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Title: Particles for inhalation
having sustained release properties
United States Patent: 7,052,678
Issued: May 30, 2006
Inventors: Vanbever; Rita
(Brussels, BE); Langer; Robert S. (Newton, MA); Edwards; David A. (Boston,
MA); Mintzes; Jeffrey (Brighton, MA); Wang; Jue (Clifton, NJ); Chen;
Donghao (Lexington, MA)
Assignee: Massachusetts
Institute of Technology (Cambridge, MA)
The Penn State Research Foundation (University Park, PA)
Appl. No.: 094955
Filed: March 7, 2002
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Training Courses -- Pharm/Biotech/etc.
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Abstract
The invention generally relates to a
method for pulmonary delivery of therapeutic, prophylactic and diagnostic
agents to a patient wherein the agent is released in a sustained fashion,
and to particles suitable for use in the method. In particular, the
invention relates to a method for the pulmonary delivery of a therapeutic,
prophylactic or diagnostic agent comprising administering to the
respiratory tract of a patient in need of treatment, prophylaxis or
diagnosis an effective amount of particles comprising a polycationic
complexing agent which is complexed with a therapeutic, prophylactic or
diagnostic agent or any combination thereof having a charge capable of
complexing with the polycationic complexing agent upon association with
the bioactive agent. The particles can further comprise a pharmaceutically
acceptable carrier. The amount of polycationic complexing agent present in
the particles is an amount sufficient to sustain the release of
diagnostic, therapeutic or prophylactic agent from the particles. For
example, the amount of complexing agent present can be at about 5%
weight/weight (w/w) or more of the total weight of the complexing agent
and therapeutic, diagnostic or prophylactic agent. Release of the agent
from the administered particles occurs in a sustained fashion.
DETAILED DESCRIPTION
OF THE INVENTION
A description of preferred embodiments of
the invention follows.
Therapeutic, prophylactic or diagnostic agents, can also be referred to
herein as "bioactive agents", "medicaments" or "drugs".
The invention relates to a method for the pulmonary delivery of
therapeutic, prophylactic and diagnostic agents comprising administering
to the respiratory tract of a patient in need of treatment, prophylaxis or
diagnosis an effective amount of particles comprising a polycationic
complexing agent which is complexed with a therapeutic, prophylactic or
diagnostic agent or any combination thereof having a charge which permits
complexation with the polycationic complexing agent upon association with
the bioactive agent. The particles can further comprise a pharmaceutically
acceptable carrier. The amount of polycationic complexing agent present in
the particles is an amount sufficient to sustain the release of
therapeutic, prophylactic or a diagnostic agent from the particles. For
example, the amount of complexing agent present in the particles can be
about 5% weight/weight (w/w) or more of the total weight of the complexing
agent and the therapeutic, prophylactic or diagnostic agent. Release of
the agent from the administered particles occurs in a sustained fashion.
In a particular embodiment, the particles can be in the form of a dry
powder.
The particles of the invention release bioactive agent in a sustained
fashion. As such, the particles possess sustained release properties.
"Sustained release", as that term is used herein, refers to a release of
active agent in which the period of release of an effective level of agent
is longer than that seen with the same bioactive agent which is not
complexed with a polycationic complexing agent, prior to administration.
In addition, a sustained release can also refer to a reduction in the
burst of agent typically seen in the first two hours following
administration, and more preferably in the first hour, often referred to
as the "initial burst". In a preferred embodiment, the sustained release
is characterized by both the period of release being longer in addition to
a decreased initial burst. For example, a sustained release of insulin can
be a release showing elevated serum levels of insulin at least 4 hours
post administration, such as about 6 hours or more.
"Pulmonary delivery", as that term is used herein refers to delivery to
the respiratory tract. The "respiratory tract", as defined herein,
encompasses the upper airways, including the oropharynx and larynx,
followed by the lower airways, which include the trachea followed by
bifurcations into the bronchi and bronchioli (e.g., terminal and
respiratory). The upper and lower airways are called the conducting
airways. The terminal bronchioli then divide into respiratory bronchioli
which then lead to the ultimate respiratory zone, namely, the alveoli, or
deep lung. The deep lung, or alveoli, are typically the desired target of
inhaled therapeutic formulations for systemic drug delivery.
Complexation of the polycationic complexing agent with the therapeutic,
prophylactic or diagnostic agent can result from ionic complexation, salt
bridge formation, charge-charge interaction or a combination thereof.
In a particular embodiment, complexation of the therapeutic, prophylactic
or diagnostic agent and the polycationic complexing agent can be a result
of ionic complexation or bonding.
The particles suitable for use in the method can comprise a therapeutic,
prophylactic or diagnostic agent which is complexed with a polycationic
complexing agent wherein the charge of the bioactive agent is such that it
is able to undergo complexation with the polycationic complexing agent
upon association, prior to administration.
For example, the particles suitable for pulmonary delivery can comprise a
therapeutic, prophylactic or diagnostic agent which possesses an overall
net negative charge at the time of complexation with the polycationic
complexing agent. For example, the agent can be insulin and the
polycationic complexing agent can be protamine.
"Pulmonary pH range", as that term is used herein, refers to the pH range
which can be encountered in the lung of a patient. Typically, in humans,
this range of pH is from about 6.4 to about 7.0, such as from 6.4 to about
6.7. pH values of the airway lining fluid (ALF) have been reported in
"Comparative Biology of the Normal Lung", CRC Press, (1991) by R. A.
Parent and range from 6.44 to 6.74).
The term polycationic complexing agent, as used herein, refers to an agent
which has two or more cationic sites and is capable of complexing, for
example, by ionic complexation with an active agent of opposite charge.
Suitable polycationic complexing agents include, but are not limited to,
protamine, spermine, spermidine, chitosan and a polycationic polyamino
acid. A polycationic polyamino acid can be a homopolymer of a cationic
amino acid such as polylysine or polyarginine or a random copolymer of
cationic and non-cationic amino acids with the cationic amino acid present
in an amount sufficient to impart cationic change characteristics to the
random copolymer. For example, a polycationic polyamino acid such as
polylysine or polyarginine is a polycationic polyamino acid homopolymer.
