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Title: Nano-emulsion of 5-aminolevulinic acid
United States Patent: 6,559,183
Issued: May 6, 2003
Inventors: Schmid; Hans W. (Zug, CH); Burmeister; Gerd (Oberarth,
CH)
Assignee: ASAT AG Applied Science & Technology (Zug, CH)
Appl. No.: 831564
Filed: July 26, 2001
PCT Filed: November 12, 1999
PCT NO: PCT/EP99/08711
PCT PUB.NO.: WO00/28971
PCT PUB. Date: May 25, 2000
Abstract
The present invention relates to a composition comprising a nano-emulsion
that contains 5-aminolevulinic acid as well as a carrier in an aqueous
phase. This invention also relates to a pharmaceutical preparation
containing this composition. The nano-emulsions of this type can be used in
photodynamic therapy as well as in the photodiagnostic detection of
proliferatives cells.
Description of the Invention
The present invention relates to nanoemulsions which contain
5-aminolevulinic acid or its derivatives, precursors or metabolites.
Photodynamic therapy is a novel and promising method for treating various
premalignant and malignant diseases which are connected to cell
proliferation. The principle of photodynamic therapy is based on introducing
what is termed the photosensitizer into the tumor tissue and using
irradiation with light of a suitable wavelength to convert this
photosensitizer into a cytotoxically active compound which in the end
destroys the cells. The selectivity of this method is based on the
sensitizer being concentrated to a greater extent in rapidly proliferating
tumor cells than in normal tissue. Irradiation with light in a locally
restricted manner can then be used to specifically activate the sensitizer
which is present in the tumor cells, thereby destroying the cancer cells
while to a large extent sparing the healthy tissue.
Until now, an intravenously administered mixture of hematoporphyrin
derivatives has in the main been used as the photosensitizer. Despite the
encouraging clinical successes which have been achieved in connection with a
number of different types of cancer, these hematoporphyrin derivatives
nevertheless suffer from a variety of disadvantages. In the first place,
relatively high concentrations of the active compound appear in normal
tissue due to the low degree of tumor selectivity and the fact that the
active compound is only slowly eliminated from the body. Undesirable
photochemical reactions therefore take place in healthy tissue in connection
with the irradiation. In the second place, this treatment results in a
general sensitivity to light such that the patient is not allowed to expose
himself to daylight for a period of some four weeks.
In certain cases, it is possible, particularly in connection with
dermatological and gynecological applications, to bring about a reduction in
the high concentration of active compound in normal tissue, and therefore in
the undesirable side-effects, by developing topically applicable active
compound formulations in place of the known systemic formulations. Attempts
are also being made to reduce the sensitivity to light by using
photosensitizer precursors which are photochemically inactive and are only
converted into a photosensitizer within the target cell.
5-Aminolevulinic acid is an endogenous substance which is synthesized from
glycine and succinyl-CoA. In heme biosynthesis, the extremely photoactive
protoporphyrin IX is formed from 5-aminolevulinic acid (5-ALA) in several
rapidly proceeding reactions steps, and is then converted into heme in a
slow reaction. If the heme concentration is too high, a natural control
mechanism inhibits both the endogenous synthesis of 5-aminolevulinic acid
and the breakdown of protoporphyrin IX.
This control mechanism is circumvented by exogenously administering
synthetically prepared 5-aminolevulinic acid, thereby giving rise to an
increased production of protoporphyrin IX. Since the breakdown of
protoporphyrin IX is still inhibited by the natural control mechanism, this
compound becomes concentrated in the cells. When irradiated with light,
protoporphyrin IX is able to enter into a photochemical oxidation reaction
and consequently acts as a photosensitizer. When the sensitizer molecule
absorbs a quantum of light, it is first of all transferred into an
electronically excited state (singlet state), which is relatively
short-lived, and either releases its excess energy once again within a few
nanoseconds by emitting a fluorescence photon or else passes over into a
relatively long-lived triplet state. Energy from this triplet state can be
transferred to oxygen molecules which are present in the cell. The singlet
oxygen which is formed in this connection has a cytotoxic effect, in
particular on proliferating cells, since it reacts with cell components, for
example the cell membrane and the mitochondria, or triggers the formation of
cell-damaging free radicals. Furthermore, irradiation of the photosensitizer
gives rise to a characteristic fluorescence radiation which can be used for
detection reactions, for example for detecting proliferating cells.
