|
|
Title: Production of
nanocapsules and microcapsules by layer-wise polyelectrolyte self-assembly
United States Patent: 7,101,575
Issued: September 5, 2006
Inventors: Donath;
Edwin (Giesenhorst, DE), Sukhorukov; Gleb B. (Mikroraion, RU), Lerche;
Karl-Heinz (Berlin, DE), Voigt; Andreas (Berlin, DE), Baumler; Hans
(Berlin, DE), Caruso; Frank (Golm, DE), Mohwald; Helmuth (Bingen, DE)
Assignee: Max-Planck-Gesellschaft
zur Forderung der Wissenschaften e.V. (Munich, DE)
Appl. No.:
10/376,386
Filed: February 27, 2003
|
|
|
George Washington University's Healthcare MBA
|
Abstract
The invention relates to capsules coated
with a polyelectrolyte shell and methods for the production thereof.
DESCRIPTION OF THE
INVENTION
The invention relates to nanocapsules and
microcapsules which comprise a polyelectrolyte shell, to a method for the
production of these capsules, and to the use thereof.
Microcapsules are known in various embodiments and are used in particular
for controlled release and targeted transport of active pharmaceutical
ingredients, and for protecting sensitive active ingredients such as, for
example, enzymes and proteins (see, for example, D. D. Lewis,
"Biodegradable Polymers and Drug Delivery Systems", M. Chasin and R.
Langer, editors (Marcel Decker, New York, 1990); J. P. McGee et al., J.
Control. Release 34 (1995), 77).
Microcapsules can be produced by mechanical-physical processes such as,
for example, spraying and subsequent coating. However, the microcapsules
obtainable in this way have a number of disadvantages. In particular, it
is not possible with the known mechanical-physical processes to produce
microcapsules with a size of <10 .mu.m (diameter). on the contrary, it is
possible to obtain only microcapsules with relatively large diameters, but
the range of applications thereof is restricted because of their size. In
addition, the known mechanical-physical processes do not result in a
monodisperse capsule distribution but, on the contrary, result in a
nonuniform distribution of capsules of varying size. This is also
disadvantageous for many applications in which the size of the capsule is
important.
Besides the mechanical-physical processes, also known for producing
microcapsules are chemical processes. Thus, it is possible to produce
microcapsules by interfacial polymerization or condensation or by polymer
phase separation from a polymer/solvent mixture (B. Miksa et al., Colloid
Polym. Sci. 273 (1995), 47; G. Crotts et al., J. Control. Release 35
(1995), 91; S. L. Regen et al., J. Am. Chem. Soc. 106 (1984), 5756).
However, the microcapsules produced by known chemical processes also have
a number of disadvantages. In particular, a high polydispersity, a
nonuniform envelope and, frequently, a solidification of the core are to
be observed. Another essential disadvantage of the known chemical
processes derives from the use of organic solvents and polymerizable
organic monomers, which leads to considerable restrictions on the active
ingredients which can be used for encapsulation. In particular, the use,
which is often made necessary thereby, of water-immiscible organic liquids
as core material drastically limits the range of applications of such
microcapsules, particularly in relation to proteins or enzymes.
Lipid liposomes are another system which has been used for encapsulating
inorganic and organic materials (D. D. Lasic, "Liposomes: From Physics to
Applications" (Elsevier, Amsterdam, 1993); S/L. Regen et al., J. Am. Chem.
Soc. 106 (1984), 2446). The encapsulation of active ingredients in lipid
liposomes makes it possible to produce microcapsules under relatively mild
conditions, which is why liposomes are used as carrier systems for various
active pharmaceutical and cosmetic ingredients. The biological, chemical
and mechanical stability of such liposome capsules is, however, very low,
which limits the general utilizability of such capsules. Another
disadvantage is represented by the low permeability of liposome capsules,
in particular for polar molecules, which prevents exchange of matter with
the surrounding medium.
In another process for producing microcapsules there is initial formation
of mixtures of the material to be entrapped and of a polyelectrolyte
constituent which can be solidified with, for example, Ca.sup.2+ ions.
This mixture is introduced in the form of very small droplets into a
Ca.sup.2+ bath to form a gel structure which can then be surrounded with a
polyelectrolyte capsule in further process steps. A further development of
such processes is described in DE 33 06 259 A1, where the use of Ca.sup.2+
can be dispensed with. The main disadvantage of these processes is that
the lower limit of size of the microcapsules which can be produced is
about 50 .mu.m (diameter), and the wall thickness of the resulting
microcapsules is at least 100 nm.
