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Title: Granules obtained by
drying a multiple emulsion
United States Patent: 7,101,931
Issued: September 5, 2006
Inventors: Lannibois-Drean;
Hee (Charenton le Pont, FR), Morvan; Mikel (Princeton, NJ), Taisne;
Laurent (Paris, FR)
Assignee: Rhodia--Chimie (Aubervilliers,
FR)
Appl. No.:
10/399,653
Filed: October 22, 2001
PCT Filed: October 22, 2001
PCT No.: PCT/FR01/03272
371(c)(1),(2),(4) Date:
August 11, 2003
PCT Pub. No.: WO02/32563
PCT Pub. Date: April 25,
2002
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George Washington University's Healthcare MBA
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Abstract
The invention concerns granules
obtainable by drying an inverse emulsion, dispersed in an external aqueous
phase: a) the inverse emulsion comprising an internal aqueous phase,
including a hydrophilic active material, dispersed in an internal organic
phase, said inverse emulsion including at least a non-ionic surfactant
and/or at least an amphiphilic block polymer, and/or at least a cationic
surfactant; b) the external aqueous phase including: at least a
polyalkylated non-ionic surfactant and/or at least a polalkylated
amphiphilic non-ionic polymer; at least a water soluble or water
dispersible polymer in solid form in the presence of a water content of
not more than 10 wt. % relative to the weight of said polymer and whereof
the glass transition temperature is higher than 25.degree. C., preferably
higher than 50.degree. C. The granules, once dispersed, enable to obtain a
multiple emulsion.
Description of the Invention
This application is an application under
35 U.S.C. Section 371 of International Application Number PCT/FR01/03272
filed on Oct. 22, 2001.
The subject of the present invention is granules which can be obtained by
drying an inverse emulsion dispersed in an aqueous phase.
Multiple emulsions, or more particularly inverse emulsions (water-in-oil)
dispersed in an aqueous phase are a very advantageous means, if desired,
of introducing two incompatible hydrophilic active substances into the
same formulation. The development of complex formulations, of the
"two-in-one" type, means that these problems of incompatibility are
increasingly encountered. It is indeed not rare to desire, during
application, to have, in a mixture, two substances which, when they come
into contact, react with each other. The use of multiple emulsions may
also become essential when the formulation comprises several active
substances which have to be kept apart because once in contact, one of
them degrades the other, for example. Thus, in numerous instances, it is
necessary to act so that the active substances come into contact only
during the use of the formulation containing them, if it is not to be made
ineffective and unusable.
Multiple emulsions may likewise provide an appropriate solution if, in a
formulation comprising several active substances, it is desired to confer
a delayed effect on one of them. Indeed, the active substance present in
the inverse emulsion of the multiple emulsion will not be available as
rapidly as that present in the aqueous external phase of the multiple
emulsion.
The problem of multiple emulsions is that they are systems which are not
in equilibrium, which means that they are relatively unstable. Means are
known for remedying these problems of instability but they are only
temporary. Indeed, while they provide a relatively satisfactory solution
for conferring sufficient stability on this emulsion during the period for
preparing the formulation containing it, they do not however make it
possible to ensure the stability of the multiple emulsion during storage.
The subject of the present invention is therefore to provide a composition
which is stable during storage, which is derived from a multiple emulsion
and which can, if desired, be redispersed in an aqueous medium in the form
of a multiple emulsion.
The invention therefore consists of granules which may be obtained by
drying an inverse emulsion, dispersed in an external aqueous phase, (a)
the inverse emulsion comprising an internal aqueous phase comprising at
least one hydrophilic active substance, dispersed in an internal organic
phase, said inverse emulsion comprising at least one nonionic surfactant
and/or at least one amphiphilic block polymer and/or at least one cationic
surfactant; (b) the external aqueous phase comprising: at least one
polyalkoxylated nonionic surfactant and/or at least one polyalkoxylated
amphiphilic nonionic polymer, at least one water-soluble or
water-dispersible polymer provided in a solid form in the presence of a
water content of at most 10% by weight relative to the weight of said
polymer and whose glass transition temperature is greater than 25.degree.
C., preferably greater than 50.degree. C.
In the text which follows, the term "granules" denotes particles whose
average size varies from 100 .mu.m to a few millimeters.
As has been indicated above, the granules according to the invention have
the advantage of being stable during storage and of giving again, after
redispersion in an aqueous phase, a multiple emulsion.
It should be noted that it is quite surprising to observe that the drying
operation, consisting in removing the external aqueous phase from the
multiple emulsion, did not have the effect of completely removing water
from the droplets of the inverse emulsion. Indeed, persons skilled in the
art expected to have a phenomenon of destabilization of the multiple
emulsion during the drying step, which would inevitably result in
producing a simple emulsion after redispersing in an aqueous phase the
granules obtained from the drying. However, contrary to what might have
been expected, a multiple emulsion was again able to be obtained by
dispersing in an aqueous medium granules obtained from drying such an
emulsion.
Among other advantages of the granules obtained by drying a multiple
emulsion, there may be mentioned that of being able to preserve an active
substance in the form of an aqueous solution or dispersion, dispersed in a
composition which has the appearance of a divided solid. Such granules
make it possible to preserve substances requiring the presence of water to
be active or which are active without an excessively long latent period.
That is in particular the case for bacteria, enzymes or some hydrated
salts.
However, other aims and advantages will appear more clearly on reading the
description and the example which follow.
In the description, the term polymer denotes both homopolymers and
copolymers.
Furthermore, the term macromonomer denotes a macromolecule carrying one or
more functional groups capable of being polymerized, in particular by the
free radical route.
For the sake of simplicity, in the disclosure of the invention, the
inverse emulsion and its mode of preparation will first of all be
detailed.
The inverse emulsion therefore consists of a water-in-oil emulsion. In the
text which follows, the aqueous phase of this emulsion will be called
internal aqueous phase, and the organic phase, the internal organic phase.
The compound used as organic phase is preferably chosen from compounds
whose solubility in water does not exceed 10% by weight at 25.degree. C.
In addition, said compound is chosen from those which are not removed
under the conditions for drying the multiple emulsion.
As suitable compound, there may be mentioned in particular organic oils of
animal or plant origin, or mineral oils, and waxes obtained from the same
origins, or mixtures thereof.
As organic oils of animal origin, there may be mentioned, inter alia,
cachalot oil, whale oil, seal oil, sardine oil, herring oil, shark oil,
cod liver oil; lard, mutton fat (tallow).
As waxes of animal origin, beeswax may be mentioned.
As examples of organic oils of plant origin, there may be mentioned, inter
alia, rapeseed oil, sunflower oil, peanut oil, olive oil, walnut oil, corn
oil, soybean oil, linseed oil, hemp oil, grapeseed oil, copra oil, palm
oil, cottonseed oil, babassu oil, jojoba oil, sesame oil, castor oil,
cocoa butter, shea butter.
As waxes of plant origin, carnauba wax may be mentioned.
As regards the mineral oils, there may be mentioned, inter alia, petroleum
fractions, naphthenic oils or paraffin oils (petroleum jelly). Paraffin
waxes may likewise be suitable for preparing the emulsion.
The products derived from the alcoholysis of the abovementioned oils may
also be used.
There would be no departure from the scope of the present invention by
using, as internal organic phase, at least one saturated or unsaturated
fatty acid, at least one saturated or unsaturated fatty alcohol, at least
one fatty acid ester, or mixtures thereof.
More particularly, said acids comprise 8 to 40 carbon atoms, more
particularly 10 to 40 carbon atoms, preferably 18 to 40 carbon atoms, and
may comprise one or more conjugated or nonconjugated ethylenic
unsaturations, and optionally one or more hydroxyl groups. As for the
alcohols, they may comprise one or more hydroxyl groups.
As examples of saturated fatty acids, there may be mentioned palmitic,
stearic and behenic acids.
As examples of unsaturated fatty acids, there may be mentioned myristoleic,
palmitoleic, oleic, erucic, linoleic, linolenic, arachidonic and
ricinoleic acids, and mixtures thereof.
As for the alcohols, these comprise more particularly 4 to 40 carbon
atoms, preferably 10 to 40 carbon atoms, optionally one or more conjugated
or nonconjugated ethylenic unsaturations, and optionally several hydroxyl
groups. The polymers comprising several hydroxyl groups may likewise be
suitable, such as for example polypropylene glycols.
As an example of alcohols, there may be mentioned, for example, those
corresponding to the abovementioned acids.
