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Title: Compositions and methods for the treatment or
prevention of autoimmune diabetes
United States Patent: 6,884,785
Issued: April 26, 2005
Inventors: von Herrath; Matthias G. (Del Mar, CA)
Assignee: The Scripps Research Institute (La Jolla, CA)
Appl. No.: 336672
Filed: June 17, 1999
Abstract
The present invention provides compostions and methods for the prevention
or treatment of autoimmune disorders. In particular, the invention methods
utilize genetic material encoding at least a portion of an autoreactive
epitope that, upon administration to a subject, acts to modulate the immune
system thereby ameliorating conditions associated with an autoreactive
antigen.
Description of the Invention
FIELD OF THE INVENTION
The present invention relates generally to regulation of the immune
system, and more specifically to compositions and methods for the prevention
or treatment of autoimmune disorders. In particular, the invention methods
utilize genetic material encoding at least a portion of an autoreactive
antigen or epitope that, upon administration to a subject, acts to modulate
the immune system thereby ameliorating conditions associated with such an
autoantigen or other autoantigens.
BACKGROUND OF THE INVENTION
Vertebrates possess the ability to mount an immune response as a defense
against pathogens from the environment as well as against aberrant cells,
such as tumor cells, which develop internally. This can take the form of
innate immunity, which is mediated by NK cells, neutrophils and cells of the
monocyte/macrophage lineage, or the form of acquired or active immunity
against specific antigens mediated by lymphocytes. Active immune responses
can be further subdivided into two arms, the humoral response which entails
the production of specific antibodies that serve to neutralize antigens
exposed to the systemic circulation and aid in their uptake by professional
phagocytic cells, and the cellular arm which is required for recognition of
infected or aberrant cells within the body.
In both cases the specific response is regulated by the intracellular
processing and recognition of the antigen by effector T-cells. Mature
cytolytic T lymphocytes (CTLs) or T helper cells (Th) in general remain in a
resting state unless they encounter antigens that their receptors can
recognize in the context of MHC class I or II molecules. Upon encountering
the specific antigens, the T-cells proliferate and perform effector
functions, the result of which is elimination of the reactive antigens. When
the antigen is processed through the cytoplasmic route, the resulting
peptides are bound to nascent MHC class I molecules which facilitate
appropriate presentation to effector T-cells. MHC class I presentation
favors recognition by cytotoxic T lymphocytes (CTLs) that carry the CD8
ligand. In contrast, intracellular processing via the endocytic route
results in presentation on MHC class II molecules which favors T helper
responses involved in stimulation of both, humoral and cellular arms. The
goal of vaccination is to prime both responses and generate memory T cells,
such that the immune system is primed to react to a pathogenic infection.
Engagement of both the humoral and cellular immune responses leads to broad
based immunity and is the preferred goal for intracellular pathogens.
Activation of the T cells entails the generation of a series of chemical
signals (primarily cytokines) that result in direct action or stimulation of
other cells of the immune system to act. In the case of activation by class
I MHC-antigen, CTLs proliferate and act to destroy infected cells presenting
that given antigen in form of an MHC bound peptide. Killing an infected cell
prevents the virus from proliferating and makes it accessible to
neutralizing antibodies, and hence permitting elimination of the virus. In
contrast, activation of Th cells by class II MHC-antigen complexes does not
destroy the antigen presenting cell (which is part of the host's defense
system) but rather stimulates the Th cell to proliferate and generate
signals (again primarily cytokines) that affect various cells. Among other
consequences, the signaling leads to B cell stimulation, macrophage
activation, CTL differentiation and promotion of inflammation. This
concerted response is relatively specific and is usually directed to foreign
elements bearing the peptide presented by the class II MHC system.
When operating properly, the immune response is surprisingly effective at
eliminating microscopic pathogens and, to a lesser extent, neoplastic cells.
In general, the complicated mechanisms for self-recognition are efficient
and allow a strong response to be directed exclusively at eliminating
foreign antigens. The regulation of self/non-self discrimination, which is a
critical function of the immune system, involves multiple mechanisms during
the development and life-span of T and B lymphocytes. Whereas deletion of
self-reactive T and B cell precursors in the central lymphoid organs
eliminates most of the autoreactive cells, the peripheral mechanisms that
require Fas, IL-2R and CTLA-4 mediated signaling are thought to be crucial
for the immune homeostasis. Unfortunately, the immune system occasionally
malfunctions and turns against the cells of the host thereby provoking an
autoimmune response. Autoimmunity or autoreactivity typically occurs when
antigen receptors on immune cells recognize specific self-antigens (e.g.
self-epitopes) on host cells and initiate reactions that result in the
destruction of the host cells. In many cases, autoimmune reactions are
self-limited in that they disappear when the antigens that provoked them are
cleared away. However, in some instances the autoreactive lymphocytes
survive longer than they should and continue to induce apoptosis or
otherwise eliminate host cells. Some evidence in animals and humans
indicates that extended survival of autoreactive cells is implicated in at
least two chronic autoimmune disorders, systemic lupus erythematosus and
rheumatoid arthritis.
Other mechanisms of action are also thought to contribute to the development
of various autoimmune disorders. For example, over the last few years it has
become clear that the avidity of T cell-APC interactions dictates thymic
learning and tolerance to self antigens. Accordingly, high avidity
interactions lead to elimination of the T cell whereas low avidity
interactions allow for maturation and exit from the thymus. Although this
mechanism is effective in purging the immune system of autoreactivity, T
cell precursors endowed with self reactivity could still be generated and
migrate to the periphery if the autoantigen is sequestered and does not
achieve effective levels of thymic presentation, is subjected to thymic
crypticity or is poorly presented. Moreover, superantigens capable of
reacting with particular T cell receptors and events that could stimulate
antigen mimicry, epitope spreading or peripheral loosening in peptide
crypticity may trigger activation of those self-reactive T cells and cause
antigen exposure. In any case, continuous supply of autoantigen and abundant
generation of T cell receptor ligands (peptide-MHC complexes) are a likely
mechanism of T cell aggressiveness. Examples of conditions resulting from a
spontaneous break in self-tolerance include multiple sclerosis (MS),
rheumatoid arthritis (possibly more than one mechanism), lupus
erythrematosis and type I diabetes all of which are thought to be T cell
mediated autoimmune diseases (myaestenia gravis-break from self tolerance
but Ab driven, inflammatory bowel disease (Chrohn's)).
One of the most likely scenarios regarding the pathogenesis of an autoimmune
disease like type I diabetes, may begin with abnormal regulation of
autoreactive T cells either due to bystander activation or due to molecular
mimicry. For example, a viral infection or exposure to a superantigen may
provide sufficient co-stimulation resulting in activation of few low
affinity autoreactive T cells that escape the thymus selection. Abnormal
down-regulation of such autoreactive responses may lead to expansion of
pathogenic T cells that infiltrate the organ where the recognized antigen is
present. A few host-related factors facilitate the transition between
non-pathogenic autoreactivity and autoimmune disease: leaky central negative
selection allowing the escape of higher numbers of autoreactive precursors;
impaired peripheral tolerance due to abnormalities involving receptors or
ligands that mediated down-regulation of lymphocyte activity; a bias to
generate Th1 pro-inflammatory responses as opposed to more balanced Th1/Th2
responses; high frequency and abnormal activity of professional APCs. Local
inflammation and direct destruction of host cells trigger antigen release,
uptake by professional APCs and presentation to specific T cells, thus
perpetuating a positive feed-back that exacerbates the autoimmunity.
Simultaneously, normally cryptic, organ-associated antigens may become
exposed in the context of activation of professional antigen presenting
cells and antigen release, resulting in activation of T cells specific for
these other self antigens. Particularly in conditions favoring overall
Th1/Th2 imbalance, the employment of additional specificities may accelerate
the disease. It is widely believed that whereas Th1 cytokines like IFN-γ
contribute to the pathogenesis of autoimmunity, Th2 cytokines like IL-4 and
IL-10 may suppress the activity of pathogenic Th1 or Tc1 cells.
