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Title: Methods for treating or reducing prediposition to
breast cancer, pre-menstrual syndrome or symptoms associated with
menopause by administration of phyto-estrogen
United States Patent: 6,562,380
Issued: May 13, 2003
Inventors: Kelly; Graham Edmund (Northbridge, AU)
Assignee: Novogen Research Pty Limited (New South Wales, AU)
Appl. No.: 910837
Filed: August 13, 1997
Abstract
Phyto-estrogen-containing health supplement compositions containing any
two or more of Genistein, Daidzein, Formononetin and Biochanin A, or the
natural glycosides thereof are administered for treating or reducing
predisposition to breast cancer, pre-menstrual syndrome or symptoms of
menopause.
DISCLOSURE OF INVENTION
The present invention concerns a health supplement specifically enriched
for isoflavones selected from genistein, daidzein, formononetin and
biochanin A, or their natural glycoside form, or their analogues, in
sufficient amounts to improve the health of a human.
Preferably the supplement contains an excipient, a diluent, a carrier or the
like, or else the supplement is mixed with food or can be consumed directly.
It is also preferred that foodstuffs, are readily available, have no known
toxic components, and are rich sources of isoflavones; such foodstuffs
preferably being red clover or soya. It is also preferred that the ratio of
genistein and/or it methylated derivative biochanin A to daidzein and/or its
methylated derivative formononetin is between 1:2 to 2:1. Other plant
components with oestrogenic activity including lignans, coumestans and
flavones may also be present in the extract, but it is held that these are
of secondary importance to the predominant isoflavones. The term
phyto-oestrogens is used hereafter to indicate a predominance of isoflavones
with lesser amounts of lignans, coumestans and flavones.
The invention also concerns a method of improving the health of a human by
administering to the human a sufficient amount of phyto-oestrogen. Ideally,
the phyto-oestrogen is administered regularly on a daily basis over a
sufficient period such as at least a month. The health conditions which may
be prevented or ameliorated include cancer of the breast, cancer of the
prostate, cancer of the uterus, cancer of the bowel, benign (or cystic)
breast disease, pre-menstrual syndrome (also known as pre-menstrual
tension), or adverse symptoms associated with menopause in women. The method
and supplement in accordance with the invention also improves the health of
a human having elevated levels of blood cholesterol. The product also is
useful in avoiding or ameliorating cancer in persons. The symptoms produced
by these conditions and the general well-being is also improved by the use
of these supplements
The phyto-oestrogen in accordance with the invention may be obtained from a
number of different sources. Preferably the phyto-oestrogens are extracted
from a clover such as red clover or subterranean clover or from soya which
contain high levels of phyto-oestrogens. However, any source rich in
phyto-oestrogens may be used instead, if desired.
Various different isoflavones have been identified from these sources - they
are principally genistein, biochanin A, daidzein, formononetin and glycitein.
In plants these compounds occur principally in a glycoside form bound to
sugars such as glucose, with smaller amounts present as the aglucone forms.
The formulae of the isoflavones are: ##STR1##
The structure of biochanin A is the same as for genistein but with a
4'-methoxy group, and similarly formononetin has the same structure as
daidzein, but with a 4'-methoxy group.
Following ingestion by humans, the glycosidic isoflavones are hydrolysed to
the aglucone form and biochanin A and formononetin are demethylated by
bacterial fermentation to genistein and daidzein respectively. A small
proportion of these free isoflavones are absorbed directly from the bowel
and circulate in the blood. The bulk of the isoflavones, however, remain in
the bowel and undergo fermentation to form various metabolites which also
are absorbed into the bloodstream. The principal metabolites which have been
identified are equol and O-desmethylangolensin.
In vitro and in vivo studies have indicated that genistein, biochanin A,
equol, daidzein, formononetin all have oestrogenic activity in descending
order. O-desmethylangolensin is only very weakly oestrogenic and glycitein
is non-oestrogenic.
In animal and in vitro studies, genistein has been shown to have greater
oestrogenic/anti-oestrogenic activity and SHBG-stimulating capacity than the
other isoflavones or their metabolites (approximately 10 times that of
daidzein and formononetin). However, the full range of biological effects of
the different isoflavones have yet to be fully determined, and in particular
their relative efficacies in the different biological effects such as
oestrogenicity, hypocholesterolaemia, anti-angiogenesis, anti-oxidation,
anti-carcinogenesis for example are not yet fully known.
