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Pharm/Biotech Resources
Title: Targeted delivery via biodegradable polymers
United States Patent: 6,911,216
Issued: June 28, 2005
Inventors: Roth; Laurence A. (Windham, NH); Herman; Stephen
Jack (Andover, MA)
Assignee: Genzyme Corporation (Cambridge, MA)
Appl. No.: 195340
Filed: November 18, 1998
Abstract
Delivery of bioactive molecules such as nucleic acid molecules encoding a
protein can be significantly enhanced by immobilization of the bioactive
molecule in a polymeric material adjacent to the cells where delivery is
desired, where the bioactive molecule is encapsulated in a vehicle such as
liposomes which facilitates transfer of the bioactive molecules into the
targeted tissue. Targeting of the bioactive molecules can also be achieved
by selection of an encapsulating medium of an appropriate size whereby the
medium serves to deliver the molecules to a particular target. For example,
encapsulation of nucleic acid molecules or biologically active proteins
within biodegradable, biocompatible polymeric microparticles which are
appropriate sized to infiltrate, but remain trapped within, the capillary
beds and alveoli of the lungs can be used for targeted delivery to these
regions of the body following administration to a patient by infusion or
injection.
SUMMARY OF THE INVENTION
Delivery of bioactive molecules such as nucleic acid molecules encoding a
protein can be significantly enhanced by immobilization of the bioactive
molecule in a polymeric material adjacent to the cells where delivery is
desired, where the bioactive molecule is encapsulated in a vehicle such as
liposomes which facilitates transfer of the bioactive molecules into the
targeted tissue. Targeting of the bioactive molecules can also be achieved
by selection of an encapsulating medium of an appropriate size whereby the
medium serves to deliver the molecules to a particular target. For example,
encapsulation of nucleic acid molecules or biologically active proteins
within biodegradable, biocompatible polymeric microparticles which are
appropriate sized to infiltrate, but remain trapped within, the capillary
beds and alveoli of the lungs can be used for targeted delivery to these
regions of the body following administration to a patient by infusion or
injection.
Examples demonstrate delivery of DNA via a polymeric gel and encapsulated
within liposomes which are immobilized in polymeric gel. Immobilization of
the DNA in the gel increases delivery approximately 300%; immobilization of
the DNA in a penetration enhancer, such as liposomes, which are then
immobilized in the polymeric gel increases the delivery approximately 600 to
700%. This is measured based on luciferase expression and detection of
Turner Light units.
DETAILED DESCRIPTION OF THE INVENTION
Targeted, enhanced delivery of biologically active molecules is enhanced
by the use of polymeric carriers for targeting of the molecules to specific
areas. In one embodiment, the polymeric carrier is a hydrogel which serves
to immobilize the bioactive molecules at the site of release. In another
embodiment, the polymeric carrier is in the form of microparticles that are
targeted by size and degradation and release properties to particular
regions of the body, especially the alveoli and capillaries.
Polymeric Carriers
Selection of Polymeric Material
Polymeric carriers must be biodegradable, sufficiently porous to permit
efflux of the biologically active molecules, and sufficiently
non-inflammatory and biocompatible so that inflammatory responses do not
prevent the delivery of the biologically active molecules to the tissue. It
is advantageous if the carrier also provides at least partial protection of
the biologically active molecules from adverse effects of proteases and
nucleases. In addition, it is advantageous if controlled, sustained delivery
can be obtained using the polymeric carriers.
Many polymers can be utilized to form the carrier, which can be a hydrogel,
organogel, film, or microparticle. Microparticles include microspheres,
microcapsules, and, as used herein, liposomes, which can be further
encapsulated within a polymeric matrix. The polymeric matrix serves to
immobilize the microparticles at a particular site, enhancing targeted
delivery of the encapsulated biologically active molecules.
Suitable polymers that can be used include soluble and insoluble,
biodegradable and nonbiodegradable polymers. These can be hydrogels or
thermoplastics, homopolymers, copolymers or blends, natural or synthetic.
Rapidly bioerodible polymers such as poly[lactide-co-glycolide],
polyanhydrides, and polyorthoesters, whose carboxylic groups are exposed on
the external surface as their smooth surface erodes, are excellent
candidates for drug delivery systems. In addition, polymers containing
labile bonds, such as polyanhydrides and polyesters, are well known for
their hydrolytic reactivity. Their hydrolytic degradation rates can
generally be altered by simple changes in the polymer backbone.