As regards the fatty acid esters, these may advantageously be obtained
from fatty acids, chosen from the compounds named above. The alcohols from
which these esters are prepared comprise more particularly 1 to 6 carbon
atoms. Preferably, they are methyl, ethyl, propyl and isopropyl esters.
Moreover, using mono-, di- and triglycerides as organic phase is not
excluded.
Finally, the organic phase may comprise a quantity of water which does not
exceed the limit of solubility of water in said organic phase (at a
temperature between 20 and 30.degree. C.).
The internal organic phase may likewise be chosen from alkyd resins (such
as for example the resins Coporob 3115 DE, marketed by the company Novance),
epoxy resins, (poly)isocyanates which are masked or unmasked.
It may also be chosen from essential oils and silicone oils.
The internal organic phase may comprise at least one hydrophobic active
substance, provided that it is compatible with the hydrophilic active
substance present in the internal aqueous phase, which will be described
in the text which follows.
Said active substances are in a liquid or nonliquid form which is soluble
in the organic phase or solubilized in an organic solvent miscible with
the organic phase, or in the form of a solid in dispersion in said phase.
In the case where an organic solvent is present, it is preferably chosen
from the substances which are not removed under the conditions for drying
the emulsion.
More particularly, the active substances are such that their solubility in
water does not exceed 10% by weight at 25.degree. C.
In addition, the active substances preferably have a melting point of less
than or equal to 100.degree. C., more particularly less than or equal to
80.degree. C.
It is likewise specified that the organic active substances are
advantageously chosen from the compounds which are not removed under the
conditions for drying the multiple emulsion.
By way of example of active substances in the food sector, there may be
mentioned mono-, di- and triglycerides, essential oils, flavorings and
colorings.
By way of example of active substances in the cosmetic field, there may be
mentioned silicone oils belonging, for example, to the family of
dimethicones; lipophilic vitamins, such as vitamin A.
By way of example of active substances suitable for carrying out the
invention, in the paints sector, there may be mentioned alkyd resin, epoxy
resins, (poly)isocyanates which are masked or unmasked.
In the paper sector, there may be mentioned, by way of example, bonding
and water-repellant resins such as the alkylketene dimer (AKD) or
alkenylsuccinic anhydride (ASA).
In the agrochemical field, the plant-protection active substances may be
chosen from the family of .alpha.-cyanophenoxybenzylcarboxylates or of
.alpha.-cyanohalophenoxycarboxylates, the family of N-methylcarbonates
comprising aromatic substituents, active substances such as Aldrin,
Azinphos-methyl, Benfluralin, Bifenthrin, Chlorphoxim, Chlorpyrifos,
Fluchloralin, Fluroxypyr, Dichlorvos, Malathion, Molinate, Parathion,
Permethrin, Profenofos, Propiconazole, Prothiofos, Pyrifenox, Butachlor,
Metolachlor, Chlorimephos, Diazinon, Fluazifop-P-butyl, Heptopargil,
Mecarbam, Propargite, Prosulfocarb, Bromophos-ethyl, Carbophenothion,
Cyhalothrin.
In the detergency domain, silicone antifoams may be mentioned as possible
active substances.
It is likewise possible to use active substances such as those entering
into the composition of lubricants for working or deforming materials. The
active substance is usually an oil, a derivative of an oil or
alternatively a fatty acid ester.
The active substance may be chosen from organic solvents or mixtures of
such solvents which are sparingly miscible or immiscible in water, such as
in particular those used for cleaning or stripping, such as aromatic
petroleum cuts, terpenic compounds such as D- or L-limonenes, and solvents
such as Solvesso.RTM.. Also suitable as solvents are aliphatic esters,
such as the methyl esters of a mixture of acetic, succinic and glutaric
acids (mixture of acids which is a by-product of the synthesis of Nylon),
hydrocarbon oils such as liquid paraffin, and chlorinated solvents.
In the case where the internal organic phase comprises one or more
different hydrophobic active substances of the organic phase, their
content represents more particularly 10 to 50% by weight of said internal
organic phase.
Finally, the organic phase itself may be considered as a hydrophobic
active substance.
The inverse emulsion comprises, in addition, at least one nonionic
surfactant and/or at least one amphiphilic block polymer, and/or at least
one cationic surfactant.
According to a first variant, the inverse emulsion comprises at least one
nonionic surfactant or at least one amphiphilic block polymer, or a
mixture thereof.
It should be noted that the Bancroft rule may be applied to the nonionic
surfactant and to the amphiphilic block polymer used (2nd World Conference
on Emulsion, 1997, Bordeaux, France). In other words, the fraction soluble
in the continuous phase is greater than the fraction soluble in the
dispersed phase.
Thus, the surfactant and the polymer are preferably chosen from those
which satisfy both of the two conditions below: when they are mixed with
the internal organic phase, at a concentration between 0.1 and 10% by
weight of said phase at 25.degree. C., they are in the form of a solution
in the whole or part of the concentration range indicated; when they are
mixed with the internal aqueous phase, at a concentration between 0.1 and
10% by weight of said phase and at 25.degree. C., they are in the form of
a dispersion in the whole or part of the concentration range indicated.
More particularly, the nonionic surfactant is chosen from compounds having
an HLB (hydrophilic/lipophilic balance) value of less than or equal to 8.
By way of examples of surfactants which may enter into the composition of
the inverse emulsion, there may be mentioned surfactants, alone or in the
form of a mixture, chosen from: alkoxylated fatty alcohols alkoxylated
triglycerides alkoxylated fatty acids optionally alkoxylated sorbitan
esters alkoxylated fatty amines alkoxylated di(1-phenylethyl)phenols
alkoxylated tri(1-phenylethyl)phenols alkoxylated alkylphenols the number
of alkoxylated (ethoxylated, propoxylated, butoxylated) units is such that
the HLB value is less than or equal to 8.
The alkoxylated fatty alcohols generally comprise from 6 to 22 carbon
atoms, the alkoxylated units being excluded from these numbers.
The alkoxylated triglycerides may be triglycerides of plant or animal
origin.
The optionally alkoxylated sorbitan esters are cyclized sorbitol esters of
fatty acids comprising from 10 to 20 carbon atoms, such as lauric acid,
stearic acid or oleic acid.
The alkoxylated fatty amines generally have from 10 to 22 carbon atoms,
the alkoxylated units being excluded from these numbers.
The alkoxylated alkylphenols generally have one or two linear or branched
alkyl groups having 4 to 12 carbon atoms. By way of example, there may be
mentioned in particular octyl, nonyl or dodecyl groups.
As for the amphiphilic block polymer, it comprises at least two blocks.
These amphiphilic polymers, which satisfy the Bancroft rule and the two
conditions set out above, comprise more particularly at least one
hydrophobic block and at least one neutral, anionic or cationic
hydrophilic block.
In the case where the amphiphilic polymer comprises at least three blocks,
and more particularly three blocks, the polymer is preferably linear. In
addition, the hydrophobic blocks are more particularly at the ends.
In the case where the polymers comprise more than three blocks, the latter
are preferably in the form of graft or comb polymers.
In the text which follows, even though this constitutes a misuse of
language, the term amphiphilic block polymer will be used without
distinction for linear block polymers and graft or comb polymers.
Said amphiphilic polymers may advantageously be obtained by the so-called
live or controlled free-radical polymerization. By way of nonlimiting
examples of methods of so-called live or controlled polymerization,
reference may be made in particular to applications WO 98/58974 (xanthate),
WO 97/01478 (dithioesters), WO 99/03894 (nitroxides); WO 99/31144 (dithiocarbamates).
The amphiphilic polymers may also be obtained by cationic or anionic
polymerization.
They may likewise be prepared using (in particular anionic or cationic)
ring opening polymerizations, or by chemical modification of the polymer.
The graft of comb polymers may also be obtained by so-called direct
grafting and copolymerization methods.
Direct grafting consists in polymerizing the chosen monomer(s) by the
free-radical route, in the presence of the selected polymer to form the
backbone of the final product. If the monomer/backbone pair and the
operating conditions are judiciously chosen, then a transfer reaction may
take place between the growing macroradical and the backbone. This
reaction generates a radical on the backbone, and it is from this radical
that the graft grows. The primary radical obtained from the initiator may
also contribute to the transfer reactions.
As regards the copolymerization, it uses, in a first instance, grafting to
the end of the future pendent segment a functional group which can be
polymerized by the free-radical route. This grafting may be carried out by
customary methods of organic chemistry. Next, in a second instance, the
macromonomer thus obtained is polymerized with the chosen monomer to form
the backbone and a so-called "comb" polymer is obtained.