DE-A-40 26 978 describes a process for coating sheet-like supports, with a
support being modified so that it has ions or ionizable compounds with the
same charge over the entire area, and one or more layers of organic
materials which contain in each layer ions of the same charge being
applied from a solution of such organic materials to the modified support,
where the organic material for the first layer has ions with the opposite
charge to the charge of the ion-modification of the support, and in the
case of several layers there is alternate application of further layers,
with ions having the opposite charge to the previous one in each case, in
the same manner as the first layer. The supports disclosed are inorganic
or organic support materials having an even surface. There is no reference
to the use of microparticles as support materials or to a disaggregation
of the support materials after the coating.
One object of the invention is therefore to provide capsules with a small
diameter in which it is possible to entrap materials such as, for example,
macromolecules, precipitates, liquids or gases. It was further intended
that the capsules have a high stability and shells which have a low wall
thickness and which are permeable in particular to ions and small
molecules.
The object is achieved according to the invention by capsules having a
polyelectrolyte shell and a diameter of up to 10 .mu.m or more.
It has been found, surprisingly, that coating of template particles with a
polyelectrolyte shell and, where appropriate, subsequent disintegration of
the template particles make it possible to obtain capsules with defined
inner and outer shell properties and with selectively controllable
permeability properties. A polyelectrolyte shell means a shell having a
content of polyelectrolytes. The polyelectrolyte shell is preferably at
least 50%, in particular at least 60% and particularly preferably at least
80% composed of polyelectrolytes. The capsules according to the invention
allow the entrapment also of sensitive molecules under mild conditions,
for example in aqueous solutions. The capsule wall is a polyelectrolyte
shell which makes exchange of matter, in respect of low molecular weight
substances and ions, with the surroundings possible, but, at the same
time, retains macromolecular substances. This separating function of the
polyelectrolyte shell has the effect on the one hand that active
ingredients entrapped in the capsule where appropriate are retained, but
on the other hand that no interfering macromolecular substances can get
into the capsule from outside. In this way, active ingredients are
efficiently protected, even without the addition of preservative
substances, from biological degradation processes. The chemical and
physical properties of the polyelectrolyte shell serving as capsule wall
can be controlled within wide limits by the structure and composition of
the shell and the surrounding parameters. Thus, the novel capsules can
serve, for example, as transport chambers, in which case the parameters of
the outer layer determine transport to preset target sites, for example in
the body.
The novel capsules comprise microcapsules with a diameter of from 1 .mu.m
to 50 .mu.m, preferably .ltoreq.10 .mu.m, particularly preferably
.ltoreq.5 .mu.m and most preferably .ltoreq.2 .mu.m, and nanocapsules with
a diameter of .gtoreq.10 nm to <1000 nm.
The shell of the capsules has a plurality of polyelectrolyte layers.
Polyelectrolytes mean in general polymers with groups which are capable of
ionic dissociation and may be a constituent or substituent of the polymer
chain. The number of these groups capable of ionic dissociation in
polyelectrolytes is normally so large that the polymers are water-soluble
in the dissociated form (also called polyions). In this connection, the
term polyeletrolytes also means ionomers with which the concentration of
ionic groups is insufficient for water solubility but which have
sufficient charges to enter into self-assembly. The shell preferably
comprises "true" polyelectrolytes. Depending on the nature of the groups
capable of dissociation, polyelectrolytes are divided into polyacids and
polybases. On dissociation of polyacids there is formation of polyanions,
with elimination of protons, which can be both inorganic and organic
polymers. Examples of polyacids are polyphosphoric acid, polyvinylsulfuric
acid, polyvinylsulfonic acid, polyvinylphosphonic acid and polyacrylic
acid. Examples of the corresponding salts, which are also referred to as
polysalts, are polyphosphate, polysulfate, polysulfonate, polyphosphonate
and polyacrylate.
Polybases contain groups able to take up protons, for example by reaction
with acids to form salts. Examples of polybases with groups capable of
dissociation located on the chains or laterally are polyethyleneimine,
polyvinylamine and polyvinylpyridine. Polybases form polycations by taking
up protons.
Polyelectrolytes suitable according to the invention are both biopolymers
such as, for example, alginic acid, gum arabic, nucleic acids, pectins,
proteins and others, and chemically modified biopolymers such as, for
example, ionic or ionizable polysaccharides, for example
carboxymethylcellulose, chitosan and chitosan sulfate, ligninsulfonates,
and synthetic polymers such as, for example, polymethacrylic acid,
polyvinylsulfonic acid, polyvinylphosphonic acid and polyethyleneimine.
It is possible to employ linear or branched polyelectrolytes. The use of
branched polyelectrolytes leads to less compact polyelectrolyte multifilms
with a higher degree of porosity of the walls To increase the capsule
stability it is possible to crosslink polyelectrolyte molecules within
or/and between the individual layers, for example by crosslinking amino
groups with aldehydes. A further possibility is to employ amphiphilic
polyelectrolytes, for example amphiphilic block or random copolymers with
partial polyelectrolyte characteristics to reduce the permeability to
small polar molecules. Such amphiphilic copolymers consist of units
differing in functionality, for example acidic or basic units on the one
hand, and hydrophobic units on the other hand, such as styrenes, dienes or
siloxanes etc., which can be arranged as blocks or randomly distributed
over the polymer. It is possible by using copolymers which change their
structure as a function of the external conditions to control the
permeability or other properties of the capsule walls in a defined manner.