Representative natural polymers include proteins, such as zein, modified
zein, casein, gelatin, gluten, serum albumin, or collagen, and
polysaccharides, such as cellulose, dextrans, polyhyaluronic acid, polymers
of acrylic and methacrylic esters and alginic acid. Representative synthetic
polymers include polyphosphazines, poly(vinyl alcohols), polyamides,
polycarbonates, polyalkylenes, polyacrylamides, polyalkylene glycols,
polyalkylene oxides, polyalkylene terephthalates, polyvinyl ethers,
polyvinyl esters, polyvinyl halides, polyvinylpyrrolidone, polyglycolides,
polysiloxanes, polyurethanes and copolymers thereof. Synthetically modified
natural polymers include alkyl celluloses, hydroxyalkyl celluloses,
cellulose ethers, cellulose esters, and nitrocelluloses. Other polymers of
interest include, but are not limited to, methyl cellulose, ethyl cellulose,
hydroxypropyl cellulose, hydroxypropyl methyl cellulose, hydroxybutyl methyl
cellulose, cellulose acetate, cellulose propionate, cellulose acetate
butyrate, cellulose acetate phthalate, carboxymethyl cellulose, cellulose
triacetate, cellulose sulfate sodium salt, poly(methyl methacrylate),
poly(ethyl methacrylate), poly(butyl methacrylate), poly(isobutyl
methacrylate), poly(hexyl methacrylate), poly(isodecyl methacrylate),
poly(lauryl methacrylate), poly(phenyl methacrylate), poly(methyl acrylate),
poly(isopropyl acrylate), poly(isobutyl acrylate), poly(octadecyl acrylate)
polyethylene, polypropylene, poly(ethylene glycol), poly(ethylene oxide),
poly (ethylene terephthalate), poly(vinyl acetate), polyvinyl chloride,
polystyrene, polyvinyl pyrrolidone, and polyvinylphenol. Representative
bioerodible polymers include polylactides, polyglycolides and copolymers
thereof, poly(ethylene terephthalate), poly(butic acid), poly(valeric acid),
poly(lactide-co-caprolactone), poly[lactide-co-glycolide], polyanhydrides,
polyorthoesters, blends and copolymers thereof.
These polymers can be obtained from sources such as Sigma Chemical Co., St.
Louis, Mo., Polysciences, Warrenton, Pa., Aldrich, Milwaukee, Wis., Fluka,
Ronkonkoma, N.Y., and BioRad, Richmond, Calif. or else synthesized from
monomers obtained from these suppliers using standard techniques.
Suitable polymer compositions preferably have intrinsic and controllable
biodegradability, so that they persist for about a week to about six months;
are non-toxic, containing no significant toxic monomers and degrading into
non-toxic components; are biocompatible; are chemically compatible with the
substances to be delivered, and tend not to denature the active substance;
are sufficiently porous to allow the incorporation of biologically active
molecules and their subsequent liberation from the polymer by diffusion,
erosion or a combination thereof; are able to remain at the site of
application by adherence or by geometric factors, such as by being formed in
place or softened and subsequently molded or formed into microparticles
which are trapped at a desired location; are capable of being delivered by
techniques of minimum invasivity, such as by catheter, laparoscope or
endoscope. Types of monomers, macromers, and polymers that can be used are
described in more detail below.
Hydrogels
Hydrogels are preferred embodiments for application to a tissue for direct
delivery since they intrinsically have most of these desirable properties.
Particularly preferred are gels which are composed predominantly of
polyethylene glycol. These can be applied by direct photopolymerization with
an initiator, by chemical polymerization with a peroxygen, or by
"interfacial" photopolymerization, with a dye adsorbed to the tissue to be
coated, as described below.
Examples of these macromers are PEG-oligolactyl-acrylates, as described by
Hill-West, et al., Proc. Natl. Acad. Sci. USA 91:5967-5971, 1994; Obst. &
Gynecol. 83:59-64, 1994. The choice of appropriate end caps permits rapid
photopolymerization and gelation; acrylates can be polymerized using several
initiating systems, e.g., an eosin dye, by brief exposure to ultraviolet or
visible light. Poly(ethyleneglycol) or a PEG central structural unit (core)
is useful on the basis of its high hydrophilicity and water solubility,
accompanied by excellent biocompatibility. A short poly(α-hydroxy acid),
such as polyglycolic acid, is a preferred chain extension because it rapidly
degrades by hydrolysis of the ester linkage into glycolic acid, a harmless
metabolite. Although highly crystalline polyglycolic acid is insoluble in
water and most common organic solvents, the entire macromer is water-soluble
and can be rapidly gelled into a biodegradable network while in contact with
aqueous tissue fluids. Such networks can be used to entrap and homogeneously
disperse water-soluble drugs and enzymes and to deliver them at a controlled
rate. Other preferred chain extensions are polylactic acid, polycaprolactone,
polyorthoesters, and polyanhydrides. Polypeptides may also be used.
These materials are particularly useful for controlled delivery, especially
of hydrophilic materials, since the water soluble regions of the polymer
enable access of water to the materials entrapped within the polymer.
Moreover, it is possible to polymerize the macromer containing the material
to be entrapped without exposing the material to organic solvents. Release
may occur by diffusion of the material from the polymer prior to degradation
and/or by diffusion of the material from the polymer as it degrades,
depending upon the characteristic pore sizes within the polymer, which is
controlled by the molecular weight between crosslinks and the crosslink
density. Deactivation of the entrapped material is reduced due to the
immobilizing and protective effect of the gel and catastrophic burst effects
associated with other controlled-release systems are avoided. When the
entrapped material is an enzyme, the enzyme can be exposed to substrate
while the enzyme is entrapped, provided the gel proportions are chosen to
allow the substrate to permeate the gel. Degradation of the polymer
facilitates eventual controlled release of free macromolecules in vivo by
gradual hydrolysis of the terminal ester linkages.
