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Title: Controlled release
microencapsulated NGF formulation
United States Patent: 7,163,701
Issued: January 16, 2007
Inventors: Cleland; Jeffrey
L. (San Carlos, CA), Lam; Xanthe M. (San Francisco, CA), Duenas; Eileen T.
(San Jose, CA)
Assignee: Genentech, Inc.
(South San Francisco, CA)
Appl. No.: 10/442,894
Filed: May 20, 2003
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Executive MBA in Pharmaceutical Management, U. Colorado
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Abstract
NGF microencapsulation compositions
having controlled release characteristics, preferably with increased
stability, for the NGF component, particularly human recombinant NGF ("rhNGF")
are provided that yield enhanced stability of NGF for use in promoting
nerve cell growth, repair, survival, differentiation, maturation or
function. Methods for making and using such compositions are also
provided.
SUMMARY OF THE
INVENTION
The present invention is based on the
finding of formulation conditions and methods for controlled sustained
release of NGF with low initial release rates and enhanced stability of
NGF during the release period. A controlled sustained release formulation
of NGF which provides a low initial release rate and retains enhanced
stability of NGF is provided to effectively induce nerve cell growth,
survival, differentiation, maturation, repair, or function, in vitro, in
vivo or ex vivo. Provided is a controlled release formulation containing
polymeric microspheres containing NGF, or its genetically engineered
forms, especially human NGF, preferably the 118 form, that demonstrate
very little loss of activity or aggregation during the release period. In
preferred embodiments the formulations contain zinc-complexed NGF. In
various embodiments the formulations, which have a controlled sustained
release characteristic, have enhanced stability to agitation, freezing,
thawing, light, or storage.
NGF polymeric controlled release systems are described wherein the NGF
retains useful biological activity and is released over an extended period
of time of at least one day, more typically one to two weeks, following
administration. In the preferred embodiment, the NGF polymeric
microspheres are made using very cold temperatures to freeze the polymer-NGF
mixtures into polymeric microspheres with very high retention of
biological activity and material. NGF is first preferably complexed in
solution with a metal and, optionally, mixed with a stabilizing (and NGF-load-increasing)
polyol, such as trehalose or mannitol, and dried, preferably spray freeze
dried. The dried powder is mixed with a polymer, preferably a poly(lactide),
or co-polymer, dissolved in a solvent such as ethyl acetate or methylene
chloride. The polymer/NGF mixture is atomized into a vessel containing a
frozen non-solvent such as ethanol, overlayed with a liquefied gas such as
nitrogen, at a temperature below the freezing point of the polymer/active
agent solution or suspension. The atomized particles freeze into
microspheres upon contacting the cold liquefied gas, then sink onto the
frozen non-solvent layer. The frozen non-solvent is then thawed. As the
non-solvent thaws, the microspheres are still frozen and sink into the
liquid non-solvent. The solvent in the microspheres also thaws and is
slowly extracted into the non-solvent, resulting in hardened microspheres
containing NGF.
Embodiments are provided in which sustained release of biologically active
NGF from the microspheres, in vitro, ex vivo, or in vivo, extends over a
period of one week to three months. The release profile can be achieved by
inclusion of polymer degradation modifiers, pore forming agents,
polymer-co-polymer ratios, and stabilizers of NGF, particularly zinc.
Also provided is a method for making controlled-release microspheres
containing NGF or its genetically engineered forms, preferably metal-complexed,
preferably with zinc, with very little loss-of activity or material during
the formulation process. Provided are a method for making microspheres
formed from a broad range of polymers which contain active NGF releasable
in a controlled fashion, and the microspheres produced by such a process.
Provided herein is an NGF formulation with enhanced consistency for
improved application to the neuron or mammal. A stable NGF formulation for
use in treating a mammal, preferably human, in need of NGF treatment so as
to provide a therapeutically effective amount of NGF, is provided. The
microencapsulated devices also find use in cell culture methods, for
example, with primary neuron cultures or neuronal cell lines. These and
other aspects will become apparent to those skilled in the art in view of
the present specification and drawings.
DETAILED DESCRIPTION
OF THE INVENTION
The present invention is based on the
discovery that NGF formulated with a metal, such as zinc, in a biopolymer
microencapsulated form, has markedly low initial release rate from the
microspheres, while allowing a controlled sustained release over a period
of time greater than one day, and typically at least one to two weeks.