Suitable examples thereof are copolymers with a poly(N-isopropylacrylamide)
content, for example poly(N-isopropylacrylamide-acrylic acid), which
change their water solubility as a function of the temperature, via the
hydrogen bonding equilibrium, which is associated with swelling.
The release of entrapped active ingredients can be controlled via the
dissolution of the capsule walls by using polyelectrolytes which are
degradable under particular conditions, for example photo-, acid-, base-
or salt-labile polyelectrolytes. A further possibility for particular
possible applications is to use conducting polyelectrolytes or
polyelectrolytes with optically active groups as capsule components.
It is possible by a suitable choice of the polyelectrolytes to adjust the
properties and composition of the polyelectrolyte shell of the novel
capsules in a defined manner. In the particular case of polyelectrolyte
shells built up layer-wise it is possible to vary the composition of the
shells within wide limits by the choice of the substances for building up
the layers. There are in principle no restrictions on the polyelectrolytes
or ionomers to be used as long as the molecules used have a sufficiently
high charge or/and have the ability to enter into a linkage with the
underlying layer via other interactions such as, for example, hydrogen
bonding and/or hydrophobic interactions.
Suitable polyelectrolytes are thus both low molecular weight
polyelectrolytes or polyanions and macromolecular polyelectrolytes, for
example polyelectrolytes of biological origin.
Of particular importance for the use of the capsules is the permeability
of the shell wall. As already stated above, the large number of
polyelectrolytes available makes it possible to produce a large number of
shell compositions with different properties. In particular the electrical
charge of the outer shell can be adapted to the purpose of use. In
addition, the inner shell can be adapted to the active ingredients
encapsulated in each case, whereby it is possible to achieve, for example,
stabilization of the active ingredient. It is also possible in addition to
influence the permeability of the shell wall through the choice of the
polyelectrolytes in the shell and through the wall thickness and the
surrounding conditions. This makes it possible to design the permeability
properties selectively and to change these properties in a defined manner.
The permeability properties of the shell can be further modified by pores
in at least one of the polyelectrolyte layers. Such pores may be formed by
the polyelectrolytes themselves if chosen suitably. Besides the
polyelectrolytes, however, the shell may also comprise other substances in
order to achieve a desired permeability. Thus, in particular, the
permeability for polar components can be reduced by incorporation of
nanoparticles with anionic or/and cationic groups or of surface-active
substances, such as, for example, surfactants or/and lipids. Incorporation
of selective transport systems such as, for example, carriers or channels
into the polyelectrolyte shell, in particular in lipid layers, makes it
possible accurately to adapt the transverse transport properties of the
shell to the particular purpose of use. The pores or channels in the shell
wall can be opened or closed specifically by chemical modification or/and
changing the surrounding conditions. Thus, for example, a high salt
concentration in the surrounding medium leads to very high permeability of
the shell wall.
A particularly preferred modification of the permeability of
polyelectrolyte shells can be achieved by depositing lipid layers or/and
amphiphilic polyelectrolytes on the polyelectrolyte shell after
disintegration of the template particles. It is possible in this way very
greatly to reduce the permeability of the polyelectrolyte shells for small
and polar molecules. Examples of lipids which can be deposited on the
polyelectrolyte shells are lipids which have at least one ionic or
ionizable group, for example phospholipids such as, for example,
dipalmitoylphosphatidic acid or zwitterionic phospholipids such as, for
example, dipalmitoyl-phosphatidylcholine or else fatty acids or
corresponding long-chain alkylsulfonic acids. It is possible on use of
zwitterionic lipids to deposit lipid multilayers on the polyelectrolyte
shell. Further polyelectrolyte layers can then be deposited on the lipid
layers.
The novel capsules preferably have a shell wall thickness from 2 to 1000
nm, in particular 2 to 100 nm, for example of from 5 to 8 nm. The
thickness of the shell wall depends on the number of layers of the
polyelectrolyte shell. The capsules preferably contain from 2 to 40,
preferably 2 to 20, for example 3 to 10, layers. However, the capsules may
also contain a larger number of layers, i.e. polyelectrolyte layers and,
where appropriate, other layers such as lipid layers.
The novel capsules are further distinguished by their monodispersity.
Thus, it is possible to obtain a composition with a capsule distribution
in which the proportion of capsules with a deviation of >50% from the
average diameter is less than 20%, preferably less than 10% and,
particularly preferably, less than 1%.