An advantage of these macromers are that they can be polymerized rapidly in
an aqueous surrounding. Precisely conforming, semi-permeable, biodegradable
films or membranes can thus be formed on tissue in situ to serve as
biodegradable barriers, as carriers for living cells or other biologically
active materials, and as surgical adhesives. In a particularly preferred
embodiment, the macromers are applied to tissue having a photoinitiator
bound thereto, and polymerized to form an ultrathin coating. This is
especially useful in forming coatings on the inside of tissue lumens such as
blood vessels where there is a concern regarding restenosis, and in forming
tissue barriers during surgery which thereby prevent adhesions from forming.
In general terms, the macromers are polymers that are soluble in aqueous
solutions, or nearly aqueous solutions, such as water with added
dimethylsulfoxide. They have three components including a biodegradable
region, preferably hydrolyzable under in vivo conditions, a water soluble
region, and at least two photopolymerizable regions. The term "at least
substantially water soluble" is indicative that the solubility should be at
least about 5 g/100 ml of aqueous solution. The term "polymerizable" means
that the regions have the capacity to form additional covalent bonds
resulting in macromer interlinking, for example, carbon-carbon double bonds
of acrylate-type molecules. Such polymerization is characteristically
initiated by free-radical formation resulting from photon absorption of
certain dyes and chemical compounds to ultimately produce free-radicals.
In a preferred embodiment, a hydrogel is formed from a biodegradable,
polymerizable, macromer including a core, an extension on each end of the
core, and an end cap on each extension. The core is a hydrophilic polymer or
oligomer; each extension is a biodegradable oligomer; and each end cap is an
oligomer, dimer or monomer capable of cross-linking the macromers. In a
particularly preferred embodiment, the core includes hydrophilic
poly(ethylene glycol) oligomers of molecular weight between about 400 and
30,000 Da; each extension includes biodegradable poly (α-hydroxy acid)
oligomers of molecular weight between about 200 and 1200 Da; and each end
cap includes an acrylate-type monomer or oligomer (i.e., containing
carbon-carbon double bonds) of molecular weight between about 50 and 200 Da
which are capable of cross-linking and polymerization between copolymers.
More specifically, a preferred embodiment incorporates a core consisting of
poly(ethylene glycol) oligomers of molecular weight about 10,000 Da;
extensions consisting of poly(glycolic acid) oligomers of molecular weight
about 250 Da; and end caps consisting acrylate moieties of about 100 Da
molecular weight.
Examples of suitable materials for use as the core water soluble region are
poly(ethylene glycol), poly(ethylene oxide), poly(vinyl alcohol),
poly(vinylpyrrolidone), poly(ethyloxazoline), poly(ethylene oxide)-co-poly(propyleneoxide)
block copolymers, polysaccharides or carbohydrates such as hyaluronic acid,
dextran, heparin sulfate, chondroitin sulfate, heparin, or alginate, or
proteins such as gelatin, collaqen, albumin, or ovalbumin.
Biodegradable regions can be constructed from polymers or monomers using
linkages susceptible to biodegradation, such as ester, peptide, anhydride,
orthoester, and phosphoester bonds.
Examples of biodegradable components which are hydrolyzable are polymers and
oligomers of glycolide, lactide, ε-caprolactone, other α-hydroxy acids, and
other biologically degradable polymers that yield materials that are
non-toxic or present as normal metabolites in the body. Preferred
poly(α-hydroxy acid)s are poly(glycolic acid), poly(DL-lactic acid) and
poly(L-lactic acid). Other useful materials include poly(amino acids),
poly(anhydrides), poly(orthoesters), and poly(phosphoesters). Polylactones
such as poly(ε-caprolactone), poly(ε(3 caprolactone), poly(δ-valerolactone)
and poly(gamma-butyrolactone), for example, are also useful.
The polymerizable regions are preferably polymerized using free radicals
generated by a photoinitiator. The photoinitiator preferably uses the
visible or long wavelength ultraviolet radiation. Preferred polymerizable
regions are acrylates, diacrylates, oligoacrylates, dimethacrylates,
oligomethoacrylates, or other biologically acceptable photopolymerizable
groups. A preferred tertiary amine is triethanol amine.
Useful photoinitiators are those which initiate free radical polymerization
of the macromers without cytotoxicity and within a short time frame, minutes
at most and preferably seconds. Preferred initiators for initiation using
long wavelength ultraviolet photoradiation are ethyl eosin,
2,2-dimethoxy-2-phenyl acetophenone, other acetophenone derivatives, and
camphorquinone. In all cases, crosslinking and polymerization are initiated
among copolymers by a light-activated free-radical polymerization initiator
such as 2,2-dimethoxy-2-phenylacetophenone or a combination of ethyl eosin
(10-;4-10-;2 mM) and triethanol amine (0.001 to 0.1
M), for example.