Furthermore, formulation in aqueous solution of NGF with a metal that
binds NGF, such as zinc, prior to encapsulation with biopolymer,
surprisingly increased stability of NGF released from these
microencapsulated devices Accordingly, in a preferred embodiment, the NGF
is formulated with the metal in solution prior to drying or admixture with
microencapsulaton polymers or release modifiers. While a few protein drugs
have been formulated in a controlled release mode, controlled release at
the desired rate and over a desired period is difficult to achieve. For
example, it was reported that rhGH can form a complex with zinc and can be
stabilized by complexing the protein with zinc acetate during microsphere
fabrication process and during subsequent release in vivo (Johnson, et al.
Nature Medicine 2:795 799(1996)). However, the conditions used to
encapsulate a drug must not result in degradation of the drug to be
delivered nor must the drug react with the polymeric matrix so as to
inactivate or bind the drug. For a clinical situation, the delivery means
must be cost effective to produce, stable to storage, and administrable
using standard methodology. These needs have been met by the present
invention.
"NGF" refers to nerve growth factor from any species, including murine,
bovine, ovine, porcine, equine, avian, and preferably human, in native
sequence or in genetically engineered variant form, and from any source,
whether natural, synthetic, or recombinantly produced. Preferably, NGF is
recombinantly produced. In a preferred method, the NGF is cloned and its
DNA expressed, e.g., in mammalian cells, in bacterial cells.
Preferred for human use is human native-sequence, mature NGF, more
preferably a 120 amino acid sequence, and even more preferably a 118 amino
acid sequence form. The preferred amino acid sequence for human pre-pro-NGF
and human mature NGF are provided by U.S. Pat. No. 5,288,622, which is
specifically incorporated herein by reference. The 120 amino acid form,
without additional post-translational modifications, is a preferred form
in the homodimer form (i.e., 120/120). Even more preferred is the 118
form, without additional post-translational modifications, particularly as
a homodimer (i.e., 118/118). The primary structure of a mammalian NGF
(mouse NGF) was first elucidated by Angeletti and Bradshaw, Proc. Natl.
Acad. Aci. USA 68:2417 (1971). The primary structure of its precursor,
pre-pro-NGF, has been deduced from the nucleotide sequence of the mouse
NGF cDNA (Scott et al. Nature 302:538 (1983); Ullrich et al. Nature
303:821 (1983)). The homologous human NGF (hNGF) gene has also been
identified (Ullrich, Symp. on Quan. Biol., Cold Spring Harbor 48:435
(1983); U.S. Pat. No. 5,288,622, issued Feb. 22, 1994, which is
incorporated herein by reference). Its homology to the mouse NGF is about
90% and 87%, on the amino acid and nucleotide sequence levels,
respectively. NGF can be glycosylated or unglycosylated.
In other embodiments the microsphere formulations of the present invention
include NGF chimeric and pantropic neurotrophins, such as those reported
in U.S. Pat. No. 5,488,099, issued Jan. 30, 1996, in Urfer et al., EMBO J.
13(24):5896 909 (1994), and in WO 95/33829, published Dec. 14, 1995
(incorporated herein by reference) in which the NGF has been modified to
bind to more than one receptor or contains a receptor binding activity not
normally present to a significant degree in the native NGF. Of particular
interest are chimeras having an NGF amino acid backbone but modified to
bind receptors other than trkA, such as trkB or trkC. These NGF forms have
an amino acid sequence homologous (usually greater than 80%, preferably
greater than 90%, and more preferably greater than 95%, and most
preferably greater than 97%) to the amino acid sequence of NGF, with
substitutions which confer other neurotrophin specificities. In the
preferred embodiment, the domains are substituted for NGF residues; that
is, some number of amino acids are deleted from the NGF sequence, and an
identical or similar number of amino acids are substituted, conferring an
additional specificity. For example, a pantropic NGF is made with a D16A
substitution, which confers BDNF specificity (trkB-binding activity),
while retaining trkA-binding activity. Preferred are those in which amino
acid substitutions have been made in NGF with an amino acid from a
corresponding position in NT-3 that is responsible for binding the trkC
receptor for NT-3. Such NGF mutants have NT-3-like trkC receptor binding
activity while retaining NGF conformation, pharmacokinetics and
purification behavior (Urfer, et al., Biochemistry 36(16):4775 4781
(1997)). For example, substitutions in the pre-variable region 1
(V18E+V20L+G23T) and in variable region 4 (Y79Q+T81K+H84Q+F86Y+K88R) trkC-binding
activity. The substitutions in the pre-variable region 1 can be made with
only single amino acid substitutions in variable region 4; for example,
V18E+V20L+G23T and one or more of Y79Q, T81K, H84Q, F86Y, or K88R may be
made. These NGF mutants can also be engineered to lack trkA binding
activity, for example, by removing or modifying the N-terminal 1 to 9
amino acids of NGF. The 109 amino acid species (10 118) hNGF, resulting
from the loss of the first 9 residues of the N-terminus and the last two
residues from the C-terminus of purified recombinant human NGF, is
300-fold less efficient in displacing mouse [.sup.125I]NGF from the human
trkA receptor compared to (1 118)hNGF (Shih et al., J. Biol. Chem. 269
(44):27679 86 (1994)). Such NGF genetically engineered mutants--that bind
trkC but not trkA--are particularly preferred for use in the invention
described herein.