Such, homopolymers can be commercially obtained in varying molecular
weight ranges. For example, polylysine can be purchased from Sigma in
molecular weights ranging from 1000 to about 300,000. Further, random
copolymers containing lysine or arginine in sufficient amounts to render
the resulting copolymer cationic can also be purchased from Sigma.
Examples of such random copolymers include, but are not limited to,
polylysine-alanine at ratios of 1:1, 2:1 or 3:1 and molecular weight
ranges from 20,000 to 50,000. The amount of polycationic complexing agent
present in the particles is an amount sufficient to sustain the release of
therapeutic, prophylactic or diagnostic agent from the particles. For
example, the amount of complexing agent present in the particles can be
about 5% weight/weight (w/w) or more of the total weight of the complexing
agent and the therapeutic prophylactic or diagnostic agent.
The interaction, for example, complexation of the polycationic complexing
agent with the bioactive agent of opposite charge can be achieved by
associating, for example, mixing the bioactive agent in a suitable aqueous
solvent or cosolvent with at least one suitable polycationic complexing
agent under pH conditions suitable for complexation of the polycationic
complexing agent and the bioactive agent. Typically, the
polycationic-complexed active agent will be in the form of a precipitate.
Preferably, the precipitated polycationic-complexed active agent remains
in the solid state throughout the process used to obtain the final
particles for administration. In a preferred embodiment, the bioactive
agent is complexed with protamine. Most preferably, the protamine is
complexed to insulin.
Suitable pH conditions to obtain complexation of a polycationic complexing
agent with a bioactive agent can be determined based on the pKa of the
bioactive agent and the charge characteristics of the polycationic
complexing agent. That is, the pH of the system wherein complexation takes
place should be adjusted based on the pKa of the active agent and the
charge characteristics of the polycationic complexing agent in order to
impart a negative charge on the active agent and polycationic
characteristics to the complexing agent. Suitable pH conditions are
typically achieved through use of an aqueous buffer system as the solvent
(e.g., citrate, phosphate, acetate, etc.). Adjustment to the desired pH
can be achieved with addition of an acid or base as appropriate. Suitable
solvents are those in which the bioactive agent and the polycationic
complexing agent are each at least slightly soluble. For example, sodium
citrate, acetate, and phosphate buffers.
For example, employing a protein as the active agent, the agent may be
mixed with the polycationic complexing agent in a buffer system wherein
the protein has a negative charge. Specifically, insulin, for example, may
be mixed with the desired polycationic complexing agent in an aqueous
buffer system (e.g. citrate, phosphate, acetate, etc.), the pH of the
resultant solution then can be adjusted to a desired value using an
appropriate base solution (e.g., 1 N NaOH). That is, the pH of the insulin
and polycationic complexing agent mixture can be adjusted to about pH 6.7.
At this pH insulin molecules have a net negative charge (pI is about 5.5)
and the complexing agent should be positively charged resulting in
complexation of the polycationic complexing agent to the insulin typically
achieving a precipitate of the polycationic complexed insulin.
The polycation complexed bioactive agent can then, if desired, be mixed
with a pharmaceutically acceptable carrier. Typically, the solution
containing the precipitated polycationic complexed biologically active
agent is mixed with a solution of the pharmaceutically acceptable carrier.
Suitable pharmaceutically acceptable carriers and appropriate solvent
systems for use with same are provided in detail below. The solvent is
then removed from the resulting mixture. Solvent removal techniques
include, for example, lyophilization, evaporation and spray drying. Spray
drying of the resulting mixture is a preferred method of preparing the
particles of the invention. Specific spray drying processes are discussed
in detail below. It is preferred that the solid polycationic complexed
biologically active agent remains in solid form throughout the processing
of the final particles in the method described herein administered.
The total amount of polycationic complexing agent present in the particles
of the invention is an amount sufficient to sustain the release of
therapeutic, prophylactic or diagnostic agent from the particles. For
example, the amount of complexing agent present in the particles can be
about 5% weight/weight (w/w) or more of the total weight of the complexing
agent and the therapeutic, prophylactic or diagnostic agent, such as,
about 10%, about 15%, about 20%, about 25%, about 30%, about 35%, etc. For
example, the ratio of polycationic complexing agent to bioactive agent
present in the combined weight of the complexing and active agent of the
particles of the invention can be about 5% w/w or more and range from
about 5% w/w to about 10% w/w, or from about 10% w/w to about 30% w/w etc.
It is understood that the upper limit of polycationic complexing agent
present depends upon the tolerance of the formulation by the recipient.
For example, the formulation can have the polycationic complexing agent
present at about 50% or more by weight of the total weight of the
complexing agent and the therapeutic, prophylactic or diagnostic agent.
The particles of the invention, can when desired, further comprise a
multivalent metal cation. "Multivalent metal cation" as that term is used
herein, refers to metal cations which possess a valency of +2 or more. The
multivalent metal cation can be chosen to have a charge opposite to that
of the active agent when the multivalent metal cation and active agent are
associated. Combinations of multivalent metal cation can be used.
Suitable multivalent metal cations include, but are not limited to,
biocompatible multivalent metal cations.
It is understood that the multivalent metal cations suitable for
complexation with an active agent of opposite charge can be any of the
transition state metals of the periodic table, and the non-transition
state metals, for example, calcium (Ca), zinc (Zn), cadmium (Cd), mercury
(Hg), strontium (Sr), and barium (Ba). Divalent metal cations are
preferred, such as, Zn(II), Ca(II), Cu(II), Mg(II), Ni(II), Co(II), Fe(II),
Ag(II), Mn(II) or Cd(II).