In another embodiment, the process is carried out by providing a material
that is conformable, at least temporarily, at body temperature, yet which
may be rendered non-conformable upon completion of the deposition process,
such as a poloxamer™ (a polyethylene oxide-polyethylene glycol block
copolymer). Poloxamer™ can be selected which are liquid at room temperature
and solid at body temperature.
Pavings or Films
In other embodiments, such as that described in U.S. Pat. No. 5,231,580 to
Slepian, polymeric pavings or films are applied to the tissue using a
catheter, endoscope or laparoscope. Preferred polymers include polyhydroxy
acids such as polylactic acid, polyglycolic acid and copolymers thereof,
polycaprolactone, polyanhydrides, polyorthoesters, and other materials
commonly used for implantation or sutures.
The basic requirements for the material to be used in the process are
biocompatibility and the capacity to be chemically or physically
reconfigured under conditions which can be achieved in vivo. Such
reconfiguration conditions preferably involve photopolymerization, but can
involve heating, cooling, mechanical deformation, (such as stretching), or
chemical reactions such as polymerization or crosslinking.
In their conformable state, the coating materials may exhibit a wide variety
of forms. They can be present as polymers, monomers, macromers or
combinations thereof, maintained as solutions, suspensions, or dispersions.
Microparticles
In a preferred embodiment, the microparticle has a diameter which is
selected to lodge in particular regions of the body. Use of microspheres
that lodge within organs or regions is known in studies of blood flow (Flaim
et al, J Pharmacol. Meth. 11:1-39, 1984; Heymann et al, Prog. Cardiovasc.
Dis. 20:55-79, 1977), but not in delivery of active materials. For example,
a microparticle selected to lodge in a capillary will typically have a
diameter of between 10 to 25, most preferably 15 to 20 microns. Numerous
methods are known for preparing microparticles of any particular size range.
In the various applications of the present invention, the sizes may range
from 0.2 micron up to 100 microns. Synthetic methods for gel microparticles,
or for microparticles from molten materials, are known, and include
polymerization in emulsion, in sprayed drops, and in separated phases. For
solid materials or preformed gels, known methods include wet or dry milling
or grinding, pulverization, classification by air jet or sieve, and the
like.
Microparticles can be fabricated from different polymers using a variety of
different methods known to those skilled in the art. Exemplary methods
include those set forth below.
Polylactic acid blank microparticles were fabricated using three methods:
solvent evaporation, as described by E. Mathiowitz, et al., J. Scanning
Microscopy, 4, 329 (1990); L. R. Beck, et al., Fertil. Steril.,
31, 545 (1979); and S. Benita, et al., J. Pharm. Sci., 73, 1721
(1984); hot-melt microencapsulation, as described by E. Mathiowitz, et al.,
Reactive Polymers, 6, 275 (1987); and spray drying. Polyanhydrides
made of bis-carboxyphenoxypropane and sebacic acid with molar ratio of 20:80
P(CPP-SA) (20:80) (Mw 20,000) were prepared by hot-melt microencapsulation.
Poly(fumaric-co-sebacic) (20:80) (Mw 15,000) blank microparticles were
prepared by hot-melt microencapsulation. Polystyrene microparticles were
prepared by solvent evaporation.
Hydrogel microparticles were prepared by dripping a polymer solution from a
reservoir though microdroplet forming device into a stirred ionic bath. The
specific conditions for alginate, chitosan, alginate/polyethylenimide (PEI)
and carboxymethyl cellulose (CMC) are listed in Table 1 (see Original
Patent).
a. Solvent Evaporation. In this method the polymer is dissolved in a
volatile organic solvent, such as methylene chloride. The drug (either
soluble or dispersed as fine particles) is added to the solution, and the
mixture is suspended in an aqueous solution that contains a surface active
agent such as poly(vinyl alcohol). The resulting emulsion is stirred until
most of the organic solvent evaporated, leaving solid microparticles.
Several different polymer concentrations were used: 0.05-0.20 g/ml. The
solution is loaded with a drug and suspended in 200 ml of vigorously stirred
distilled water containing 1% (w/v) poly(vinyl alcohol) (Sigma). After 4
hours of stirring, the organic solvent evaporates from the polymer, and the
resulting microparticles are washed with water and dried overnight in a
lyophilizer. Microparticles with different sizes (1-1000 microns) and
morphologies can be obtained by this method. This method is useful for
relatively stable polymers like polyesters and polystyrene.
However, labile polymers, such as polyanhydrides, may degrade during the
fabrication process due to the presence of water. For these polymers, the
following two methods, which are performed in completely anhydrous organic
solvents, are more useful.
b. Hot Melt Microencapsulation. In this method, the polymer is first melted
and then mixed with the solid particles of dye or drug that have been sieved
to less than 50 microns. The mixture is suspended in a non-miscible solvent
(like silicon oil), and, with continuous stirring, heated to 5° C. above the
melting point of the polymer. Once the emulsion is stabilized, it is cooled
until the polymer particles solidify. The resulting microparticles are
washed by decantation with petroleum ether to give a free-flowing powder.
