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Title: Water soluble powders and tablets
United States Patent: 6,953,592
Issued: October 11, 2005
Inventors: Darbyshire; John (Tolochenaz, CH); Chmiel; Oliver
(Orbe, CH); Ubbink; Johan Bernard (Savigny, CH); Schoonman; Annemarie (Montreux,
CH)
Assignee: Nestec S.A. (Vevey, CH)
Appl. No.: 235671
Filed: September 4, 2002
Abstract
The invention relates to water soluble or water dispersible powders,
tablets, or precursors therefor based on a carbohydrate matrix with improved
dissolution properties in water. These components are subjected to treatment
with a gas so that gas is entrapped therein, and sufficient closed porosity
is provided so that gas entrapped therein promotes dissolution or dispersion
upon contact with water. The powders or tablets may be pharmaceuticals or
foods that optionally contain an active ingredient therein.
SUMMARY OF THE INVENTION
According to one aspect, the present invention provides a method of
increasing the solubility or dispersibility of a powder or tablet based on a
carbohydrate matrix by subjecting the powder or tablet or a precursor
thereof to treatment with a gas so that gas is entrapped in the powder or
tablet. This method comprises providing the powder or tablet with sufficient
closed porosity to retain an amount of entrapped gas therein that promotes
dissolution or dispersion of the powder or tablet upon contact with water.
According to a further aspect, the present invention provides a non-foaming
water soluble or water dispersible powder based on a carbohydrate matrix.
This powder contains entrapped gas in an amount which is sufficient to
promote dissolution or dispersion of the powder in contact with water.
According to a still further aspect, the present invention provides a water
soluble or water dispersible tablet based on a carbohydrate matrix
containing entrapped gas and having sufficient closed porosity to allow
retention of entrapped gas in an amount which promotes dissolution or
dispersion of the tablet on contact with water.
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS
The powders and tablets with which the present invention is concerned may
be based on a matrix of any suitable carbohydrate or mixture of
carbohydrates. Generally, the powder or tablet includes an amorphous
carbohydrate matrix which will also include other components depending on
the intended use of the powder or tablet. Certain tablets may be made of the
carbohydrate matrix itself, while others usually will comprise the
carbohydrate matrix together with one or more other ingredients. Examples of
suitable carbohydrates include sugars such as lactose, dextrose, fructose,
sucrose, maltodextrin, cyclodextrins and corn syrup, starch and modified
starch. If the tablets or powders are not food grade, then any other kind of
water soluble or water dispersible starch can be used. The carbohydrate
generally makes up at least 50% by weight of the matrix, preferably at least
75% by weight of the matrix and more preferably at least 90% by weight of
the matrix.
The properties of the matrix can be influenced and, in particular optimized,
by addition of plasticizers, anti-plasticizers, fillers, compounds which
influence the formation of crystallites or ordered regions in the material,
cross-linking agents, emulsifiers, foam stabilizers, colorants or binders.
Such additives are present in an amount effective to influence a matrix
property, and preferably constitute from 0.5% up to no more than 25% by
weight and more preferably up to no more than 10% by weight of the matrix.
Tablets and powders may contain materials such as protein, hydrocolloids and
fats. Tablets in particular may contain one or more active ingredients the
nature of which will depend on the intended use of the tablets. Preferably,
the tablets and powders contain no more than 7% by weight water, more
preferably no more than 5% by weight water and most preferably no more than
3% by weight water.
Where the powder or tablet is non-foaming, the composition should either
contain insufficient amounts of foam stabilizing components such as proteins
to allow formation of a foam (or such components should be absent
altogether), or it should contain a foam-destabilizing agent. Examples of
foam destabilizing agents include isopropanol, fats and lipids, sucrose,
monoesters, mono/diester mixtures and propylene glycol monostearate. In this
connection, the powder or tablet should preferably be non-foaming (i.e.,
have no or minimal foam formation).
The powders and tablets according to the present invention include a gas
entrapped therein. This may be any suitable gas which does not adversely
affect the other components of the powder or tablets. Where the powder or
tablets are intended for human consumption as a food, beverage, nutritional
or pharmaceutical, the gas should be of food grade. Examples of suitable
gases include nitrogen, carbon dioxide, air, oxygen, helium, hydrogen,
argon, neon, methane, ethane, krypton, chlorine, chlorofluorocarbons or
mixtures thereof. The amount of gas introduced into the powder or tablet is
preferably at least 3 ml(STP)/g, more preferably at least 5 ml(STP)/g and
most preferably at least 7 ml(STP)/g.