The capsules are very stable to chemical, biological, mechanical and
thermal stresses. The capsules can, where appropriate with entrapped
active ingredients, be dried, frozen or/and freeze-dried without impairing
their properties. Intact capsules are obtained again after thawing or
resuspension in water.
Drying or freeze-drying of the capsules results in a composition in powder
form which can be resuspended in suitable solvents, in particular in
aqueous solutions. The invention therefore further relates to a
composition comprising dried capsules. The drying can be carried out by
known methods, in particular at elevated or reduced temperature or/and
reduced pressure.
The invention further relates to a method for the production of capsules
coated with a polyelectrolyte shell, comprising the steps: a) preparing an
aqueous dispersion of template particles of suitable size and b) producing
a shell around the template particles by application of polyelectrolytes
to the template particles.
Firstly an aqueous dispersion of template particles of suitable size is
prepared. The size of the capsules is fixed by the size of the template
particles. Then preferably a plurality of polyelectrolyte layers is
applied to the template particles to form an enveloped template particle.
The shape of the shell depends directly on the shape of the template
particles.
For the application of the polyelectrolyte layers to the template there is
preferably production of a dispersion of the template particles in an
aqueous solution. Polyelectrolyte molecules from which the first layer is
to be built up are then added to this dispersion. These polyelectrolyte
molecules may have the same or the opposite charge as the surface of the
template particles. The amount of the added polyelectrolyte molecules is
chosen so that all the material is required for building up the first
layer, or an excess is used. In the latter case, removal of the excess
polyelectrolyte molecules not required to build up the first layer is
expedient before addition of oppositely charged polyelectrolyte molecules
for building up the second layer. The polyelectrolyte molecules can be
removed by known methods, in particular centrifugation, filtration or/and
dialysis. Removal by membrane filtration as described hereinafter is
particularly preferred. Subsequently there is further alternate
application of oppositely charged layers of polyelectrolyte molecules, it
being possible to choose for each layer with the same charge identical or
different polyelectrolyte species or mixtures of polyelectrolyte species.
The number of layers can in principle be chosen as desired. Besides
polyelectrolyte molecules it is also possible to deposit other substances
such as nanoparticles, surface-active substances or/and lipids on the
template particles.
Template particles which can be employed are both inorganic materials, for
example metals, ceramics, oxides or salt crystals, and organic materials
such as polymer latices or melamine-formaldehyde particles, lipid vesicles
or biological template particles. Emulsion droplets are likewise suitable.
The size of the template particles can be up to 50 .mu.m--especially on
use of biological template materials. However, in most cases, the template
particles are up to 10 .mu.m, particularly preferably from 5 nm to 5 .mu.m,
in size. The shape of the template particles is not critical. Both
spherical and anisotropic particles can be coated.
It is also possible to employ aggregates of subparticles as initial cores
(template particles) for coating with polyelectrolytes. These aggregates
can, where appropriate, be employed in the preshaped or preformed state.
Such a preforming can be achieved, for example, by applying external
electrical direct or/and alternating fields or magnetic fields to
suspensions with subparticles. The shape of the capsules can be determined
by preshaped aggregates. It is additionally possible to obtain such
aggregates with a great uniformity with regard to the size distribution (monodispersity).
However, non-preshaped aggregates are also just as suitable. Spherically
shaped aggregates are of particular interest.
The template particles used do not necessarily have to be charged in order
to make self-assembly of polyelectrolyte layers possible. On the contrary,
it is possible to apply to uncharged cores a charged precursor film which
is bound to the template particles by other interactions, for example
hydrophobic interactions.
After application of the required number of polyelectrolyte layers, the
enveloped template particles can, if desired, be disintegrated, in
particular comminuted or disaggregated. This leaves behind "empty"
capsules with a polyelectrolyte shell. The disaggregation of the template
particles is carried out under conditions in which the shells remain
intact. A disaggregation can take place, for example, thermally or
chemically depending on the material chosen for the template particles.
The low molecular weight core ingredients produced in the disaggregation
can reach the outside through the pores in the shell. This results in
capsules with polyelectrolyte shells which contain an "empty" core. Other
coating substances can be applied to the empty polyelectrolyte molecules.
It is possible after disintegration of the template particles for a liquid
phase to be present inside the capsule shell. It is possible in principle
for the capsules to contain any liquid in their interior, for example an
aqueous liquid, in particular an aqueous salt solution or water, or else
organic solvents, in particular water-immiscible solvents such as alcohols
or hydrocarbons having at least 4 C atoms. The capsules may also contain
solids or gases in their interior.
