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Pharm/Biotech Resources
Title: Compositions for microencapsulation of antigens
for use as vaccines
United States Patent: 6,913,767
Issued: July 5, 2005
Inventors: Cleland; Jeffrey L. (San Carlos, CA); Lim; Amy
(San Bruno, CA); Powell; Michael Frank (San Francisco, CA)
Assignee: Genentech, Inc. (South San Francisco, CA)
Appl. No.: 846933
Filed: April 30, 1997
Abstract
Methods and compositions are provided for the encapsulation of antigens
in PLGA microspheres for use as vaccines. Such microspheres can also contain
adjuvants. Mixtures of microspheres are provided which release antigen at
desired intervals to provide boosts with antigen.
SUMMARY OF THE INVENTION
Accordingly, the instant invention provides for the delivery of an
antigen or antigens to a host in a microsphere format. The antigen or
antigens can be delivered concomitantly with an adjuvant packaged within the
same microsphere or in some other delivery format; alternatively, an
adjuvant can be provided before or after the antigen-containing microspheres,
or be packaged independently in microspheres. The microspheres of the
instant invention release the antigen and/or adjuvant in three phases: an
initial burst, a slow release, and a second burst. Preferred adjuvants for
use in the compositions and methods of the instant invention include
saponins and their derivatives.
One aspect of the invention is a composition comprising
poly(D-L-lactide-co-glycolide) (PLGA) microspheres encapsulating an antigen,
wherein
 | the ratio of lactide to glycolide is from about 100:1 to 1:100 weight
percent; |
 | the inherent viscosity of PLGA polymers used in the microspheres is
about 0.1 to 1.2 dL/g; |
 | the median diameter of the microspheres is from about 20 to 100 μm;
and |
 | the antigen is released from the microspheres in a triphasic pattern,
wherein about 0.5 to 95% of the antigen is released in an initial burst,
about 0 to 50% is released over a period of about 1 to 180 days, and the
remaining antigen is released in a second burst after about 1 to 180 days.
|
Another aspect of the invention is a composition for use as a vaccine
comprising antigen encapsulated in PLGA microspheres, and soluble antigen.
Another aspect of the invention is a composition for use as a vaccine
comprising about one to 100 antigens encapsulated in a mixture of about two
to 50 PLGA microsphere populations, wherein
 | the ratio of lactide to glycolide is from about 100:1 to 1:100 weight
percent; |
 | the inherent viscosity of PLGA polymers used in the microspheres is
about 0.1 to 1.2 dL/g; |
 | the median diameter of the microspheres is from about 20 to 100 μm;
and |
 | the antigen is released from the microspheres in a triphasic pattern,
wherein about 0.5 to 95% of the antigen is released in an initial burst,
about 0 to 50% is released over a period of about 1 to 180 days, and the
remaining antigen is released in a second burst in one microsphere:
population after about 1 to 30 days, in a second microsphere population
after about 30 to 90 days, and in additional microsphere populations after
about 90 to 180 days. |
Another aspect of the invention is a method for encapsulating antigen in
microspheres, comprising
 | (a) dissolving PLGA polymer in an organic solvent to produce a
solution; |
 | (b) adding antigen to the solution of (a) to produce a PLGA-antigen
mixture comprising a first emulsion; |
 | (c) adding the mixture of step (b) to an emulsification bath to
produce microspheres comprising a second emulsion; and |
 | (d) hardening the microspheres of step (b) to produce hardened
microspheres comprising encapsulated antigen. |
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS General Methods
In general, microencapsulation of an antigen or adjuvant is performed
according to the protocol briefly outlined in FIG. 3. In summary,
PLGA of the desired ratio of lactide to glycolide (about 100:0 to 0:100,
more preferably, about 65:35 to 35:65, most preferably about 50:50 weight
percent) and inherent viscosity (generally about 0.1 to 1.2 dL/g, preferably
about 0.2 to 0.8 dL/g) is first dissolved in an organic solvent such as
methylene chloride, or ethyl acetate with or without benzyl alcohol or