The metal cation can be complexed with the bioactive agent using the
conditions described above for complexation with the polycationic
complexing agent. The amount of multivalent metal cation includes both
multivalent metal cation which is complexed with the biologically active
agent, as well as any multivalent metal cation which is present but not
complexed with the biologically active agent. For example, the multivalent
metal cation which is not associated with the active agent can be present,
for example, as the metal cation of a metal cation-containing component,
such as a multivalent metal cation-containing salt.
Suitable multivalent metal cation-containing components include, but are
not limited to, salts having the multivalent metal cations described above
and a suitable pharmaceutically acceptable counterion. The counterion can
be, for example, chloride, bromide, citrate, tartrate, lactate,
methanesulfonate, acetate, sulfonate formate, maleate, fumarate, malate,
succinate, malonate, sulfate, phosphate, hydrosulfate, pyruvate, mucate,
benzoate, glucuronate, oxalate, ascorbate, the conjugate base of a fatty
acid (e.g., oleate, laurate, myristate, stearate, arachidate, behenate,
arachidonate) and combinations thereof.
The particles of the invention can, when desired, further comprise a
pharmaceutically acceptable carrier. Suitable pharmaceutically acceptable
carriers can be chosen, for example, based on achieving particles having
the desired characteristics for inhalation to the area of the respiratory
tract where delivery is needed and therapeutic action is achieved.
Pharmaceutically acceptable carriers suitable for use in the invention
include, but are not limited to, phospholipids, sugars and
polysaccharides, such as maltodextrin.
In a preferred embodiment of the invention, the pharmaceutically
acceptable carrier of the particles is a phospholipid . Examples of
suitable phospholipids include, among others, phosphatidic acids,
phosphatidylcholines, phosphatidylalkanolamines such as a
phosphatidylethanolamines, phosphatidylglycerols, phosphatidylserines,
phosphatidylinositols and combinations thereof.
Specific examples of phospholipids include,
1,2-diacyl-sn-glycero-3-phosphocholine and a
1,2-diacyl-sn-glycero-3-phosphoalkanolamine phospholipids. Suitable
examples of 1,2-diacyl-sn-glycero-3-phosphocholine phospholipids include,
but are not limited to, 1,2-dipalmitoyl-sn-glycero-3-phosphocholine (DPPC),
1,2-distearoyl-sn-glycero-3-phosphocholine (DSPC),
1,2-dilaureoyl-sn-3-glycero-phosphocholine (DLPC),
1,2-dimyristoyl-sn-glycero-3-phosphocholine (DMPC),
1,2-dioleoyl-sn-glycero-3-phosphocholine (DOPC).
Suitable examples of 1,2-diacyl-sn-glycero-3-phosphoalkanolamine
phospholipids include, but are not limited to,
1,2-dipalmitoyl-sn-glycero-3-ethanolamine(DPPE),
1,2-dimyristoyl-sn-glycero-3-phosphoethanolamine(DMPE),
1,2-distearoyl-sn-glycero-3-phosphoethanolamine(DSPE),
1,2-dilauroyl-sn-glycero-3-phosphoethanolamine (DLPE), and
1,2-dioleoyl-sn-glycero-3-phosphoethanolamine (DOPE).
Other classes of phospholipids suitable for use in the invention as a
pharmaceutically acceptable carrier include
1,2-diacyl-sn-glycero-3-alkylphosphocholines and
1,2-diacyl-sn-glycero-3-alkylphosphoalkanolamines.
Specific examples of 1,2-diacyl-sn-glycero-3-alkylphosphocholine
phospholipids include, but are not limited to,
1,2-dipalmitoyl-sn-glycero-3-ethylphosphocholine(DPePC),
1,2-dimyristoyl-sn-glycero-3-ethylphosphocholine(DMePC),
1,2-distearoyl-sn-glycero-3-ethylphosphocholine(DSePC),
1,2-dilauroyl-sn-glycero-3-ethylphosphocholine (DLePC), and
1,2-dioleoyl-sn-glycero-3-ethylphosphocholine(DOePC).
Specific examples of 1,2-diacyl-sn-glycero-3-alkylphosphoalkanolamines
include, but are not limited to
1,2-dipalmitoyl-sn-glycero-3-ethylethanolamine(DPePE),
1,2-dimyristoyl-sn-glycero-3-ethylphosphoethanolamine(DMePE),
1,2-distearoyl-sn-glycero-3-ethylphosphoethanolamine(DSePE),
1,2-dilauroyl-sn-glycero-3-ethylphosphoethanolamine (DLePE), and
1,2-dioleoyl-sn-glycero-3-ethylphosphoethanolamine (DOePE).
Other phospholipids are known to those skilled in the art and are
described in U.S. patent application Ser. No. 09/752,109 entitled
"Particles for Inhalation Having Sustained Release Properties" filed on
Dec. 29, 2000 and U.S. patent application Ser. No. 09/752,106 entitled
"Particles for Inhalation Having Sustained release Poperties" filed on
Dec. 29, 2000 the contents of all of which are incorporated herein in
their entirety. In a preferred embodiment, the phospholipids are
endogenous to the lung.
The phospholipid, can be present in the particles in an amount ranging
from about 0 to about 90 weight %. More commonly it can be present in the
particles in an amount ranging from about 10 to about 60 weight %.
In another embodiment of the invention, the phospholipids or combinations
thereof are selected to impart sustained release properties to the highly
dispersible particles. The phase transition temperature of a specific
phospholipid can be below, around or above the physiological body
temperature of a patient. Preferred phase transition temperatures range
from 30.degree. C. to 50.degree. C., (e.g., within .+-.10 degrees of the
normal body temperature of patient). By selecting phospholipids or
combinations of phospholipids according to their phase transition
temperature, the particles can be tailored to have sustained release
properties. For example, by administering particles which include a
phospholipid or combination of phospholipids which have a phase transition
temperature higher than the patient's body temperature, the release of
active agent can be slowed down. On the other hand, rapid release can be
obtained by including in the particles phospholipids having lower
transition temperatures. Particles having sustained release properties and
methods of modulating release of a biologically active agent are described
in U.S. patent application Ser. No. 09/644,736 entitled Modulation of
Release From Dry Powder Formulations by Controlling Matrix Transition,
filed on Aug. 23, 2000, the entire contents of which are incorporated
herein by reference.