It is thought that because the methyl forms (biochanin A and formononetin)
ultimately are largely demethylated to their principals, genistein and
daidzein, with improved biological efficacy, then it is unimportant whether
the isoflavones are present in the claimed product in the methylated or
demethylated forms.
Given that the relative biological importance of the two isoflavone groups
(being genistein and daidzein) to human health remains unclear, and that
each might indeed have different importance, plus the fact that both
isoflavones are present in the diet in approximately equal proportions, then
it is prudent that both isoflavones be present in the claimed product in
approximately equal proportions.
Any leguminous plants such as detailed here could be used as sources of
phyto-oestrogens (principally isoflavones with lesser amounts of lignans and
coumestans): Indian liquorice (Abrus precatorius); various species of Acacia
spp. including, A. aneura, A. cibaria, A. longifolia, and A. oswaldii;
ground nut (Apio tuberosa); ground pea (Arachis hypogea); milk vetch (Astragalus
edulis); marama bean (Bauhinia esculenta); sword bean (Cajanus cajan indicus);
jack bean (Canavalia ensiformis); sword bean (Canavalia gladiata); seaside
sword bean (Canavalia rosea); various Cassia spp. including C. floribunda, C
laevigata, and C. occidentalis; carobbean (Ceratonia siliqua); chick pea (Cicer
arietinum); yebnut (Cordeauxia edulis); various Crotalaria spp. including C.
laburnifolia, and C. pallida; cluster bean (Cyamopsis psoralioides); tallow
tree (Detariaum senegalense); sword bean (Entada scandens); balu (Erythrina
edulis); soyabean (Clycine max); inga (Ingaedulis); Polynesian chestnut (Inocarpus
fagifer); hyacinth bean (Lablab purpureus); grass pea or Indian vetch (Lathyrus
sativus); cyprus vetch (Lathyrus ochrus); lentil (Lens culinaris); jumping
bean (Leucaenal eucocephala); various Lupinus spp. including L. albus, L.
luteus, L. angustifolium, L. mutabilis, and L. cosentinii; ground bean (Macotylma
geocarpa); horse gram (Macrotyloma uniflorum); alfalfa (Medicago sativa);
velvet bean (Mucuna pruriens); yam beans (Pachyrhyzuz erosus, P. tuberosus);
African locust bean (Parkia clappertoniana); Parkia speciosa; oil bean tree
(Pentaclethra macrophylla); various Phaseolus spp. including P. acutifolius,
P. vulgaris, P. luntus, P. coccineus, P. adenathus, P. angulris, P. aureus,
P. calcaratus, P. mungo, and P. polystachyus; garden pea (Pisum sativum);
djenko bean (Pithecolobium lobatum); mesquite (various Prosopis spp.); goa
bean (Psophocarpus scandens, P. tetragonolobus); various Psoralea spp.;
Sesbania bispinosa; yam bean (Sphenostylis stenocarpa); tamarind (Tamarindus
indica); fenugreek (Trigonella foenum-graecum); vetches (various Vivia spp.
including V. sativa, V. atropurpurea, V. ervilia, and V. monantha); broad
bean (Vicia faba); black grani (Vigna mungo); various Vigna spp. including
V. radiata, V. aconitifolia, V. adanatha, V. angularus, V. tribolata, V.
umbelata, and V. unguiculata; and, earth pea (Voandzeia subterranea).
The ideal sources of phyto-oestrogens for preparation of a supplement in
accordance with the invention are preferably those which (i) are readily
available, (ii) are relatively inexpensive, (iii) are readily and
economically processed so as to yield the extract, (iv) have a high
isoflavone content so as to provide high yields, and (v) have no known toxic
components requiring selective removal or inactivation.
Certain clovers, such as red clover (T. pratense) and subterranean clover
(T. subterranean) are the preferred sources. On a dry weight basis, these
clovers contain the highest amounts of oestrogenic isoflavones of all
legumes tested to date with levels of 3-5 g % (T. subterranean) and 1-3 g %
(T. pratense). In comparison, soya flour has a level of 0.15-0.30 g %,
lentils (0.08-0.12 g %), chick peas (0.07-0.13 g %), and garden peas
(0.02-0.03 g %). Thus it can be seen that clovers contain approximately at
least 10-30 times by weight the isoflavone content of other commonly
available, human leguminous foodstuffs meaning that for manufacturing
purposes, the yield of isoflavones per unit weight of plant material is many
times greater from clover than from other legumes.