acetone to the desired concentration (generally about 0.05 to 1.0 g/mL,
preferably about 0.3 to 0.6 g/mL). A concentrated antigen or adjuvant
solution (for example, typically at least 0.1 mg/mL for polypeptides,
preferably greater than about 100 mg/mL, depending, for example, on the type
of polypeptide and the desired core loading) is then suitably injected (such
as with a 25 gauge needle) into the polymer solution while homogenizing at
about 15,000 to 25,000 rpm. Dry antigen or adjuvant can be used in place of
aqueous antigen or adjuvant. After homogenization (generally about 0.5 to 5
minutes, more preferably for 1 minute), the emulsion is added to the
reaction kettle (emulsification bath) or static mixer (not shown) to form a
second emulsion. The emulsification bath is typically a polyvinyl alcohol
solution, optionally including ethyl acetate. The reaction kettle is mixed
at high speed (generally about 1700 to 2500 rpm) to generate small
microspheres (about 20 to 100 μm median diameter). The second emulsion is
transferred to a hardening bath after a sufficient period of time, generally
about 0.5 to 10 minutes, preferably about 1 minute, and allowed to gently
mix for a suitable time, generally about 1 to 24 hours, preferably about 1
hour. When hardening is complete, the microspheres are prefiltered (such as
with a 150 μm mesh), concentrated and diafiltered. Diafiltering is suitably
accomplished in an Amicon stirred cell (2500 mL), preferably with about a 16
or 20 μm filter. The microspheres are washed, typically with about 1 to 100
L, preferably about 15 L of prefiltered water and typically with about 1 to
100 L, more preferably 15 L of 0.1% Tween® 20. The final microspheres are
removed from the filter and resuspended in water and filled in vials,
preferably at about 500 μL/vial in 3 cc vials. The microspheres can then be
dried. Drying includes such methods as lyophilization, vacuum drying, and
fluidized bed drying.
Three other exemplary methods can be employed to produce microspheres. The
first method utilizes a solvent evaporation technique. A solid or liquid
active agent is added to an organic solvent containing the polymer. The
active agent is then emulsified in the organic solvent. This emulsion is
then sprayed onto a surface to create microspheres and the residual organic
solvent is removed under vacuum. The second method involves a
phase-separation process, often referred to as coacervation. A first
emulsion of aqueous or solid active agent dispersed in organic solvent
containing the polymer is added to a solution of non-solvent, usually
silicone oil. By employing solvents that do not dissolve the polymer
(non-solvents) but extract the organic solvent used to dissolve the polymer
(e.g. methylene chloride or ethyl acetate), the polymer then precipitates
out of solution and will form microspheres if the process occurs while
mixing. The third method utilizes a coating technique. A first emulsion
comprising the active agent dispersed in a organic solvent with the polymer
is processed through an air-suspension coater apparatus resulting in the
final microspheres.
When antigen and adjuvant are to be administered from within the same
microspheres, a solution containing both antigen and adjuvant or solutions
containing antigen and adjuvant separately can be added to the polymer
solution. Similarly, soluble antigen and dry adjuvant, dry antigen and
soluble adjuvant, or dry antigen and dry adjuvant, can be used. The
microspheres of the instant invention are preferably formed by a
water-in-oil-in-water emulsion process.
In general, both aqueous formulations and dry polypeptide antigens or
adjuvants can be admixed with an excipient to provide a stabilizing effect
before treatment with an organic solvent such as methylene chloride. An
aqueous formulation of a polypeptide can be a polypeptide in suspension or
in solution. Typically an aqueous formulation of the excipient will be added
to an aqueous formulation of the polypeptide, although a dry excipient can
be added, and vice-versa. An aqueous formulation of a polypeptide and an
excipient can be also dried by lyophilization or other means. Such dried
formulations can be reconstituted into aqueous formulations before treatment
with an organic solvent.