A number of investigations using topically applicable 5-aminolevulinic acid
compositions are known from the prior art. While these investigations have
the feature in common that the 5-aminolevulinic acid employed is in the form
of an oil-in-water emulsion, differences exist with regard to other
parameters, such as period of penetration, period of treatment, type of
light employed and the dose of light applied.
B. Thiele et al. (H+G, Volume 69, No. 3, pages 161-164 (1994)) describe
investigations which involve using 20% .delta.-aminolevulinic acid in the
form of an oil-in-water emulsion, with a penetration period of from 5 to 6
h, and subsequently irradiating with an argon ion-pumped dye laser (emission
maximum 630 nm) giving a cumulative total dose of from 50 to 100 J/cm2.
Wolf et al. (Journal of the American Academy of Dermatology Vol. 28, pages
17 to 21, 1993) describe investigations which involve using 20%
5-aminolevulinic acid in the form of an oil-in-water emulsion, with a
penetration period of 4, 6 or 8 h, and irradiating with unfiltered light or
red light, giving a light dose of from 30 J/cm2 to 100 J/cm2.
Although the investigations disclosed in the prior art clearly demonstrate
the promising potential of photodynamic therapy using 5-aminolevulinic acid,
oil-in-water emulsions which are so far known suffer from a number of
disadvantages.
Thus, M. Novo Rodriguez et al. (SPIE, Vol. 2371, pages 204-209) showed that,
in the high concentrations which are required for a clinical application,
aminolevulinic acid is unstable in aqueous solutions in the neutral to basic
pH range. In the time period of 25 h investigated, satisfactory results are
only obtained at a pH of 5.01, and a concentration of 3% and a pH of 5 are
specified as the optimal conditions for aqueous solutions of
5-aminolevulinic acid. However, for clinical use, it will in general also be
necessary to provide compositions in a higher concentration range;
furthermore, to be used commercially, the 5-ALA solutions have to be stable
for a period which is of the order of weeks or months.
V. von Arx et al. (J. Pharm. Pharmacol. 49: 652-656, 1997) describe
investigations relating to the topical application of 5-aminolevulinic acid
in a variety of gels. This publication states that the best formulation for
maintaining the stability of 5-aminolevulinic acid is a combination with
Novion AA-1, a polyacrylic acid, at a pH <6.
Another disadvantage of the known oil-in-water emulsions is that the depth
to which the photosensitizer penetrates into the damaged tissue is not
optimal. As a result, the diseased tissue is in many cases only accessible
to the photodynamic therapy in its superficial layers even though the depth
to which the light employed for activating the photosensitizer penetrates
would also enable more deeply lying layers to be treated.
The object of the present invention was therefore to make available
5-aminolevulinic acid-comprising compositions in which the disadvantages
known from the prior art are at least partially eliminated and which, in
particular, possess adequate stability and exhibit an improved ability to
penetrate into tissue.
This object is achieved by a composition which is characterized in that it
contains a nanoemulsion which comprises a substance selected from
5-aminolevulinic acid, or a derivative, a precursor and/or a metabolite
thereof, and a carrier in an aqueous phase.
It was observed, surprisingly, that the stability of 5-aminolevulinic acid
can be substantially increased when the acid is formulated into a
nanoemulsion. While the reasons for this are not known, it appears that a
microenvironment created by nanosomes has a particularly favorable effect on
the stability of the 5-aminolevulinic acid.
It has furthermore been shown, surprisingly, that very high tissue
penetration depths can be achieved with the nanoemulsions according to the
invention, resulting in more deeply lying diseases, or diseases with higher
layer thicknesses, also becoming accessible to treatment. The greater
penetration depths were particularly surprising because it had previously
been assumed that, due to its small size, 5-aminolevulinic acid would in any
case be readily able to penetrate through a damaged epidermis which is
present, for example, over inflammations, precancerous stages and tumors.
A third surprising advantage is that, when packed into nanosomes in
accordance with the invention, 5-aminolevulinic acid is evidently taken up
very efficiently by the cells. This firstly improves targeting; secondly, it
means that the penetration period, i.e. the time between applying the
composition and irradiating the diseased tissue with light, can be reduced,
with this representing a distinct relief for the patient.
According to the invention, the nanoemulsion comprises an active substance
which is selected from 5-aminolevulinic acid or a derivative, a precursor
and/or a metabolite thereof. "Derivative" is to be understood as being, in
particular, salts, complexes and addition compounds. "Precursor" and
"metabolite" are in this connection to be understood as being those
substances which are converted in a cell into protoporphyrin IX. Particular
preference is given to the active substance being 5-aminolevulinic acid or
one of its derivatives. The carrier can be any carrier as long as it is able
to form the nanoemulsion in an aqueous phase. The carrier preferably
comprises an oil phase, i.e. a material which is immiscible with water, for
example lipids, and an emulsifier. Physiologically harmless carrier
substances are expediently used.