Therapeutic, prophylactic or diagnostic agents, can also be referred to
herein as "bioactive agents", "medicaments" or "drugs". It is understood
that one or more bioactive agents can be present in the particles of the
invention. Hydrophilic as well as hydrophobic agents can be used. The
agent must be capable of possessing a charge which allows it to undergo
complexation with the polycationic complexing agent.
The amount of bioactive agent present in the particles of the invention
can be from about 0.1 weight % to about 95 weight %. For example, from
about 1 to about 50%, such as from about 5 to about 30%. Particles in
which the drug is distributed throughout a particle are preferred.
Suitable bioactive agents include agents which can act locally,
systemically or a combination thereof. The term "bioactive agent," as used
herein, is an agent, or its pharmaceutically acceptable salt, which when
released in vivo, possesses the desired biological activity, for example
therapeutic, diagnostic and/or prophylactic properties in vivo.
Examples of bioactive agent include, but are not limited to, proteins and
peptides, polysaccharides and other sugars, lipids, and DNA and RNA
nucleic acid sequences having therapeutic, prophylactic or diagnostic
activities. Agents with a wide range of molecular weight can be used.
The agents can have a variety of biological activities, such as vasoactive
agents, neuroactive agents, hormones, anticoagulants, immunomodulating
agents, cytotoxic agents, prophylactic agents, diagnostic agents,
antibiotics, antivirals, antisense, antigens, antineoplastic agents and
antibodies.
Proteins, include complete proteins, muteins and active fragments thereof,
such as insulin, immunoglobulins, antibodies, cytokines (e.g., lymphokines,
monokines, chemokines), interleukins, interferons (.beta.-IFN, .alpha.-IFN
and .gamma.-IFN), erythropoietin, somatostatin, nucleases, tumor necrosis
factor, colony stimulating factors, enzymes (e.g. superoxide dismutase,
tissue plasminogen activator), tumor suppressors, blood proteins, hormones
and hormone analogs (e.g., growth hormone, such as human growth hormone (hGH)),
adrenocorticotropic hormone and luteinizing hormone releasing hormone (LHRH)),
vaccines (e.g., tumoral, bacterial and viral antigens), antigens, blood
coagulation factors; growth factors; granulocyte colony-stimulating factor
(G-CSF); peptides include parathyroid hormone-related peptide, protein
inhibitors, protein antagonists, and protein agonists, calcitonin; nucleic
acids include, for example, antisense molecules, oligonucleotides, and
ribozymes. Polysaccharides, such as heparin, can also be administered.
Bioactive agents for local delivery within the lung, include agents such
as those for the treatment of asthma, chronic obstructive pulmonary
disease (COPD), emphysema, or cystic fibrosis. For example, genes for the
treatment of diseases such as cystic fibrosis can be administered, as can
beta agonists, steroids, anticholinergics, and leukotriene modifiers for
asthma.
Nucleic acid sequences include genes, oligonucleotides, antisense
molecules which can, for instance, bind to complementary DNA to inhibit
transcription, and ribozymes.
The particles can further comprise a carboxylic acid which is distinct
from the polycation complexed biologically active agent. In one
embodiment, the carboxylic acid includes at least two carboxyl groups.
Carboxylic acids include the salts thereof as well as combinations of two
or more carboxylic acids and/or salts thereof. In a preferred embodiment,
the carboxylic acid is a hydrophilic carboxylic acid or salt thereof.
Suitable carboxylic acids include but are not limited to
hydroxydicarboxylic acids, hydroxytricarboxylic acids and the like. Citric
acid and citrates, such as, for example sodium citrate, are preferred.
Combinations or mixtures of carboxylic acids and/or their salts also can
be employed.
The carboxylic acid can be present in the particles in an amount ranging
from about 0 to about 80% weight. Preferably, the carboxylic acid can be
present in the particles in an amount of about 10 to about 20%.
The particles suitable for use in the invention can further comprise an
amino acid. In a preferred embodiment the amino acid is hydrophobic.
Suitable naturally occurring hydrophobic amino acids, include but are not
limited to, leucine, isoleucine, alanine, valine, phenylalanine, glycine
and tryptophan. Combinations of hydrophobic amino acids can also be
employed. Non-naturally occurring amino acids include, for example,
beta-amino acids. Both D, L configurations and racemic mixtures of
hydrophobic amino acids can be employed. Suitable hydrophobic amino acids
can also include amino acid derivatives or analogs. As used herein, an
amino acid analog includes the D or L configuration of an amino acid
having the following formula: --NH--CHR--CO--, wherein R is an aliphatic
group, a substituted aliphatic group, a benzyl group, a substituted benzyl
group, an aromatic group or a substituted aromatic group and wherein R
does not correspond to the side chain of a naturally-occurring amino acid.
As used herein, aliphatic groups include straight chained, branched or
cyclic C1 C8 hydrocarbons which are completely saturated, which contain
one or two heteroatoms such as nitrogen, oxygen or sulfur and/or which
contain one or more units of unsaturation. Aromatic or aryl groups include
carbocyclic aromatic groups such as phenyl and naphthyl and heterocyclic
aromatic groups such as imidazolyl, indolyl, thienyl, furanyl, pyridyl,
pyranyl, oxazolyl, benzothienyl, benzofuranyl, quinolinyl, isoquinolinyl
and acridintyl.