Regardless of which mechanism is responsible for the malfunction of the
immune system in autoimmune diseases, the results can be devastating to the
individual. For example, multiple sclerosis is a chronic, inflammatory
disorder that affects approximately 250,000 individuals in the United
States. The inflammatory process occurs primarily within the white matter of
the central nervous system and is mediated by activated T cells, B cells and
macrophages which are responsible for the demyelination of the axons.
Although the clinical course can be quite variable, the most common form is
manifested by relapsing neurological deficits including paralysis, sensory
deficits and visual problems.
In another debilitating autoimmune disease, insulin-dependent diabetes
mellitus (IDDM, type I diabetes or juvenile diabetes), the immune system
attacks the insulin-producing beta cells in the pancreas and destroys them.
A person with IDDM produces little or no natural insulin and requires daily
injections of the hormone to stay alive. Each year, from 11,000 to 12,000
children are diagnosed with IDDM and, among the more than 7 million people
in the United States who are being treated for diabetes, about 5 to 10
percent have IDDM. In young people, acute complications due to inadequately
controlled glucose fluctuations pose the greatest threat to survival for
people with IDDM. As people grow older, long-term complications resulting
from damage to organs due to blood vessel deterioration become more
important, resulting in, for example, peripheral neuropathy, nephropathy,
and retinal degeneration.
Treatments for autoimmune diseases have reached limited success. For
example, it is often possible to correct organ-specific autoimmune disease
through metabolic control. Where function is lost and cannot be restored,
mechanical substitutes or tissue grafts may be appropriate. However,
although it may be possible to alleviate some of the symptoms no effective
long-term curative treatment exists for several of the most disabling
autoimmune disorders, including multiple sclerosis and IDDM. While a number
of compounds, including insulin, corticosterioids and modified beta
interferon, can ameliorate some of the symptoms of autoimmune diseases, they
have proven to have serious side effects and/or require long term use.
Other avenues of treatment have shown promise in preclinical animal model
studies but have yet to be shown to be effective in humans. One such therapy
is the suppression of pathogenic lymphocytes by treatment with specific
antigens. Such treatment may have the critical advantage of addressing only
the specific T cells, while sparing the rest of the immune system. The
exposure of autoreactive lymphocytes to increased doses of self-antigens may
result in deletion or anergy which, in turn, can lead to prevention or
suppression of the disease. Whereas this scenario may occur in certain
circumstances, there are at least two factors that need to be considered:
first, autoimmune diseases are likely to be associated with impaired
peripheral regulatory mechanisms and secondly, once the disease becomes
manifest, it may be associated with reactivity against multiple other
self-antigens.
In view of these limitations, a more attractive strategy would be the
generation of autoreactive cells with the ability to recognize organ
specific antigens and to produce mediators that suppress the activity of
pathogenic cells instead of having the potential to promote disease. For
example, it would be desirable to selectively stimulate the production of
immunomodulator compounds such as, for example, cytokines like IL-4, IL-10,
IL-9, IL-13 and TGF-beta. It will be appreciated that the induction of such
immunomodulator compounds may be associated with the identity of the
selected epitope in the context of the T cell repertoire, the cytokine
context during priming and the inoculation regimen/antigen timing and
duration of inoculations. Significantly, it will be appreciated that such a
strategy is not limited to antigens that are central to the pathogenesis of
an autoimmune disease, but potentially employs any organ-specific antigen.
As such, selective induction of such immunomodulator compounds has several
advantages in the amelioration of autoimmune disorders. For example, such a
treatment does not require identification of the those epitopes that trigger
the pathogenesis rather it may offer broad-based bystander suppression of
autoreactive harmful T cells against various epitopes. Moreover such a
strategy would limit the risk of exacerbating the disease due to transient
activation phase of pathogenic T cells during antigen therapy and it may
circumvent the refractoriness of pathogenic T cells to peripheral tolerance
mechanisms mediating anergy and deletion. Unfortunately, no method presently
exists for selectively inducing immunomodulator compounds to reduce or
prevent the symptoms associated with autoimmune disorders.
SUMMARY OF THE INVENTION
It will be appreciated that the invention may be used to treat any immune
disorder that responds to the presentation of self-epitopes. This is
particularly true of T cell mediated autoimmune disorders including, for
example, multiple sclerosis, lupus, rheumatoid arthritis, scleroderma,
insulin-dependent diabetes, myastenia gravis and ulcerative colitis. In a
like manner, the present invention can be used to selectively down-regulate
the immune system with respect to continuously presented agonists such as
allergens. Further, the compounds and associated compositions of the present
invention may be used to selectively suppress various components of the
immune system to reduce the likelihood of tissue or organ rejection
following transplant.
In addition to the aforementioned advantages, the compounds, compositions,
and methods of the present invention may be used to induce tolerance to
various autoantigens in neonates and infants. More particularly, the present
invention further provides compositions and methods for conferring
resistance in neonate or infant mammals to the induction of an autoimmune
disease during adult life. In accordance with the teachings herein, this
neonatal tolerance is characterized by a lymph node deviation and unusual
gamma interferon-mediated splenic anergy upon challenge with the appropriate
autoantigen. As discussed above, preferred embodiments the present invention
may provide for the induction of the desired neonatal tolerance upon
administration in a non-reactive carrier (i.e. those without adjuvants).
Accordingly, it is a general object of the present invention to provide
methods and compositions for effectively modifying the immune system of a
vertebrate for prophylactic and therapeutic purposes to treat or prevent an
autoimmune disorder.
It is another object of the present invention to provide methods and
compositions for the effective induction of regulatory cytokines to
down-regulate the immune system of a mammal having an autoimmune condition.
It is yet another object of the present invention to provide methods and
compositions for the treatment or prevention of insulin dependent diabetes.
In one aspect, the invention provides an immunomodulating composition for
use in treating or preventing an autoimmune disorder comprising a nucleic
acid construct encoding at least one epitope from a self-antigen in a
pharmaceutically acceptable carrier. An exemplary epitope illustrated in the
present invention is in insulin B chain.
In another aspect, the invention provides a method for treating or
preventing autoimmune disorder in a subject having or at risk of having the
disorder comprising administering to the subject, an immunomodulatory
effective amount of a nucleic acid construct encoding at least one epitope
from a self-antigen in a pharmaceutically acceptable carrier, wherein
expression of the epitope provides a regulatory immune response, thereby
treating or preventing the disorder. For example, the method provides an
insulin B chain epitope for use in a subject having or at risk of having
IDDM.
In a further aspect, the invention provides a method for inducing a
regulatory immune response in a subject having or at risk of having an
autoimmune disorder comprising administering to the subject, an
immunomodulatory effective amount of a nucleic acid construct encoding at
least one epitope from a self-antigen in a pharmaceutically acceptable
carrier, wherein expression of the epitope provides a regulatory immune
response.
It is envisioned that the compositions and methods of the invention include
co-administration of the nucleic acid construct encoding at least one
epitope from a self-antigen with a nucleic acid construct encoding a
biological response modifier (e.g., a cytokine, chemokine, interferon,
interleukin) or administering the nucleic acid construct encoding the at
least one epitope from a self-antigen and also encoding at least one
biological response modifier (e.g., IL-4).
Other objects, features and advantages of the present invention will be
apparent to those skilled in the art from a consideration of the following
detailed description of preferred exemplary embodiments thereof taken in
conjunction with the figures which will first be described briefly.
DETAILED DESCRIPTION OF THE INVENTION
The present invention is based on the seminal discovery that DNA
immunization with plasmids expressing self-antigens provides a prophylactic
and therapeutic approach to prevent autoimmune diseases. The inventors have
shown that mice expressing lymphocytic choriomeningitis virus (LCMV)
nucleoprotein (NP) as a transgene in their beta-cells develop IDDM only
following LCMV infection. Inoculation of plasmid DNA encoding the insulin
B-chain reduced the incidence of virally induced autoimmune diabetes (IDDM)
by 50% in this model. The insulin B chain DNA vaccination was effective
through induction of regulatory CD4 lymphocytes that react with the insulin
B-chain, secrete IL-4 and locally reduce activity of LCMV-NP autoreactive
CTL in the pancreatic draining lymph node. In contrast, similar vaccination
with plasmids expressing the LCMV viral (self) protein did not prevent IDDM,
because no such regulatory cells were induced.