The gas may be introduced into the powder or tablet or a precursor thereof
by any suitable process. One suitable technique for forming powders involves
providing a matrix in the form of expanded particles and then entrapping gas
in the particles. In general, the method involves heating the powder under
pressure of the gas at a temperature at which the matrix softens, which may
be a temperature above the glass transition point (Tg) of the matrix. Gas
enters into the particles which become loaded with the gas and the particles
are solidified by quenching to retain the gas in the particles. The
particles containing the gas may be the final form of the product or they be
admixed with a further powder form component to form the final powder
product.
The expanded particles may be produced by injecting a gas into an aqueous
matrix concentrate having a solids content suitable for spray drying, and
this is generally above about 30% by weight. The gas may be injected into
the aqueous matrix concentrate at a pressure of about 500 kPa to about 5 MPa
although the pressure at which the gas is injected is generally not
critical. The gassed aqueous matrix is then spray dried to a powder. The
particles are then subjected to an inert gas atmosphere at high pressure and
at a temperature above softening point of the matrix, which for an amorphous
carbohydrate matrix may be the same as of similar to the Tg of the matrix.
The pressure may be from about 100 kPa gauge to about 20 Mpa gauge. The
temperature required will depend on the composition of the particles since
this will influence the Tg but can readily be determined for any particle
type and composition. The use of temperatures that are more than about 50°
C. above the Tg of the particles is unnecessary and best avoided. The
particles may be subjected to the pressure and temperature for as long as
desired since increasing the time will generally increase gas entrapment but
times from about 10 seconds to about 30 minutes are generally sufficient.
The particles are then subjected to rapid quenching or curing to ensure
entrapment of the gas. Suitable cooling procedures may be used to quench the
particles.
Another suitable technique for introducing gas into particles involves
injecting gas into a molten mass of the matrix for the particles which
contains little or no moisture, for example in an extruder. The gas may be
injected at a pressure of about 100 kPa gauge to about 20 MPa gauge. The
temperature required will depend on the composition of the matrix since this
will influence the melt temperature but can readily be determined for any
matrix type and composition. Temperatures above about 150° C. should
generally be avoided. The molten mass may then be extruded through a small
orifice and comminuted into a powder. Depending on the rapidity of
solidification of the matrix, the matrix may need to be cured or quenched
under pressure before being formed into a powder to prevent the gas escaping
from the matrix. Curing or quenching is preferably carried out rapidly and
the time may vary for example from about 10 seconds to about 90 minutes.
If the final product is a powder, it may be used in the form in which it is
produced by the above method or it may be mixed with other ingredients in
powder form. In this case, the gas containing powder may act as a
dissolution aid for the overall powder. Any active ingredients are
preferably incorporated into the powder before gas loading.
Where the final product is a tablet, this may be produced in a conventional
manner and subsequently loaded with gas. The process by which a particulate
solid may be transformed into a tablet by the application of pressure can be
divided into the two stages of consolidation and bond formation and the
ability of a powder to form a tablet is dependent on a balance between the
plastic deformation and the brittle fracture properties of the powder
particles. Tablets may be formed by direct compression of powders and in
some cases lubricants such as magnesium stearate are used to improve powder
compaction. In addition, binding agents are usually applied. In the
embodiments of the present invention, these binders are for example, but not
exclusively, carbohydrates, starches in native or treated form, lipids,
waxes and fats. Many parameters influence powder compaction including the
composition, particle size, water content, compaction speed and pressure,
the way in which the powder was prepared (roller dried, spray dried, freeze
dried), powder flowability and powder brittleness. Further information on
tablet formation can be found in standard reference works such as
Pharmaceutical Powder Compaction Technology (1996) Ed Alderborn, G and
Nyström, C, Marcel Dekker, New York.
According to one embodiment, foamed powders, for example foamed food
powders, prepared by extruding, spray-drying or freeze-drying, and which
have a high level of closed porosity, are compacted into tablets as
described above and then loaded with gas by the same general method as
described above for the production of powders. The holding time, for example
pressurization time above Tg, plays an important role and the loading time
and volume of gas entrapped depends on loading conditions and matrix
composition.
It may also be possible to form pressurized powders with high closed
porosity and containing a high volume of entrapped gas directly into
tablets, optionally together with other ingredients. Compaction of the
tablet premix must be carried out in such a way that a significant
proportion of the closed porosity remains. By use of relatively low
compaction pressures, most of the gas is retained in the tablet (closed
pores) and it is also possible to optimize to open porosity thereby
improving dissolution properties of the tablet. If the powder is softened,
for example by increasing the temperature, the particles can be compacted
without significant cracking thereby minimizing gas loss during compaction.
Where gas containing powder is compacted with other powder form ingredients
to form tablets, the gas containing component can act as a dissolution aid
for the tablet as a whole.
Where carbohydrate-based tablets or powders include a gas-containing
component as a dissolution aid, this component may make up 0.5 to 70% by
weight of the total composition. In the final formulation, the
gas-containing component generally has a softening point and/or Tg of at
least 35° C., more preferably at least 45° C., and most preferably at least
55° C. In the case where the matrix is based on an amorphous carbohydrate,
the softening point may be but is not exclusively restricted to the Tg.