Microparticles with sizes between one to 1000 microns are obtained with this
method. The external surfaces of spheres prepared with this technique are
usually smooth and dense. This procedure is used to prepare microparticles
made of polyesters and polyanhydrides. However, this method is limited to
polymers with molecular weights between 1000-50,000.
c. Solvent Removal. This technique is primarily designed for polyanhydrides.
In this method, the drug is dispersed or dissolved in a solution of the
selected polymer in a volatile organic solvent like methylene chloride. This
mixture is suspended by stirring in an organic oil (such as silicon oil) to
form an emulsion. Unlike solvent evaporation, this method can be used to
make microparticles from polymers with high melting points and different
molecular weights. Microparticles that range between 1-300 microns can be
obtained by this procedure. The external morphology of spheres produced with
this technique is highly dependent on the type of polymer used.
d. Spray-Drying In this method, the polymer is dissolved in methylene
chloride (0.04 g/mL). A known amount of the active drug is suspended
(insoluble drugs) or co-dissolved (soluble drugs) in the polymer solution.
The solution or the dispersion is then spray-dried. Typical process
parameters for a mini-spray drier (Buchi) are as follows: polymer
concentration=0.04 g/mL, inlet temperature=-;24° C., outlet
temperature=13-15° C., aspirator setting=15, pump setting=10 mL/minute,
spray flow=600 Nl/hr, and nozzle diameter=0.5 mm. Microparticles ranging
between 1-10 microns are obtained with a morphology which depends on the
type of polymer used. This method is primarily used for preparing
microparticles designed to improve imaging of the intestinal tract, since
for this application, particle size should not exceed 10 μ.
e. Hydrogel Microparticles
Microparticles made of gel-type polymers, such as alginate, are produced
through traditional ionic gelation techniques. The polymers are first
dissolved in an aqueous solution, mixed with barium sulfate or some
bioactive agent, and then extruded through a microdroplet forming device,
which in some instances employs a flow of nitrogen gas to break off the
droplet. A slowly stirred (approximately 100-170 RPM) ionic hardening bath
is positioned below the extruding device to catch the forming microdroplets.
The microparticles are left to incubate in the bath for twenty to thirty
minutes in order to allow sufficient time for gelation to occur.
Microparticle particle size is controlled by using various size extruders or
varying either the nitrogen gas or polymer solution flow rates.
The matrix is preferably in the form of a microparticle such as a
microsphere (where the biologically active molecules are dispersed
throughout a solid polymeric matrix) or microcapsule (where the biologically
active molecules are encapsulated in the core of a polymeric shell). The
size and composition of the polymeric device is selected to result in
favorable release kinetics in tissue. The size is also selected according to
the method of delivery which is to be used, typically injection into a
tissue or administration of a suspension by aerosol into the nasal and/or
pulmonary areas, and where appropriate, entrapment at the site where release
is desired. The matrix composition can be selected to not only have
favorable degradation rates, but to be formed of a material which is
bioadhesive, to further increase the effectiveness of transfer when
administered to a mucosal surface, or selected not to degrade initially but
to release by diffusion over an extended period.
Liposomes are available commercially from a variety of suppliers.
Alternatively, liposomes can be prepared according to methods known to those
skilled in the art, for example, as described in U.S. Pat. No. 4,522,811
(which is incorporated herein by reference in its entirety). For example,
liposome formulations may be prepared by dissolving appropriate lipid(s)
(such as stearoyl phosphatidyl ethanolamine, stearoyl phosphatidyl choline,
arachadoyl phosphatidyl choline, and cholesterol) in an inorganic solvent
that is then evaporated, leaving behind a thin film of dried lipid on the
surface of the container. An aqueous solution of the active compound or its
monophosphate, diphosphate, and/or triphosphate derivatives are then
introduced into the container. The container is then swirled by hand to free
lipid material from the sides of the container and to disperse lipid
aggregates, thereby forming the liposomal suspension.
Biologically Active Molecules
Biologically active molecules which can be incorporated into the polymeric
carrier, directly and/or indirectly, i.e., within microparticles which are
immobilized in the carrier, include proteins, nucleic acid molecules,
carbohydrates, lipids, and combinations thereof. Examples of proteins
include cytokines such as interferons and interleukins, poetins, and
colony-stimulating factors, growth factors, angiogenic factors and fragments
thereof. Examples of nucleic acid molecules include genes and cDNAs encoding
proteins, expression vectors, antisense and other oligonucleotides such as
ribozymes which can be used to regulate or prevent gene expression.