The isolation of a recombinant human NGF involves separation of the
protein from a variety of diverse host cell contaminants. Each step
involves special buffers that enable sufficient separation to take place.
The final or penultimate processing step for NGF is complicated by the
presence of several NGF variants that co-purify using conventional
chromatographic media. When a refolding step is included in the recovery
and purification process, the variants include misfolded forms of NGF.
Variants can also include those that differ chemically from NGF, such as
carbamylated, amidated, deamidated or proteolytically cleaved forms. In
the case of NGF, these species consist primarily of dimeric forms--homodimers,
e.g., 120/120 or 117/117, when 118/118 is desired, or heterodimers, e.g.,
120/118, 117/118--or chemically modified variants--isoaspartate,
mono-oxidized, glycosylation variants, N-terminal and C-terminal truncated
forms, and dimers thereof (Schmelzer et al. (J. Neurochem. 59:1675 1683
(1992)); Canova-Davis, et al., In Peptides: Chemistry, Structure and
Biology, Escom Science Publishers, Leiden, The Netherlands, pp. (1993)
(Proceedings of the Thirteenth American Peptide Symposium, Edmonton,
Alberta, Canada, Jun. 20 25, 1993)). Preferred formulations are
substantially pure and homogeneous 118/118 NGF without these
modifications.
The NGF, preferably metal-stabilized as taught herein, is formulated for
sustained release, preferably by microencapsulation, preferably with a
biodegradable polymer, as a microsphere. Suitable examples of
sustained-release preparations include semipermeable matrices of solid
hydrophobic polymers containing NGF, which matrices are in the form of
shaped articles, e.g. films, or microcapsules. Examples of
sustained-release matrices include polyesters, hydrogels [e.g.,
poly(2-hydroxyethyl-methacrylate) as described by Langer, et al., J.
Biomed. Mater. Res., 15:167 277 (1981) and Langer, Chem. Tech., 12:98 105
(1982) or poly(vinylalcohol], polylactides (U.S. Pat. No. 3,773,919, EP
58,481), copolymers of L-glutamic acid and gamma ethyl-L-glutamate (Sidman,
et al., Biopolymers, 22:547 556 [1983]), non-degradable ethylene-vinyl
acetate (Langer, et al., supra), degradable lactic acid-glycolic acid
copolymers such as the Lupron Depot.TM. (injectable microspheres composed
of lactic acid-glycolic acid copolymer and leuprolide acetate), and
poly-D-(-)-3-hydroxybutyric acid (EP 133,988). While polymers such as
ethylene-vinyl acetate and lactic acid-glycolic acid enable release of
molecules for over 100 days, certain hydrogels release polypeptides for
shorter time periods. When encapsulated polypeptides remain in the body
for a long time, they may denature or aggregate as a result of exposure to
moisture at 37.degree. C., resulting in a loss of biological activity and
possible changes in immunogenicity. As has been determined herein,
preformulation of NGF with a metal remarkedly maintains the integrity of
NGF during sustained release.
Alternative sustained-release modes for which the NGF or NGF-metal complex
provides an advantage include liposomally entrapped metal-stabilized NGF.