In an exemplary model, the present invention shows that DNA vaccination with
a plasmid expressing the insulin B-chain can effectively reduce autoimmune
diabetes when given during the pre-diabetic phase. The protection is
mediated by insulin-B reactive, IL-4 producing (TH2) lymphocytes, most
probably of the CD4+ lineage, and does not result from a
generalized/systemic reduction in the diabetogenic NP-specific effector
cells, the activity and number of which remain unchanged. Rather protection
results from "bystander suppression", induced in the islets or pancreatic
draining node by the insulin B-specific CD4+ T cells, which leads to a
significant local reduction in NP-specific autoreactive T-cells, potentially
due to a lack of antigenic stimulation by antigen presenting cells exposed
to IL-4.
Efforts to identify sequence homologies between self peptide epitopes that
might be involved in autoimmunity and various bacterial and viral pathogens
have therefore been made. These homology searches have focused on alignments
with sequence identity. No success has been reported using such alignments
in identifying epitopes from pathogens that could cross react with
presumably pathogenic T cell lines from human patients with autoimmune
disease (Oldstone, 1990). A sequence identity was recently found between an
epitope in a Coxsackie virus protein and GAD65, suspected of being an
autoantigen in diabetes. These peptides could reciprocally generate
polyclonal T cell lines from mice that cross react with the other peptides (Tian,
et al., 1994). No evidence, however, was provided that these peptides could
stimulate clones from diabetic mice (or humans).
Recent developments in the field, in particular the identification of allele
specific peptide binding motifs have transformed the field (Madden et al.,
1991; Rotschke & Falk, 1991). Based on this knowledge, the structural basis
for MHC linked susceptibility to autoimmune diseases can be reassessed at a
level of detail sufficient for solving longstanding questions in the field.
Motifs for peptide binding to several MHC class I and class II molecules
have been defined by sequence analysis of naturally processed peptides and
by mutational analysis of known epitopes. MHC class I bound peptides were
found to be short (generally 8-10 amino acids long) and to possess two
dominant MHC anchor residues; MHC class II bound peptides were found to be
longer and more heterogeneous in size (Madden et al., 1991; Rotschke & Falk,
1991; Jardetzky et al. 1991, Chicz et al. 1993). Due to the size
heterogeneity, however, it has proven more difficult to define MHC class II
binding motifs based on sequence alignments. More recently, a crystal
structure for HLA-DR1 demonstrated that there is a dominant hydrophobic
anchor residue close to the N-terminus of the peptide and that secondary
anchor residues are found at several other peptide positions (Brown et al.,
1993). Even this work, however, could not provide a detailed description of
the binding pockets of HLA-DR proteins, the particular residues involved in
the formation of these pockets of the structural requirements or antigens
for MHC binding.
Self-antigen epitope sequences, or autoreactive antigens, can be identified
by a variety of techniques known in the art (see for example U.S. Pat. No.
5,874,531). Once a set of peptides has been identified, these peptides may
optionally be screened for activity. The choice of such screens is at the
discretion of the practitioner and beyond the scope of the present
invention. Preferred screens, however, include in vitro tests for the
ability to induce the proliferation of autoreactive T cells or to induce the
secretion of lymphokines (cytokines) from these T cells or to induce other
effector functions such as cytotoxicity. In some circumstances, human in
vivo tests may be appropriate and in other circumstances animal models of
the human disease may be available.
As used herein, the term "genetic construct" refers to the DNA or RNA
molecule that comprises a nucleotide sequence which encodes the antigen or
epitope and which includes initiation and termination signals operably
linked to regulatory elements including a promoter and polyadenylation
signal capable of directing expression in the cells of the vaccinated
individual. As used herein, the term "expressible form" refers to gene
constructs which contain the necessary regulatory elements operable linked
to a coding sequence of a self-antigen epitope(s), such that when present in
the cell of the individual, the coding sequence will be expressed. As used
herein, the term "genetic vaccine" refers to a pharmaceutical preparation
that comprises a genetic construct.
According to the present invention, DNA or RNA that encodes a self-antigen
epitope(s) is introduced into the cells of an individual where it is
expressed, thus producing the self-antigen epitope(s). The DNA or RNA is
linked to regulatory elements necessary for expression in the cells of the
individual. Regulatory elements include a promoter and a polyadenylation
signal. In addition, other elements may also be included in the genetic
construct.
The present invention provides genetic vaccines which comprise genetic
constructs that contain DNA or RNA that encodes a self-antigen epitope(s).
As used herein, the term "self-antigen epitope(s)" refers to a peptide or
protein against which an immune response can be elicited. The self-antigen
epitope(s) is an immunogenic peptide protein fragment or protein derived
from an autoreactive antigen or a cell involved in autoimmune disease. The
immune response directed against the epitope or protein will protect the
individual against the specific infection or disease with which the
self-antigen epitope(s) is associated.
The genetic construct of genetic vaccines comprise a nucleic acid sequence
that encodes a self-antigen epitope(s) operably linked to regulatory
elements needed for gene expression. Accordingly, incorporation of the DNA
or RNA molecule into a living cell results in the expression of the DNA or
RNA encoding the peptide or protein and thus, production of the self-antigen
epitope(s).
When taken up by a cell, the genetic construct which includes the nucleotide
sequence encoding the self-antigen epitope(s) linked to the regulatory
elements may remain present in the cell as a functioning episomal molecule
or it may integrate into the cell's chromosomal DNA. DNA may be introduced
into cells where it remains as separate genetic material in the form of a
plasmid. Alternatively, linear DNA which can integrate into the chromosome
may be introduced into the cell. When introducing DNA into the cell,
reagents which promote DNA integration into chromosomes may be added. DNA
sequences which are useful to promote integration may also be included in
the DNA molecule. Since integration into the chromosomal DNA necessarily
requires manipulation of the chromosome, it is preferred to maintain the DNA
construct as an episome. This reduces the risk of damaging the cell by
splicing into the chromosome without affecting the effectiveness of the
vaccine. Alternatively, RNA may be administered to the cell.
The necessary elements of a genetic construct of a genetic vaccine include a
nucleic acid sequence that encodes a self-antigen epitope(s) and the
regulatory elements necessary for expression of that sequence in the cells
of the vaccinated individual. The regulatory elements are operably linked to
the DNA sequence that encodes the self-antigen epitope(s) to enable
expression. The nucleic acid sequence that encodes the self-antigen
epitope(s) may be cDNA, genomic DNA, synthesized DNA or a hybrid thereof or
an RNA molecule such as mRNA. Accordingly, as used herein, the terms "DNA
construct", "genetic construct" and "nucleotide" or "nucleic acid" sequence
are meant to refer to both DNA and RNA.
The regulatory elements necessary for gene expression include: a promoter,
an initiation codon, a stop codon, and a polyadenylation signal. It is
necessary that these elements be operable in the vaccinated individual.
Moreover, it is necessary that these elements be appropriately linked to the
nucleic acid sequence that encodes the self-antigen epitope(s) such that the
nucleic acid sequence can be expressed in the cells of a vaccinated
individual and thus the self-antigen epitope(s) can be produced.
Initiation codons and stop codon are generally considered to be part of a
nucleic acid sequence that encodes the self-antigen epitope(s). It is
necessary that these elements are functional in the vaccinated individual.
Similarly, promoters and polyadenylation signals used must be functional
within the cells of the vaccinated individual.
Examples of promoters useful to practice the present invention, especially
in the production of a genetic vaccine for humans, include but are not
limited to Mouse Mammary Tumor Virus (MMTV) promoter, Human Immunodeficiency
Virus Long Terminal Repeat (HIV LTR) promoter, Moloney virus, ALV,
Cytomegalovirus (CMV) promoter, human Actin, human Myosin, RSV, human
Hemoglobin, human muscle creatine and EBV.
Examples of polyadenylation signals useful to practice the present
invention, especially in the production of a genetic vaccine for humans,
include but are not limited to SV40 polyadenylation signal and LTR
polyadenylation signals.