Among the hydrophobic monomers from which the hydrophobic blocks of the
amphiphilic polymer may be prepared, there may be mentioned in particular:
esters of linear, branched, cyclic or aromatic, mono- or polycarboxylic
acids comprising at least one ethylenic unsaturation, esters of saturated
carboxylic acids comprising 8 to 30 carbon atoms, optionally carrying a
hydroxyl group; .alpha..beta.-ethylenically unsaturated nitrites, vinyl
ethers, vinyl esters, vinylaromatic monomers, vinyl or vinylidene halides,
linear or branched, aromatic or nonaromatic hydrocarbon monomers
comprising at least one ethylenic unsaturation, monomers of the cyclic or
noncyclic siloxane type, chlorosilanes; propylene oxide, butylene oxide;
alone or in the form of mixtures, and macromonomers derived from such
monomers.
By way of particular examples of hydrophobic monomers which may enter into
the preparation of the hydrophobic block(s) of the amphiphilic block
polymer, there may be mentioned: esters of (meth)acrylic acid with an
alcohol comprising 1 to 12 carbon atoms such as methyl (meth)acrylate,
ethyl (meth)acrylate, propyl (meth)acrylate, n-butyl (meth)acrylate,
t-butyl (meth)acrylate, isobutyl (meth)acrylate, 2-ethylhexyl acrylate;
vinyl acetate, vinyl Versatate.RTM., vinyl propionate, vinyl chloride,
vinylidene chloride, methyl vinyl ether, ethyl vinyl ether; the vinyl
nitriles include more particularly those having from 3 to 12 carbon atoms,
such as in particular acrylonitrile and methacrylonitrile; styrene,
.alpha.-methylstyrene, vinyltoluene, butadiene, chloroprene; alone or in
the form of mixtures, and the macromonomers derived from such monomers.
The preferred monomers are esters of acrylic acid with linear or branched
C.sub.1 C.sub.4 alcohols such as methyl, ethyl, propyl and butyl acrylate,
vinyl esters such as vinyl acetate, styrene, .alpha.-methylstyrene.
As regards the nonionic hydrophilic monomers from which the amphiphilic
block polymers may be obtained, there may be mentioned, with no limitation
being implied, ethylene oxide, amides of linear, branched, cyclic or
aromatic mono- or polycarboxylic acids comprising at least one ethylenic
unsaturation or derivatives, such as (meth)acrylamide, N-methylol (meth)acrylamide;
hydrophilic esters derived from (meth)acrylic acid such as for example
2-hydroxyethyl (meth)acrylate; vinyl esters which make it possible to
obtain polyvinyl alcohol blocks after hydrolysis, such as vinyl acetate,
vinyl Versatate.RTM., vinyl propionate, alone or in combination, and
macromonomers derived from such monomers. It is recalled that the term
macromonomer denotes a macromolecule carrying one or more polymerizable
functional groups.
However, the preferred hydrophilic monomers are acrylamide and
methacrylamide, alone or in the form of a mixture, in the form of
macromonomers.
As regards the anionic hydrophilic monomers from which the amphiphilic
block polymers may be obtained, there may be mentioned, for example,
monomers comprising at least one carboxylic, sulfonic, sulfuric,
phosphonic, phosphoric, or sulfosuccinic functional group, or the
corresponding salts.
It is specified that under the pH conditions for using the amphiphilic
block polymer, the functional groups of the anionic block(s) of the
polymer are in a form which is at least partially ionized (dissociated).
More particularly, at least 10 mol % of the functional groups of the
block(s) are in ionized form. The determination of this volume does not
pose any problem for persons skilled in the art; it depends in particular
on the pKa of the ionizable functional groups of the units of the polymer
and on the number of these functional groups (that is on the number of mol
of monomer carrying ionizable functional groups used during the
preparation of the polymer).
More particularly, the monomers are chosen from: linear, branched, cyclic
or aromatic mono- or polycarboxylic acids, N-substituted derivatives of
such acids; monoesters of polycarboxylic acids, comprising at least one
ethylenic unsaturation; linear, branched, cyclic or aromatic
vinylcarboxylic acids; amino acids comprising one or more ethylenic
unsaturations; alone or in the form of mixtures, their precursors, their
sulfonic or phosphonic derivatives, and the macromonomers derived from
such monomers; it being possible for the monomers or macromonomers to be
in the form of salts.
By way of examples of anionic monomers, there may be mentioned without
limitation being implied: acrylic acid, methacrylic acid, fumaric acid,
itaconic acid, citraconic acid, maleic acid, acrylamido glycolic acid,
2-propene-1-sulfonic acid, methallylsulfonic acid, styrenesulfonic acid,
.alpha.-acrylamidomethylpropanesulfonic acid, 2-sulfoethylene methacrylate,
sulfopropylacrylic acid, bis-sulfopropylacrylic acid,
bis-sulfopropylmethacrylic acid, sulfatoethyl-methacrylic acid, phosphate
monoester of hydroxyethyl methacrylic acid, and the alkali metal salts,
such as sodium or potassium, or ammonium salts; vinylsulfonic acid,
vinylbenzenesulfonic acid, vinylphosphonic acid, vinylidenephosphoric
acid, vinylbenzoic acid, and the alkali metal salts, such as sodium or
potassium, or ammonium salts; N-methacryloylalanine, N-acryloylhydroxyglycine;
alone or in the form of mixtures, and the macromonomers derived from such
monomers.
There would be no departure from the scope of the present invention in
using monomers which are precursors of those which have just been cited.
In other words, these monomers have units which, once incorporated into
the polymer chain, may be converted, in particular by chemical treatment
such as hydrolysis, to give again the abovementioned anionic species. For
example, the completely or partially esterified monomers of the
abovementioned monomers may be used so as to be subsequently completely or
partially hydrolyzed.
As hydrophilic cationic monomers from which the amphiphilic block polymers
may be obtained, there may be mentioned in particular: aminoalkyl (meth)acrylates,
aminoalkyl (meth)acrylamides; monomers comprising at least one secondary,
tertiary or quaternary amine functional group, or a heterocyclic group
containing a nitrogen atom, vinylamine, ethyleneimine; ammonium salts of
diallyldialkyl; alone or in the form of mixtures, or the corresponding
salts and the macromonomers derived from such monomers.
Said monomers may be provided as a counter-ion chosen from halides such
as, for example, chlorine, sulfates, hydrosulfates, alkyl sulfates (for
example comprising 1 to 6 carbon atoms), phosphates, citrates, formates,
acetates.
By way of examples of suitable cationic monomers are, inter alia, the
following monomers: dimethylaminoethyl (meth)acrylate, dimethylaminopropyl
(meth)acrylate, di-tert-butylaminoethyl (meth)acrylate,
dimethylaminomethyl (meth)acrylamide, dimethylaminopropyl (meth)acrylamide;
ethyleneimine, vinylamine, 2-vinylpyridine, 4-vinylpyridine;
trimethylammonium ethyl (meth)acrylate chloride, trimethylammonium ethyl
acrylate methyl sulfate, benzyl dimethylammonium ethyl (meth)acrylate
chloride, 4-benzoylbenzyldimethylammonium ethyl acrylate chloride,
trimethylammonium ethyl (meth)acrylamido chloride, vinylbenzene
trimethylammonium chloride; diallyldimethyl ammonium chloride; alone or in
the form of mixtures, or their corresponding salts, and the macromonomers
derived from such monomers.
Preferably, the amphiphilic block polymers have a weight-average molar
mass of less than or equal to 100 000 g/mol, more particularly between 1
000 and 50 000 g/mol, preferably between 1 000 and 20 000 g/mol. It is
specified that the weight-average molar masses indicated above are
theoretical molar masses evaluated according to the respective quantities
of the monomers introduced during the preparation of said polymers.
Preferably, an amphiphilic block polymer of the nonionic type is used.
By way of example of an amphiphilic block polymer suitable for carrying
out the invention, there may be mentioned polyhydroxystearate--polyethylene
glycol--polyhydroxystearate triblock polymers (the products in the Arlacel
range from ICI are an example thereof), polyether polyalkyl graft
polydimethylsiloxane block polymers (such as the products of the trademark
Tegopren marketed by Goldschmidt).
According to a second variant, the inverse emulsion comprises at least one
cationic surfactant.
In the case of this variant, it is indicated that the cationic surfactant
does not satisfy the Bancroft rule set out above. Indeed, the cationic
surfactant is soluble in a dispersed phase and not in the continuous phase
of the inverse emulsion.
Among the suitable cationic surfactants, there may be used in particular
aliphatic or aromatic fatty amines, aliphatic fatty amides, quaternary
ammonium derivatives (Rhodaquat RP50 from Rhodia Chimie).
