS are neutral and can be used in
preparations for parenteral or sublingual administration. Ethanolamine and
triethanolamine have a similar biocompactibility and structure to choline
and is expected to perform similarly in the process described. The sodium
salt of FTS, which was used as an intermediate in the above preparation of
choline salt, also forms inclusion complexes and can be used to make
pharmaceutical formulations of FTS as well. Nevertheless, all choline salts
tested in Example 9 formed cyclodextrin inclusion complexes more efficiently
than the corresponding sodium salts.
EXAMPLE 1
Solubilization of FTS by Two Different Hosts
A slight excess of FTS was equilibrated with water containing one host at 5%
concentration or two hosts, each at 5% concentration, by rotation for a
week. The suspension was then filtered through a millipore filter and the
concentration of FTS in filtrate determined by ultraviolet spectrophotometry.
Table for Example 1 shows the solubility (mg/ml) obtained with various
combinations of two hosts. The cooperativity index reflects the improvement
in solubility obtained with each combination of two hosts over the
solubility obtained with each of the individual hosts involved in the
two-host system. It is computed by dividing the obtained solubility with two
hosts by the sum of the individual solubilities obtained with each
component. Thus, a cooperativity of 9.4 means that the solubility with two
hosts is much higher than that for each component and use of two hosts
greatly improves solubility of the guest; a solubility of 1.0 means there is
Table for Example 1
Enhancement of Solubility of FTS Guest with Various
Combinations of Two Different Hosts
Solubility Cooperativity
Host Combinations (mg/ml) (observed .div.
.SIGMA. components)
Alpha-Beta Combination
Alpha Cyclodextrin - DIMEB 1.4 1.0
Alpha Cyclodextrin - TRIMEB 0.1 0.6
Pitha Methyl 322 - DIMEB 1.3 0.7
TRIMEA - G2 3.9 3.0
TRIMEA - Pitha Methyl 258 5.7 9.4
TRIMEA - DIMEB 6.6 4.1
HPACD - HPBCD 0.052 0.3
Beta - Beta Combination
Beta Cyclodextrin - TRIMEB 0.026 0.2
G2 - DIMEB 2.4 1.0
G2 - TRIMEB 1.1 1.0
Pitha Methyl 258 - TRIMEB 0.95 1.4
DIMEB - TRIMEB 2.6 1.8
DIMEB - PERM HPBCD 1.1 0.8
Beta - Gamma Combination
G2 - TRIMEG 1.0 1.0
DIMEB - TRIMEG 1.4 1.0
*Perm HPBCD is HPBCD in which all hydroxyl groups are
methylated. All other compounds are described in the
`Background of the Invention` section
no enhancement with two hosts. Water was used as the solvent for all data
in the Table for Example 1. When a sodium carbonate based buffer of pH 10
was used as a solvent (conditions in which FTS is converted to its salt),
the solubility of FTS in TRIMEA combined with DIMEB or in TRIMEA combined
with Pitha methyl derivatives exceeds 60 mg per ml. Cooperativity, in this
case, could not be calculated since, in these conditions, even
solubilization by one component alone (DIMEB or Pitha methyl derivative) was
over 60 mg per ml.
EXAMPLE 2
Formation of Complex with Two Different Hosts in Absence of a Guest
TRIMEA and DIMEB dissolve in water more than 33 g per 100 ml of water. The
solubilities of both these compounds in water can be decreased by the
addition of salts or by an increase of temperature. Thus, in aqueous
solution of sodium sulfate (1 M), TRIMEA dissolved to the saturation
concentration just of 0.4 mg/ml and DIMEB to 3.4 mg/ml. When both TRIMEA and
DIMEB were present, the amount of total carbohydrate dissolved was found to
be 1.55 mg/ml higher than the sum of the individual saturation
concentrations. If a 1:1 complex between TRIMEA and DIMEB is assumed to
form, the association constant of 700 [1/M] can be estimated for that
complex, which is of the same order of magnitude as association constants of
many complexes formed of guests and cyclodextrins.