The production of particles and tablets loaded with gas requires the gas to
be transported into and entrapped by the matrix as the particles and tablets
are formed. For this reason, it has been found that the mechanism of gas
transport and entrapment is related to the matrix composition and, in
particular, to the closed porosity of the matrix. Gas enters the matrix at
temperatures above the Tg as a result of lowered matrix viscosity and
increased matrix mobility. The optimum temperature range for gas to enter
the matrix depends on the composition of the matrix but can readily be
determined in any particular case. Below the Tg of the matrix, the rate of
gas entrapment is very low and if the temperature increases too far above
the Tg the matrix tends to collapse reducing gas entrapment. Within the
optimum temperature range, the amount of gas entrapped increases with
increased loading pressure and with increased holding time until equilibrium
is reached between the pressure inside and outside the matrix.
Closed pores in the matrix are able to hold gas under pressure for prolonged
periods of time and, provided that there are no cracks in the matrix,
release is confined by diffusion through the glassy matrix. Good gas
retention thus requires an adequate closed pore volume after loading with
gas and the matrix should be resistant to cracking of the surrounding
lamellae.
Non-foaming carbohydrate powders or tablets will generally contain no
protein or only a small amount of protein, although if necessary a small
amount of foam stabilizer can be added to obtain a powder with initial
closed pores. Suitable foam stabilizers are generally proteins such as
casein or whey and they may be added in an amount of, for example, from 0.1%
up to 5% or 10%, but the exact level is not critical. The powder may contain
any desired non-foaming ingredients such as fats and salts and active
ingredients are included as appropriate depending on the intended use of the
composition. Surface active ingredients besides whey proteins or sodium
caseinate may be used to create initial closed pores in the powder and
examples of such ingredients include saponin, surface active lipids and
other proteins such as lysozyme. Porosity may also be formed by rapid
quenching of gassed powders or tablets, rapid release of elevated external
pressure in the softened state, or by using blowing agents, for example
isobutane or halogenated chlorofluorocarbons, at elevated pressures and/or
temperatures.
In one embodiment of the invention, the tablets or powder comprise a
beverage base, e.g., coffee, cocoa, malt or tea. In particular, tablets
comprising soluble coffee have been found to be readily dissolvable and
dispersable. For example, these tablets may comprise soluble coffee, foamed
powder, sugar and creamer.
Upon reconstitution of the powder or tablet, the particles containing
entrapped gas will crack, break up or disintegrate, thereby increasing the
specific surface area of the powder or the tablet which promotes its
dispersion and subsequent dissolution.
An additional advantage of the present invention is that, if an inert gas is
entrapped in the particles, its incorporation will protect any sensitive
active ingredients present in the powder or tablet from interaction with
atmospheric gases by saturation of the powder or tablet with the inert gas.
During storage, the loss of inert gas from the direct environment of the
sensitive active ingredient will be partially compensated by the very slow
release of gas from the entrapment matrix. In practice, the sensitive active
ingredient will often be susceptible to oxidation and a suitable inert gas
for protection would be nitrogen, although other inert gases may also
beneficially be used.
Examples of carbohydrate based tablets and powders according to the present
invention include the following:
 | tablets and powders for pharmaceutical use containing gas which
provide better dispersion of the drugs that they contain; |
 | tablets and powders containing gas for food supplement applications
which show better dispersion of such materials as enzymes, probiotic
bacteria and vitamins; |
 | tablets and powders containing gas for food application, for example
instant food powders; |
 | tablets containing gas in the form of bonbons, for example for the
confectionery field, tablets and powders for infant nutrition and tablets
for the culinary field such as bouillon cubes; |
 | cleaning tablets or powders such as tablets containing agents to clean
contact lenses; |
 | tablets or chewing gums for cleaning teeth upon wetting/chewing in the
mouth where dissolution speed may affect uptake of sodium fluoride in the
mouth; |
 | tablets or powders for animal consumption, for example pet foods
containing gas, flavors and nutritional ingredients, for example vitamins
or probiotic microorganisms and their metabolites; |
 | tablets and powders containing agrochemical ingredients for example
fertilizers, pesticides or herbicides; |
 | tablets and powders containing cosmetic ingredients, for example bath
and shower preparations. |
It is understood that this technology would also be applicable to other
fields such as household products.
Claim 1 of 37 Claims
1. A method of increasing the solubility or dispersibility of a
carbohydrate-based matrix which comprises subjecting a carbohydrate to
treatment with a gas so that gas is entrapped therein and providing the
carbohydrate with sufficient closed porosity to retain an amount of
entrapped gas therein that promotes dissolution or dispersion of the
carbohydrate-based matrix upon contact with water.
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