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Pharm/Biotech Resources
Title: Translucent nanoemulsion, production method, and
uses thereof in the cosmetic, dermatological and/or ophthalmological
fields
United States Patent: 6,902,737
Issued: June 7, 2005
Inventors: Quemin; Eric (Tremblay en France, FR)
Assignee: L'Oreal (Clichy, FR)
Appl. No.: 182401
Filed: January 14, 2002
PCT Filed: January 14, 2002
PCT NO: PCT/FR02/00130
371 Date: July 30, 2002
102(e) Date: July 30, 2002
PCT PUB.NO.: WO02/05684
PCT PUB. Date: July 25, 2002
Abstract
The nanoemulsion according to the invention comprises an oily phase
dispersed in an aqueous phase, having oil globules with a number-average
size less than 100 nm, characterized in that it contains a ternary
surfactant system comprising:
 | a) a mixture of at least two nonionic surfactants comprising at least
one ethoxylated fatty ester comprising 8 to 100 ethylene oxide units and
at least one fatty acid ester of sorbitan; and |
 | b) at least one ionic surfactant chosen from alkali metal salts of
cetyl phosphate and alkali metal salts of palmitoyl sarcosinate. |
Use in the manufacture of cosmetic, dermatological and ophthalmological
compositions.
Description of the Invention
The present invention relates to a stable translucent nanoemulsion based
on a ternary system of surfactants, that does not require either the use
of lower alcohols and/or of polyols, which limit the uses on sensitive
skin, or of gelling agents for stabilization.
The invention also relates to a process for preparing the said
nanoemulsion and to its uses in cosmetics, dermatology and/or
ophthalmology. This nanoemulsion is stable on storage and can contain
large amounts of oils while at the same time retaining good transparency
and having good cosmetic properties.
Nanoemulsion are oil-in-water emulsions whose oil globules are of very
fine particle size, that is to say that they have a number-average size of
less than 100 nanometers (nm). They are generally manufactured by
mechanical fragmentation of an oily phase in an aqueous phase in the
presence of surfactants. In the case of nanoemulsions, the very small size
of the oily globules is obtained especially by means of at least one
treatment in a high-pressure homogenizer. The small size of the globules
gives them cosmetically advantageous properties that distinguish them from
standard emulsions: they are translucent, or even transparent, and have a
novel texture. They can also convey active agents more efficiently.
Nanoemulsions comprising an amphiphilic lipid phase consisting of
phospholipids, water and oil are known in the prior art. These emulsions
have the drawback of being unstable on storage at the traditional storage
temperatures, namely between 0 and 45° C. They lead to yellow compositions
and produce rancid odours that develop after storage for a few days.
Nanoemulsions stabilized with a lamellar liquid crystal coating obtained
by combining a hydrophilic surfactant and a lipophilic surfactant are also
known. However, these combinations are difficult to determine.
Furthermore, the nanoemulsions obtained have a waxy, film-forming feel,
that is not particularly pleasant for the user.
International patent application WO 98/47464 describes a stable lotion
essentially having the consistency of water, which is suitable for a spray
lotion. This lotion, an emulsion homogenized at high pressure, does not
require thickeners or stabilizers. The emulsion is prepared in two stages.
In a first stage, a concentrated premix is formed, the emulsifiers of
which are ethoxylates of stearyl alcohol. The concentrated premix is then
homogenized at 1000 bar. The concentrated emulsion obtained is then
diluted to 50% in water using standard mixing equipment, so as to obtain a
lotion. This technique has the drawback of involving a dilution step.
If it is desired to increase the proportion of the fatty phase in an
emulsion in order to approach the consistency of a gel or a cream, there
do not currently exist any examples of formulations that are both
translucent and consistent that do not make use of lower alcohols (C1-C8
alcohols) or of polyols (glycol and polyalkylene glycol) to refine the
size of the oil globules in the emulsion, which does not allow them to be
used for sensitive skin and with gelling agents to stabilize the systems
by providing consistency.
European patent application EP-728 460 describes nanoemulsions containing
two types of surfactant:
 | a nonionic surfactant selected from fatty esters of polyethylene
glycol or of sorbitol; |
 | an ionic surfactant, namely potassium dicetyl phosphate. |
To obtain a transparent nanoemulsion, 5% to 20% by weight of ethanol
(which is a potentially pro-irritant compound) needs to be added in order
to refine the particle size of the oil globules.
Moreover, patent application EP-1 016 453 also describes a nanoemulsion
containing lower alcohols or polyols (ethanol, dipropylene glycol or
polyethylene glycol) to refine the particle size.
The object of the present invention is thus to provide a nanoemulsion
comprising an oily phase dispersed in an aqueous phase, which is
translucent.