EXAMPLE 3
Characterization of Solubilization of FTS by Two Different Hosts
The optimum ratio of hosts was established by the continuous variation
method, using techniques of Example 1 and water as a solvent. The results in
Table A for Example 3 indicate that the optimum solubility is obtained when
both hosts are in about equal concentrations.
Concentration dependence of solubilization of FTS by two hosts shows the
dependence is close to linear, as shown in Table B for Example 3. The
pharmaceutical formulations based on such solutions will not precipitate
upon dilution and are suitable for parenteral, intranasal and ophthalmic
applications.
Table A for Example 3
Effects of Each Most on Solubilizing the FTS Guest
TRIMEA (% w/w) DIMEB (% w/w) FTS (mg/ml)
5 0 0.19
4 1 2.33
3 2 2.79
2 3 2.66
1 4 2.29
0 5 1.55
Table B for Example 3
Concentration Dependence in Systems of Two Different Hosts
TRIMEA (% w/w) DIMEB (% w/w) FTS (mg/ml)
2 2 2.13
5 5 8.53
10 10 15.86
15 15 (>than 17.17, all dissolved)
EXAMPLE 4
Solubilization of Additional Guests by Two Different Hosts
Techniques were as described in Example 1 and water was used as a solvent.
As shown in Table for Example 4, complexes of two hosts increased the
solubility of retinoic acid and taxol compared to the solubility obtained
with individual hosts.
Table for Example 4
Solubilization of Additional Guests by Two Different Hosts
Cooperativity
Solubility (observed +
Guest Host Combination (mg/ml) .SIGMA. components)
Amphotericin B TRIMEA - DIMEB 0.185 0.9
DIMEB - TRIMEB 0.131 0.7
DIMEB - TRIMEB 0.158 0.9
Retinoic Acid TRIMEA - DIMEB 0.071 1.45
TRIMEA - 0.052 1.13
Pitha Methyl 258
TRIMEA - RAMEB 0.056 1.08
TRIMEA - 0.012 0.7
TRIMEB
Taxol TRIMEA - DIMEB 1.00 1.49
EXAMPLE 5
Use of Complexes of Two Hosts in the Analytical Separation of Compounds
A column with immobilized, highly methylated cyclodextrin is prepared in a
three-step procedure. In the first step, a cyclodextrin derivative, which is
methylated on all hydroxyls except for few of the primary hydroxyls, was
made by a process described by N. Lupescu et al. (J. Carbohydrate Chem. 18,
99-104, 1999). In this process, the cyclodextrin is treated in a strongly
alkaline medium, first with a bulky sililation agent (e.g., tertiary-butyldiphenylsilyl
chloride), then with an excess of methylation agent (e.g., methyl iodide)
and, after an appropriate interval, with a desililation agent (e. g.
ammonium fluoride). In the second step, the above derivative is alkylated by
allyl chloride or another reagent, which introduces a substituent terminated
by a double bond. In the third step, the above derivative is immobilized on
column material containing free SH groups by Kharash addition, a reaction
catalyzed by free radicals. Such addition was used successfully in the past
in preparation of carbohydrate based affinity columns (M. G. Caron et al.,
J. Biol. Chem., 254, 2923-2927, 1979). For preparation of silicagel or
silica based column materials, the appropriate starting material is treated
with SH terminated sililation reagents, which are commercially available (Y.
Prigent et al., 10th Internat. Symp. on Chiral Discrimination, Vienna 1998,
cmp. abstract Cyclodextrin News 13, 127, 1999). Alternatively, the
immobilization of cyclodextrin host on a solid support can be performed by
methods developed by Armstrong et al. for immobilization of heptakis-2,
3-O-dimethyl-beta-cyclodextrin (D. W. Armstrong et al., J. Lig. Chrom. & Rel.
Technol., 20, 3279-3308, 1997). The sample to be separated on columns
containing immobilized highly methylated cyclodextrins is introduced in
aqueous solution containing the other component of the two cyclodextrin
derivative complex, for example, DIMEB or RAMEB and optional salt. Elution
is performed using a gradient in which cyclodextrin component or salt or
both are gradually decreased by methods common in the art.