In addition to the regulatory elements required for DNA expression, other
elements may also be included in the DNA molecule. Such additional elements
include enhancers. The enhancer may be selected from the group including but
not limited to: human Actin, human Myosin, CMV, RSV, human Hemoglobin, human
muscle creatine and EBV.
Genetic constructs can be provided with mammalian origin or replication in
order to maintain the construct extrachromosomally and produce multiple
copies of the construct in the cell. Plasmids pCEP4 and pREP4 from
Invitrogen (San Diego, Calif.) contain the Epstein Barr virus origin of
replication and nuclear antigen EBNA-1 coding region which produces high
copy episomal replication without integration.
In the present invention, the sequences encoding for at least one epitope
from a self-antigen are inserted into a recombinant expression vector. The
term "recombinant expression vector" refers to a plasmid, virus or other
vehicle known in the art that has been manipulated by insertion or
incorporation of the epitope genetic sequences. Such expression vectors
contain a promoter sequence which facilitates the efficient transcription of
the inserted genetic sequence of the host. The expression vector typically
contains an origin of replication, a promoter, as well as specific genes
which allow phenotypic selection of the transformed cells. Vectors suitable
for use in the present invention include, but are not limited to the
T7-based expression vector for expression in bacteria (Rosenberg, et al.,
Gene, 56:125, 1987), the pMSXND expression vector for expression in
mammalian cells (Lee and Nathans, J. Biol. Chem., 263:3521, 1988) and
baculovirus-derived vectors for expression in insect cells. The DNA segment
can be present in the vector operably linked to regulatory elements, for
example, a promoter (e.g., T7, metallothionein I, or polyhedrin promoters).
Methods of expressing DNA sequences having eukaryotic or viral sequences in
prokaryotes are well known in the art. Biologically functional viral and
plasmid DNA vectors capable of expression and replication in a host are
known in the art. Such vectors are used to incorporate DNA sequences of the
invention.
Methods which are well known to those skilled in the art can be used to
construct expression vectors containing the epitope coding sequence and
appropriate transcriptional/translational control signals. These methods
include in vitro recombinant DNA techniques, synthetic techniques, and in
vivo recombination/genetic techniques. See, for example, the techniques
described in Maniatis, et al., 1989 Molecular Cloning A Laboratory Manual,
Cold Spring Harbor Laboratory, N.Y.
A variety of host-expression vector systems may be utilized to test for
expression of the epitope coding sequence. These include but are not limited
to microorganisms such as bacteria transformed with recombinant
bacteriophage DNA, plasmid DNA or cosmid DNA expression vectors containing
the epitope coding sequence; yeast transformed with recombinant yeast
expression vectors containing the coding sequence; plant cell systems
infected with recombinant virus expression vectors (e.g., cauliflower mosaic
virus, CaMV; tobacco mosaic virus, TMV) or transformed with recombinant
plasmid expression vectors (e.g., Ti plasmid) containing the coding
sequence; insect cell systems infected with recombinant virus expression
vectors (e.g., baculovirus) containing the coding sequence; or animal cell
systems infected with recombinant virus expression vectors (e.g.,
retroviruses, adenovirus, vaccinia virus) containing the coding sequence, or
transformed animal cell systems engineered for stable expression.
Depending on the host/vector system utilized, any of a number of suitable
transcription and translation elements, including constitutive and inducible
promoters, transcription enhancer elements, transcription terminators, etc.
may be used in the expression vector (see e.g., Bitter, et al., Methods in
Enzymology 153:516-544, 1987). For example, when cloning in bacterial
systems, inducible promoters such as pL of bacteriophage gamma., plac, ptrp,
ptac (ptrp-lac hybrid promoter) and the like may be used. When cloning in
mammalian cell systems, promoters derived from the genome of mammalian cells
(e.g., metallothionein promoter) or from mammalian viruses (e.g. the
retrovirus long terminal repeat; the adenovirus late promoter; the CMV
vaccinia virus 7.5K promoter) may be used. Promoters produced by recombinant
DNA or synthetic techniques may also be used to provide for transcription of
the inserted coding sequence.
An additional element may be added which serves as a target for cell
destruction if it is desirable to eliminate cells receiving the genetic
construct for any reason. A herpes thymidine kinase (tk) gene in an
expressible form can be included in the genetic construct. When the
construct is introduced into the cell, tk will be produced. The drug
gangcyclovir can be administered to the individual and that drug will cause
the selective killing of any cell producing tk. Thus, a system can be
provided which allows for the selective destruction of vaccinated cells.
In order to be a functional genetic construct, the regulatory elements must
be operably linked to the nucleic acid sequence that encodes the target
protein. Accordingly, it is necessary for the promoter and polyadenylation
signal to be in frame with the coding sequence. In order to maximize protein
production, regulatory sequences may be selected which are well suited for
gene expression in the vaccinated cells. Moreover, codons may be selected
which are most efficiently transcribed in the vaccinated cell. One having
ordinary skill in the art can produce DNA constructs which are functional in
vaccinated cells.
In order to test expression, genetic constructs can be tested for expression
levels in vitro using tissue culture of cells of the same type as those to
be vaccinated. For example, if the genetic vaccine is to be administered
into human muscle cells, muscle cells grown in culture such as solid muscle
tumors cells of rhabdomyosarcoma may be used as an in vitro model to measure
expression level.
The present invention provides a method of treating individuals suffering
from autoimmune diseases and disorders by conferring a broad based
protective immune response against targets that are associated with
autoimmunity including cell receptors and "self"-directed antibodies.
T cell mediated autoimmune diseases include Rheumatoid arthritis (RA),
multiple sclerosis (MS), Sjogrens, sarcoidosis, insulin dependent diabetes
mellitus (IDDM), autoimmune thyroiditis, reactive arthritis, ankylosing
sponduilitis, scleroderma, panmyositis, dermatomyositis, psorisis,
vasculitis, Wegner's granulomatosis, Crohn's disease and colitis. Each of
these diseases is most likely characterized by high affinity T cell
receptors that bind to endogenous antigens and initiate the inflammatory
cascade associated with autoimmune diseases. Vaccination against the
variable region of the high affinity T cells would elicit an immune response
including CTLs to eliminate those T cells. The methods and compositions of
the invention are useful for treating any of these or other autoimmune
diseases.
In RA, several specific variable regions of T cell receptors (TCRs) which
are involved in the disease have been characterized. These TCRs include
Vbeta-3, beta-14, Vbeta-17 and Valpha-28. Thus, vaccination with a DNA
construct that encodes at least one of these proteins will elicit an immune
response that will target T cells involved in RA. See: Howell, M. D., et
al., 1991 Proc. Natl. Acad. Sci. USA 88:10921-10925; Paliard, X., et al.,
1991 Science 253:325-329; Williams, W. V., et al., 1992 J. Clin. Invest.
90:326-333; each of which is incorporated herein by reference. In addition,
epitopes from collagen may be useful in the genetic constructs or methods of
immunization of the present invention.
In MS, several specific variable regions of TCRs which are involved in the
disease have been characterized. These TCRs include Vbeta-7 and Valpha-10.
Thus, vaccination with a DNA construct that encodes at least one of these
proteins will elicit an immune response that will target T cells involved in
MS. See: Wucherpfennig, K. W., et al., 1990 Science 248:1016-1019; Oksenberg,
J. R., et al., 1990 Nature 345:344-346; each of which is incorporated herein
by reference. Candidate antigens for the methods of the invention also
include myelin basic protein, proteolipid protein, transaldolase, 2′3′
cyclic nucleotide 3′ phosphodiesterase, myelin oliodendroglial glycoprotein
and myelin-associated glycoprotein.
In scleroderma, several specific variable regions of TCRs which are involved
in the disease have been characterized. These TCRs include Vbeta-6, Vbeta-8,
Vbeta-17 and Valpha-16. Thus, vaccination with a DNA construct that encodes
at least one of these proteins will elicit an immune response that will
target T cells involved in scleroderma.
B cell mediated autoimmune diseases include Lupus (SLE), Grave's disease,
myathon, myasthinia gravas, autoimmune hemolytic anemia, autoimmune
thrombocytopenia, asthma, cryobulinemia, primary biliary sclerosis and
pernias anemia. Each of these diseases is characterized by antibodies which
bind to endogenous antigens and initiate the inflammatory cascade associated
with autoimmune diseases.