Red clover and subterranean clover also are common fodder crops and are
readily grown and are widely available. Clovers also are comparatively
cheaper ($200/tonne) than crops such as soya and lentils ($500/tonne).
With clovers, the isoflavones are recovered from the leaf rather than from
the seed in the case of soya, beans, nuts and grams. This provides a
substantially higher yield of isoflavones per unit area of pasture for
clovers compared to other legumes because of the greater leaf matter
compared to seed matter recovered per plant.
Clovers also have an extended growing season, and faster growth rates
compared to those legumes such as soya, lentils or chick peas where the seed
is the end-product. Clover can be cropped for its leaf content repeatedly
over a single growing season. An additional benefit of this is that as
phyto-alexins, the isoflavone content increases in response to the stress of
cropping.
Thus it can be seen that in clovers versus other legumes provide a
combination of (a) higher isoflavone content per dry weight of plant, (b) a
higher yield of dry matter containing isoflavones per plant, and (c) a
higher yield of dry matter per hectare.
An additional feature of clovers is that there are wide varieties of
cultivars with widely differing isoflavone levels and types. This allows
blending of different cultivars to achieve the desired ratio of the
different isoflavones, although it is equally possible to use a single
cultivar which provides the desired ratio.
Other legumes such as soyabean flour may be used for enrichment of
phyto-oestrogens but the substantially poorer (approx. 10%) yield of
isoflavones compared to clovers means that the manufacturing costs are
substantially greater and there is substantially greater amounts of waste
products which requires disposal or further treatment for re-use as a
foodstuff. An alternative, however, to the use of whole soya for this
purpose, is to use the hull, and hypocotyl (or germ) of the whole soyabean.
The hull and hypocotyl represent only a small proportion by weight (8% and
2% respectively) of the intact bean. However, the coumestrol content of soya
is concentrated in the hull, and the daidzein content of soya is
concentrated in the hypocotyl. The two cotyledons which comprise the bulk of
the soyabean (90% by weight) contain the bulk of the genistein content of
soya. During standard processing of soyabeans, the hulls being a fibrous
component with little or no perceived nutritional value normally are
separated and removed by physical means. The hypocotyls become separated
following the splitting of the cotyledons, and while these currently
generally are not deliberately isolated, they may be separated and isolated
by passing the disturbed soyabeans over a sieve of sufficient pore size to
selectively remove the small hypocotyl. The hypocotyl contains approx.
1.0-1.5 g % isoflavones (95% daidzein, 5% genistein). The raw hypocotyl and
hull material can be ground or milled to produce, for example, a dry powder
or flour which then could be either blended or used separately as a dietary
supplement in a variety of ways including, for example, as a powder, in a
liquid form, in a granulated form, in a tablet or encapsulated form, or
added to other prepared foodstuffs. Alternatively, it could be further
processed to yield an enriched extract of phyto-oestrogens. Either or both
of these materials also could be added to other leguminous material such as
clover to provide the invention.
In plants, the oestrogenic isoflavones are restricted principally to the
leaf, fruit and root; the stem and petiole contain very little. With soya
and other common human legume foodstuff crops, the leaves are rarely
regarded as foodstuff, indeed with these crops, the plants normally are
allowed to die and dry out before the seed crop is harvested. Nevertheless,
the fresh leaves of these crops could be regarded as a source of
phyto-oestrogens for the invention although the much lower isoflavone
content of the leaves of these crops compared to clovers, plus their
generally slow growth compared to clovers, suggests that they would not be a
preferred source of large-scale isoflavone enrichment.
To provide a similar amount of isoflavone to that contained in most
traditional legume-rich diets (50-100 mg oestrogenic isoflavones/day) would
require an average daily consumption of 3-6 g dry weight or 15-30 g wet
weight of specially selected cultivars of clover with particularly high
isoflavone levels. Clover grasses generally are not eaten by humans, except
to a limited extent as sprouts of some of the pleasanter tasting varieties.
Isoflavones are intensely astringent and are responsible in large part for
the bitter taste of legumes. Thus the types of bean sprouts, clover sprouts
and alfalfa sprouts generally available have been selected on the basis of
cultivar and of age for pleasant taste, and in so doing inadvertently have
been selected for low isoflavone content. Of the sprouts currently available
in Western countries for human consumption, between approx. 100-250 g would
need to be consumed daily to provide a dosage of 50-100 mg isoflavones.