Suitable substituents on an aliphatic, aromatic or benzyl group include
--OH, halogen (--Br, --Cl, --I and --F) --O(aliphatic, substituted
aliphatic, benzyl, substituted benzyl, aryl or substituted aryl group), --CN,
--NO.sub.2, --COOH, --NH.sub.2, --NH(aliphatic group, substituted
aliphatic, benzyl, substituted benzyl, aryl or substituted aryl group), --N(aliphatic
group, substituted aliphatic, benzyl, substituted benzyl, aryl or
substituted aryl group).sub.2, --COO(aliphatic group, substituted
aliphatic, benzyl, substituted benzyl, aryl or substituted aryl group),
--CONH.sub.2, --CONH(aliphatic, substituted aliphatic group, benzyl,
substituted benzyl, aryl or substituted aryl group)), --SH, --S(aliphatic,
substituted aliphatic, benzyl, substituted benzyl, aromatic or substituted
aromatic group) and --NH-- C(.dbd.NH)--NH.sub.2. A substituted benzylic or
aromatic group can also have an aliphatic or substituted aliphatic group
as a substituent. A substituted aliphatic group can also have a benzyl,
substituted benzyl, aryl or substituted aryl group as a substituent. A
substituted aliphatic, substituted aromatic or substituted benzyl group
can have one or more substituents. Modifying an amino acid substituent can
increase, for example, the lipophilicity or hydrophobicity of natural
amino acids which are hydrophilic.
A number of the suitable amino acids, amino acid analogs and salts thereof
can be obtained commercially. Others can be synthesized by methods known
in the art. Synthetic techniques are described, for example, in Green and
Wuts, "Protecting Groups in Organic Synthesis", John Wiley and Sons,
Chapters 5 and 7, 1991.
Hydrophobicity is generally defined with respect to the partition of an
amino acid between a nonpolar solvent and water. Hydrophobic amino acids
are those acids which show a preference for the nonpolar solvent. Relative
hydrophobicity of amino acids can be expressed on a hydrophobicity scale
on which glycine has the value 0.5. On such a scale, amino acids which
have a preference for water have values below 0.5 and those that have a
preference for nonpolar solvents have a value above 0.5. As used herein,
the term hydrophobic amino acid refers to an amino acid that, on the
hydrophobicity scale has a value greater or equal to 0.5, in other words,
has a tendency to partition in the nonpolar acid which is at least equal
to that of glycine.
Examples of amino acids which can be employed include, but are not limited
to: glycine, proline, alanine, cysteine, methionine, valine, leucine,
tyrosine, isoleucine, phenylalanine, tryptophan. Preferred hydrophobic
amino acids include leucine, isoleucine, alanine, valine, phenylalanine,
glycine and tryptophan. Combinations of hydrophobic amino acids can also
be employed. Furthermore, combinations of hydrophobic and hydrophilic
(preferentially partitioning in water) amino acids, where the overall
combination is hydrophobic, can also be employed. Combinations of one or
more amino acids can also be employed.
The amino acid can be present in the particles of the invention in an
amount of from about 0% to about 60 weight %. Preferably, the amino acid
can be present in the particles in an amount ranging from about 5 to about
30 weight %. The salt of a hydrophobic amino acid can be present in the
particles of the invention in an amount of from about 0% to about 60
weight %. Preferably, the amino acid salt is present in the particles in
an amount ranging from about 5 to about 30 weight %. Methods of forming
and delivering particles which include an amino acid are described in U.S.
patent application Ser. No. 09/382,959, filed on Aug. 25, 1999, entitled
"Use of Simple Amino Acids to Form Porous Particles During Spray Drying"
the entire teaching of which is incorporated herein by reference.
In a further embodiment, the particles can also include other excipients
such as, for example, buffer salts, dextran, polysaccharides, lactose,
trehalose, cyclodextrins, proteins, peptides, polypeptides, fatty acids,
fatty acid esters, inorganic compounds, phosphates.
In one embodiment of the invention, the particles can further comprise
polymers. Biocompatible or biodegradable polymers are preferred. Such
polymers are described, for example, in U.S. Pat. No. 5,874,064, issued on
Feb. 23, 1999 to Edwards et al., the teachings of which are incorporated
herein by reference in their entirety.
In yet another embodiment, the particles include a surfactant other than
the phospholipids described above. As used herein, the term "surfactant"
refers to any agent which preferentially absorbs to an interface between
two immiscible phases, such as the interface between water and an organic
polymer solution, a water/air interface or organic solvent/air interface.
Surfactants generally possess a hydrophilic moiety and a lipophilic
moiety, such that, upon absorbing to particles, they tend to present
moieties to the external environment that do not attract similarly-coated
particles, thus reducing particle agglomeration. Surfactants may also
promote absorption of a therapeutic or diagnostic agent and increase
bioavailability of the agent.
Suitable surfactants which can be employed in fabricating the particles of
the invention include but are not limited to hexadecanol; fatty alcohols
such as polyethylene glycol (PEG); polyoxyethylene-9-lauryl ether; a
surface active fatty acid, such as palmitic acid or oleic acid;
glycocholate; surfactin; a poloxamer; a sorbitan fatty acid ester such as
sorbitan trioleate (Span 85); Tween 80 and tyloxapol.
The surfactant can be present in the particles in an amount ranging from
about 0 to about 5 weight %. Preferably, it can be present in the
particles in an amount ranging from about 0.1 to about 1.0 weight %.
It is understood that when the particles include a carboxylic acid, an
amino acid, a surfactant or any combination thereof, interaction between
these components of the particle and the polycationic complexing agent can
occur.
The particles, also referred to herein as powder, can be in the form of a
dry powder suitable for inhalation. In a particular embodiment, the
particles can have a tap density of less than about 0.4 g/cm.sup.3.
Particles which have a tap density of less than about 0.4 g/cm.sup.3 are
referred to herein as "aerodynamically light particles". More preferred
are particles having a tap density less than about 0.1 g/cm.sup.3.
Aerodynamically light particles have a preferred size, e.g., a volume
median geometric diameter (VMGD) of at least about 5 microns (.mu.m). In
one embodiment, the VMGD is from about 5 .mu.m to about 30 .mu.m. In
another embodiment of the invention, the particles have a VMGD ranging
from about 9 .mu.m to about 30 .mu.m. In other embodiments, the particles
have a median diameter, mass median diameter (MMD), a mass median envelope
diameter (MMED) or a mass median geometric diameter (MMGD) of at least 5 .mu.m,
for example from about 5 .mu.m to about 30 .mu.m.