A subject of the present invention is also a translucent nanoemulsion
comprising an oily phase dispersed in an aqueous phase, which does not
comprise lower alcohols and/or polyols, thus allowing it to be used on
sensitive skin.
A subject of the present invention is also a nanoemulsion as defined above
having the consistency of a gel or a cream and preferably not comprising
gelling agents.
A subject of the present invention is also a nanoemulsion as defined
above, which is stable towards maturation, even in the absence of lower
alcohols and/or polyols and/or gelling agents.
According to the invention, a nanoemulsion comprising an oily phase
dispersed in an aqueous phase is prepared, having oil globules with a
number-average size less than 100 nm, characterized in that it contains a
ternary surfactant system comprising:
 | a) a mixture of at least two nonionic surfactants comprising at
least one ethoxylated fatty ester comprising 8 to 100 ethylene oxide
units and at least one fatty acid ester of sorbitan; and |
 | b) at least one ionic surfactant chosen from alkali metal salts of
cetyl phosphate and alkali metal salts of palmitoyl sarcosinate. |
The nanoemulsions according to the invention generally have a translucent
to transparent appearance and possibly a faint coloration, for example a
faint pinkish or bluish coloration. They generally have a turbidity
ranging from 60 to 600 NTU, measured using a Hach portable turbidimeter—Model
2100P.
The oil globules in the nanoemulsions according to the invention have a
number-average size of less than 100 nm and preferably from 50 to 90 nm.
This globule size may be measured, for example, using a Brookhaven BI 90
machine and is determined according to the known method of "quasi-elastic
light scattering". The reduction in the size of the globules makes it
possible to promote the concentration of the active agents in the surface
layers of the skin (vehicle effect).
The ternary surfactant system that may be used in the nanoemulsion of the
invention comprises, as indicated above, a first essential constituent (a)
which is a mixture of at least two nonionic surfactants comprising at
least one ethoxylated fatty ester comprising 8 to 100 ethylene oxide units
and at least one fatty acid ester of sorbitan.
The fatty chain of the esters in the mixture (a) generally contain from 16
to 22 carbon atoms. The fatty chain of the esters may especially be chosen
from stearyl, behenyl, arachidyl, palmityl and cetyl units, and mixtures
thereof such as cetearyl.
The number of ethylene oxide units ranges from 8 to 100, preferably from
10 to 80 and better still from 20 to 60. According to one particular
embodiment of the invention, this number is 40.
As examples of ethoxylated fatty esters containing 40 ethylene oxide
units, mention may be made of the stearic acid ester comprising 40
ethylene oxide units, such as the product sold under the name Myrj 52
(polyethylene glycol stearate 40 EO; CTFA name: PEG-40 stearate) by the
company Uniqema.
An example of a fatty acid ester of sorbitan that may be mentioned is
sorbitan tristearate.
Preferably, the mixture (a) of nonionic surfactants comprises an
ethoxylated fatty ester, in particular PEG-40 stearate, and a sorbitan
ester, in particular sorbitan tristearate.
In general, the weight ratio of the 8 to 100 EO ethoxylated fatty ester to
the sorbitan ester in the mixture (a) ranges from 0.02 to 100 and
preferably from 0.04 to 80.
In general, the 8 to 100 EO ethoxylated fatty ester represents 0.01% to
10% by weight, preferably from 0.1% to 5% by weight and better still from
0.5% to 3% relative to the total weight of the nanoemulsion.
The fatty acid ester of sorbitan generally represents 0.1% to 10% by
weight and preferably 0.5% to 5% by weight relative to the total weight of
the nanoemulsion.
The second essential constituent of the ternary surfactant system (b)
comprises at least one ionic surfactant chosen from alkali metal salts of
cetyl phosphate and alkali metal salts of palmitoyl sarcosinate, and
mixtures thereof.
The preferred salts are potassium cetyl phosphate and sodium palmitoyl
sarcosinate, and mixtures thereof.
In general, the ratio of constituent (b) to constituent (a) in the ternary
surfactant system ranges from 0.02 to 75 and preferably from 0.02 to 10.
The content of ionic surfactant according to the invention can range from
0.05% to 10% by weight, preferably from 0.2% to 5% and better still from
0.5% to 3% by weight relative to the total weight of the nanoemulsion.
The nanoemulsion according to the invention comprises an oily phase.
Typically, the weight ratio of the ternary surfactant system to the oily
phase ranges from 6×10-3 to 60 and preferably from 0.4 to 19.
Generally, the oily phase represents from 0.5% to 40% by weight and
preferably from 5% to 30% by weight relative to the total weight of the
nanoemulsion.
The oily phase of the nanoemulsions according to the invention contains at
least one oil which may be chosen from oils of animal or plant origin,
mineral oils, synthetic oils, silicone oils, hydrocarbons, especially
aliphatic hydrocarbons, and mixtures thereof. These oils may be polar or
non-polar, and volatile or non-volatile.