EXAMPLE 6
Solubilization by a Single, Highly Methylated Host
The same techniques as in Example 1 were used, with water as the solvent.
Table for Example 6 shows the solubility obtained with various guests and
highly methylated hosts. The last host compound used for each guest compound
(denoted by *) is that which is currently considered an effective
solubilizer. The single, highly methylated cyclodextrin host outperformed
the current standard for FTS (over 2 times), hydrocortisone (1.3 times), and
retinoic acid (2.5 times).
Table for Example 6
Solubilization of Various Guests by a Highly Methylated Host
Host Solubility
Guest (5% in water) (mg/ml)
Amphotericin B TRIMEA 0.093
TRIMEB 0.065
TRIMEG 0.068
HPGCD* 0.15
FTS TRIMEA 0.19
TRIMEB 0.12
TRIMEG 0.045
HPBCD* 0.091
Hydrocortisone TRIMEA 6.4
TRIMEB 2.1
TRIMEG 1.1
HPBCD* 5.0
Retinoic Acid TRIMEA 0.10
TRIMEB 0.007
DIMEB* 0.04
Taxol TRIMEA 0.29
DIMEB* 0.38
EXAMPLE 7
Stabilization and Solubilization of a Protein by Highly Methylated
Cyclodextrins
The protein, insulin, was dissolved in 30% acetic acid, conditions in which
it is known to be present as a monomeric specie. This insulin solution was
subsequently introduced into a phosphate buffered solution containing the
cyclodextrins at 2 or 4% concentrations; the final concentration of insulin
was 1 mg/ml and final pH was less than 6. In these conditions, a part of
insulin aggregated and precipitated from the solution. The highly methylated
cyclodextrin, TRIMEA, was a more effective stabilizer of the dissolved
insulin than DIMEB or TRIMEB. No cooperative effects were found. This was to
be expected because monomeric insulin has a molecular weight at least three
times higher than that possibly accommodated by a combined cavity.
EXAMPLE 8
Inorganic Guests--Formation and Stabilization
Aqueous ammonia was added to a solution of cupric sulfate pentahydrate (0.1
g) in water (50 ml) until a precipitate formed. The precipitate was then
dissolved again to form a deep blue solution. To 2 ml samples of this
solution, cyclodextrin derivatives were added to a final 5% concentration.
After the dissolution, the samples were cooled in an ice bath and hydrazine
hydrate (10 microliters) was added; the samples turned colorless. Then, the
samples were placed for 25 minutes into an ultrasound bath partially filled
with ice. At this point, the brown color of colloidal copper appeared and
was quantified by measurement of absorbance at 420 nm; results are shown in
Table for Example 8. Properly dispersed colloidal copper, when compared to
the aggregated copper is much more highly reactive and can be easily
converted into copper compounds. To prove that the dispersed, colloidal
copper made by this method was protected from aggregation by cyclodextrin
derivatives, the samples were left at room temperature and exposed to air,
so that oxygen would covert colloidal copper, which is in active form, to
cupric oxide, which dissolves in ammonia to give blue cupric ions. The final
concentration of soluble cupric ions was quantified by measurement of
absorbance at 570 nm. From these results, the percentages of copper in
active form were calculated and are shown in Table for Example 8. The
results show that cyclodextrin derivatives promote the formation of very
reactive colloidal copper and subsequently protect it from aggregation.
Similar results were obtained using cobalt salts, but a longer sonication
period had to be used. Complexes of sulphur and highly methylated
cyclodextrin are prepared by equilibration in aqueous media or are isolated
from melts of elementary sulphur with cyclodextrins in which all hydroxyl
groups were converted to methyl ether groups. Methylated cyclodextrins (DIMEB
and Pitha methyl derivative) alone or in combination with TRIMEA were
effective in preparation (by precipitation from solutions of calcium
chloride and sodium fluoride) and stabilization of colloidal compositions of
calcium fluoride, a compound of possible use in remineralization of dental
enamel. The metallic inclusion complexes produced in accord with the methods
of the invention may be used in electronic devices.