Liposomes containing polypeptides are prepared by methods known per se: DE
3,218,121; Epstein, et al., Proc. Natl. Acad. Sci. USA, 82:3688 3692
(1985); Hwang, et al., Proc. Natl. Acad. Sci. USA, 77:4030 4034 (1980); EP
52,322; EP 36,676; EP 88,046; EP 143,949; EP 142,641; Japanese patent
application 83-118008; U.S. Pat. Nos. 4,485,045 and 4,544,545; and EP
102,324. Ordinarily the liposomes are of the small (about 200 800
Angstroms) unilamelar type in which the lipid content is greater than
about 30 mol. % cholesterol, the selected proportion being adjusted for
the optimal ligand analogs therapy. Liposomes with enhanced circulation
time are disclosed in U.S. Pat. No. 5,013,556.
The compositions hereof including lyophilized forms, are prepared in
general by compounding the components using generally available
pharmaceutical compounding techniques, known per se. Likewise, standard
lyophilization procedures and equipment well-known in the art are
employed.
The biodegradable polymer of the present invention has low water
soluability or is water-insoluble, and includes aliphatic polyesters,
e.g., homopolymers or copolymers synthesized from one or more kinds of
.alpha.-hydroxycarboxylic acids (e.g., glycolic acid, lactic acid,
2-hydroxybutyric acid, valinic acid, leucic acid, etc.),
hydroxydicarboxylic acids (e.g., malic acid, etc.), hydroxytricarboxylic
acids (e.g., citric acid, etc.), or their mixtures; poly-.alpha.-cyanoacrylic
esters, e.g., poly(methyl .alpha.-cyanoacrylate), poly(ethyl .alpha.-cyanoacrylate),
poly(butyl .alpha.-cyanoacrylate), etc.; and amino acid polymers, e.g.,
poly(.gamma.-benzyl-L-glutamate) etc., or their mixtures. The mode of
polymerization for these biodegradable polymer may be any of random, block
or graft polymerizations technique.
The preferred biodegradable polymers are aliphatic polyesters, e.g.,
homopolymers or copolymers synthesized from one or more kinds of .alpha.-hydroxycarboxylic
acids (e.g., glycolic acid, lactic acid, 2-hydroxybutyric acid, etc.),
hydroxydicarboxylic acids (e.g., malic acid, etc.) and
hydroxytricarboxylic acids (e.g., citric acid, etc.), or their mixtures,
and so on.
Among the above-mentioned aliphatic polyesters, the homopolymers and
copolymers synthesized from one or more kinds of the .alpha.-hydroxycarboxylic
acids are preferable in view of biodegradability and biocompatibility.
Particularly preferred aliphatic polyesters are copolymers synthesized
from two or more kinds of the .alpha.-hydroxycarboxylic acids.
Furthermore, these copolymers can be used as mixtures.
When the .alpha.-hydroxycarboxylic acids are chiral compounds, they may be
any of D-, L- and D-, L-configuration. It is preferable that the ratio of
the D-/L-configuration (mol %) is in the range of about 75/25 to about
25/75. More preferred is a hydroxycarboxylic acid wherein the ratio of the
D-/L-configuration (mol %) is in the range of about 60/40 to about 30/70.
An example of the above mentioned .alpha.-hydroxycarboxylic acid polymer
is a lactic acid polymer (hereinafter sometimes referred to as "polylactic
acid"). The .alpha.-hydroxycarboxylic acid copolymer includes copolymers
of glycolic acid with the other .alpha.-hydroxycarboxylic acids such as
lactic acid and 2-hydroxybutyric acid. Preferred .alpha.-hydroxycarboxylic
acid copolymers are lactic acid-glycolic acid copolymer and
2-hydroxybutyric acid-glycolic acid copolymer. A particularly preferred
.alpha.-hydroxycarboxylic acid copolymer is a lactic acid-glycolic acid
copolymer.
The polylactic acid may be either D-configuration or L-configuration or a
mixture; one with the D-/L-configuration ratio (mol %) of about 75/25 to
about 20/80 is preferred. More preferred is a polylactic acid wherein the
ratio of the D-/L-configuration (mol %) is in the range of about 60/40 to
about 25/75. Most preferred is a polylactic acid wherein the ratio of
D-/L-configuration is in the range of about 55/45 to about 25/75.