Finally, a third variant of the invention consists in combining the two
possibilities which have just been detailed.
Regardless of the variant selected, the total content of nonionic
surfactant, of amphiphilic block polymer and/or of cationic surfactant,
represents more particularly from 0.1 to 10% by weight, preferably from 2
to 10% by weight relative to the internal aqueous phase.
The internal aqueous phase comprises at least one hydrophilic active
substance, provided in a form soluble in the internal aqueous phase; in a
form solubilized in a water-miscible solvent such as methanol, ethanol,
propylene glycol, glycerol; in the form of a solid dispersed in said
phase.
The quantity of hydrophilic active substance, if it is present, is in a
content which is more particularly between 0.1 and 50% by weight of the
internal aqueous phase, and preferably between 0.1 and 20% by weight of
the internal aqueous phase.
Given the large number of fields in which the granules according to the
invention may be used, many active substances may be suitable for
implementing the invention.
By way of example of active substances which may be used in the cosmetic
field, there may be mentioned substances which have a cosmetic effect, a
therapeutic effect or any other substance which may be used for treating
the skin and the hair.
Accordingly, it is possible to use, as active substance, conditioning
agents for the skin and the hair, such as in particular polymers
comprising quaternary ammoniums which may be optionally used in
heterocycles (compounds of the quaternium and polyquaternium types, and
the like), humectants; fixing (styling) agents which are more particularly
chosen from polymers (homo-, co- or terpolymers, for example acrylamide,
acrylamide/sodium acrylate, polystyrene sulfonate, and the like), cationic
polymers, polyvinylpyrrolidone, polyvinyl acetate, and the like.
It is likewise possible to use colorants; astringents, which can be used
in deodorants and which are more particularly aluminum or zirconium salts;
antibacterial agents; anti-inflammatory agents, anesthetizing agents,
sunscreens, and the like.
There may also be mentioned .alpha.- and .beta.-hydroxy acids, such as
citric, lactic, glycolic and salicylic acids; dicarboxylic acids,
preferably unsaturated and comprising 9 to 16 carbon atoms such as azelaic
acid; vitamin C and its derivatives, in particular the glycosylated and
phosphated derivatives; biocides, in particular cationic biocides (Glokill
PQ, Rhodoaquat RP50, marketed by Rhodia Chimie), as active substances
suitable in cosmetic formulations.
In the food sector, there may be mentioned, for example, divalent calcium
salts (phosphates, chlorides, and the like) which are used as crosslinking
agent for texturing polymers such as alginates, carrageenans; sodium
bicarbonate, among others.
In the field of plant-protection active substances, it is possible to use
hydrophilic pesticides or hydrophilic nutritive components which promote
the growth and development of plants.
As regards the field for the exploitation or construction of oil or gas
wells, the present invention may be used for hydrophilic active substances
which may be used in particular during operations of cementation,
completion, drilling and stimulation of wells (for example fracturing). By
way of examples of active substances which can be used in this field,
there may be mentioned catalysts for crosslinking of cement-based
compositions, such as for example lithium salts, such as the chloride and
acetate. There may even be mentioned compounds which are capable, inter
alia, of degrading polysaccharides, such as for example carboxylic acids
(in particular citric acid), enzymes (in particular cellulases), oxidants.
In the field of silicones, there may be mentioned, for example, calcium
salts, potassium hydroxide, which are normally used as crosslinking
agents.
By way of active substances which are suitable in the papermaking field,
calcium chloride and hydrochloric acid may in particular be mentioned.
In accordance with a particularly advantageous embodiment of the present
invention, the internal aqueous phase may comprise at least one additive
chosen from salts such as alkali or alkaline-earth metal halides (such as
sodium chloride and calcium chloride), or alkali or alkaline-earth metal
sulfates (such as calcium sulfate), or mixtures thereof. The internal
aqueous phase may also comprise, as additive, at least one sugar, such as
glucose for example, or alternatively at least one polysaccharide, such as
in particular dextran, or mixtures thereof.
The concentration of salt in the internal aqueous phase, when the latter
is present, is more particularly between 0.05 and 1 mol/l, preferably 0.1
to 0.4 mol/l.
The concentration of sugar and/or polysaccharide is such that the osmotic
pressure of the internal aqueous phase comprising the sugar and/or the
polysaccharide corresponds to the osmotic pressure of an internal aqueous
phase comprising 0.05 to 1 mol/l of salt.
In addition, the inverse emulsion has more particularly an internal
aqueous phase/internal organic phase weight ratio between 10/90 and 90/10.
Preferably, the aqueous phase/organic phase weight ratio is between 30/70
and 80/20.
The inverse emulsion is prepared using conventional methods.
Thus, to cite only one, there are prepared, on the one hand, a first
mixture comprising water, the hydrophilic active substance, the cationic
surfactant if it is present, and optionally the additive (salt, sugar
and/or polysaccharide) and, on the other hand, a second mixture comprising
the compound constituting the internal organic phase, optionally the
hydrophobic active substance, and the surfactant and/or the amphiphilic
block polymer, if they are present. The first mixture is then mixed with
the second, with stirring.
In the case where the organic phase is not very viscous (viscosity less
than 5 Pas; dynamic viscosity measured using Brookfield at 25.degree. C.,
according to the NFT 76 102 standard of February 1972), the stirring is
preferably vigorous and may advantageously be provided using an apparatus
such as Ultra-Turrax.RTM., Microfluidizer, or any high-pressure
homogenizer.
In the case where the organic phase is viscous (viscosity greater than or
equal to 5 Pas, measured as above), the stirring may be advantageously
carried out by means of a frame-type blade.
The preparation of the inverse emulsion is generally carried out at a
temperature greater than the melting point of the compound constituting
the internal organic phase. More particularly, the temperature for
preparing the inverse emulsion is between 20 and 80.degree. C.
The duration of the stirring may be determined without difficulty by
persons skilled in the art and depends on the type of apparatus used. It
is preferably sufficient to obtain a mean droplet size of between 0.1 and
10 .mu.m, preferably between 0.1 and 5 .mu.m (measured by means of a
Horiba granulometer). It is recalled that the mean size of the droplets is
measured using a Horiba granulometer, and corresponds to the median
diameter by volume (d50) which represents the diameter of the particle
equal to 50% of the cumulative distribution.
The aqueous external phase of the multiple emulsion will now be described.
The external aqueous phase comprises at least one nonionic polyalkoxylated
surfactant and/or at least one nonionic polyalkoxylated amphiphilic
polymer, and at least one water-soluble or water-dispersible compound.
Here again, the Bancroft rule may be applied to the surfactant and to the
polymer used. In other words, the fraction soluble in the continuous phase
is higher than the fraction soluble in the dispersed phase.
The surfactant and the polymer therefore simultaneously satisfy both of
the two conditions mentioned below: when they are mixed with the external
aqueous phase, at a concentration of between 0.1 and 10% by weight of said
phase at 25.degree. C., they exist in the form of a solution in the whole
or part of the concentration range indicated; when they are mixed with the
internal organic phase, at a concentration between 0.1 and 10% by weight
of said phase and at 25.degree. C., they exist in the form of a dispersion
in the whole or part of the concentration range indicated.
Preferably, the nonionic polyalkoxylated surfactant present in the
external aqueous phase has an HLB value greater than or equal to 10.
By way of example of nonionic polyalkoxylated surfactant suitable for use
in the invention, the following surfactants, alone or in the form of
mixtures, may be mentioned; alkoxylated fatty alcohols alkoxylated
triglycerides alkoxylated fatty acids alkoxylated sorbitan esters
alkoxylated fatty amines alkoxylated di(1-phenylethyl)phenols alkoxylated
tri(1-phenylethyl)phenols alkoxylated alkylphenols.
The alkoxylated units are preferably ethoxylated units or a mixture of
ethoxylated and propoxylated units.
The surfactant mentioned as being suitable for the preparation of the
inverse emulsion may be repeated, except for the fact that the number of
ethoxylated units and, if they are present, propoxylated units, should be
adjusted according to the desired HLB value. Purely as an illustration,
the number of ethoxylated and optionally propoxylated units is between 10
and 100.
As regards the polyalkoxylated nonionic amphiphilic polymer, the latter
satisfies the Bancroft rule and its two conditions set out above, and
comprises at least two blocks, one of them being hydrophilic, the other
hydrophobic; at least one of the blocks comprising polyalkoxylated, more
particularly polyethoxylated and/or polypropoxylated, units.