Among the polar oils that may be mentioned are hydrocarbon-based oils
comprising ester, ether, acid or alcohol functions or mixtures thereof,
such as, for example:
 | hydrocarbon-based plant oils with a high content of triglyceride,
consisting of fatty acid esters and glycerol, the fatty acids of which
may have varied chain lengths, the said chains possibly being linear or
branched, and saturated or unsaturated; these oils are especially
wheatgerm oil, corn oil, sunflower oil, karite oil, castor oil, sweet
almond oil, macadamia oil, apricot oil, soybean oil, rapeseed oil,
cotton oil, alfalfa oil, poppy oil, pumpkin oil, sesame oil, marrow oil,
avocado oil, hazelnut oil, grapeseed oil, blackcurrant seed oil, evening
primrose oil, millet oil, barley oil, quinoa oil, olive oil, rye oil,
safflower oil, candlenut oil, passionflower oil, or musk rose oil, or
alternatively caprylic/capric acid triglycerides, for instance those
sold by the company Stearineries Dubois or those sold under the name
Miglyol 810, 812 or 818 by the company Dynamit Nobel; |
 | synthetic oils of formula R1COOR2, in which R1
represents a linear or branched higher fatty acid residue
containing from 7 to 19 carbon atoms and R2 represents a
branched hydrocarbon-based chain containing from 3 to 20 carbon atoms,
such as, for example, purcellin oil (cetostearyl octanoate), isononyl
isononoate or alkyl (C12 to C15) benzoates; |
 | synthetic esters and synthetic ethers, for instance isopropyl
myristate, 2-ethylhexyl palmitate and octanoates, decanoates or
ricinoleates of alcohols or of polyalcohols; |
 | hydroxylated esters, for instance isostearyl lactate, diisostearyl
malate and pentaerythritol esters. |
Among the apolar oils that may be mentioned are:
 | volatile or non-volatile, linear or cyclic silicone oils that are
liquid at room temperature, such as polydimethylsiloxanes (PDMSs)
comprising alkyl, alkoxy or phenyl groups, pendent and/or at the end of
a silicone chain and containing from 2 to 24 carbon atoms;
phenylsilicones, for instance phenyl trimethicones, phenyl dimethicones,
phenyl trimethylsiloxy diphenylsiloxanes, diphenyl dimethicones,
diphenyl methyldiphenyl trisiloxanes and 2-phenylethyl
trimethylsiloxysilicates; |
 | linear or branched hydrocarbons or fluorohydrocarbons or
fluorocarbons of synthetic or mineral origin, for instance volatile
oils, such as liquid paraffins (for example isoparaffins), and aliphatic
hydrocarbons (for example isododecane), or non-volatile oils and
derivatives thereof, petroleum jelly, polydecenes, hydrogenated
polyisobutene such as parleam oil, and squalane, and mixtures thereof.
|
The preferred apolar oil is parleam oil.
The oily phase may also comprise fatty substances other than the oils
mentioned above, such as one or more fatty alcohols, for instance stearyl
alcohol, cetyl alcohol or behenyl alcohol, fatty acids such as stearic
acid, palmitic acid and behenic acid, waxes such as glyceryl mono-, di-
and tripalmitostearates, and gums, and mixtures thereof.
When it is present, this other fatty substance, preferably cetyl alcohol,
may represent, for example, up to 10% by weight and preferably from 2% to
5% by weight relative to the total weight of the nanoemulsion.
Although the nanoemulsions in accordance with the present invention can
contain additives to improve the transparency of the formulation, such as
C1-C8 lower alcohols, for instance ethanol, glycols
such as glycerol, propylene glycol or dipropylene glycol, the
nanoemulsions according to the invention are preferably free of these
additives, which are generally pro-irritant.
Although the nanoemulsions according to the invention can comprise gelling
agents, such as cellulose derivatives, algal derivatives, natural gums and
synthetic polymers such as polycarboxyvinylic acid mixtures, the
nanoemulsions according to the invention are preferably free of gelling
agents of this type.
The nanoemulsions according to the invention generally have the
consistency of a gel or a cream. The viscosity of the nanoemulsions in
accordance with the invention generally ranges from 1 to 30 poises (=0.1
to 3 Pa.s) and preferably from 5 to 20 poises (=0.5 to 2 Pa.s), these
viscosities being measured at 25° C. with a Rheomat 180 viscometer
(spindle 3).
The nanoemulsions according to the invention may also comprise the
additives conventionally used in cosmetology, such as preserving agents,
for instance alkylparabens, fragrances and pigments, in particular for use
as make-up, foundation, eyeliner, etc.
The nanoemulsions of the invention retain excellent stability after two
months of accelerated ageing at 4° C., at room temperature and at 45° C.