The polylactic acid preferably has the weight average molecular weight, as
defined below, of about 1,500 to about 10,000. More preferred is a
polylactic acid having the weight average molecular weight of about 2,000
to about 8,000. Particularly preferred is a polylactic acid having the
weight average molecular weight of about 3,000 to about 6,000. The
dispersity (weight average molecular weight/number average molecular
weight) of polylactic acid is preferably in the range of about 1.2 to
about 4.0, and more preferably in the range of about 1.5 to about 3.5.
The polylactic acid can be produced by the prior art methods described in
EP-172636 (e.g., by dehydrative polycondensation in the absence of a
catalyst or by dehydrative polycondensation in the presence of an
inorganic solid acid catalyst). The preferred polylactic acid is produced
by dehydrative polycondensation in the absence of a catalyst.
The compositional ratio (lactic acid/glycolic acid, mol %) in the lactic
acid-glycolic acid copolymer is about 100/0 (homopolymer) to about 40/60,
preferably about 90/10 to about 45/55, more preferably about 75/25 to
50/50, and most preferably about 60/40 to about 40/60. The weight average
molecular weight of the lactic acid-glycolic acid copolymer is preferably
about 3,000 to about 20,000, and more preferably about 4,000 to about
15,000. The dispersity (weight average molecular weight/number average
molecular weight) of the lactic acid-glycolic acid copolymer is preferably
about 1.2 to about 4.0, and more preferably about 1.5 to about 3.5. In the
present invention, two kinds of lactic acid-glycolic acid copolymers
differing in compositional ratio and weight average molecular weight can
be used in an admixture of any ratio. The typical example is a mixture of
a lactic acid-glycolic acid copolymer wherein the compositional ratio of
the lactic acid/glycolic acid (mol %) is about 75/25 and the weight
average molecular weight is about 6,000. Another example is lactic
acid-glycolic acid copolymer wherein the compositional ratio of the lactic
acid/glycolic acid (mol %) is about 50/50 and the weight average molecular
weight is about 4,000. The preferred weight ratio of the mixture is about
25/75 to about 75/25.
The lactic acid-glycolic acid copolymers can be produced by the known
methods described in EP-172636 (e.g., dehydrative polycondensation in the
absence of a catalyst or dehydrative polycondensation in the presence of
an inorganic solid acid catalyst). The preferred copolymer is one produced
by dehydrative polycondensation in the absence of a catalyst.
The compositional ratio of the 2-hydroxybutyric acid-glycolic acid
copolymer is about 10 to about 75 mol % of glycolic acid and the remaining
mol % of 2-hydroxybutyric acid, more preferably about 20 to about 75 mol %
of glycolic acid, and more preferably about 30 to about 70 mol % of
glycolic acid. The weight average molecular weight of 2-hydroxybutyric
acid-glycolic acid copolymer is preferably about 2,000 to about 30,000,
and more preferably about 3,000 to about 20,000. The particularly
preferred weight average molecular weight of the copolymer is about 4,000
to about 15,000. The dispersity (weight average molecular weight/number
average molecular weight) of 2-hydroxybutyric acid-glycolic acid copolymer
is preferably about 1.2 to about 4.0, and more preferably about 1.5 to
about 3.5.
2-Hydroxybutyric acid-glycolic acid copolymers can be produced by the
known methods described in EP-172636 (e.g., dehydrative polycondensation
in the absence of a catalyst or dehydrative polycondensation in the
presence of an inorganic solid acid catalyst). The preferred copolymer is
one produced by dehydrative polycondensation in the absence of a catalyst.
The glycolic acid copolymers (e.g., lactic acid-glycolic acid copolymer,
2-hydroxybutyric acid-glycolic acid copolymer, etc.) may be used in an
admixture with polylactic acid. When glycolic acid copolymer is used in
combination with polylactic acid, the ratio of glycolic acid copolymer/polylactic
acid (weight %) may be, for example, about 10/90 to about 90/10. The
preferred ratio is about 20/80 to about 80120, and the most preferred
ratio is about 30/70 to about 70/30.
The terms "weight average molecular weight" and "number average molecular
weight" as used in this specification mean the polystyrene equivalent
average molecular weight and number average molecular weight of a sample
as determined by gel permeation chromatography (GPC) using 9 polystyrene
standards having the weight average molecular weights of 120,000, 52,000,
22,000, 9,200, 5,050, 2,950, 1,050, 580 and 162. These determinations can
be made using GPC Column KF804L.times.2 (Showa Denko K.K.), RI Monitor
L-3300 (Hitachi, Ltd.), and chloroform as the mobile phase.