The size of the emulsified particles in the nanoemulsion (nanosomes) is on
average .ltoreq.200 nm, e.g. from 10 to 200 nm. The particle size which is
in each case optimal depends on other parameters such as the viscosity of
the composition. For example, good results were obtained with a gel having a
viscosity of 5 mPas at an average particle diameter of about 110 nm, and
also for a lotion having a viscosity of 1.6 mPas at an average particle
diameter of about 20 nm.
Suitable carrier systems, which are stable over a long period of time, which
do not contain any high concentrations of surfactants and cosurfactants, and
which are free from toxic emulsifier complexes, are disclosed, for example,
in U.S. Pat. No. 5,152,923. These nanoemulsions comprise a
glycerophosphatide, such as a lecithin or a cephalin, as the emulsifier and
physiologically tolerated lipids, e.g. triglycerides, such as vegetable or
animal oils, for example groundnut oil, soybean oil, etc., as the oil phase.
The emulsifier/oil weight ratio is from 0.05 to 0.4:1.
Examples of emulsifiers which have already been employed successfully in
practice in 5-aminolevulinic acid nanoemulsions are egg lecithin, soybean
lecithin and phosphatidyl choline. An example of an approved lipid is
Miglyol 812.
The proportion of active substance, for example 5-aminolevulinic acid, in
the composition essentially depends on the application which is envisaged.
In general, from about 1 to 25% by weight, based on the total weight of the
composition, are present. However, it is also possible to use higher or
lower doses. A proportion of from 5 to 15% by weight, in particular of about
10% by weight, has proved to be suitable for applications in connection with
photodynamic therapy.
The composition can additionally comprise adjuvants and/or additives, in
particular those substances which are customary in cosmetics or pharmacy.
Examples of such substances are buffers, stabilizers, additional
emulsifiers, thickeners, etc.
In a particularly preferred embodiment, the composition according to the
invention is a gel which, based on the total weight of the composition,
comprises from 1 to 25% by weight, preferably from 5 to 15% by weight, of
active substance, from 40 to 60% by weight, preferably from 45 to 55% by
weight, of carrier and from 0 to 10% by weight, preferably from 1 to 5% by
weight, of adjuvants, with the remainder being water.
According to another particularly preferred embodiment, the composition
according to the invention is a lotion which, based on the total weight of
the composition, comprises from 1 to 25% by weight, preferably from 5 to 15%
by weight, of active substance, from 10 to 30% by weight, preferably from 15
to 25% by weight, of carrier and from 10 to 30% by weight, preferably from
15 to 25% by weight, of adjuvants, with the remainder being water.
As mentioned at the outset, the 5-aminolevulinic acid composition according
to the invention exhibits a surprisingly high degree of stability on
storage, with the proportion of active substance in the composition having a
pH of between 1.5 and 3 preferably being reduced, after one year of storage
at room temperature, by not more than 5% and, particularly preferably, by
not more than 4%. After one year of storage at 5oC., the proportion
of active substance is preferably reduced by not more than 3% and
particularly preferably by not more than 2.5%.
The present invention also relates to the composition according to the
invention which is in the form of a pharmaceutical preparation. In this
case, the composition is free of constituents which are not pharmaceutically
acceptable and preferably free of constituents which, for example, provoke
irritation. In addition to the carrier substances which have already been
mentioned, the pharmaceutical preparation can also comprise further
adjuvants and/or additives which are acceptable and preferably well
tolerated.
The pharmaceutical preparation can be present in a form which is suitable
for systemic administration, such as an injectable liquid. However, for
dermatological and gynecological applications, the the preparation is
preferably in a form which is suitable for topical administration. The
preparation possesses properties, e.g. viscosity and rheology, which are
favorable for the administration form which is in each case required in
order to ensure that, after the preparation has been administered, the
nanosomes loaded with 5-aminolevulinic acid penetrate to an adequate extent
into the target tissue. These viscosity and rheology properties can be
adjusted by adding thickeners such as polyethylene glycol stearyl ethers,
polyethylene glycol stearates and/or polysaccharides such as polysaccharide
B-1459, for example.