In the case of SLE, the antigen is believed to be DNA. Thus, in patients to
be immunized against SLE, their sera can be screened for anti-DNA antibodies
and a vaccine can be prepared which includes DNA constructs that encode the
variable region of such anti-DNA antibodies found in the sera.
In the case of IDDM, antigens include the insulin B chain or partial or
whole insulin, glutamic acid decarboxylase (GAD65/67), islet cell antigens (IAs)-
and heat shock protein (HSP60). In a preferred embodiment, as illustrated
herein, insulin B chain is utilized in the genetic construct for vaccination
purposes.
With respect to the constructs of the present invention, one or more
epitopes of the self antigen will be expressed by the host following
transfection or transformation of autologous cells with the administered
genetic material. The expressed epitope or epitopes then elicit the desired
immune response in the subject. As previously discussed, it will be
appreciated that the disclosed constructs may be administered in the form of
naked recombinant molecules (e.g. DNA or RNA) associated with a
pharmaceutically acceptable carrier or in any one of a number of more
elaborate vector forms. In either case, nucleic acids compatible with the
invention will preferably encode one or more epitopes, and may optionally
further comprise elements that regulate the expression and/or stability
and/or immunogenicity of the epitope.
To provide enhanced stability and/or immunogenicity of the relevant epitope,
it may be desirable to present the epitope in the context of a larger
peptide or protein. For example, the relevant may be expressed in the
variable region of a chimeric antibody or as a domain of the selected
self-antigen. In other preferred embodiments, it may be advantageous to
administer a full-length protein (e.g. myelin basic protein in the case of
multiple sclerosis) comprising one or more epitopes. Alternatively, it may
be desirable to administer compositions comprising combinations or cocktails
of genetic material encoding various immunogenic self-epitopes and/or
cofactors. In this regard, it will be appreciated that the relevant epitopes
may be derived from the same or different self-antigens. As explained above,
the selected epitopes may be derived from self-antigens that are critical to
the pathogenesis of the subject disease or from immunogenic host peptides
that play no part of the etiology of the disorder. In addition to the broad
target range, the disclosed compositions may comprise various epitope
combinations. For example, the compositions of the present invention may
comprise genetic material encoding peptides or proteins comprising mixtures
of B cell epitopes, mixtures of T cell epitopes, or combinations of B and T
cell epitopes.
More particularly, administration of compositions that comprise or express
more than one relevant epitope may exhibit an unexpected synergistic effect.
It will be appreciated that such combinations may prove to be more efficient
at conferring the desired immunomodulation with respect to autoreactive
cells than compositions comprising a single nucleic acid species encoding a
single relevant epitope. Those skilled in the art will further appreciate
that such synergism could allow for effective immunoprophylactic or
immunotherapeutic responses to be generated with lower dosing and less
frequent administration than single-epitope compositions. Moreover, the use
of such multi-epitope compositions may provide more comprehensive protection
as the induced multi-site immunity would tend to be more resistant to
natural phenotypic variation within a species or rapid mutation of a target
antigen by the selected pathogen. Of course, effective immunity may also be
imparted by constructs encoding a single B or T cell epitope and such
compounds and compositions are clearly contemplated as being within the
scope of the present invention.
According to the invention, the genetic vaccine may be administered directly
into the individual to be immunized or ex vivo into removed cells of the
individual which are reimplanted after administration. By either route, the
genetic material is introduced into cells which are present in the body of
the individual. Preferred routes of administration include intramuscular,
intraperitoneal, intradermal and subcutaneous injection. Alternatively, the
genetic vaccine may be introduced by various means into cells that are
removed from the individual. Such means include, for example, transfection,
electroporation and microprojectile bombardment. After the genetic construct
is taken up by the cells, they are reimplanted into the individual. It is
contemplated that otherwise non-immunogenic cells that have genetic
constructs incorporated therein can be implanted into the individual even if
the vaccinated cells were originally taken from another individual.
The genetic vaccines according to the present invention comprise about 0.1
to about 1000 or about 10 mg of DNA. In some preferred embodiments, the
vaccines contain about 1 to about 500 micrograms of DNA. In some preferred
embodiments, the vaccines contain about 25 to about 250 micrograms of DNA.
Most preferably, the vaccines contain about 100 micrograms DNA.
The genetic vaccines according to the present invention are formulated
according to the mode of administration to be used. One having ordinary
skill in the art can readily formulate a genetic vaccine that comprises a
genetic construct. In cases where intramuscular injection is the chosen mode
of administration, an isotonic formulation is used. Generally, additives for
isotonicity can include sodium chloride, dextrose, mannitol, sorbitol and
lactose. Isotonic solutions such as phosphate buffered saline are preferred.
Stabilizers include gelatin and albumin.
According to the present invention, prior to or contemporaneously with
administration of the genetic construct, cells may be administered a "cell
stimulating" or "cell proliferative" agent. As used herein, the terms "cell
stimulating agent" or "cell proliferative agent" are used interchangeably
and refer to compounds which stimulate cell division. Such compounds
facilitate DNA and RNA uptake.
For example, bupivcaine, well known and commercially available
pharmaceutical compound, is administered prior to or contemporaneously with
the genetic construct. Bupivacaine is related chemically and
pharmacologically to the aminoacyl class of local anesthetics. It is a
homologue of mepivacaine and related to lidocaine. Bupivacaine renders
muscle tissue voltage sensitive to sodium challenge and effects ion
concentration within the cells. A complete description of bupivacaine's
pharmacological activities can be found in Ritchie, J. M. and N. M. Greene,
The Pharmacological Basis of Therapeutics, Eds.: Gilman, A. G. et al, 8th
Edition, Chapter 15:3111, which is incorporated herein by reference.
Compounds that display a functional similarity to bupivacaine may be useful
in the method of the present invention.
In addition to bupivacaine, mepivacaine, lidocaine and other similarly
acting compounds, other contemplated cell stimulating agents include lectins,
growth factors, cytokines and lymphokines such as platelet derived growth
factor (PDGF), GCSF, GMCSF, epidermal growth factor (EGF) and IL-4.
Bupivacaine-HCl is chemically designated as 2-piperidinecarboxamide,
1-butyl-N-(2,6-dimethylphenyl)-monohydrochloride, monohydrate and is widely
available commercially for pharmaceutical uses from many sources including
from Astra Pharmaceutical Products Inc. (Westboro, Mass.) and Sanofi
Winthrop Pharmaceuticals (New York, N.Y.), Eastman Kodak (Rochester, N.Y.).
About 50 ul to about 2 ml of 0.5% bupivacaine-HCl and 0.1% methylparaben in
an isotonic pharmaceutical carrier may be administered to the site where the
vaccine is to be administered, preferably, 50 ul to about 1500 ul, more
preferably about 1 ml. The genetic construct may be combined with collagen
as an emulsion and delivered intraperatonally. The collagen emulsion
provides a means for sustained release of DNA. 50 ul to 2 ml of collagen are
used. About 100 ug DNA are combined with 1 ml of collagen in a preferred
embodiment using this formulation.
In some embodiments of the invention, the individual is first subject to
bupivacaine injection prior to genetic vaccination by intramuscular
injection. That is, up to, for example, about 24 hrs prior to vaccination,
the individual is first injected with bupivacaine. Alternatively,
bupivacaine can be injected simultaneously, minute before or after
vaccination.
In some embodiments of the invention, the individual is subject to a series
of vaccinations to produce a full, broad immune response. According to this
method, at least two and preferably four injections are given over a period
of time. The period of time between injections may include from 24 hours
apart to two weeks or longer between injections, preferably one week apart.
Alternatively, at least two and up to four separate injections are given
simultaneously at different parts of the body.
While the disclosure herein primarily relates to uses of the methods of the
present invention to immunize humans, the methods of the present invention
can be applied to veterinary medical uses too. It is within the scope of the
present invention to provide methods of immunizing non-human as well as
human individuals against pathogens and protein specific disorders and
diseases. Accordingly, the present invention relates to genetic immunization
of mammals, birds and fish. The methods of the present invention can be
particularly useful for mammalian species including human, bovine, ovine,
porcine, equine, canine and feline species.