Carbohydrates include Sialyl Lewisx which has been shown to bind
to receptors for selectins to inhibit inflammation. Growth factors in the
broad sense are preferred biologically active molecules. A "deliverable
growth factor equivalent" (abbreviated DGFE) is a growth factor for a cell
or tissue, broadly construed, including growth factors, cytokines,
interferons, interleukins, proteins, colony-stimulating factors,
gibberellins, auxins, and vitamins; further including peptide fragments or
other active fragments of the above; and further including vectors, i.e.,
nucleic acid constructs capable of synthesizing such factors in the target
cells, whether by transformation or transient expression; and further
including effectors which stimulate or depress the synthesis of such factors
in the tissue, including natural signal molecules, antisense and triplex
nucleic acids, and the like. Particularly preferred DGFE's are vascular
endothelial growth factor (VEGF), endothelial cell growth factor (ECGF),
basic fibroblast growth factor (bFGF), bone morphogenetic protein (BMP), and
platelet derived growth factor (PDGF), and DNA's encoding for them.
Preferred clot dissolving agents are tissue plasminogen activator,
streptokinase, urokinase and heparin.
Incorporation of Biologically Active
Molecules into the Polymeric Carriers
Generally, the biologically active molecules are mixed with the polymer at
the time the material is either polymerized or when the polymer is formed
into a microparticle or liposome, in a concentration which will release an
effective amount at the targeted site in a patient. For example, in the case
of a hydrogel, the macromer, photoinitiator, and biologically active
molecules to be encapsulated are mixed in an aqueous mixture. Particles of
the mixture are formed using standard techniques, for example, by mixing in
oil to form an emulsion, forming droplets in oil using a nozzle, or forming
droplets in air using a nozzle. The suspension or droplets are irradiated
with a light suitable for photopolymerization of the macromer.
The biologically active molecules to be delivered can be mixed with the
polymeric material in any of a variety of ratios, depending on the dosage of
active molecule desired. The polymer in the gel will typically be at a
volume concentration of 5 to 25% (wt/volume), or 50 to 250 mg/ml. Biological
actives will be present at concentrations at or below 1 to 10 microgram/ml
for DNA and the like, and may range up to 10 to 50 mg/ml for active proteins
and the like. The exact concentration will depend on the particular active
molecule, and on the effect to be achieved.
Characterization studies can be performed at different loadings to
investigate encapsulation properties and morphological characteristics of
the microparticles. Particle size can be measured by quasi-elastic light
scattering (QELS). Drug loading can be measured by dissolving lyophilized
microparticles into an appropriate solvent and assaying the amount of
biologically active molecules spectrophotometrically or by other appropriate
means.
Administration of the Polymeric Carrier
The polymeric carrier can be administered directly, for example, by spraying
or application of a solution, or indirectly, through a catheter, endoscope,
or laparoscope. When delivered to the interior of a hollow organ, the
process of application must not cause collateral injury by prolonged
blockage of flow through the organ.
Preferred delivery methods are those which are minimally invasive or
disruptive to the subject. These include administration of microparticles as
well as percutaneous application to the interior of hollow organs or natural
body cavities of a polymeric coating, film, gel, or stent. Suitable delivery
devices for providing a polymer coating or layer on the surface of tissues
are catheters, laparoscopes, and endoscopes, as defined in PCT/US94/04824 by
Pathak et al.
Application of a Hydrogel
Photopolymerization of a hydrogel using the macromers described above can be
carried out in as little as 10 seconds, using a portable, low powered long
wave UV (LWUV) emitting source. Visible laser light is also useful for
polymerization. Low intensity and short exposure times make visible laser
light virtually harmless to living cells since the radiation is not strongly
absorbed in the absence of the proper chromophore. Laser light can also be
transported using fiber optics and can be focused to a very small area. For
example, 0.2 ml of a 30% w/v photosensitive oligomer solution is mixed with
ethyl eosin (10-;4 M) and triethanol amine (0.01 to 0.1 M) and
the solution is irradiated with an argon ion laser (American argon ion laser
model 905 emitting at 514 nm) at a power of 0.2-0.5 W/cm2. The
beam is expanded to a diameter of 3 mm and the sample is slowly scanned
until gelation occurs.
In a particularly preferred application of these materials, an ultrathin
coating is applied to the surface of a tissue, most preferably the lumen of
a tissue such as a blood vessel. The photoinitiator is applied to the
surface of the tissue, allowed to react and bond to tissue, the unbound
photoinitiator is removed by dilution or rinsing, and the macromer solution
is applied and polymerized. This method is capable of creating uniform
polymeric coating of between 10 and 500 microns in thickness, more typically
50 to 200 microns, which does not evoke thrombosis or localized
inflammation.