The present invention also relates to a process for producing the
composition or the pharmaceutical preparation according to the invention. In
this process, the constituents of the carrier material are initially
introduced in an aqueous phase and the mixture is converted into a
nanoemulsion by homogenizing thoroughly. It is possible, for example, to use
commercially available high pressure homogenizers for this purpose. The
5-aminolevulinic acid, and any additives which may be present, can be added
before and/or after the homogenization. After the nanoemulsion has been
prepared, it is then possible to add other adjuvants and additives whose
presence was not desirable during the homogenization.
Preference is given to excluding air while carrying out the process, for
example by means of applying a vacuum and/or a protective gas atmosphere. In
addition, it is preferred to implement the process while excluding light.
The process is carried out at a temperature at which the desired
nanoemulsion can be formed and the constituents, in particular the active
substance, is adequately stable. In general, it has been found that a
temperature range of from about 5 to 45oC. is suitable. However,
adjuvants and/or additives which are, for example, first of all mixed, and
homogenized where appropriate, in a separate mixture, and only after that
added to the composition, can be processed at higher temperatures, for
example up to about 80oC. For a pharmaceutical application, care is
taken to ensure that the resulting product is sterile, for example by
employing sterile starting materials and maintaining sterile process
conditions and/or by inserting a sterilization step after the preparation.
An important area of use for the compositions according to the invention is
in the field of photodynamic therapy, with particular preference being given
to applying the nanoemulsion topically. The nanoemulsion according to the
invention can be used in association with all diseases whose control
comprises inhibiting the proliferation of, or destroying, cells or tissues
by photoactivating a sensitizer which is formed from 5-aminolevulinic acid.
The diseases include, in particular, those which are associated with an
increase in cell proliferation since, in this case, the photosensitizer is
concentrated to a particularly high degree by the increased cell metabolism
in diseased cells.
The compositions according to the invention are consequently suitable for
treating tumor diseases such as basal cell carcinoma, squamous cell
carcinoma, Bowen's disease, solar keratosis, condylomata acuminata (CIN),
epithelial neoplasia of the vulva (VIN), and nodose and subcutaneous cancer
diseases. Psoriasis is an example of a nontumorous disease.
The treatment is effected, for example, by topically applying a nanoemulsion
which contains the active substance, e.g. 5-aminolevulinic acid, and then
incubating in order to allow an adequate quantity of the 5-aminolevulinic
acid to penetrate into the tissue which is being treated. During the
incubation, irradiation of the treated area with light is preferably
avoided, for example by covering it, in order to prevent any undesirable
premature activation. After the incubation period, which is generally from
about 1 to 8 h and usually about 4 h, has expired, the tissue is irradiated
with an adequate dose of radiation using a light source. Suitable light
sources include lamps which emit white light and also monochromatic light
sources, such as a laser, in particular an argon dye laser which emits at
about 630 nm. The radiation doses are normally in a range of from about 20
J/cm2 to several hundred J/cm2 per application.
Another area for using the nanoemulsions according to the invention relates
to detecting the presence of proliferating cells in a sample, for example a
tissue sample. The detection is based on selectively concentrating a
photosensitizer, which is produced by metabolism of the active substance, in
proliferating cells as compared with normal cells. Preference is given to
the active substance being 5-aminolevulinic acid and the photosensitizer
being protoporphyrin IX. The extent to which the photosensitizes has been
concentrated can be determined by means of photodiagnostic methods, for
example by irradiating with light having a wavelength of 405 nm and
measuring the fluorescence radiation generated by the photosensitizer. The
nanoemulsions according to the invention are particularly suitable for being
used in tumor diagnosis.
The invention furthermore relates to the use of the nanoemulsion according
to the invention for producing a drug for photodynamic therapy.
Finally, the invention relates to a kit which comprises a nanoemulsion
according to the invention, which is suitable for being applied topically,
and one or more auxiliary substances. Examples of these auxiliary substances
are a covering material, such as a plastic film which is applied to the site
being treated, after the nanoemulsion has been applied, in order to prevent
premature activation by light, and means for attaching the covering material
or else means for applying the nanoemulsion to the site being treated.
Claim 1 of 21 Claims
What is claimed is:
1. A composition comprising a nanoemulsion which comprises an active
substance which can be converted into protoporphyrin IX, the active
substance being selected from the group consisting of at least one of
5-aminolevulinic acid, a salt compound thereof, a complex compound thereof,
an addition compound thereof, precursors thereof, and metabolites thereof,
and (b) a carrier in an aqueous phase, with the carrier being formed from at
least one lipid and from at least one emulsifier comprising soybean
lecithin.
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