It is preferred to employ partially crosslinked melamine-formaldehyde
particles as template particles which can be disaggregated by adjusting
the pH in the medium containing the enveloped particles to an acidic
value, for example .ltoreq.1.5, while the shell layer itself remains
intact. The partially crosslinked melamine-formaldehyde particles can also
be disaggregated by chemical reactions, in particular by sulfonation in
aqueous media. The sulfonating agents preferably used are alkali metal
sulfates, alkali metal hydrogen sulfites and other water-soluble salts of
sulfurous acid. Other examples of template particles which can be
disaggregated are soluble polymer cores, for example urea-formaldehyde
particles, or salt crystals.
It is additionally possible to use as template materials, for example,
cells, for example eukaryotic cells such as, for example, mammalian
erythrocytes or plant cells, single-celled organisms such as, for example,
yeasts, bacterial cells such as, for example, E. coli cells, cell
aggregates, subcellular particles such as, for example, cellular
organelles, pollen, membrane preparations or cell nuclei, virus particles
and aggregates of biomolecules, for example protein aggregates such as,
for example, immune complexes, condensed nucleic acids, ligand-receptor
complexes etc. The method according to the invention is also suitable for
encapsulating living biological cells and organisms. Likewise suitable as
templates are aggregates of amphiphilic materials, in particular membrane
structures such as, for example, vesicles, for example liposomes or
micelles, and other lipid aggregates.
The disintegration of biological template particles can take place by
adding lytic reagents. Lytic reagents suitable for this purpose are those
able to disaggregate biological materials such as proteins or/and lipids.
The lytic reagents preferably comprise a deproteinizing agent, for example
peroxo compounds such as, for example, H.sub.2O.sub.2 or/and hypochlorite
compounds such as, for example, sodium or potassium hypochlorite.
Surprisingly, disintegration of the template particles takes place within
a short incubation time, for example 1 min to 1 h, at room temperature.
The disintegration of the template particles is substantially complete
because no residues of the particles are detectable even on examination of
the remaining shells under the electron microscope. It is also possible on
incorporation of biological polyelectrolytes into the shell for empty
layers to be produced within the polyelectrolyte shell.
The fragments formed on disintegration of the template particles, for
example in the case of partially crosslinked melamine-formaldehyde
particles the oligomers produced on disaggregation, can escape from the
interior of the capsules to the outside through pores, in particular
nanopores, in the shell wall. They can then, if required, be removed from
the capsules. This removal can be carried out by methods known to the
skilled worker, for example by dialysis, filtration or/and centrifugation.
However, removal of template particle fragments is often unnecessary. The
capsule can be used even without a removal step.
It is also possible with the novel method to produce capsules with
entrapped active ingredients or capsules for entrapping active
ingredients. Loading of the interior with small molecules can take place
by varying the permeability of the shell as a function of the external
physical and chemical parameters. A state of high permeability is set up
for the loading. The entrapped material is then retained by altering the
external parameters or/and closing the pores, for example by condensation
of the shell or chemical modification of the pores or channels.
The active ingredients may be both inorganic and organic substances.
Examples of such active ingredients are catalysts, in particular enzymes,
nanoparticles, active pharmaceutical ingredients, polymers, dyes such as,
for example, fluorescent compounds, sensor molecules, i.e. molecules which
react detectably to a change in surrounding conditions (temperature, pH),
crop protection agents and aroma substances. Since the capsules may
comprise aqueous solutions in their core, it is possible for even
sensitive molecules to be entrapped under mild conditions.
On entrapment of catalysts, for example ceramic and/or metallic particles
or enzymes, in the capsules it is possible for the catalysts either to be
adsorbed on the inside of the capsule wall or to be present as free
molecules in the capsule interior, so that a virtually loss-free use of
the catalysts is made possible. The catalyst-containing capsules can be
retained or recovered more easily than the free catalyst. Contamination of
the catalysts is substantially precluded by the protecting and separating
function of the capsule shell relative to the surrounding medium. In
particular, the permeability properties of the capsule walls prevent
catalysts entrapped inside the capsules having their activity blocked or
inhibited by macromolecular substances, while entry of substrate and exit
of products is possible.
The capsules may also comprise entrapped active pharmaceutical
ingredients. In this case, the capsule acts in particular as transport
vehicle in order to stabilize the active pharmaceutical ingredients,
protect them from degradation or/and transport them to the required site
of action in the body. Specific transport can be achieved by selection of
the surface properties of the outer shell.
The polyelectrolyte shell of the capsules is preferably permeable for low
molecular weight substances but prevents macromolecules from passing
through. The shell wall thus represents a barrier to microorganisms and
external digestive enzymes secreted by them. It is therefore possible for
biodegradable substances to be entrapped in the novel capsules without
preservatives being necessary for stabilization.