The excipient used to stabilize a polypeptide antigen of interest will
typically be a polyol of a molecular weight less than about 70,000 kD.
Examples of polyols that can be used include trehalose (copending U.S. Ser.
No. 08/021,421 filed Feb. 23, 1993), mannitol, and polyethylene glycol
(PEG). Typically, the mass ratio of trehalose to polypeptide will be about
1000:1 to 1:1000, preferably about 100:1 to 1:100, more preferably about 1:1
to 1:10, most preferably about 1:3 to 1:4. Typical mass ratios of mannitol
to polypeptide will be about 100:1 to 1:100, preferably about 1:1 to 1:10,
more preferably about 1:1 to 1:2. Typically, the mass ratio of PEG to
polypeptide will be about 100:1 to 1:100, preferably about 1:1 to 1:10.
Preferred ratios are chosen on the basis of an excipient concentration which
allows maximum solubility of polypeptide with minimum denaturation of the
polypeptide.
The formulations of the instant invention can contain a preservative, a
buffer or buffers, multiple excipients, such as polyethylene glycol (PEG) in
addition to trehalose or mannitol, or a nonionic surfactant such as Tween®
surfactant. Non-ionic surfactants include polysorbates, such as polysorbate
20 or 80, and the poloxamers, such as poloxamer 184 or 188, Pluronic®
polyols, and other ethylene oxide/propylene oxide block copolymers, etc.
Amounts effective to provide a stable, aqueous formulation will be used,
usually in the range of from about 0.1% (w/v) to about 30%(w/v).
The pH of the formulations of this invention is generally about 5 to 8,
preferably about 6.5 to 7.5. Suitable buffers to achieve this pH include,
for example, phosphate, Tris, citrate, succinate, acetate, or histidine
buffers, depending on the pH desired. Preferably, the buffer is in the range
of about 2 mM to about 100 mM.
Examples of suitable preservatives for the formulation include phenol,
benzyl alcohol, meta-cresol, methyl paraben, propyl paraben, benzalconium
chloride, and benzethonium chloride. Preferred preservatives include about
0.2 to 0.4%(w/v) phenol and about 0.7 to 1%(w/v) benzyl alcohol, although
the type of preservative and the concentration range are not critical.
In general, the formulations of the subject invention can contain other
components in amounts not detracting from the preparation of stable forms
and in amounts suitable for effective, safe pharmaceutical administration.
For example, other pharmaceutically acceptable excipients well known to
those skilled in the art can form a part of the subject compositions. These
include, for example, salts, various bulking agents, additional buffering
agents, chelating A agents, antioxidants, cosolvents and the like; specific
examples of these include tris-(hydroxymethyl)aminomethane salts ("Tris
buffer"), and disodium edetate.
Antigens of interest useful in the instant invention include, for example,
HIV antigens such as gp120, gp160, gag, pol, Nef, Tat, and Rev; malaria
antigens such as CS proteins and sporozoite 2; hepatitis B antigens,
including Pre-S1, Pre-S2, HBcAg, HBsAg, and HBeAg; influenza antigens such
as HA, NP, and NA; hepatitis A surface antigens; Herpes virus antigens such
as EBV gp340, EBV gp85, HSV gB, HSV gD, HSV gH, and HSV early protein
product; cytomegalovirus antigens such as gB, gH, and IE protein gP72;
respiratory syncytial virus antigens such as F protein, G protein, and N
protein. Polypeptides or protein fragments defining immune epitopes, and
amino acid variants of proteins, polypeptides, or peptides, can be used in
place of full length proteins. Polypeptides and peptides can also be
conjugated to haptens.
Multivalent vaccines can be formulated with mixtures of antigens, either
first mixed together and then encapsulated, or first encapsulated and then
mixed together in a formulation for administration to a patient. Such
mixtures can consist of two to upwards of about 100 antigens. The antigens
can represent antigenic determinants from the same organism, such as gp120
polypeptides isolated from geographically different strains of HIV, or from
different organisms, such as diphtheria-pertussis-tetanus vaccine.