While this disclosure generally discusses immunization in the context of
prophylactic methods of protection, the term "immunizing" is meant to refer
to both prophylactic and therapeutic methods. Thus, a method of immunizing
includes both methods of protecting an individual from pathogen challenge or
occurrence or proliferation of specific cells as well as methods of treating
an individual suffering from pathogen infection, or autoimmune disease.
Accordingly, the present invention may be used as a vaccine for prophylactic
protection or in a therapeutic manner; that is, as immunotherapeutic methods
and preparations.
Various viral vectors which can be utilized for administration to a subject
as taught herein include adenovirus, adeno-associated virus, herpes virus,
vaccinia, or, preferably, an RNA virus such as a retrovirus. Preferably, the
retroviral vector is a derivative of a murine or avian retrovirus. Examples
of retroviral vectors in which a single foreign gene can be inserted
include, but are not limited to: Moloney murine leukemia virus (MoMuLV),
Harvey murine sarcoma virus (HaMuSV), murine mammary tumor virus (MuMTV),
and Rous Sarcoma Virus (RSV). Most preferably, a non-human primate
retroviral vector is employed, such as the gibbon ape leukemia virus (GaLV),
thereby providing a broader host range than murine vectors in humans, for
example.
A number of additional retroviral vectors can incorporate multiple genes.
All of these vectors can transfer or incorporate a gene for a selectable
marker so that transduced cells can be identified and generated. Retroviral
vectors can be made target specific by inserting, for example, a
polynucleotide encoding a sugar, a glycolipid, or a protein. Preferred
targeting is accomplished by using an antibody to target the retroviral
vector. Those of skill in the art will know of, or can readily ascertain
without undue experimentation, specific polynucleotide sequences which can
be inserted into the retroviral genome to allow target specific delivery of
the retroviral vector containing the coding sequences.
Since recombinant retroviruses are defective, they require assistance in
order to produce infectious vector particles. This assistance can be
provided, for example, by using helper cell lines that contain plasmids
encoding all of the structural genes of the retrovirus under the control of
regulatory sequences within the LTR. These plasmids are missing a nucleotide
sequence which enables the packaging mechanism to recognize an RNA
transcript for encapsidation. Helper cell lines which have deletions of the
packaging signal include but are not limited to .PSI.2, PA317 and PA12, for
example. These cell lines produce empty virions, since no genome is
packaged. If a retroviral vector is introduced into such cells in which the
packaging signal is intact, but the structural genes are replaced by other
genes of interest, the vector can be packaged and vector virion produced.
Another targeted delivery system for delivering a genetic construct of the
invention is a colloidal dispersion system. Colloidal dispersion systems
include macromolecule complexes, nanocapsules, microspheres, beads, and
lipid-based systems including oil-in-water emulsions, micelles, mixed
micelles, and liposomes. The preferred colloidal system of this invention is
a liposome. Liposomes are artificial membrane vesicles which are useful as
delivery vehicles in vitro and in vivo. It has been shown that large
unilamellar vesicles (LUV), which range in size from 0.2-4.0 um can
encapsulate a substantial percentage of an aqueous buffer containing large
macromolecules. RNA, DNA and intact virions can be encapsulated within the
aqueous interior and be delivered to cells in a biologically active form
(Fraley, et al., Trends Biochem. Sci., 6:77, 1981). In addition to mammalian
cells, liposomes have been used for delivery of polynucleotides in plant,
yeast and bacterial cells. In order for a liposome to be an efficient gene
transfer vehicle, the following characteristics should be present: (1)
encapsulation of the genes of interest at high efficiency while not
compromising their biological activity; (2) preferential and substantial
binding to a target cell in comparison to non-target cells; (3) delivery of
the aqueous contents of the vesicle to the target cell cytoplasm at high
efficiency; and (4) accurate and effective expression of genetic information
(Mannino, et al., Biotechniques, 6:682, 1988).
The composition of the liposome is usually a combination of phospholipids,
particularly high-phase-transition-temperature phospholipids, usually in
combination with steroids, especially cholesterol. Other phospholipids or
other lipids may also be used. The physical characteristics of liposomes
depend on pH, ionic strength, and the presence of divalent cations.
Examples of lipids useful in liposome production include phosphatidyl
compounds, such as phosphatidylglycerol, phosphatidylcholine,
phosphatidylserine, phosphatidylethanolamine, sphingolipids, cerebrosides,
and gangliosides. Particularly useful are diacylphosphatidylglycerols, where
the lipid moiety contains from 14-18 carbon atoms, particularly from 16-18
carbon atoms, and is saturated. Illustrative phospholipids include egg
phosphatidylcholine, dipalmitoylphosphatidylcholine and
distearoylphosphatidylcholine.
The targeting of liposomes has been classified based on anatomical and
mechanistic factors. Anatomical classification is based on the level of
selectivity, for example, organ-specific, cell-specific, and
organelle-specific. Mechanistic targeting can be distinguished based upon
whether it is passive or active. Passive targeting utilizes the natural
tendency of liposomes to distribute to cells of the reticulo-endothelial
system (RES) in organs which contain sinusoidal capillaries. Active
targeting, on the other hand, involves alteration of the liposome by
coupling the liposome to a specific ligand such as a monoclonal antibody,
sugar, glycolipid, or protein, or by changing the composition or size of the
liposome in order to achieve targeting to organs and cell types other than
the naturally occurring sites of localization.
The surface of the targeted delivery system may be modified in a variety of
ways. In the case of a liposomal targeted delivery system, lipid groups can
be incorporated into the lipid bilayer of the liposome in order to maintain
the targeting ligand in stable association with the liposomal bilayer.
Various linking groups can be used for joining the lipid chains to the
targeting ligand.
In general, the compounds bound to the surface of the targeted delivery
system will be ligands and receptors which will allow the targeted delivery
system to find and "home in" on the desired cells. A ligand may be any
compound of interest which will bind to another compound, such as a
receptor.
Biological response modifiers (BRM's) stimulate the immune system without
specificity. Experimentation in their use dates to the 19th century
observation that infectious empyemas occassionally led to resolution of a
tumor. William Coley reasoned in the late nineteenth century that tumors
would be viewed as foreign if the immune system was sufficiently activated;
he subsequently developed a collection of heat-killed bacteria with which to
treat cancer patients. The property of non-specific immune stimulation is
shared by BRM's and adjuvants. Indeed, the terms are in this sense
interchangeable.
With respect to cancer immunotherapy, two types of BRM stand out: BCG and
cytokines. BCG (Bacille de Calmette et Guerin) is a live attenuated bovine
tubercle bacillus possessing nonspecific, immunostimulating properties. It
is now F.D.A. approved for use as a prophylactic measure against tumor
recurrence following endoscopic resection of superficial bladder cancer.
Intravesical instillation is thought to lead to tumor cell killing by either
macrophages or T lymphocytes. The response to BCG is immunologically
non-specific in that it seems to involve a general activation of the immune
system. Efficacy is dependent on both a limited tumor burden and patient
immunocompetence.
Similarly, cytokines lead to lymphocyte activation by virtue of altering the
cellular environment of antigen presentation. They can thus act as adjuvants
for tumor antigens presented by whole tumor cells, tumor cell lysates, or
specific tumor cell antigens. The specific antigen presented with cytokines
must still carry its own helper T cell epitopes in order to stimulate a high
titer B cell (antibody) response.
Several cytokines have shown promise for treatment of cancer.
Alpha-interferon is F.D.A. approved for treatment of hairy cell leukemia.
GM-CSF and IL-2 have also received favorable attention. GM-CSF supports
proliferation of polymorphonuclear granulocytes (neutrophils) and monocytes,
in addition to activating mature cells of the same lineages to become
tumoricidal and phagocytic in vitro. IL-2 stimulates proliferation and
activation of T lymphocytes.