What was indicated above in the context of the description of the nonionic
hydrophilic monomers, of the hydrophobic monomers which can be used for
the preparation of amphiphilic block polymers entering into the
composition of the inverse emulsion, and methods of synthesis, remains
valid and will not be repeated here.
Purely as a guide, said polymers are obtained using in particular anionic
ring opening polymerizations.
More particularly, said nonionic polyalkoxylated amphiphilic polymers are
chosen from the polymers whose weight-average molar mass is less than or
equal to 100 000 g/mol (measured by GPC, polyethylene glycol standard),
preferably between 1 000 and 50 000 g/mol, preferably between 1 000 and 20
000 g/mol.
By way of examples of polymers of this type, there may be mentioned, inter
alia, polyethylene glycol/polypropylene glycol/polyethylene glycol
triblock polymers. Such polymers are well known and are in particular
marketed under the trademarks Pluronic (marketed by BASF), Arlatone
(marketed by ICI).
It should be noted that there will be no departure from the scope of the
present invention on combining one or more surfactants with one or more
amphiphilic polymers.
However, according to a preferred embodiment of the invention, the
external aqueous phase comprises one or more amphiphilic polymers.
The content of nonionic polyalkoxylated surfactant and/or of nonionic
polyalkoxylated amphiphilic polymer present in the external aqueous phase
is more particularly between 1 and 10% by weight relative to the weight of
the inverse emulsion. Preferably, the content of nonionic surfactant
and/or of amphiphilic polymer is between 1 and 5% by weight relative to
the weight of the inverse emulsion.
It should be noted that if the internal organic phase has a relatively
high viscosity, for example of greater than or equal to 5 Pas (dynamic
viscosity measured using Brookfield at 25.degree. C., according to the NFT
76 102 standard of February 1972), it may be advantageous to add to the
external aqueous phase at least one thermothickening polymer.
The thermothickening polymers have the specific feature of giving aqueous
solutions whose viscosity increases when the temperature exceeds the
temperature for thickening of the thermothickening polymer; the
temperature above which the viscosity of the medium in which said polymer
is present increases.
More particularly, these polymers are soluble in water at room
temperature, and above the thickening temperature, part of the polymer
becomes hydrophobic (heat-sensitive part): the polymer thus forms a
physical network on a microscopic scale, which results on a macroscopic
scale in an increase in viscosity.
According to an advantageous embodiment of the present invention, the
thermothickening polymer used is chosen from polymers exhibiting a jump in
viscosity between 25 and 80.degree. C. such that the value of the
log.sub.10(viscosity at 80.degree. C.)/log.sub.10(viscosity at 25.degree.
C.) ratio is at least equal to 1, preferably at least equal to 2.
The ratio is measured under the following conditions:
The polymer is first of all dissolved in water (dry extract of 4%).
The rheological profile is then measured in a forced stress flow mode,
scanning the temperature between 20.degree. C. and 80.degree. C. The
configuration used is the flat-cone geometry 4 cm/1 degree. The stress
introduced into the program is chosen (in manual mode) such that the
gradient at 25.degree. C. is 10 s.sup.-1. The parameter which was selected
for characterizing the thermothickening power of the polymer, that is the
log.sub.10(viscosity at 80.degree. C.)/log.sub.10(viscosity at 250) ratio,
represents the jump in viscosity, expressed in decades, from 25 to
80.degree. C. This parameter expresses in other words that the viscosity
of the medium at 80.degree. C. is greater than 10.sup.n times the
viscosity of the medium at 25.degree. C.; with n integer between 0 and 5.
In addition to this characteristic, the thermothickening polymer is chosen
such that the variation in viscosity is reversible.
Among the thermothickening polymers which can be used, there may be
mentioned hydrophobic modified polysaccharides such as carboxymethyl
celluloses, methyl celluloses, hydroxyethyl celluloses and hydroxypropyl
celluloses.
In the case of this type of polymer, it may be advantageous to use them
combined with at least one additional surfactant, chosen from nonionic or
anionic surfactants.
Also suitable are synthetic polymers such as polymers based on N-isopropyl
acrylamide, polymers based on N,N-dimethyl aminoethyl methacrylate.
Polymers with a comb structure consisting of a polymeric backbone segment
on which are grafted at least two polymeric side segments, which are
identical or different, for which either the polymeric backbone segment,
or the polymeric side segments possess a lower critical solution
temperature, such as LCST, of between 25 and 80.degree.. Preferably, the
polymeric side segments are heat-sensitive and are derived from
polyalkoxylated polymers.
By way of examples of polymers of this type, there may be mentioned in
particular polymers prepared from POE-POP-POE polymer triblocks and
acrylic acid (respective molar percentages: 2.3%, 97.7%, direct grafting),
polymers prepared from a macromonomer of triblocks POE-POP-POE and acrylic
acid (respective mol %: 1.6%, 98.4%, copolymerization), polymers prepared
from a macromonomer of triblocks POE-POP-POE and acrylic acid (respective
mol %: 3%, 97%, copolymerization), polymers prepared from a macromonomer
of triblocks POE-POP-POE and acrylic acid (respective mol %: 2%, 98%,
copolymerization).
These polymers were the subject of French patent application FR 2 180 422,
to which reference may be made for more information on polymers and their
production.
The content of thermothickening polymer represents more particularly, when
it is present, 0.2 to 10% by weight of the external aqueous phase.
Preferably, the content of the polymer represents 1 to 5% by weight of the
external aqueous phase.
The external aqueous phase comprises, moreover, at least one water-soluble
or water-dispersible compound provided in a solid form in the presence of
a water content of at most 10% by weight relative to the weight of said
polymer and whose glass transition temperature is greater than 25.degree.
C., preferably greater than 50.degree. C.
The expression water-soluble or water-dispersible compound denotes a
compound which precipitates when it is in aqueous solution, at 25.degree.
C., with the nonionic polyalkoxylated surfactant and/or the nonionic
amphiphilic polyalkoxylated polymer present in the external aqueous phase
of the multiple emulsion; the total concentration of said polyalkoxylated
surfactant/polyalkoxylated polymer being between 2 and 10% by weight and
the concentration of compound corresponding to a content of between 30 and
85% by weight in the dried final granule (and according to the preferred
variants which will be explicitly stated later, the concentration of
compound corresponding to a content of between 30 and 70% by weight
relative to the same reference, or between 50 and 85% by weight relative
to the same reference).
More particularly, said water-soluble or water-dispersible compound is
chosen from: (i) at least one polymer obtained by polymerization of at
least one monomer (I) which is an ethylenically unsaturated, linear or
branched, aliphatic, cyclic or aromatic monocarboxylic or polycarboxylic
acid, or anhydride, and of at least one monoethylenically or
polyethylenically unsaturated, linear or branched hydrocarbon monomer
(II), and/or of at least one monomer (III) which is a polyalkoxylated
ester of ethylenically unsaturated carboxylic acid; (ii) at least one
polymer obtained from the polymerization of at least one monomer (I) which
is an ethylenically unsaturated, linear or branched, aliphatic, cyclic or
aromatic, monocarboxylic or polycarboxylic acid, or anhydride, and
optionally comprising at least one saturated or unsaturated, aromatic or
nonaromatic, hydrophobic C.sub.4 C.sub.30 hydrocarbon graft, optionally
interrupted by one or more heteroatoms; (iii) proteins and polypeptides of
natural or synthetic origin, optionally comprising at least one saturated
or unsaturated, aromatic or nonaromatic, hydrophobic C.sub.4 C.sub.30
hydrocarbon graft, optionally interrupted by one or more heteroatoms; (iv)
polysaccharides, preferably highly depolymerized, optionally containing at
least one saturated or unsaturated, aromatic or nonaromatic, hydrophobic
C.sub.4 C.sub.30 hydrocarbon graft, optionally interrupted by one or more
heteroatoms; (v) polyvinyl alcohol, polyvinylpyrrolidone.
According to a first variant of the invention, the water-soluble or
water-dispersible compound is a polymer obtained from the polymerization:
of at least one monomer (I) which is an ethylenically unsaturated, linear
or branched, aliphatic, cyclic or aromatic monocarboxylic or
polycarboxylic acid, or anhydride, and of at least one monoethylenically
or polyethylenically unsaturated, linear or branched hydrocarbon monomer
(II), and/or of at least one monomer (III) which is a polyalkoxylated
ester of an ethylenically unsaturated carboxylic acid.