Aerodynamically light particles preferably have "mass median aerodynamic
diameter" (MMAD), also referred to herein as "aerodynamic diameter",
between about 1 .mu.m and about 5 .mu.m. In one embodiment of the
invention, the MMAD is between about 1 .mu.m and about 3 .mu.m. In another
embodiment, the MMAD is between about 3 .mu.m and about 5 .mu.m.
In another embodiment of the invention, the particles have an envelope
mass density, also referred to herein as "mass density" of less than about
0.4 g/cm.sup.3. The envelope mass density of an isotropic particle is
defined as the mass of the particle divided by the minimum sphere envelope
volume within which it can be enclosed.
Tap density can be measured by using instruments known to those skilled in
the art such as the Dual Platform Microprocessor Controlled Tap Density
Tester (Vankel, N.C.) or a GeoPyc.TM. instrument (Micrometrics Instrument
Corp., Norcross, Ga. 30093). Tap density is a standard measure of the
envelope mass density. Tap density can be determined using the method of
USP Bulk Density and Tapped Density, United States Pharmacopia convention,
Rockville, Md., 10.sup.th Supplement, 4950 4951, 1999. Features which can
contribute to low tap density include irregular surface texture and porous
structure.
The diameter of the particles, for example, their VMGD, can be measured
using an electrical zone sensing instrument such as a Multisizer IIe,
(Coulter Electronic, Luton, Beds, England), or a laser diffraction
instrument (for example Helos, manufactured by Sympatec, Princeton, N.J.).
Other instruments for measuring particle diameter are well known in the
art. The diameter of particles in a sample will range depending upon
factors such as particle composition and methods of synthesis. The
distribution of size of particles in a sample can be selected to permit
optimal deposition within targeted sites within the respiratory tract.
Experimentally, aerodynamic diameter can be determined by employing a
gravitational settling method, whereby the time for an ensemble of
particles to settle a certain distance is used to determine the
aerodynamic diameter of the particles. An indirect method for measuring
the mass median aerodynamic diameter (MMAD) is the multi-stage liquid
impinger (MSLI). Specific instruments which can be employed to determine
aerodynamic diameters include those known under the name of Aerosizer.TM.
(TSI, Inc., Amherst, Mass.) or under the name of Anderson Cascade Impactor
(Anderson Inst., Sunyra, Ga.).
The aerodynamic diameter, d.sub.aer, can be calculated from the equation:
.times. .rho. ##EQU00001## where d.sub.g is the geometric diameter, for
example the MMGD and .rho. is the powder density.
Particles which have a tap density less than about 0.4 g/cm.sup.3, median
diameters of at least about 5 .mu.m, and an aerodynamic diameter of
between about 1 .mu.m and about 5 .mu.m, preferably between about 1 .mu.m
and about 3 .mu.m, are more capable of escaping inertial and gravitational
deposition in the oropharyngeal region, and are targeted to the airways or
the deep lung. The use of larger, more porous particles is advantageous
since they are able to aerosolize more efficiently than smaller, denser
aerosol particles such as those currently used for inhalation therapies.
In comparison to smaller particles the larger aerodynamically light
particles, preferably having a VMGD of at least about 5 .mu.m, also can
potentially more successfully avoid phagocytic engulfment by alveolar
macrophages and clearance from the lungs, due to size exclusion of the
particles from the phagocytes' cytosolic space. Phagocytosis of particles
by alveolar macrophages diminishes precipitously as particle diameter
increases beyond about 3 .mu.m. Kawaguchi, H., et al., Biomaterials 7: 61
66 (1986); Krenis, L. J. and Strauss, B., Proc. Soc. Exp. Med., 107: 748
750 (1961); and Rudt, S. and Muller, R. H., J. Contr. Rel., 22: 263 272
(1992). For particles of statistically isotropic shape, such as spheres
with rough surfaces, the particle envelope volume is approximately
equivalent to the volume of cytosolic space required within a macrophage
for complete particle phagocytosis.
The particles may be fabricated with the appropriate material, surface
roughness, diameter and tap density for localized delivery to selected
regions of the respiratory tract such as the deep lung or upper or central
airways. For example, higher density or larger particles may be used for
upper airway delivery, or a mixture of varying sized particles in a
sample, provided with the same or different therapeutic agent may be
administered to target different regions of the lung in one
administration. Particles having an aerodynamic diameter ranging from
about 3 to about 5 .mu.m are preferred for delivery to the central and
upper airways. Particles having an aerodynamic diameter ranging from about
1 to about 3 .mu.m are preferred for delivery to the deep lung.
Inertial impaction and gravitational settling of aerosols are predominant
deposition mechanisms in the airways and acini of the lungs during normal
breathing conditions. Edwards, D. A., J. Aerosol Sci., 26: 293 317 (1995).
The importance of both deposition mechanisms increases in proportion to
the mass of aerosols and not to particle (or envelope) volume. Since the
site of aerosol deposition in the lungs is determined by the mass of the
aerosol (at least for particles of mean aerodynamic diameter greater than
approximately 1 .mu.m), diminishing the tap density by increasing particle
surface irregularities and particle porosity permits the delivery of
larger particle envelope volumes into the lungs, all other physical
parameters being equal.