Application of a Paving or Coating
Local administration of a polymeric material can be performed by loading the
composition in a balloon catheter, and then applying the composition
directly to the inside of a tissue lumen within a zone occluded by the
catheter balloons. The tissue surface may be an internal or external
surface, and can include the interior of a tissue lumen or hollow space
whether naturally occurring or occurring as a result of surgery,
percutaneous techniques, trauma or disease. The polymeric material can then
be reconfigured to form a coating or "paving" layer in intimate and
conforming contact with the surface. The resulting paving layer optionally
can have a sealing function. As used herein, the term "sealing" or "seal"
means a coating of sufficiently low porosity that the coating provides a
barrier function. The term "paving" refers to coatings in general wherein
the coatings are porous or perforated or are of a low porosity "sealing"
variety. The coating preferably has a thickness on the tissue surface on the
order of 0.001-1.0 mm, however, coatings having a thickness outside that
range may be used as well. By appropriate selection of the material employed
and of the configuration of the paving material, the process can be tailored
to satisfy a wide variety of biological or clinical situations.
The monomers, macromers and polymers that can be used for this application
are selected from the same group as described above for formation of
microparticles. Preferably, the polymeric material has a variable degree of
conformability in response to a stimulus. The material is preferably
substantially non-conformable in vivo upon completion of the coating
process. The material, in its conformable form, can be positioned in contact
with a tissue or cellular surface to be coated and then stimulated to render
it non-conformable. The material is preferably rendered non-conformable by
applying photochemical stimulus, but can optionally be achieved solely by
chemical or thermal stimulus. The material is positioned at either an
internal or external treatment location and contacted with the tissue or
cellular surface to be paved or sealed, and the material is then converted
into a non-conformable state to form a biocompatible coating on the tissue
surface.
The coating can be applied using a catheter, such as a modified PTCA
catheter. The material is preferably applied using a single catheter with
single or multiple balloons and lumens. The catheter should be of relatively
low cross-sectional area. A long thin tubular catheter manipulated using
fluoroscopic guidance is preferred for providing access to the interior of
organ or vascular areas. The material can also be applied to the surface to
be coated by spraying, extruding or otherwise internally delivering the
material in a conformable form via a long flexible tubular device having
single or multiple lumens.
During the step of positioning the material at the desired location, the
location may be accessed by either invasive surgical techniques or by
relatively non-invasive techniques such as laparoscopic procedures or
percutaneous transluminal procedures. The process of fixing the shape of the
material can be accomplished in several ways, depending on the character of
the original material. For example, in its conformable state the material
can be formed using the balloon portion of a balloon catheter after which
the conditions are adjusted such that the material is rendered
non-conformable. In the preferred embodiment, gels are rendered
non-conformable at the treatment site by photopolymerization using infrared,
visible, UV, or ultrasonic radiation to the material. Optionally, the
polymers can be rendered non-conformable by localized heating or by chemical
means. Thermal control can be provided, for example, using a fluid flow
through or into the balloon, or using a partially perforated balloon such
that temperature control fluid passes through the balloon into the lumen.
Thermal control can also be provided using electrical resistance heating via
a wire running along the length of the catheter body in contact with
resistive heating elements. This type of heating element can make use of DC
or radio frequency (RF) current or external RF or microwave radiation. Other
methods of achieving temperature control can also be used, including
light-induced heating using an internal optical fiber (naked or lensed).
In one embodiment, the step in which the conformable material is contacted
with the tissue surface may be considered as a "molding" procedure in which
the conformable material is molded into substantially conforming contact
with the body tissue before rendering it non-conformable. It is noted that
the transition of the material from a conformable to a non-conformable state
may involve a phase change in the material, however, such a phase change is
not necessary. For example, in certain embodiments, the terms "conformable"
and "non-conformable" are primarily relative descriptions of a material
which undergoes a significant change in viscosity and flowability without
undergoing an actual phase change. Alternatively, the transition of the
material between its conformable and non-conformable states may be the
result of an actual phase change in the material resulting either from the
addition or removal of energy from the material.
The polymeric materials may be applied in custom designs, with varying
thicknesses, lengths, and three-dimensional geometries (e.g. spot, stellate,
linear, cylindrical, arcuate, spiral) to achieve varying finished
geometries. Further, the process may be used to apply material to the inner
surfaces of hollow, cavernous, or tubular biological structures (whether
natural or artificially formed) in either single or multi-layer
configurations. The process may also be used, when appropriate, to occlude a
tissue lumen completely.
The paving coating may be applied as a continuous layer either with or
without perforations. In the case in which the paving coating is applied
without perforations, it is referred to as a "seal" to act as a barrier
layer on the surface of the tissue. The coating can also be applied to
cellular surfaces, for example, to coat or encapsulate individual or
multiple cells.
Administration of Microparticles
The injectable microparticles can be administered to a patient
intravenously, intramuscularly, or subcutaneously or in other known ways
appropriate to the therapeutic effect desired, including as an aerosol or
spray for lungs or by direct lavage through orifices. The particles can be
lyophilized and then formulated into an aqueous suspension in a range of
microgram/ml to 100 mg/ml prior to use.
The desired concentration of biologically active molecules in the polymeric
carrier will depend on absorption, inactivation, and excretion rates of the
drug as well as the delivery rate of the molecules from the carrier. It is
to be noted that dosage values will also vary with the severity of the
condition to be alleviated. It is to be further understood that for any
particular subject, specific dosage regimens should be adjusted over time
according to the individual need and the professional judgment of the person
administering or supervising the administration of the compositions.