According to a particular embodiment of this first variant, there may be
mentioned, first of all, polymers derived from the polymerization: of at
least one monomer of formula (I):
(R.sup.1)(R.sup.1)--C.dbd.C(R'.sup.1)--COOH (I) in which formula the
radicals R.sup.1, R'.sup.1, which are identical or different, represent a
hydrogen atom a C.sub.1 C.sub.10 hydrocarbon radical optionally comprising
a --COOH group, a --COOH group; and of at least one monomer of formula
(II): (R.sup.2)(R.sup.2)--C.dbd.CH.sub.2 (II) in which formula the
radicals R.sup.2, which are identical or different, represent a linear or
branched C.sub.1 C.sub.10 hydrocarbon radical. More particularly, said
radicals are alkyl or alkenyl radicals, it being possible for the latter
to comprise one or more ethylenic unsaturations. Preferably, said radicals
do not comprise heteroatoms.
According to a preferred embodiment of the invention, the monomer of
formula (I) is such that one of the radicals R.sup.1 is a hydrogen atom;
the other radical R.sup.1 represents a hydrogen atom, a --COOH group or a
--(CH.sub.2).sub.n--COOH group in which n is between 1 and 4, a C.sub.1
C.sub.4 alkyl radical; R.sup.11 represents a hydrogen atom, as a
--(CH.sub.2).sub.m--COOH group in which m is between 1 and 4, a C.sub.1
C.sub.4 alkyl radical.
Preferably, one of the radicals R.sup.1 represents a hydrogen atom, the
other radical R.sup.1 represents a hydrogen atom, a --COOH or
(CH.sub.2)--COOH group, a methyl radical, and R.sup.11 represents a
hydrogen atom, a --CH.sub.2COOH group or a methyl radical.
According to a more particular embodiment, the monomer of formula (I) is
chosen from acrylic, methacrylic, citraconic, maleic, fumaric, itaconic
and crotonic acids or anhydrides.
As regards the monomer of formula (II), the latter may in particular be
chosen from ethylene, propylene, 1-butene, isobutylene, n-1-pentene,
2-methyl-1-butene, n-1-hexene, 2-methyl-1-pentene, 4-methyl-1-pentene,
2-ethyl-1-butene, diisobutylene (or 2,4,4-trimethyl-1-pentene),
2-methyl-3,3-dimethyl-1-pentene.
According to an advantageous embodiment of the invention, the monomer
(I)/monomer (II) molar ratio is between 30/70 and 70/30.
Preferably, the copolymer of formula (i) is derived from the
polymerization of maleic anhydride and 2,4,4-trimethyl-1-pentene.
It is specified that the polymer (i) is obtained more particularly by
carrying out a free-radical polymerization of the monomers (I) and (II).
These compounds are well known to persons skilled in the art. As a polymer
of this type, there may be mentioned that marketed under the name
Geropon.RTM. T36 (maleic anhydride/diisobutylene), marketed by Rhodia
Chimie, and Sokalan.RTM. CP9 (maleic anhydride/olefin) marketed by BASF.
A second particular embodiment of this first variant consists in using a
polymer (I) obtained by polymerization of at least one monomer of formula
(I) described above, with at least one monomer of formula (III):
CH.sub.2.dbd.C(R.sup.3)--C(O)--O--[CH.sub.2CH(R.sup.4)].sub.m--[CH(R.sup.-
5)--CH.sub.2O].sub.n--R.sup.6 in which formula: R.sup.3 is a hydrogen atom
or a methyl radical, R.sup.4 and R.sup.5, which are identical or
different, represent a hydrogen atom or an alkyl radical containing from 1
to 4 carbon atoms, R.sup.6 is an alkyl, aryl, alkylaryl or arylalkyl
radical containing from 1 to 30, preferably from 8 to 30 carbon atoms, n
is between 2 and 100, preferably between 6 and 100 and m is between 0 and
50, provided that n is greater than or equal to m and their sum is between
2 and 100, preferably between 6 and 100.
Preferably, monomers of formula (III) are used for which R.sup.6 is an
alkyl radical containing from 8 to 30 carbon atoms, a phenyl radical
substituted with one to three 1-phenylethyl groups, an alkylphenyl radical
in which the alkyl radical contains from 8 to 16 carbon atoms.
Among the monomers of this type, which can be used, there may be mentioned
those described in patents EP 705 854, U.S. Pat. No. 4,138,381 or U.S.
Pat. No. 4,384,096.
The polymer obtained by reacting the monomers (I) and (III) is preferably
obtained by free-radical polymerization.
It should be noted that there will be no departure from the scope of the
present invention on using a polymer (i) comprising the three monomers
which have just been described.
As a guide, the weight-average molecular mass of polymers (i) is more
particularly less than 20 000 g/mol; absolute weight-average molecular
masses determined by size exclusion chromatography coupled with the MALLS
method.
It is specified that the molecular mass of the polymer and the respective
proportions of the monomers (I) and (II) and/or (III) are such that the
resulting polymer is water-soluble or water-dispersible for the purposes
of the present invention.
A second variant of the present invention consists of the use, as a
water-soluble or water-dispersible compound, of at least one polymer
obtained from the polymerization of at least one monomer of formula (I) as
defined above and containing, in addition, optionally at least one
saturated or unsaturated, aromatic or nonaromatic hydrophobic C.sub.4
C.sub.30 hydrocarbon graft, optionally interrupted by one or more
heteroatoms.
All that has been indicated above in relation to the monomer of formula
(I), general and preferred formulae, remains applicable in the case of the
polymer (ii) and will therefore not be repeated here.
It should be noted that this polymer is preferably obtained using
free-radical polymerization.
Moreover, the hydrophobic graft is chosen from aliphatic, cyclic,
aromatic, alkylaromatic and arylaliphatic radicals comprising 4 to 30
carbon atoms, and which may be interrupted by one or more heteroatoms,
preferably oxygen.
It should be noted that the grafts are linked to the backbone of the
polymer by means of ester and/or amide groups.
Such graft polymers are obtained using methods known to persons skilled in
the art consisting, in a first instance, in polymerizing, preferably by
the free-radical route, the monomer(s) (I), and then in reacting part of
the free carboxyl functional groups with reagents chosen in particular
from hexyl, heptyl, lauryl and behenyl amines or alcohols, which are
optionally ethoxylated and/or propoxylated, mono-, di- or tristyrylphenols
which are optionally ethoxylated and/or propoxylated.
As a guide, the weight-average molecular mass of the polymers (ii) is more
particularly less than 20 000 g/mol; absolute weight-average molecular
masses, determined by size exclusion chromatography coupled with the MALLS
method.
However, the molecular mass and the respective proportions of the
monomer(s) (I) and of the hydrophobic grafts, if they are present, is such
that the resulting polymer is water-soluble or water-dispersible for the
purposes of the present invention.
The polymers (i) and (ii) may, in addition, comprise units corresponding
to monoethylenically saturated nonionic monomers (IV) other than the
monomers (II).
Among the monoethylenically unsaturated nonionic monomers (IV), there may
be mentioned: vinylaromatic monomers such as styrene, vinyltoluene,
C.sub.1 C.sub.20 alkyl esters of acids which are .alpha.-.beta.-ethylenically
unsaturated, such as acrylates or methacrylates of methyl, ethyl or butyl,
vinyl or allyl esters of acids which are .alpha.-.beta.-ethylenically
unsaturated, such as acetates or propionates of vinyl or allyl, vinyl or
vinylidene halides such as vinyl or vinylidene chloride, .alpha.-.beta.-ethylenically
unsaturated nitriles such as acrylonitrile, hydroxyalkyl esters of acids
which are .alpha.-.beta.-ethylenically unsaturated, such as hydroxyethyl
or hydroxypropyl acrylates or methacrylates, .alpha.-.beta.-ethylenically
unsaturated amides such as acrylamide, methacrylamide.
If such monomers are present, the polymerization occurs in their presence.
A third variant of the present invention consists in using, as
water-soluble or water-dispersible compound, at least one protein, or at
least one polypeptide of natural or synthetic origin, optionally
containing at least one saturated or unsaturated, aromatic or nonaromatic,
hydrophobic C.sub.4 C.sub.30 hydrocarbon graft, optionally interrupted by
one or more heteroatoms.
The peptide polymers of natural or synthetic origin are polymers derived
from the polycondensation of amino acids, in particular of aspartic and
glutamic acid or precursors of diamino diacids, and hydrolysis. These
polymers may be either polymers derived from aspartic or glutamic acid,
polymers derived from aspartic acid and glutamic acid in any proportions,
or copolymers derived from aspartic and/or glutamic acid and other amino
acids. Among the polymerizable amino acids, there may be mentioned, inter
alia, glycine, alanine, leucine, isoleucine, phenylalanine, methionine,
histidine, proline, lysine, serine, threonine, cysteine, and the like.