Table for Example 8
Formation and Stabilization of Colloidal Copper
by Cyclodextrin Derivatives
Addition Absorbance at 420 nm Copper in Active Form (%)
None .102 6%
G2 .437 less than 100%*
TRIMEA .520 100%
DIMEB .110 100%
TRIMEA & DIMEB .508 100%
*Could not be quantified due to slow decomposition of G2
during the experiment.
EXAMPLE 9
Preparation and Solubilization of Salts of FTS and Advantageous Properties
of Choline Salts of Other Anions
Aqueous sodium carbonate (5%, 10 ml) was added to the stirred suspension of
FTS (80 mg) in water (5 ml) containing choline chloride (304 mg). Chloroform
(20 ml) was then added to extract the choline salt of FTS: the resulting
emulsion was stirred for about an hour. The chloroform extract had to be
separated by centrifugation (10 min, 3000 rpm) and was then dried overnight
with anhydrous magnesium sulfate. Evaporation of the dried and filtered
chloroform extract yielded a colorless, glassy residue (93 mg), to which was
added a solution of methylated beta-cyclodextrin (1.2 g) in water (10 ml).
After overnight stirring, the dissolution of the glassy, choline salt of FTS
residue was about complete and the solution was filtered through a millipore
filter and evaporated in vacuo. The solid obtained thereby was heated on a
boiling water bath. Upon heating, the residue formed a solid foam (1.18 g)
that could be ground to a white powder. A sample of this powder dissolved
easily and fully in water giving a solution of pH 6.5 (paper strip
indicator), which had an absorbance of 111 units at 260 nm. From these data,
the concentration of FTS in the powder was calculated to be 3.5% w/w.
Choline salts of FTS are not the only ones that can be solubilized by
cyclodextrin derivatives. A sodium salt formed by sodium carbonate as
described above, or made by the procedure that follows, can be used as well.
In this procedure, FTS (10 mg, 28 micromoles) was dissolved with warming in
ethanol (20 microliters) and an aqueous solution of sodium hydroxide (30
microliters of 1 M NaOH carbonate free, i.e., 30 micromoles) was added. The
precipitate that formed upon the addition dissolved promptly upon stirring.
This clear solution then was added to the solution of Pitha methyl
derivative (100 mg) in isotonic phosphate buffered saline (1 ml, pH 7.4).
The pH of the resulting solution was adjusted to the original value, taking
care that acidification did not precipitate FTS in its acidic form. The
resulting solution remained clear for an extended period of time and is
suitable for injection. It also can be freeze or spray dried to form
powders, which also dissolve in water clearly. If such solutions are
acidified, precipitate forms slowly. Solubilized choline salts of FTS are
less prone to form precipitate upon acidification than sodium salts.
However, with proper care, sodium salts of FTS can be used safely.
Choline salts, nevertheless, had an advantage over sodium salts in all cases
investigated. In these investigations, choline salts were prepared by
extraction with organic solvents of mixtures of sodium salts of the anion in
question and choline chloride. There mixtures were either solid or in
aqueous solutions. Choline salts obtained by evaporation of organic solvents
were easily solubilized by aqueous solutions of methylated beta-cyclodextrin
or by the parent gamma-cyclodextrin. The representative drugs tested were of
the following acid types: (1) carboxylic acids (the previously described FTS,
salicylic acid, ibuprofen, indomethacin, ampicillin, amphotericin B); (2)
acids of the phenolic type (piroxicam); (3) sulfates and sulfonates (dehydroepiandrosterone
sulfate, suramin); and (3) compounds with an acidic nitrogen atom
(sulfadiazine). The variety of acid types which were tested successfully
shows that a similar advantage can be expected when other mildly acidic
compounds are converted to choline, ethanolamine or triethanolamine salts
followed by solubilization in methylated beta-cyclodextrin and parent gamma-cyclodextrin.
Claim 1 of 9 Claims
What is claimed is:
1. A composition of matter comprising a methylated beta-cyclodextrin or
parent gamma-cyclodextrin, said cyclodextrin having as a guest molecule a
biologically active agent in the form of a choline, ethanolamine or
triethanolamine salt.
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