The suitable immunopotentiating agents or biological response modifiers
include agents that may not be immunogenic to the host, but nevertheless
potentiate immunity by activating or enhancing the activity of cells of the
immune system, such as T lymphocytes, natural killer cells, or lymphokine
activated killer (LAK) cells. Included in this category of
immunopotentiating agents are those encoding a number of the cytokines
classified as "interleukins". These include, for example, interleukins 1
through 12. Also included in this category, although not necessarily working
according to the same mechanisms, are interferons, and in particular gamma
interferon (.gamma.-IFN), tumor necrosis factor (TNF) and
granulocyte-macrophage-colony stimulating factor (GM-CSF).
By the term "cytokine" or grammatical equivalents, herein is meant the
general class of hormones of the cells of the immune system, both
lymphokines and monokines, and others. The definition is meant to include,
but is not limited to, those hormones that act locally and do not circulate
in the blood, and which, when used in accord with the present invention,
will result in an alteration of an individual's immune response. The
cytokine can be, but is not limited to, IL-1(.alpha. or beta), IL-2, IL-3,
IL-4, IL-5, IL-6, IL-7, IL-8, IL-9, IL-10, IL-11, IL-12, GM-CSF, M-CSF, G-CSF,
LIF, LT, TGF-beta gamma-IFN (or .alpha. or .beta.-IFN), TNF-.alpha., BCGF,
CD2, or ICAM. Descriptions of the aforementioned cytokines as well as other
applicable immunomodulatory agents may be found in "Cytokines and Cytokine
Receptors", A. S. Hamblin, 1993, (D. Male, ed., Oxford University Press, New
York, N.Y.), or the "Guidebook to Cytokines and Their Receptors", 1995, N.
A. Nicola, ed. (Oxford University Press, New York, N.Y.) herein incorporated
by reference.
Where therapeutic use in humans is contemplated, the cytokines or hormones
will preferably be substantially similar to the human form of the protein or
have been derived from human sequences (i.e., of human origin).
Additionally, cytokines of other mammals with substantial homology to the
human forms of IL-2, GM-CSF, TNF-alpha, and others, will be useful in the
invention when demonstrated to exhibit similar activity on the immune
system. Similarly, proteins that are substantially analogous to any
particular cytokine, but have relatively minor changes of protein sequence,
will also find use in the present invention. It is well known that some
small alterations in protein sequence may be possible without disturbing the
functional abilities of the protein molecule, and thus proteins can be made
that function as cytokines in the present invention but differ slightly from
currently known sequences. Thus, proteins that are substantially similar to
any particular cytokine, but have relatively minor changes of protein
sequence, will also find use in the present invention.
Finally, the use of either the singular or plural form of the word
"cytokine" or "chemokine" or "interferon" or "interleukin" in this
application is not determinative and should not limit interpretation of the
present invention and claims.
Whatever form of immunomodulating agent selected the compositions of the
present invention may be formulated to provide desired stability and
facilitate the selected form of administration. For example, the
compositions may be administered using all conventional routes known in the
art including, but not limited to, oral, vaginal, aural, nasal, pulmonary,
intravenous, intracranial, intraperitoneal, subcutaneous, or intramuscular
administration. Within other embodiments of the invention, the compositions
described herein may be administered as part of a sustained release implant.
Within yet other embodiments, compositions of the present invention may be
formulated as a lyophilizate or spray dried formulation, utilizing
appropriate art recognized excipients that provide stability prior to
rehydration.
Preparations for parenteral administration are contained in a
"pharmaceutically acceptable carrier". Such carriers include sterile aqueous
or non-aqueous solutions, suspensions and emulsions. Examples of non-aqueous
solvents include propylene glycol, polyethylene glycol, vegetable oils such
as olive oil, and injectable organic esters such as ethyl oleate. Aqueous
carriers include water, alcoholic/aqueous solutions, emulsions or
suspensions, including saline and buffered media. Parenteral vehicles
include sodium chloride solution, Ringer's dextrose, dextrose and sodium
chloride, lactated Ringer's, or fixed oils. Intravenous vehicles include
fluid and nutrient replenishers, electrolyte replenishers, such as those
based on Ringer's dextrose, and the like. Preservatives and other additives
may also be present such as, for example, antimicrobials, anti-oxidants,
chelating agents, and inert gases and the like.
As applied in the present invention, the term "pharmaceutically active
substance" encompasses any substance that will produce a therapeutically
beneficial pharmacological response when administered to a host, including
both humans and animals. More than one pharmaceutically active substance may
be included, if desired, in a pharmaceutical composition used in the method
of the present invention.
The pharmaceutically active substance can be employed in the present
invention in various forms, such as molecular complexes or pharmaceutically
acceptable salts. Representative examples of such salts are succinate,
hydrochloride, hydrobromide, sulfate, phosphate, nitrate, borate, acetate,
maleate, tartrate, salicylate, metal salts (e.g., alkali or alkaline earth),
ammonium or amine salts (e.g., quaternary ammonium) and the like.
Furthermore, derivatives of the active substances such as esters, amides,
and ethers which have desirable retention and release characteristics but
which are readily hydrolyzed in vivo by physiological pH or enzymes can also
be employed.
As used herein, the term "therapeutically effective amount" or an "immunomodulatory
effective amount" means that the amount of the pharmaceutically active
substance is of sufficient quantity and activity to induce desired
pharmacological effect which, in the present invention, is the
immunopotentiation of an immune response to an epitope of a self-antigen.
The amount-of substance can vary greatly according to the effectiveness of a
particular active substance, the age, weight, and response of the individual
host as well as the nature and severity of the host's symptoms. Accordingly,
there is no upper or lower critical limitation upon the amount of the active
substance. The required quantity to be employed in the present invention can
readily be determined by those skilled in the art.
By the term "regulating the immune response" or grammatical equivalents,
herein is meant any alteration in any cell type involved in the immune
response. The definition is meant to include an increase or decrease in the
number of cells, an increase or decrease in the activity of the cells, or
any other changes which can occur within the immune system. The cells may
be, but are not limited to, T lymphocytes, B lymphocytes, natural killer (NK)
cells, macrophages, eosinophils, mast cells, dendritic cells, or neutrophils.
The definition encompasses both a stimulation or enhancement of the immune
system to develop a sufficiently potent response to a deleterious target, as
well as a suppression of the immune system to avoid a destructive response
to a desirable target. In the case of stimulation of the immune system, the
definition includes future protection against subsequent challenge (e.g.,
with a virus).
By the term "epitope" or "antigen" from a self-antigen or grammatical
equivalents thereof, herein is meant any protein, carbohydrate or other
component capable of eliciting an immune response. The definition is meant
to include, but is not limited to, using at least one epitope.
By the term "systemic immune response" or grammatical equivalents herein, is
meant an immune response which is not localized, but affects the individual
as a whole, thus allowing specific subsequent responses to the same
stimulus.
By the term "co-administering" or grammatical equivalents herein, is meant a
process whereby at least one self-antigen epitope and at least one cytokine
or other biological response modifier are encountered by the individual's
immune system at essentially the same time. The components need not be
administered by means of the same vehicle. If they are administered in two
separate vehicles, they must be administered sufficiently closely, both in
time and by route of administration, that they are encountered essentially
simultaneously by the individual's immune system to achieve the desired
specificity. It should be understood that the at least one epitope and at
least one biological response modifier can be encoded on the same genetic
construct or on more than one construct that is co-administered (e.g., same
or different plasmids).
One of ordinary skill will appreciate that, from a medical practitioner's or
patient's perspective, virtually any alleviation or prevention of an
undesirable symptom (e.g., symptoms related to disease, sensitivity to
environmental or factors, normal aging, and the like) would be desirable.
Thus, for the purposes of this Application, the terms "treatment",
"therapeutic use", or "medicinal use" used herein shall refer to any and all
uses of the claimed compositions which remedy a disease state or symptoms,
or otherwise prevent, hinder, retard, or reverse the progression of disease
or other undesirable symptoms in any way whatsoever.
An appropriate dosage of genetic construct, may be determined by any of
several well established methodologies. For instance, animal studies are
commonly used to determine the maximal tolerable dose, or MTD, of bioactive
agent per kilogram weight. In general, at least one of the animal species
tested is mammalian. Those skilled in the art regularly extrapolate doses
for efficacy and avoiding toxicity to other species, including human. Before
human studies of efficacy are undertaken, Phase I clinical studies in normal
subjects help establish safe doses. Alternatively, initial toxicity studies
may involve individuals that are at the terminal stages of the disease
progression.