Among the polypeptides of natural origin, there may be mentioned
water-soluble or water-dispersible proteins of plant or animal origin. The
proteins of plant origin are preferably protein hydrolysates. Their degree
of hydrolysis is more particularly less than or equal to 40%.
Among the proteins of plant origin, there may be mentioned, as a guide,
proteins obtained from high-protein seeds, in particular those from peas,
field beans, lupine, haricot beans and lentil; proteins obtained from
seeds of cereals, in particular those of wheat, barley, rye, corn, rice,
oats, millet; proteins obtained from oil-bearing seeds, in particular
those of soybean, peanut, sunflower, rape and coconut; proteins obtained
from leaves, in particular lucerne and nettle; proteins obtained from
plant organs and underground storage organs, in particular those of potato
and beet.
Among the proteins of animal origin, there may be mentioned, for example,
muscle proteins, in particular stromal proteins, gelatin, proteins
obtained from milk, in particular casein, lactoglobulin; and fish
proteins.
The proteins of plant origin, and more particularly the proteins obtained
from soybean and wheat are preferred.
What was indicated above in relation to the nature of the hydrophobic
graft remains valid and will not be repeated here.
It should be noted that the hydrophobic grafts may be linked to the
polypeptide by means of amide, ester, urea, urethane, isocyanate or amino
bonds.
The graft polymers are obtained by reacting part of the free amine or acid
functional groups with compounds which make it possible to create the
abovementioned bonds.
The preferred compounds exhibit a degree of polymerization which is low.
More particularly, by way of illustration, the weight-average molecular
mass is less than 20 000 g/mol; absolute weight-average molecular masses,
determined by size exclusion chromatography coupled with the MALLS method.
It is specified that the molecular mass of the polymer, and the proportion
of graft relative to the polypeptide, when it is present, are such that
the resulting polymer is water-soluble or water-dispersible for the
purposes of the present invention.
According to a fourth variant of the present invention, the water-soluble
or water-dispersible compound is chosen from polysaccharides optionally
containing a saturated or unsaturated, aromatic or nonaromatic,
hydrophobic C.sub.4 C.sub.30 hydrocarbon graft, optionally interrupted by
one or more heteroatoms.
By way of nonlimiting example of suitable polysaccharides, there may be
mentioned, inter alia, starch, modified starch, alginates, hydroxyalkyl
celluloses or their derivatives.
According to a preferred embodiment of the invention, the water-soluble or
water-dispersible compound is chosen from highly depolymerized
polysaccharides optionally containing a saturated or unsaturated, aromatic
or nonaromatic, hydrophobic C.sub.4 C.sub.30 hydrocarbon graft, optionally
interrupted by one or more heteroatoms.
Such compounds are in particular described in the book by P. ARNAUD
entitled "cours de chimie organique", GAUTHIER-VILLARS publishers, 1987.
Among such compounds, there may be mentioned those obtained from dextran,
starch, maltdextrin, xanthan gum and galactomannans such guar or carob.
These highly depolymerized polysaccharides preferably have a melting point
greater than 100.degree. C. and a water-solubility of between 50 and 500
g/l, at 25.degree. C.
On the subject of the hydrophobic grafts, reference may be made to what
was indicated above.
It should be noted that the hydrophobic grafts may be linked to the
polysaccharide by means of ester, amide, urea, urethane, isocyanate or
amino bonds.
The graft polymers are obtained by reacting part of the free alcohol or
acid functional groups with compounds which make it possible to create the
abovementioned bonds.
More particularly, by way of illustration, the weight-average molecular
mass of these highly depolymerized polysaccharides is less than 20 000
g/mol; absolute weight-average molecular masses determined by size
exclusion chromatography coupled with the MALLS method.
However, it is specified that the molecular mass of the polysaccharide,
whether it is highly depolymerized or not, and the proportion of graft, if
it is present, relative to said polysaccharide are such that the resulting
polymer is either water-soluble or water-dispersible for the purpose of
the present invention.
According to a final variant of the invention, the water-soluble or
water-dispersible compound is a polyvinyl alcohol, polyvinylpyrrolidone.
It should be noted that the polyvinyl alcohol may be partially or
completely in hydrolyzed form, as long as it is water-soluble or
water-dispersible for the purposes of the present invention.
Of course, it is completely possible to envisage using these various types
of water-soluble or water-dispersible compounds in combination.
The content of water-soluble or water-dispersible compound in the external
aqueous phase is moreover such that the content of this compound in the
final granule is more particularly between 30 and 85% by weight relative
to the weight of said granule.
It should be noted that in the particular case where the water-soluble or
water-dispersible compound is chosen from proteins, polyvinyl alcohol,
polyvinylpyrrolidone or from polysaccharides, the content of this compound
in the final granule is more particularly between 50 and 85% by weight
relative to the weight of said granule.
In addition, in the case where the water-soluble or water-dispersible
compound is chosen from the variants (i), (ii), the highly depolymerized
polypeptides and polysaccharides, the content of this compound in the
final granule is very advantageously between 30 and 70% by weight relative
to the weight of said granule.
Furthermore, the inverse emulsion/external aqueous phase weight ratio is
usually between 30/70 and 90/10, preferably between 50/50 and 90/10.
In order to equilibrate the osmotic pressures of the external aqueous
phase and of the internal aqueous phase, it is possible to add to the
external aqueous phase at least one additive chosen from salts such as
alkali or alkaline-earth metal halides (such as sodium chloride, calcium
chloride), at least one alkali or alkaline-earth metal sulfate (such as
calcium sulfate); or chosen from sugars (glucose for example), or from
polysaccharides (in particular dextran) or mixtures thereof.
The concentrations of additive (salt, of sugar and/or of polysaccharide)
are such that the osmotic pressures of the external and internal aqueous
phases are in equilibrium.
Furthermore, depending on the application for which the granule according
to the invention is intended, or depending on the nature of the active
substance, it may be advantageous to adjust the pH of the external aqueous
phase by adding a base (sodium hydroxide, potassium hydroxide) or an acid
(hydrochloric acid), once the multiple emulsion has been obtained.
By way of illustration, the usual pH range for the external aqueous phase
is between 3 and 8, preferably between 5 and 8.
According to an advantageous variant of the present invention, the aqueous
phase of the emulsion may comprise at least one thickening polymer. This
polymer has the effect of avoiding creaming and/or sedimentation of the
final emulsion.
By way of illustration, it is possible to use thickening polymers
extracted from plants and optionally modified, such as carrageenans,
alginates, carboxymethyl celluloses, methyl celluloses, hydroxypropyl
celluloses, hydroxyethyl celluloses, gellans.
It is likewise possible to use thickening polymers of the polysaccharide
type of animal, plant or bacterial origin; there may be mentioned by way
of nonlimiting example xanthan gum, guar and derivatives (such as
hydroxypropyl guar for example), polydextroses, or combinations thereof.
When it is present, the content of thickening polymer is more particularly
between 0.1 and 2% by weight relative to the external aqueous phase,
preferably between 0.1 and 0.5% by weight relative to the external aqueous
phase. It should be specified that in this concentration range, the
thickening polymer is soluble in the aqueous phase.
There will be no departure from the scope of the present invention on
mixing several multiple emulsions, as long as the external aqueous phases
of the mixed emulsions are compatible.
According to one variant of the present invention, the external aqueous
phase may comprise a dispersed organic phase and/or a dispersed solid.
All that has been indicated above relating to the hydrophobic active
substance optionally present in the internal organic phase remains valid
and will not be again detailed now.
It should be noted that these active substances may be used in the
presence of conventional additives in the relevant field of application.
In the case where such an external organic phase is present, it represents
more particularly 1 to 50% by weight of the external aqueous phase,
preferably 5 to 25% by weight of the external aqueous phase.
In addition, it is preferable that the size of the droplets of the
external organic phase are at most of the same order of magnitude as that
of the inverse emulsion dispersed in the external aqueous phase.
As for the possibility of using a solid dispersed in the external aqueous
phase, all solids used in the various applications mentioned above may be
suitable. Preferably, the size of this dispersed solid is close to or
lower than that of the droplets of the inverse emulsion.
In the case where the dispersed solid is present, its content represents
more particularly 1 to 50% by weight of the external aqueous phase,
preferably 5 to 25% by weight.
The preparation of the multiple emulsion may be carried out according to
any known method.