Exemplary adjuvants of interest include saponins such as QS21, muramyl
dipeptide, muramyl tripeptide, and compounds having a muramyl peptide core,
mycobacterial extracts, aluminum hydroxide, proteins such as gamma
interferon and tumor necrosis factor, phosphatidyl choline, squalene,
Pluronic® polyols, and Freund's adjuvant (a mineral oil emulsion) (see the
Background of this application for specific references). Although antigen is
desirably administered with an adjuvant, in situations where the initial
inoculation is delivered with an adjuvant, boosts with antigen may not
require adjuvant. PLGA or other polymers can also serve as adjuvants.
Typically, an antigen of interest will be formulated in PLGA microspheres to
provide a desired period of time between the first and second bursts of
antigen and to provide a desired amount of antigen in each burst. The amount
of antigen in the initial burst can be augmented by soluble antigen in the
formulation. Preferably, an adjuvant is microencapsulated, although soluble
adjuvant can also be administered to the patient.
The microspheres, soluble antigen, and/or adjuvant are placed into
pharmaceutically acceptable, sterile, isotonic formulations together with
any required cofactors, and optionally are administered by standard means
well known in the field. Microsphere formulations are typically stored as a
dry powder.
The amount of antigen delivered to the patient to be used in therapy will be
formulated and dosages established in a fashion consistent with good medical
practice taking into account the disorder to be treated, the condition of
the individual patient, the site of delivery, the method of administration
and other factors known to practitioners. Similarly, the dose of the vaccine
administered will be dependent upon the properties of the antigen employed,
e.g. its binding activity and in vivo plasma half-life, the concentration of
the antigen in the formulation, the administration route, the site and rate
of dosage, the clinical tolerance of the patient involved, the pathological
condition afflicting the patient and the like, as is well within the skill
of the physician. Generally, doses of from about 0.1 to 1000 μg per patient
per administration are preferred. Different dosages can be utilized during a
series of sequential inoculations; the practitioner can administer an
initial inoculation and then boost with relatively smaller doses of vaccine.
It is envisioned that injections (intramuscular or subcutaneous) will be the
primary route for therapeutic administration of the vaccines of this
invention, although intravenous delivery, or delivery through catheter or
other surgical tubing is also used. Alternative routes include suspensions,
tablets, capsules and the like for oral administration, commercially
available nebulizers for liquid formulations, and inhalation of lyophilized
or aerosolized microcapsules, and suppositories for rectal or vaginal
administration. Liquid formulations can be utilized after reconstitution
from powder formulations.
The adequacy of the vaccination parameters chosen, e.g. dose, schedule,
adjuvant choice and the like, can be determined by taking aliquots of serum
from the patient and assaying antibody titers during the course of the
immunization program. Alternatively, the presence of T cells or other cells
of the immune system can be monitored by conventional methods. In addition,
the clinical condition of the patient can be monitored for the desired
effect, e.g. anti-infective effect. If inadequate vaccination is achieved
then the patient can be boosted with further vaccinations and the
vaccination parameters can be modified in a fashion expected to potentiate
the immune response, e.g. increase the amount of antigen and/or adjuvant,
complex the antigen with a carrier or conjugate it to an immunogenic
protein, or vary the route of administration.
The microspheres of the instant invention are designed to release their
contents in a triphasic manner consisting of an initial burst, a slow
release, and a second burst. The degradation rate for the microspheres of
the invention is determined in part by the ratio of lactide to glycolide in
the polymer and the molecular weight of the polymer. Polymers of different
molecular weights (or inherent viscosities) can be mixed to yield a desired
degradation profile. Furthermore, populations of microspheres designed to
have the second burst occur at different times can be mixed together to
provide multiple challenges with the antigen and/or adjuvant at desired
intervals. Similarly, mixtures of antigens and/or adjuvants can be provided
either together in the same microspheres or as mixtures of microspheres to
provide multivalent or combination vaccines. Thus, for example, rather than
receive three immunizations with traditional DTP (diphtheria, tetanus, and
pertussis) vaccine at 2, 4, and 6 months, a single microencapsulated vaccine
can be provided with microspheres that provide second bursts at 2, 4, and 6
months.