By the term "subject" or "individual" or grammatical equivalents herein is
meant any one individual.
These novel vaccine formulations can be administered in conventional solid
or liquid pharmaceutical administration forms, e.g. uncoated or (film-)
coated tablets, capsules, powders, granules, suppositories, or solutions.
These are produced in a conventional manner. The active substances can for
this purpose be processed with conventional pharmaceutical aids such as
tablet binders, fillers, preservatives, tablet disintegrants, flow
regulators, plasticizers, wetting agents, dispersants, emulsifiers,
solvents, sustained release compositions, antioxidants and/or propellent
gases (cf. H. Sucker, et al. "Pharmazeutische Technologie". 1978.
Thieme-Verlag, Stuttgart). The administration forms obtained in this way
normally contain 1-90% by weight of the active substance.
As previously alluded to, the immunomodulating compounds or constructs of
the present invention will preferably be in the form of a recombinant
nucleotide that provides for expression of the selected epitope or epitopes
or self-antigen. In accordance with the teachings herein, the construct may
be administered as a circular or linearized plasmid in conjunction with a
pharmaceutically acceptable carrier or may be associated with a more
elaborate vector. For example, the constructs of the present invention may
be administered in the form of naked DNA, viral vectors, recombinant phages,
transformed bacteria or transformed host cells or heterologous cells. Such
vector systems are well within the purview of the skilled artisan and may
easily be provided without undue experimentation in view of the instant
specification. Besides being compatible with a number of delivery systems,
the constructs of the instant invention may be used treat a variety of
autoimmune disorders including, for example, multiple sclerosis, lupis,
rheumatoid arthritis, myastenia gravis, scleroderma, insulin-dependent
diabetes and ulcerative colitis.
Regardless of the epitope selected or the ultimate form in which it is
delivered, (i.e. plasmids, viral vector, etc.), those skilled in the art
will further appreciate that the effective treatment or induction of
prophylaxis in a subject may include more than one inoculation. As used
herein, these terms and related nomenclature refer to the down regulation of
autoreactive immune cells through the induction of appropriate biological
response modifiers by the expressed self-epitope. It will be appreciated
that the treatment or prevention of an autoimmune disorder does not require
that the entire population of autoreactive cells be completely eliminated
but rather that the population be reduced or anergized to the point of
providing clinically beneficial effects. Besides a reduction in the severity
of symptoms associated with a given autoimmune disorder, assays for
quantitating autoreactive responses are well known and could easily be
performed by those skilled in the art.
Similarly, the term "inoculating", as used herein, refers to administering
or introducing a pharmaceutically acceptable composition incorporating an
immunomodulating compound comprising at least one self-epitope that is
capable of being expressed by the inoculated host. While an effective immune
response may be induced with a single inoculation, the treatment of a
subject may comprise multiple inoculations or a subsequent booster or
boosters. As such, the methods of the present invention may comprise one,
two, three, four or even five inoculations in order to achieve the desired
immunoprophylactic effect. Those skilled in the art will further appreciate
that the compositions of the present invention may be used to inoculate
neonates (0-6 mo), infants (6 mo-2 yr), children (2 yr-13 yr) or adults (13
yr +).
Such antigens may be whole self-antigens, antigen fragments (obtained by
molecular biology or biochemical techniques well known in the art) or
peptides comprising single epitopes. The expressed epitopes may be
associated with other natural products such as immunoglobulins or any
natural or synthetic ligand for receptors on body cells. They may be
administered as isolated, individual components or in mixtures. Examples for
expressed epitopes that may be useful in the treatment of diabetes type I
include, but are not limited to, such peptides and antigens as: GAD65 (glutamic
acid decarboxylase 65—Baekkeskov et al., Nature 1990, 347:151), insulin
(Palmer et al., Science 1983, 222:1337), ICA512/IA-2 (islet cell antigen
512; Rabin et al., J. Immunol. 1994, 152:3183). In the case of MS, such
proteins and peptides are: MBP (myelin basic protein, Steinman et al., 1995,
Mol. Med. Today, 1:79; Warren et al., 1995, Proc. Natl. Acad. Sci. USA,
92:11061). PLP. transaldolase, 2′,3′ cyclic nucleotide 3′ phosphodiesterases
(CNP), MOG and MAG (Steinman L., 1995, Nature, 375:739). Besides autoimmune
diseases, it will be appreciated that the compositions and methods of the
present invention may also be used to down regulate immune responses
provoked by allergens.
Certain peptides and proteins are known to have to ability to modulate or
down-regulate immune responses to self-antigens. Such peptides or proteins
may act by engaging endogenous receptors leading to activation or inhibition
of certain processes, or by interfering with the ligand-receptor binding of
endogenous elements. Examples of such biological response modifiers that
exert immune modulatory function leading to suppression of autoimmunity
include, but are not limited to, IL-4, IL-10, IL-13, IL-9, native or in the
form of fragments attached, incorporated or complexed with other molecules
including the self-eptopes disclosed herein. In this regard, the current
invention advantageously permits for co-formulation of a selected antigen or
epitope with cofactors that might augment stimulation local immune responses
within the targeted delivery site. By enhancing the localized immune
response through the use of such coexpressed cofactors, the constructs of
the present invention provide for increased down regulation of the
autoreactive entities.
Other active proteins or peptides that may be used in accordance with the
present invention comprise chemokines in native form or as fragments,
constructs or complexes with other molecules which may modulate or inhibit
the recruitment of lymphocytes. For example MIG, IP-10, MIP-1, MIP-1β and
RANTES are thought to mediate the recruitment of Th1 cells (Sallusto et al.,
1998, J. Exp. Med., 187:875; Ward et al., 1998, Immunity, 9:1). Similarly,
cytokine or chemokine receptors in native form, or as fragments, recombinant
constructs or complexes with other molecules may inhibit the recruitment or
activation of certain lymphocytes. Examples of cytokine and chemokine
receptors that are likely to inhibit ongoing Th1 responses comprise the
IL-12 receptor, IFN-γ receptor, IL-2 receptor, TNF-α receptor, CXCR3 or
CCR5. Of course, it will be appreciated that compatible compounds are not
limited to cytokines, chemokines or their receptors, but may include other
ligands or receptors (in native form, fragments, constructs or complexes
with other molecules) like integrins and homing receptors. In preferred
embodiments all these categories of compounds may be formulated and
administered either locally or systemically in order to suppress or modulate
undesirable autoreactivity.
As discussed above, the compositions, compounds and methods of the present
invention may be particularly useful for reducing autoreactivity in neonatal
or infant mammals thereby preventing or reducing future autoimmunity. The
term "infant" as used herein, refers to a human or non-human mammal during
the period of life following birth wherein the immune system has not yet
fully matured. In humans, this period extends from birth to the age of about
nine months while in mice, this period extends from birth to about four
weeks of age. The terms "newborn" and "neonate" refer to a subset of infant
mammals which have essentially just been born. Other characteristics
associated with "infants" according to the present invention include an
immune response which has (i) susceptibility to high zone tolerance
(deletion/anergy of T cell precursors, increased tendency for apoptosis);
(ii) a Th2 biased helper response (phenotypical particularities of neonatal
T cells; decreased CD40L expression on neonatal T cells); (iii) reduced
magnitude of the cellular response (reduced number of functional T cells;
reduced antigen-presenting cell function); and (iv) reduced magnitude and
restricted type of humoral response (predominance of IgMhigh, IgDlow, B
cells, reduced cooperation between Th and B cells). In specific nonlimiting
embodiments of the invention, the disclosed immunomodulating constructs may
be administered to an infant mammal wherein maternal antibodies remain
present in detectable amounts. In a related embodiment, the pregnant mother
may be inoculated with the disclosed compositions so as to produce the
desired immunoregulation in the fetus.
Claim 1 of 8 Claims
1. An immunomodulating composition for treating autoimmune diabetes, said
composition comprising one or more nucleic acid constructs encoding GAD
self-antigen and IL-10 in a pharmaceutically acceptable carrier.
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