Certainly clovers and other legume sprouts are not generally eaten in such
sufficient quantities by humans to obtain the advantages of the present
invention.
The invention also concerns formulations containing the phyto-oestrogens
discussed above together with a dietary suitable excipient, diluent,
carrier, or with a food. Ideally the formulation is in the form of a pill,
tablet, capsule, or similar dosage form
The formulations may be a variety of kinds, such as nutritional supplements,
pharmaceutical preparations, vitamin supplements, food additives or foods
supplemented with the specified active phyto-oestrogens of the invention,
liquid or solid preparations, including drinks, sterile injectable
solutions, tablets, coated tablets, capsules, powders, drops, suspensions,
or syrups, ointments, lotions, creams, pastes, gels, or the like. The
formulations may be in convenient dosage forms, and may also include other
active ingredients, and/or may contain conventional excipients, carriers and
diluents. The inclusion of the subject phyto-oestrogens in herbal remedies
and treatments is also a preferred part of the invention.
The invention is also directed to the amelioration, prevention, or of
various conditions responsive to treatment with the phyto-oestrogen
substances of the invention. The preferred amounts to be administered to the
human fall within 20-200 mg on a daily basis. More preferably the dosage is
from 50-150 mg on a daily basis, and most preferably at a dosage of about
100 mg. If desired greater dosages can be administered for therapeutic
reasons. In contrast to prior practices such high dosages were not possible.
For example, dosages of up to or greater than 1000 mg may be suitable to
treat some conditions. In order to obtain the benefits of the invention, the
treatment with the isoflavones should continue for a considerable period,
ideally for at least a month, and ideally continuously for the whole period
for which the health improvement advantages should accrue.
The product according to the present invention yields a constant and
accurately known amount of isoflavones. The product is also ideally a
natural product, which has advantages for consumer acceptance, and in
accordance with the supposed theory behind the invention may very possibly
be one of the main causes for its beneficial effects. Whole legumes have a
widely variable isoflavone content due to two main causes: the type of
legume and the environmental effect. The type of legume typically has a wide
range of isoflavone content. The miligram of isoflavone per hundred gram of
whole foodstuff (dry weight) is given in the following table:
Soya Products
Whole Soya 150-300
Soya Milk 25-40 (mg per 200 ml)
Tofu 55-95
Lentils 80-120
Chickpeas 70-130
Broad beans 15-20
Garden peas 15-25
Thus common leguminous foodstuffs consumed in Western countries (broad
beans, garden peas etc) have relatively low oestrogenic isoflavone content
and exceptionally large amounts of these would need to be consumed daily to
approximate those isoflavone levels consumed in traditional diets. Most
Western cultures do not traditionally eat legumes with high isoflavone
contents, and those soya products (milk, tofu etc) which are becoming
increasingly popular in Western countries, also have relatively low
isoflavone levels compared to whole soya, indicating that relatively large
amounts of these would need to be consumed on a regular basis to deliver the
required isoflavone levels.
The enviromental effect arises because the isoflavone levels in any species
of plant depend greatly on the age of the plant, the climatic conditions
where it is grown, the fertiliser and so forth. Therefore constant and
consistant dosage is very difficult with ordinary whole foodstuffs. The
accurately determined quality and quantity of the active isoflavones in the
product, and its easy consumability when compared with the almost impossible
task of eating huge amounts of often practically inedible foods, is
therefore an import feature of the invention for preventing and helping in
overcoming various health problems.