The microspheres of the instant invention can be prepared in any desired
size, ranging from about 0.1 to upwards of about 100 μm in diameter, by
varying process parameters such as stir speed, volume of solvent used in the
second emulsion step, temperature, concentration of PLGA, and inherent
viscosity of the PLGA polymers. The relationship of these parameters is
discussed in detail below. The microspheres used for the gp120 vaccine of
the instant invention are of a median diameter of generally about 20 to 100
μm, preferably about 20 to 50 μm, more preferably about 30 μm.
The HIV vaccine of the instant invention will typically comprise three
populations of PLGA microspheres: microspheres containing 1-5% w/w gp120,
generated with a 50:50 mass ratio of PLGA polymers having inherent
viscosities of 0.2 and 0.75 dL/g, wherein the ratio of lactide to glycolide
is 50:50 (preparation 1); microspheres containing 1-8% w/w QS21, generated
with a 50:50 mass ratio of PLGA polymers having inherent viscosities of 0.2
and 0.75 dL/g, wherein the ratio of lactide to glycolide is 50:50
(preparation 2); and microspheres containing 1-5% gp120, generated with PLGA
polymers having inherent viscosities of 0.7 to 1.2 dL/g, wherein the ratio
of lactide to glycolide is 50:50 (preparation 3). Soluble gp120 will also be
provided in the vaccine at a concentration of about 300 to 1000 μg/dose,
more preferably, 300 to 600 μg/dose. Soluble QS21 will also be provided in
the vaccine at a concentration of about 50 to 200 μg/dose, more preferably,
50 to 100 μg/dose. This vaccine formulation will result in an initial
exposure by the patient to about 300 to 600 μg gp120 and 50 to 100 μg QS21
at the time of parenteral inoculation, a slow release of less than 50 μg
gp120 and less than 10 μg QS21 over about 120 to 180 days, a challenge ("autoboost")
with about 300 to 600 μg gp120 and 50 to 100 μg QS21 at about 30 to 60 days
resulting from the second burst from microsphere preparations 1 and 2; and
another autoboost with about 300 to 600 μg gp120 at about 30 to 60 days
resulting from the second burst of microsphere preparation 3.
Claim 1 of 13 Claims 1. A composition
comprising a homogeneous population of polylactide or poly (lactide-co-glycolide)
(PLGA) polymer microspheres encapsulating an antigen, wherein said
homogeneous population is produced from an emulsion comprising aqueous
antigen and a polylactide or PLGA polymer, and
(a) the polymer has a ratio of lactide to glycolide of about 100:0 to
50:50 weight percent;
(b) the polymer has an inherent viscosity of about 0.1 to 1.2 dL/g;
(c) the microspheres in said homogeneous population have a median diameter
of about 20 to 100 μm; and
(d) the microspheres in said homogeneous population have an in vitro
antigen release profile characterized by three phases: a first antigen
burst phase, wherein about 0.5 to 30 percent of the antigen is released
from the microspheres over a period of about three days after-suspension
of the microspheres in a release medium; a second slow release phase after
the first phase, extending from about the fourth to at least about the
thirtieth day after suspension, wherein the daily release of antigen from
the microspheres is less than in the first antigen burst phase or a third
antigen burst phase; and the third antigen burst phase after the second
phase, wherein antigen is released from the microspheres at a rate of
greater than 10 percent per week, during a period of from about seven to
about 30 days, starting from about 30 to about 180 days after suspension.
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