The microparticles can be administered once, or may be divided into a number
of smaller doses to be administered at varying intervals of time, depending
on the release rate of the particle, and the desired dosage.
Solutions or suspensions used for intravenous, intramuscular, or topical
application, or other delivery route can include any of the following
components, as required: a sterile diluent such as water for injection,
saline solution, fixed oils, polyethylene glycols, glycerine, propylene
glycol or other synthetic solvents; antibacterial agents such as benzyl
alcohol or methyl parabens; antioxidants such as ascorbic acid or sodium
bisulfite; chelating agents such as ethylenediaminetetraacetic acid; buffers
such as acetates, citrates or phosphates and agents for the adjustment of
tonicity such as sodium chloride or dextrose. The parental preparation can
be enclosed in ampoules, disposable syringes or multiple dose vials made of
glass or plastic. If administered intravenously, preferred carriers are
physiological saline or phosphate buffered saline (PBS).
Catheters can be made of any known material, including metals, such as
steel, and thermoplastic polymers. Occluding balloons can be made from
compliant materials such as latex or silicone, or non-compliant materials
such as polyethylene terephthalate (PET). The expansible member is
preferably made from non-compliant materials such as PET, (PVC),
polyethylene or nylon. If used, the balloon catheter portion of a dilatation
may optionally be coated with materials such as silicones,
polytetrafluoroethylene (PTFE), hydrophilic materials like hydrated
hydrogels and other lubricous materials to aid in separation of the polymer
coating.
In addition to blood vessels, the process may be utilized for other
applications such as coating the interior of veins, ureters, urethras,
bronchi, biliary and pancreatic duct systems, the gut, nasolacrimal ducts,
sinus cavities, the eye, and eustachian, spermatic and fallopian tubes.
Likewise the process can be used to provide a paving layer in the context of
transhepatic portosystemic shunting, dialysis grafts, arterio-venous
fistulae, and aortic and other arterial aneurysms. The paving and sealing
material of the process can also be used in other direct clinical
applications even at the coronary level. These include but are not limited
to the treatment of abrupt vessel reclosure post PCTA, the "patching" of
significant vessel dissection, the sealing of vessel wall "flaps" either
secondary to catheter injury or spontaneously occurring, or the sealing of
aneurysmal coronary dilations associated with various arteritidies. Further,
the method provides intraoperative uses such as sealing of vessel
anastomoses during coronary artery bypass grafting and the ability to
provide a "bandaged" smooth polymer surface.
Treatment of Specific Disorders
Vascularization
A common problem in aging is atherosclerosis affecting the arteries of the
lower limbs. This can cause claudication, or sharp pain when walking. This
disease can be treated by inducing the creation of additional collateral
circulation in the affected region (in this case, the leg) by introducing a
growth factor such as VEGF (vascular endothelial growth factor), or a DNA
which can express it. The growth factor or DNA can be delivered either by
creating a thin coating containing the factor inside an artery leading to
the region, or by injecting microparticles containing the factor into the
artery feeding the affected limb or region. In the latter case, the
microparticles are preferably at least 15 microns in diameter, preferably 20
microns or more, to cause the delivery particles to localize predominantly
in the region. (It should be noted that some microparticles will probably
exit the treated region, and lodge in the lungs or elsewhere; this effect
must be accounted for in treatment planning.)
Another application includes revascularization in cardiac tissue including
the myocardium, and revascularization after stroke or ischemia.
Regeneration or Repair of Tissues
Yet another application is in regeneration or repair of particular organs.
Delivery of various bone morphogenetic proteins can be useful for controlled
remodeling of bone, or de novo bone or cartilage formation, in which it is
critical that the developmental or morphogenetic effects be strictly
confined to the target site, and not exhibited throughout the organism.
Local deposition of biologically active molecules can be useful in repairing
bone in areas such as the nasal passages and sinuses, where precise control
of positioning is required.
Examples of other tissues which can be treated in this manner include the
stomach and intestines, where growth factors help accelerate repair of
ulceration, repair of external ulceration of skin, and general wound repair.
Other organ systems susceptible to treatment include any organ system in
which material flows through the organ from a source, so that a factor can
be administered, either in a coating or as particles, for instillation into
the organ to be treated by flow. Exemplary organs include lymph nodes, the
bile duct, the urinary tract, the lungs, the space occupied by the cerebro-spinal
fluid, and the like.
Claim 1 of 11 Claims
1. A method for locally delivering a biologically active molecule to a
site in the vascular system where treatment is needed to promote
vascularization or revascularization of a tissue, the method comprising:
a) selecting a biodegradable covalently polymerizable material,
b) mixing a biologically active molecule with the material, wherein the
biologically active molecule is effective to promote vascularization or
revascularization of the tissue,
c) applying the material to the site where treatment is needed, and
d) covalently polymerizing the material to permit controlled release of a
therapeutically effective amount of the biologically active molecule.
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