The low tap density particles have a small aerodynamic diameter in
comparison to the actual envelope sphere diameter. The aerodynamic
diameter, d.sub.aer, is related to the envelope sphere diameter, d (Gonda,
I., "Physico-chemical principles in aerosol delivery," in Topics in
Pharmaceutical Sciences 1991 (eds. D. J. A. Crommelin and K. K. Midha),
pp. 95 117, Stuttgart: Medpharm Scientific Publishers, 1992)), by the
formula:
.times. .rho. ##EQU00002## where the envelope mass .rho. is in units of
g/cm.sup.3. Maximal deposition of monodispersed aerosol particles in the
alveolar region of the human lung (.about.60%) occurs for an aerodynamic
diameter of approximately d.sub.aer=3 .mu.m. Heyder, J. et al., J. Aerosol
Sci., 17: 811 825 (1986). Due to their small envelope mass density, the
actual diameter d of aerodynamically light particles comprising a
monodisperse inhaled powder that will exhibit maximum deep-lung deposition
is:
.times..times. .rho..mu..times..times..function..times..times..rho.<.times..times..ti-
mes..times. ##EQU00003## where d is always greater than 3 .mu.m. For
example, aerodynamically light particles that display an envelope mass
density, .rho.=0.1 g/cm.sup.3, will exhibit a maximum deposition for
particles having envelope diameters as large as 9.5 .mu.m. The increased
particle size diminishes interparticle adhesion forces. Visser, J., Powder
Technology, 58: 1 10. Thus, large particle size increases efficiency of
aerosolization to the deep lung for particles of low envelope mass
density, in addition to contributing to lower phagocytic losses.
The aerodyanamic diameter can be calculated to provide for maximum
deposition within the lungs, previously achieved by the use of very small
particles of less than about five microns in diameter, preferably between
about one and about three microns, which are then subject to phagocytosis.
Selection of particles which have a larger diameter, but which are
sufficiently light (hence the characterization "aerodynamically light"),
results in an equivalent delivery to the lungs, but the larger size
particles are not phagocytosed. Improved delivery can be obtained by using
particles with a rough or uneven surface relative to those with a smooth
surface.
Suitable particles can be fabricated or separated, for example by
filtration or centrifugation, to provide a particle sample with a
preselected size distribution. For example, greater than about 30%, 50%,
70%, or 80% of the particles in a sample can have a diameter within a
selected range of at least about 5 .mu.m. The selected range within which
a certain percentage of the particles must fall may be for example,
between about 5 and about 30 .mu.m, or optimally between about 5 and about
15 .mu.m. In one preferred embodiment, at least a portion of the particles
have a diameter between about 6 and about 11 .mu.m. Optionally, the
particle sample also can be fabricated wherein at least about 90%, or
optionally about 95% or about 99%, have a diameter within the selected
range. The presence of the higher proportion of the aerodynamically light,
larger diameter particles in the particle sample enhances the delivery of
therapeutic or diagnostic agents incorporated therein to the deep lung.
Large diameter particles generally mean particles having a median
geometric diameter of at least about 5 .mu.m.
The particles can be prepared by spray drying. For example, a spray drying
mixture, also referred to herein as "feed solution" or "feed mixture",
which includes the bioactive agent in association with a polycationic
complexing agent, for example, complexed and a pharmaceutically acceptable
carrier are fed to a spray dryer.
For example, complexation of the polycationic complexing agent with the
bioactive agent of opposite charge can be achieved by mixing the bioactive
agent in a suitable aqueous solvent with at least one suitable
polycationic complexing agent under pH conditions suitable for forming a
complex of the polycationic complexing agent and bioactive agent.
Typically, the polycation-complexed active agent will be in the form of a
precipitate. Preferably, the precipitated polycation-complexed active
agent remains in the solid state throughout the process used to obtain the
final particles for administration. In a prefered embodiment, the
bioactive agent is complexed with protamine. Most preferably, the
protamine is complexed to insulin.
Suitable pH conditions to form a polycation complexed bioactive agent can
be determined based on the pKa of the bioactive agent. That is, the pH of
the system wherein complexation takes place should be adjusted based on
the pKa of the active agent in order to impart a negative charge on the
active agent. Suitable pH conditions are typically achieved through use of
an aqueous buffer system as the solvent (e.g., citrate, phosphate,
acetate, etc.). Adjustment to the desired pH can be achieved with addition
of an acid or base as appropriate. Suitable solvents are those in which
the bioactive agent and the polycationic complexing are each at least
slightly soluble. For example, sodium citrate, acetate, and phosphate
buffer systems.
The polycation complexed bioactive agent can, if desired, be further mixed
with a pharmaceutically acceptable carrier, as described above or
immediately processed into particles for administration without a
pharmaceutically acceptable carrier. Suitable organic solvents can be used
to form a solution of the pharmaceutically acceptable carrier.
Alternatively an aqueous solvent can be used to solubilize the carrier or
a combination of aqueous and organic solvent can be employed. Suitable
organic solvents include, but are not limited to, alcohols for example,
ethanol, methanol, propanol, isopropanol, butanols, and others. Other
organic solvents include, but are not limited to, perfluorocarbons,
dichloromethane, chloroform, ether, ethyl acetate, methyl tert-butyl ether
and others. Aqueous solvents that can be present in the feed mixture
include water and buffered solutions. Both organic and aqueous solvents
can be present in the spray-drying mixture fed to the spray dryer. In one
embodiment, an ethanol water solvent is preferred with the ethanol:water
ratio ranging from about 50:50 to about 90:10. The mixture can have a
neutral, acidic or alkaline pH. Optionally, a pH buffer can be included.
Preferably, the pH can range from about 3 to about 10.
The total amount of solvent or solvents being employed in the mixture
being spray dried generally is greater than 99 weight percent. The amount
of solids (drug, charged lipid and other ingredients) present in the
mixture being spray dried generally is less than about 1.0 weight percent.
Preferably, the amount of solids in the mixture being spray dried ranges
from about 0.05% to about 0.5% by weight.
Using a mixture which includes an organic and an aqueous solvent in the
spray drying process allows for the combination of hydrophilic and
hydrophobic components, while not requiring the formation of liposomes or
other structures or complexes to facilitate solubilization of the
combination of such components within the particles.