Among the various health problems, the treatment or prevention of high blood
cholesterol levels, and the treatment of PMS and menopausal symptoms is
especially important. The product of the invention modulates the production
and/or function of endogenous sex hormones in humans to modify or produce
health improving effects, including the following: (i) lowered levels of
various blood lipoproteins including, for instance, low-density and
very-low-density cholesterol leading to reduced risk of development of
atherosclerosis; (ii) reduced risk of development of cancer of the prostate;
(iii) reduced risk of cancer of the breast; (iv) reduced risk of development
of cancer of the uterus; (v) reduced risk of development of cancer of the
large bowel; (vi) reduced risk of development of the syndrome in women
commonly referred to pre-menstrual syndrome (PMS), which includes
pre-menstrual tension (PMT); (vii) reduced risk of development of many
untoward symptoms (including dry vagina, peripheral flushing, depression
etc) commonly associated in women with menopause; and for treating benign
breast disease in women (benign or cystic breast disease associated with
non-malignant swelling and tenderness of breast tissue). The invention
therefore is directed to a method for the prophylaxis or treatment of a
human, to combat conditions associated with phyto-oestrogen deficiency,
which comprises administering to the human an effective amount of
phyto-oestrogen principally isoflavone but which might also include
relatively smaller amounts of lignans and coumestans, ideally in a
concentrated form, wherein the isoflavones include genistein, and/or
biochanin A, and/or daidzein, and/or formononetin.
Cancer of the breast generally is considered to be associated with
oestrogenic dysfunction. Breast cancer cells may display more oestrogen
receptors than normal breast cells and stimulation of these receptors by
endogenous oestrogens is thought to be a prime source of stimulation of
their malignant growth. Currently synthetic anti-oestrogens are being used
to prevent or treat the growth of malignant breast cells. Isoflavones are
potent anti-oestrogens that could be expected to help prevent or to
successfully treat breast cancer. It has been reported that the risk of
breast cancer in western societies is indirectly proportional to the level
of phyto-oestrogens in the diet and to the amounts of phyto-oestrogen
metabolites excreted in the urine.
Cancer of the prostate generally is considered to be associated with sex
hormone dysfunction and the growth of prostatic cancer cells is influenced
by oestrogens and androgens. The incidence of prostatic cancer is low in
communities with high legume intake and, conversely, is high in Western
socieites. Phyto-oestrogens are though to protect from development of
prostatic cancer. One mechanism may be the effect of phyto-oestrogens on
lowering the proportion of unbound:bound reproductive hormones in the blood.
However, there is other evidence to suggest that phyti-oestrogens,
particularly isoflavones, can have a direct influence on certain cellular
enzymes within prostatic cells.
Pre-menstrual syndrome has uncertain aetiology and pathogenesis, although
most certainly is associated with reproductive hormone dysfunction. It also
is a syndrome which has reportedly lower incidence in communities
maintaining traditional high-legume diets. It is proposed that
phyto-oestrogens will alleviate this condition by restoring balance to
oestrogen metabolism.
Menopausal syndrome is associated with changes in the oestrogen profile in
the body with advancing age. Adverse clinical symptoms may be treated with
oestrogen replacement therapy. There is evidence that foodstuffs high in
phyto-oestrogens are a suitable alternative to synthetic hormones in this
respect, producing alleviation of adverse clinical symptoms. Again, it is
proposed that phyto-oestrogens will function by restoring balance to
oestrogen metabolism.
Benign (or cystic) breast disease has unknown aetiology. However, its
association in women with certain stages of the menstrual cycle is strongly
suggestive of oestrogen dysfunction. There currently is no successful
treatment of this condition. Phyto-oestrogens are proposed to successfully
treat this condition by restoring balance to oestrogen metabolism.
Atherosclerosis is associated with cholesterol metabolism which in turn is
associated closely with oestrogen metabolism. The generally higher incidence
of atherosclerosis in young men versus young women, the rising incidence in
women following menopause, and the lower incidence in post-menopausal women
receiving oestrogen replacement therapy, all point to the moderating
influence of oestrogens on cholesterol metabolism. A prime effect of
oestrogens on cholesterol metabolism is stimulation of the liver to process
cholesterol, particularly the highly atherogenic low-density lipoproteins
and very low-density lipoproteins, into bile salts. It is proposed that
phyto-oestrogens have an important hypocholesterolaemic effect in humans.
There may be a variety of mechanisms involved, but one may be the
stimulation by phyto-oestrogens of cholesterol catabolism by the liver.
Claim 1 of 23 Claims
What is claimed is:
1. A method for treating or reducing the predisposition to at least one
condition selected from the group consisting of pre-menstrual syndrome or
symptoms associated with menopause, said method comprising administering to
a subject having said at least one condition a therapeutically effective
amount of a phytoestrogen-containing health supplement composition, said
phytoestrogen being extracted from soya or clover and comprising any two or
more members of the group consisting of Genistein, Daidzein, Biochanin A,
Formononetin or the natural glycosides of any of said phyto-estrogens.
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