The nanoemulsions defined above may be used in any field in which this
type of composition is useful. They may especially constitute compositions
for topical use, especially cosmetic and dermatological compositions. They
may also be used as ophthalmic supports. They may also constitute in the
pharmaceutical field a composition that may be administered orally,
parenterally or transcutaneously.
Another subject of the invention thus consists of a composition for
topical use, characterized in that it contains a nanoemulsion as defined
above.
A subject of the invention is also an ophthalmic support, characterized in
that it contains a nanoemulsion as defined above.
The nanoemulsions of the invention may contain water-soluble or
liposoluble active agents with cosmetic, dermatological or
ophthalmological activity.
The liposoluble active agents are in the oily globules of the emulsion,
whereas the water-soluble active agents are in the aqueous phase of the
emulsion. Examples of active agents that may be mentioned include
vitamins, such as vitamin E, vitamin C, vitamin A and vitamin PP and
derivatives thereof, and in particular esters thereof, provitamins such as
panthenol, wetting agents and sunscreens.
Examples of ophthalmic active agents that may be mentioned include
anti-glaucoma agents such as betaxolol; antibiotics such as acyclovir;
anti-allergic agents; anti-inflammatory agents such as ibuprofen and its
salts, diclofenac and its salts, and indomethacin; antiviral agents.
A subject of the invention is also a process for preparing a nanoemulsion
as defined above, which process consists in mixing together the aqueous
phase and the oily phase, with vigorous stirring, at a temperature ranging
from 60 to 95° C., and then in homogenizing at a pressure preferably
ranging from 6×107 Pa to 18×107 Pa (high-pressure
homogenization).
The shear preferably ranges from 2×106 s-1 to 5×108
s-1 and preferably from 1×108 s-1
to 35×108 s-1.
The nanoemulsion of the invention may be used, for example, to care for,
treat or make up the skin, the face and/or the scalp.
The subject of the invention is thus also the cosmetic use of the
nanoemulsion as defined above to care for, treat and/or make up the skin,
the face and/or the scalp.
In addition, the nanoemulsion of the invention may also be used to care
for and/or treat the hair. It gives a deposit of oil on the hair, making
the hair shinier and more able to withstand styling, without making it
lank. It also allows, as a pretreatment, the effects of dyeing or
permanent-waving to be improved.
A subject of the invention is thus also the cosmetic use of the
nanoemulsion as defined above to care for and/or treat the hair.
The nanoemulsion according to the invention especially allows good
moisturization of the skin, the mucous membranes and/or the scalp and is
particularly suitable for treating dry skin.
Another subject of the invention is thus a cosmetic process for caring for
and/or moisturizing the skin, the mucous membranes and/or the scalp,
characterized in that a nanoemulsion as defined above is applied to the
skin, the mucous membranes and/or the scalp.
Finally, the invention relates to the use of the nanoemulsion according to
the invention for the manufacture of a dermatological or ophthalmological
composition, especially for the manufacture of a dermatological
composition for treating dry skin.
The examples which follow will allow the invention to be understood more
clearly, without, however, being limiting in nature. In the examples,
except where otherwise mentioned, the percentages and parts are expressed
on a weight basis.
The nanoemulsions of Examples 1 and 2 below were obtained by forming a
coarse pre-emulsion in a rotor-stator, adding the aqueous phase A to the
oily phase B, at 80° C. The premix was then treated five times in a
high-pressure homogenizer (Soavi OBL 20 type) with a pressure in the first
stage of 1100 bar and a pressure in the second stage of 120 bar, with
cooling to 70° C. at the outlet.
EXAMPLE 1
| A |
water |
72.60% |
| |
methylparaben |
0.2% |
| B |
sorbitan tristearate |
0.9% |
| |
cetyl alcohol |
4% |
| |
glyceryl mono-, di-, tripalmitostearate |
3.3% |
| |
polyethylene glycol stearate (40 EO) |
2% |
| |
parleam oil |
15.95% |
| |
potassium cetyl phosphate |
0.75% |
| |
propylparaben |
0.1% |
| |
fragrance |
0.2% |
Claim 1 of 34 Claims
1. A nanoemulsion comprising an oily phase dispersed in an aqueous phase,
further comprising a ternary surfactant system comprising:
a) a mixture of at least two nonionic surfactants comprising at least one
ethoxylated fatty ester comprising 8 to 100 ethylene oxide units and at
least one fatty acid ester of sorbitan; and
b) at least one ionic surfactant chosen from the group consisting of
alkali metal salts of cetyl phosphate and alkali metal salts of palmitoyl
sarcosinate,
wherein said nanoemulsion comprises oil globules with a number average
size of less than 100 nm dispersed in said aqueous phase.
____________________________________________
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