Suitable spray-drying techniques are described, for example, by K. Masters
in "Spray Drying Handbook", John Wiley & Sons, New York, 1984. Generally,
during spray-drying, heat from a hot gas such as heated air or nitrogen is
used to evaporate the solvent from droplets formed by atomizing a
continuous liquid feed. Other spray-drying techniques are well known to
those skilled in the art. In a preferred embodiment, a rotary atomizer is
employed. An example of a suitable spray dryer using rotary atomization
includes the Mobile Minor spray dryer, manufactured by Niro, Inc.,
Denmark. The hot gas can be, for example, air, nitrogen or argon.
Preferably, the particles of the invention are obtained by spray drying
using an inlet temperature between about 100.degree. C. and about
400.degree. C. and an outlet temperature between about 50.degree. C. and
about 130.degree. C.
The spray dried particles can be fabricated with a rough surface texture
to reduce particle agglomeration and improve flowability of the powder.
The spray-dried particle can be fabricated with features which enhance
aerosolization via dry powder inhaler devices, and lead to lower
deposition in the mouth, throat and inhaler device.
The particles of the invention can be employed in compositions suitable
for drug delivery via the pulmonary system. For example, such compositions
can include the polycation-complexed biologically active agent and a
pharmaceutically acceptable carrier for administration to a patient,
preferably for administration via inhalation. The particles can be
co-delivered with larger carrier particles, not including a therapeutic
agent, the latter possessing mass median diameters for example in the
range between about 50 .mu.m and about 100 .mu.m. The particles can be
administered alone or in any appropriate pharmaceutically acceptable
vehicle, such as a liquid, for example saline, or a powder, for
administration to the respiratory system.
Particles including a medicament, for example one or more of the drugs
listed above, are administered to the respiratory tract of a patient in
need of treatment, prophylaxis or diagnosis. Administration of particles
to the respiratory system can be by means such as known in the art. For
example, particles are delivered from an inhalation device. In a preferred
embodiment, particles are administered via a dry powder inhaler (DPI).
Metered-dose-inhalers (MDI) or instillation techniques also can be
employed.
Various suitable devices and methods of inhalation which can be used to
administer particles to a patient's respiratory tract are known in the
art. For example, suitable inhalers are described in U.S. Pat. No.
4,069,819, issued Aug. 5, 1976 to Valentini, et al., U.S. Pat. No.
4,995,385 issued Feb. 26, 1991 to Valentini, et al., and U.S. Pat. No.
5,997,848 issued Dec. 7, 1999 to Patton, et al. Other examples include,
but are not limited to, the SPINHALER.RTM. (Fisons, Loughborough, U.K.),
ROTAHALER.RTM. (Glaxo-Wellcome, Research Triangle Technology Park, N.C.),
FLOWCAPS.RTM. (Hovione, Loures, Portugal), INHALATOR.RTM. (Boehringer-Ingelheim,
Germany), and the AEROLIZER.RTM. (Novartis, Switzerland), the
DISKHALER.RTM. (Glaxo-Wellcome, RTP, NC) and others, such as known to
those skilled in the art. Preferably, the particles are administered as a
dry powder via a dry powder inhaler, such as those described in U.S.
patent application entitled "Inhalation Device and Method", filed Apr. 16,
2001, application Ser. No. 09/835,302 by Edwards, et al.
Preferably, particles administered to the respiratory tract travel through
the upper airways (oropharynx and larynx), the lower airways which include
the trachea followed by bifurcations into the bronchi and bronchioli and
through the terminal bronchioli which in turn divide into respiratory
bronchioli leading then to the ultimate respiratory zone, the alveoli or
the deep lung. In a preferred embodiment of the invention, most of the
mass of particles deposits in the deep lung. In another embodiment of the
invention, delivery is primarily to the central airways. Delivery to the
upper airways can also be obtained.
In one embodiment of the invention, delivery to the pulmonary system of
particles is in a single, breath-actuated step, as described in U.S.
patent application, High Efficient Delivery of a Large Therapeutic Mass
Aerosol, application Ser. No. 09/591,307, filed Jun. 9, 2000, which is
incorporated herein by reference in its entirety. In another embodiment of
the invention, at least 50% of the mass of the particles stored in the
inhaler receptacle is delivered to a subject's respiratory system in a
single, breath-activated step. In a further embodiment, at least 5
milligrams and preferably at least 10 milligrams of a medicament is
delivered by administering, in a single breath, to a subject's respiratory
tract particles enclosed in the receptacle. Amounts as high as 15, 20, 25,
30, 35, 40 and 50 milligrams can be delivered.
As used herein, the term "effective amount" means the amount needed to
achieve the desired therapeutic or diagnostic effect or efficacy. The
actual effective amounts of drug can vary according to the specific drug
or combination thereof being utilized, the particular composition
formulated, the mode of administration, and the age, weight, condition of
the patient, and severity of the symptoms or condition being treated.
Dosages for a particular patient can be determined by one of ordinary
skill in the art using conventional considerations, (e.g. by means of an
appropriate, conventional pharmacological protocol). For example,
effective amounts of albuterol sulfate range from about 100 micrograms (.mu.g)
to about 10 milligrams (mg).
Aerosol dosage, formulations and delivery systems also may be selected for
a particular therapeutic application, as described, for example, in Gonda,
I. "Aerosols for delivery of therapeutic and diagnostic agents to the
respiratory tract," in Critical Reviews in Therapeutic Drug Carrier
Systems, 6: 273 313, 1990; and in Moren, "Aerosol dosage forms and
formulations," in: Aerosols in Medicine. Principles, Diagnosis and
Therapy, Moren, et al., Eds, Esevier, Amsterdam, 1985.
Claim 1 of 48 Claims
1. A method of delivery to the
pulmonary system comprising: administering to the respiratory tract of a
patient in need of treatment, prophylaxis or diagnosis an effective amount
of a dry powder having a tap density of less than about 0.1 g/cm.sup.3 and
comprising a polycationic complexing agent which is complexed with a
therapeutic, prophylactic or diagnostic agent wherein, the amount of
polycationic complexing agent present in the particles is about 5%
weight/weight or more of the total weight of the complexing agent and
therapeutic, diagnostic or prophylactic agent and wherein release of the
agent is sustained.
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