The capsules can also be used as reaction chambers for chemical reactions
or as precipitation or crystallization templates, in which case it is
possible to employ empty capsules or capsules comprising an active
ingredient or catalyst. Because of the fact that the permeability of the
capsule walls can be controlled so that, for example, they allow low
molecular weight substances to pass through but substantially retain
macromolecules, the high molecular weight products produced in a chemical
reaction, for example polymers produced in a polymerization, can be
retained in the interior in a simple way during the synthesis. The
reaction product synthesized at the same time in the external medium can
be removed, subsequently or even during the reaction, for example by
centrifugation or/and filtration.
The supply of the reaction substrate can be controlled during the reaction
by the diffusion through the capsule walls. New ways of intervening in the
progress of reactions emerge from this. The external medium can be
replaced, for example continuously by filtration or for example also
suddenly by centrifugation, the polymerization reaction can be stopped as
desired by removing the substrate or the monomer can be replaced. It is
thus possible to produce defined copolymers or multipolymers in a novel
way. Since the progress of the reaction can be controlled by the monomer
supply through the permeation, it is possible to produce in the capsules
products with novel and different molecular weight distributions, for
example highly monodisperse products. Polymers synthesized inside capsules
can be detected, for example, by NMR, by IR, spectroscopically by
titration with fluorescent dyes and by confocal microscopy. The gain in
mass and thus the kinetics of the reaction can be followed by single
particle light scattering.
On use of anisotropic capsules for packaging active ingredients or as
reaction chambers, for example for syntheses or precipitation processes,
and, where appropriate, subsequent disaggregation of the template shells,
it is possible to produce particle compositions as dispersions with
predetermined shapes and forms. The invention thus also relates to
anisotropic particle compositions which are obtainable by encapsulating
active ingredients in a polyelectrolyte shell, for example by synthesis or
precipitation and subsequent removal of the template, for example by
thermal or chemical treatment. These anisotropic particles preferably have
the shape of the structures used as template. Anisotropic particles can be
moved, for example rotated or aligned, by applying fields. It is possible
in this way to produce dispersions with switching properties.
A further possibility is to use the capsules for introducing organic
liquids such as, for example, alcohols or hydrocarbons, for example
hexanol, octanol, octane or decane, or for encapsulating gases. Such
capsules filled with an organic, water-immiscible liquid can also be
employed for chemical reactions, for example polymerization reactions. The
monomer can thus be specifically concentrated in the interior of the
capsules through its distribution equilibrium. It is possible where
appropriate for the monomer solution to be encapsulated in the interior
even before the start of the synthesis.
However, it is also possible to encapsulate active ingredients which are
unable, because of their size, to penetrate through the polyelectrolyte
shell. For this purpose, the active ingredient to be entrapped is coupled
to or immobilized on the template particle or is encapsulated or taken up
by the template particle, for example by phagocytosis or endocytosis in
the case of living cells or by encapsulation of nanoparticles in soluble
template materials. After disintegration of the template particles, the
active ingredient is released inside the polyelectrolyte shell. It is
expedient to choose the conditions for disintegration of the template
particle in this case so that no unwanted decomposition of the active
ingredient takes place.
Coupling of the active ingredient to the template can take place directly,
but can also be brought about by a linkage mediator. The linkage mediators
preferably used are molecules which can be degraded or broken down under
particular conditions. Polylactic acid is particularly preferably used as
linkage mediator. For this purpose, the active ingredient is immobilized
on the template particle, for example a partially crosslinked
melamine-formaldehyde particle, by means of the linkage mediator, in
particular polylactic acid. In this way the active ingredient to be
entrapped itself becomes a constituent of the layer structure in the
coating of the core. After disaggregation of the template particles and,
where appropriate, degradation of the linkage molecules, the active
ingredient is released inside the shell. It is possible with this method
to entrap any active ingredients in the shell, in particular nanoparticles
and nonbiological macromolecular components and, preferably, biological
macromolecules such as, for example, proteins, in particular enzymes.
A further possibility is to immobilize cationic polymers or particles in
the shell for example with 4-pyrenesulfonate (4-PS). These particles are
then released inside the shell by dissolving out 4-PS in salt solutions.
However, incorporation of active ingredients in the interior surrounded by
the shells can also be carried out by previous introduction of the active
ingredients into the template particles on use of reversible microgels as
template particles. Thus, for example, the use of partially crosslinked
methylolmelamine cores before the coating makes it possible to incorporate
in swollen cores substances which are entrapped in the core after a
reversible shrinkage.
The capsules can also be immobilized on a surface. Adjustment of the
charge on the outer layer and the free functionalizability of the external
shell makes immobilization of the capsules which is independent of the
condition of the entrapped molecules possible. This opens up numerous
possible applications, especially in the area of sensor systems and
surface analysis. This may entail the polyelectrolyte-coated template
particles adhering to a surface, and the template particles then being
dissolved out of the previously immobilized coated cores in order to form
immobilized capsules. However, it is equally possible for the dissolving
of the cores to take place before deposition on the surface.