By way of example of preparation of the multiple emulsion, in the case
where no thermothickening polymer is used, the procedure may be carried
out by mixing the water, the nonionic surfactant and/or the nonionic
amphiphilic polymer, and optionally the additive. Preferably, the water
and the surfactant and/or the amphiphilic polymer are first of all mixed,
with stirring; the water-soluble or water-dispersible compound is then
added.
This operation usually takes place at a temperature greater than the
melting point of the compound used as internal organic phase. Preferably,
this temperature is between 20 and 80.degree. C.
The external aqueous phase may be optionally allowed to stand for 1 to 12
hours at room temperature.
The actual multiple emulsion is then prepared by adding the inverse
emulsion to the external aqueous phase.
This operation takes place with stirring, the inverse emulsion being
initially slowly added.
The stirring may be carried out by means of a frame-type blade. Typically,
the stirring rate is relatively slow, of the order of 400 rpm.
In the case where a thermothickening polymer is used, several variants may
be envisaged.
For example, the external aqueous phase is prepared by mixing its various
constituent components. More particularly, the water, the surfactant
and/or the amphiphilic polymer are mixed. The temperature of the mixture
is then increased to a temperature greater than or equal to the thickening
temperature of the thermothickening polymer. It should be noted that the
temperature is advantageously greater than or equal to the melting point
of the compound used as internal organic phase.
Next, the inverse emulsion is added to the external aqueous phase thus
obtained. This operation takes place at a temperature of greater than or
equal to the thickening temperature of the thermothickening polymer.
Once the multiple emulsion has been obtained, the whole is heated to a
temperature less than the thickening temperature of the thermothickening
polymer and the water-soluble or water-dispersible compound is then added,
with stirring.
The stirring conditions are of the same type as the preceding variant,
namely a slow stirring, of the order of 400 revolutions/minute.
According to another possibility, the combination of all the constituent
components of the external aqueous phase are mixed. Preferably, the
surfactant and/or amphiphilic polymer, optionally the additive, the
thermothickening polymer and then the water-soluble or water-dispersible
compound are added to the water, with stirring.
Next, the temperature of the mixture is adjusted such that it is greater
than or equal to the thickening temperature of the thermothickening
polymer and/or than the melting point of the compound used as organic
phase of the inverse emulsion. The inverse emulsion is then added to the
external aqueous phase at the appropriate temperature.
The stirring is preferably slow, of the order of 400 to 700
revolutions/minute.
In the case where the external aqueous phase comprises a dispersed
external organic phase, the multiple emulsion is preferably obtained by
dispersing the inverse emulsion in the external aqueous phase. The direct
emulsion, composed of the external organic phase dispersed in the same
external aqueous phase, is then added. Quite obviously, the quantities of
external aqueous phase introduced with the inverse and direct emulsions
are such that the proportions by weight of each of the phases will satisfy
the conditions explicitly stated above for the multiple emulsion.
The direct emulsion is obtained according to any known method, by mixing,
with stirring, the two phases: the external organic phase comprising the
hydrophobic active substance and the external aqueous phase comprising the
surfactant and/or the amphiphilic polymer, the water-soluble or
water-dispersible compound and optionally the thermothickening polymer.
In the case where the external aqueous phase comprises a dispersed solid,
the production of the multiple emulsion may be carried out as indicated in
the first case, and then said dispersed solid is added to the external
aqueous phase.
The average size of the droplets of the multiple emulsion advantageously
vary between 5 and 100 .mu.m, more particularly between 5 and 50 .mu.m,
advantageously between 5 and 15 .mu.m. They are measured by means of a
Horiba granulometer, and correspond to the median diameter by volume (d50)
which represents the diameter of the particle equal to 50% of the
cumulative distribution.
The multiple emulsion is then dried so as to obtain the granules according
to the invention.
The drying operation may be carried out by any means known to persons
skilled in the art.
More particularly, the drying operation is performed under conditions such
that the external aqueous phase is removed.
Preferably, the drying is carried out such that at least 90% by weight of
the external aqueous phase is removed, preferably between 90 and 95% by
weight.
By carrying out the drying under such conditions, the dried granules
according to the present invention comprise an internal water content of
between 10 and 50% by weight of the granule, preferably between 20 and 30%
by weight of the granule.
Thus, according to a first embodiment of the invention, it is possible to
envisage drying in an oven. Preferably, this drying is performed in a thin
layer.
Usually, the drying temperature is less than or equal to 100.degree. C.
More particularly, temperatures between 50 and 90.degree. C. are suitable
for carrying out this method.
According to another preferred embodiment of the invention, a so-called
rapid method for drying the multiple emulsion is used.
Suitable in this regard is spray-drying, or drying using Duprat.RTM.
drums, or alternatively freeze-drying (freezing-sublimation).
These modes of drying such as in particular spray-drying, are particularly
recommended because they make it possible to preserve the multiple
emulsion as it is and to obtain granules directly.
The spray-drying may be carried out in the customary manner in any known
apparatus, such as for example a spray-drying tower combining spraying
carried out using a nozzle or a turbine with a stream of hot gas.
The outlet temperature of the spray-drying gases is preferably between 55
and 75.degree. C. These temperatures are given as a guide, and depend on
the thermal stability of the various components. Furthermore it is defined
according to the final water content desired in the granule.
In the case of operations for drying the multiple emulsion which are
carried out by means of a Duprat.RTM. drum, or by any means which makes it
possible to rapidly obtain a dry film which is separated from the drying
support by a scraping operation for example, granules are obtained which
may be optionally ground. If necessary, these granules may be the subject
of subsequent processing, such as an agglomeration stage, so as to obtain
agglomerated granules.
It should be noted that additives, such as anticaking agents, may be
incorporated into the granules during this second drying stage.
It is likewise possible, by way of example, to use a filler chosen in
particular from calcium carbonate, barium sulfate, kaolin, silica,
bentonite, titanium oxide, talc, hydrated alumina and calcium
sulfoaluminate.
The additives may be introduced before drying the multiple emulsion, as
may be in particular the case for fillers. They may also be co-dried with
the multiple emulsion, as is in particular the case for anticaking agents.
Advantageously, the average size of the granules obtained directly after
drying is between 100 .mu.m and a few millimeters, preferably between 100
and 800 .mu.m. The average size of the granules is measured with a
Sympatec apparatus and corresponds to the median diameter by volume (d50)
which represents the diameter of the particle equal to 50% of the
cumulative distribution.
The granules according to the invention, when they are dispersed in an
aqueous phase, make it possible to obtain a multiple emulsion again.
The granules according to the invention may be stored and transported
without any difficulty.
Claim 1 of 13 Claims
1. A granule made by the
process of drying an inverse emulsion, dispersed in an external aqueous
phase, wherein: (a) the inverse emulsion comprising an internal aqueous
phase comprising at least one hydrophilic active substance, dispersed in an
internal organic phase, said inverse emulsion comprising at least one
nonionic surfactant, at least one amphiphilic block, or at least one
cationic surfactant, and (b) the external aqueous phase comprising: at least
one polyalkoxylated nonionic surfactant or at least one polvalkoxylated
amphiphilic nonionic polymer, and at least one water-soluble or
water-dispersible polymer provided in a solid form in the presence of a
water content of at most 10% by weight relative to the weight of said
polymer and whose glass transition temperature is greater than 25.degree.
C., wherein the water-soluble or water-dispersible polymer present in the
external aqueous phase is a polymer (i) obtained from the polymerization of
at least one monomer of formula (I):
(R.sup.1)(R.sup.1)--C.dbd.C(R'.sup.1)--COOH (I) in which formula the
radicals R.sup.1, R'.sup.1, which are identical or different, represent a
hydrogen atom, a C.sub.1 C.sub.10 hydrocarbon radical optionally comprising
a --COOH group, a --COOH group; and of at least one monomer of formula (II):
(R.sup.2)(R.sup.2)--C.dbd.CH.sub.2 (II) wherein the radicals R.sup.2, which
are identical or different, represent a linear or branched C.sub.1 C.sub.10
hydrocarbon radical; or of at least one monomer of formula (III):
CH.sub.2.dbd.C(R.sup.3)--C(O)--O--[CH.sub.2CH(R.sup.4)O].sub.m--[CH(R.sup-
.5)--CH.sub.2O].sub.n--R .sup.6 wherein: R.sup.3 is a hydrogen atom or a
methyl radical, R.sup.4 and R.sup.5, which are identical or different,
represent a hydrogen atom or an alkyl radical containing from 1 to 4 carbon
atoms, R.sup.6 is an alkyl, aryl, alkylaryl or arylalkyl radical containing
from 1 to 30, n is between 2 and 100, and m is between 0 and 50, provided
that n is greater than or equal to m and their sum is between 2 and 100.
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