The capsules can be employed in numerous areas of application, for example
sensor systems, surface analysis, as emulsion carriers, microreaction
chambers such as, for example, for catalytic processes, polymerization,
precipitation or crystallization processes, in pharmacy and medicine, for
example for targeting active ingredients or as ultrasonic contrast agents,
in food technology, cosmetics, biotechnology, information technology, the
printing industry (encapsulation of dyes), photographic industry and for
veterinary medicine or agriculture (active ingredients for animal health,
active ingredients for agriculture or horticulture). The capsules can
further be employed for building up microcomposites or nanocomposites,
i.e. materials consisting of at least two different materials and having a
microscopic or nanoscopic arrangement.
On use of the capsules as reaction chambers it is possible for the low
molecular weight substances such as, for example, precursors and products
to permeate through the shell walls, whereas the catalysts, for example,
are entrapped. On use of microcapsules or nanocapsules loaded with
catalysts, the capsules being packed, for example, in a column,
considerably more catalyst is available for the reaction than with
conventional surface-bound catalysts, because the size of the surface is
limiting there. It is a particular advantage that the catalyst inside the
capsule does not have to be removed again from the production by elaborate
methods. In addition, the useful life of the catalysts is improved because
macromolecular substances, in particular bacteria and fungi, cannot get
through the shell walls. This reduces the high sterility demands placed on
many processes, which opens up many industrially simple applications of
biological catalysts.
Sensor molecules can also be entrapped in the capsules. These may be
enzymes which, in the presence of a substrate, form products which can be
detected optically or in another way, for example colored or fluorescent
products, under suitable conditions. However, it is also possible to
entrap electrically active sensor molecules, in particular oxidizable or
reducible substances, in which case the capsules can be immobilized on
electrodes. In this case, a particular advantage besides the protective
function of the capsules is that the sensor molecule does not come into
direct contact with the electrode.
The capsules can also be used for producing crystals or amorphous
precipitates of organic or inorganic materials or for entrapping organic
or inorganic crystals or amorphous precipitates. The capsules are
preferably used as crystallization or precipitation chamber or templates
for producing in particular monodisperse crystals or precipitates. A high
degree of monodispersity can be obtained with the novel capsules because
the maximum size of the entrapped particles is limited by the size of the
capsules. Chemical groups on the inner shell wall can be used as
crystallization nuclei. For this purpose, molecules having side chains
which favor crystal growth are used in the innermost layer in the
layer-wise building up of the shell of the capsules. Thus, for example, it
is possible to attach polyphosphates to the inside of the shell in order
to form CaCo.sub.3 in the interior. It is beneficial to use
polyelectrolytes which suppress crystal growth, for example amines, as
outermost layer of the polyelectrolyte shell of the capsules.
The capsules can also be used to build up microcomposites or
nanocomposites. Microcomposites and nanocomposites are materials
consisting of at least two different materials and having a microscopic or
nanoscopic arrangement. Such composites often imitate products present in
nature, such as, for example, mussel shells which, as nanocomposites,
consist of ordinary lime and protein molecules. Such composites have
surprisingly great strength while being of low weight.
Ordered macroscopic structures can be built up by the assembling.
Anisotropic shells produced using anisotropic template particles, for
example biological template particles, allow, in conjunction with, for
example, crystallization or/and precipitation, composites with anisotropic
properties to be produced. Thus, for example, magnetic ellipsoids can be
produced for example by packing with magnetic particles or/and by
adsorption of magnetic nanoparticles to the polyelectrolyte shell. These
anisotropic particles show an orientation in the magnetic field, which
makes it possible to change the optical properties of a particle
suspension rapidly (magneto-optical switch). An analogous process is
possible with ferroelectric particles. It is possible with the aid of
these particles, for example, to stimulate small paddle wheels to pump
with a rotating field (micromechanics) It is also possible to heat
anisotropic particles by dissipation. This can be used to produce
extremely localized heat sources which can be moved with electrical or
with magnetic fields. This makes it possible to produce local hyperthermia
effects. A further possibility is to produce, by ordered alignment of
anisotropic particles, composite materials with a hierarchic structure and
interesting macroscopic physical anisotropic properties.
As previously stated, the permeability of the polyelectrolyte shell can be
controlled by modifications, for example application of lipid layers. This
can be utilized for pharmaceutical applications by applying lipids to the
shell after the encapsulation of polar low molecular weight substances, in
order in this way to reduce the permeability of the shell for the
encapsulated substances. The encapsulated substance is then able to escape
only slowly through the lipid layer at a rate which is constant over a
long period, which is often desirable for pharmacological administrations.
It is possible by the encapsulation and subsequent disaggregation of
templates to produce accurate three-dimensional impressions of template
particles. Block crosslinking of the polyelectrolyte shells results in
mesoporous materials with a monodisperse accurate pore distribution. These
materials have a large internal surface area together with great strength,
which make them excellent filter substances for industrial purposes.
Mesoporous materials with predetermined pores can be produced by selection
of the templates (shape and size).
It is, of course, possible by varying the materials used to produce the
polyelectrolyte shells also to vary the surface chemistry within wide
limits.
Finally, the polyelectrolyte shells can also be used to produce pH
gradients between the interior of the shell and the volume surrounding the
shell. This pH gradient can in turn be utilized for efficient loading of
the shells with active ingredients.
Yet a further aspect of the invention is the application of a plurality of
successive layers to a carrier by a filtration method. This method makes
it possible to produce, in a simple manner and on a large scale, capsules
coated with polyelectrolyte molecules. Surprisingly, even sensitive
template particles such as biological cells can be coated by a filtration
method.
The invention thus relates to a method for application of a plurality of
layers of coating substances to template particles, comprising the steps:
(a) contacting the template particle with a first coating substance in a
fluid, preferably aqueous reaction medium in a reaction chamber which is
limited on at least one side by a filtration membrane, under conditions
with which a layer of the first coating substance is formed on the
template particle, (b) draining at least part of the reaction medium with,
where appropriate, excess first coating substance present therein through
the filtration membrane into a filtrate chamber, there preferably being
essentially complete draining of the excess first coating substance, (c)
contacting the template particle with a second coating substance in a
fluid reaction medium in a reaction chamber which is limited on at least
one side by a filtration membrane, under conditions with which a layer of
the second coating substance is formed on the template particle, (d)
draining at least part of the reaction medium with, where appropriate,
excess second coating substance present therein through the filtration
membrane into a filtrate chamber, there preferably being essentially
complete draining of the excess second coating substance, and (e) where
appropriate repeating steps (a) and (b) or/and (c) and (d) a plurality of
times.
The first and second coating substances preferably used are
polyelectrolyte species, or mixtures of polyelectrolyte species, of
opposite charge in each case. It is also possible to use nanoparticles,
amphiphilic polyelectrolytes, lipids or/and surfactants as coating
substances.
The template particles are preferably selected from particles having a
diameter of up to 50 .mu.m, in particular up to 10 .mu.m. Particles
capable of disaggregation as previously mentioned, for example partially
crosslinked melamine-formaldehyde particles, biological particles or
aggregates of biological or/and amphiphilic materials, in particular
biological aggregates such as cells, cell aggregates, virus particles
etc., are preferably used.
In order to make complete removal of excess coating substance possible
after a coating step, a washing medium, for example water or an aqueous
buffer solution, is introduced into the reaction chamber during or/and
after step (b) or/and (d). Addition of the washing medium takes place,
especially with sensitive template particles such as biological
aggregates, in such a way that the volume of the medium present in the
reaction chamber is controlled in accordance with a preset program, for
example remains essentially constant in step (b) or/and step (d).
Steps (a) and (c) can each be carried out in the same reaction chamber but
also in different reaction chambers. The filtration membranes are
expediently chosen so that, on the one hand, they are able to retain
particulate template materials but, on the other hand, they make rapid
removal of the used reaction medium possible. Examples of suitable filter
materials are polyamide, cellulose nitrate and cellulose acetate. In order
to avoid aggregation or/and blockage of the filter with sensitive template
particles, the method is carried out under conditions which suppress
adhesion of template particles. Thus, it is possible where appropriate to
use for each filtration step membranes which have the same charge as the
polyelectrolyte species used in the particular step.
The filtration can be expedited by applying a positive pressure in the
reaction chamber or/and a vacuum in the filtrate chamber. With sensitive
template particles, in particular biological aggregates, the filtration is
essentially carried out without a pressure difference (pressure difference
.ltoreq..+-.0.5 bar) between reaction chamber and filtrate chamber. In
addition, stirring of the reaction chamber is in many cases advantageous,
at least during steps (a) or/and (c), in particular continuous stirring
throughout the process.
The novel membrane filtration method can be carried out continuously,
allows relatively large amounts of coated particles to be produced in a
very short time, can be monitored visually and very substantially prevents
aggregation of particles. The method can be carried out on an industrial
scale and can, by reason of its flexibility, be adapted to different
demands of the specific particles and coating systems. On use of soluble
template particles it is possible for the cores to be broken down
continuously subsequent to the coating.
Claim 1 of 27 Claims
1. A capsule with a
polyelectrolyte shell, comprising an active ingredient and a plurality of
polyelectrolyte layers, and a diameter of up to 10 .mu.m, wherein the shell
comprises alternate layers of cationic and anionic polyelectrolytes.
____________________________________________
If you want to learn more
about this patent, please go directly to the U.S.
Patent and Trademark Office Web site to access the full
patent.
|