In the present invention, biodegradable polymers synthesized by the
dehydrative polycondensation reaction in the absence of a catalyst have
free carboxyl groups at the terminus. Such biodegradable polymers having
free carboxyl groups at the terminus feature a high correlation between
the number average molecular weight determined by end-group titrimetric
assay and the number average molecular weight determined by GPC assay
using polystyrene standards of known molecular weights, as previously
described.
By the end-group assay method, the number average molecular weight can be
determined in the following manner. About 1 g to 3 g of the biodegradable
polymer is dissolved in a mixed solvent of acetone (25 ml) and methanol (5
ml), and the carboxyl groups in the solution are quickly titrated with
0.05N alcoholic potassium hydroxide solution using phenolphthalein as
indicator under stirring at room temperature (about 0 to about 30.degree.
C.). The number average molecular weight is calculated by the following
equation: Number average molecular weight by end-group assay=20000 (A/B),
where A is the weight mass (g) of biodegradable polymer and B is the
amount (ml) of 0.05N alcoholic KOH solution added until end-point is
reached.
In the case of a biodegradable polymer having free carboxyl groups at the
terminal which is synthesized from one or more kinds of .alpha.-hydroxy
acids by dehydrative polycondensation in the absence of a catalyst, a high
correlation is found between the number average molecular weight
determined by GPC assay and the number average molecular weight determined
by the end-group assay. In contrast, in the case of a biodegradable
polymer produced from the cyclic dimer of an .alpha.-hydroxy acid by the
ring-opening polymerization method using a catalyst and having essentially
no free carboxyl groups at the terminus, the number average molecular
weight found by the end-group assay is considerably higher than the number
average molecular weight found by GPC. Because of this difference, a
biodegradable polymer having free carboxyl groups at the terminal can
easily be differentiated from a biodegradable polymer not having free
carboxyl groups at the terminus.
Whereas the number average molecular weight found by the end-group assay
is an absolute value, the number average molecular weight found by GPC
assay is a relative value dependent on many variables such as analytical
methods and conditions (e.g., the types of mobile phase and column,
reference standard, choice of slicing width, selection of baseline, etc.)
and, therefore, is hard to generalize. However, a high correlation exists
between the number average molecular weight found by end-group assay and
the number average molecular weight found by the GPC assay when the value
obtained from the end-group assay is within the range of about 0.5 to
about 2.0 times the value found by the GPC assay. The preferred range is
about 0.8 to about 1.5 times. That the number average molecular weight
found by end-group assay is "considerably higher" than the number average
molecular weight found by GPC means that the value found by the end-group
assay is more than about twice the value found by the GPC assay.
In the present invention, the preferred polymers are those showing a high
correlation between the number average molecular weight found by the
end-group assay and the number average molecular weight found by the GPC
assay.
The metal salts which can be used for converting a biodegradable polymer
to its metal salt is not particularly limited as far as it does not exert
unwanted or deleterious influences in vivo. The metal salt includes a salt
formed by a monovalent metal such as alkali metals (e.g., sodium,
potassium, etc.) or alkaline earth metals (e.g., calcium, magnesium,
etc.), or a polyvalent metal such as zinc (II), iron (II, III), copper
(II), tin (II, IV), and aluminum (II, III) with an inorganic acid or an
organic acid.
The metal is preferably a polyvalent metal, and more preferably alkaline
earth metals and zinc. Particularly preferred metals are calcium and zinc.
Inorganic acids that may be used in the metal salt formation include
hydrogen halide (e.g., hydrochloric acid, hydrobromic acid, hydroiodic
acid, hydrofluoric acid), sulfuric acid, nitric acid, thiocyanic acid, and
so on.
Organic acids that may be used in the metal salt formation include
aliphatic carboxylic acids and aromatic acids. Preferred aliphatic
carboxylic acids are C.sub.1-9 aliphatic carboxylic acids, e.g., aliphatic
monocarboxylic acids, aliphatic dicarboxylic acids, and aliphatic
tricarboxylic acids. The aliphatic carboxylic acids may be saturated or
unsaturated.
The aliphatic monocarboxylic acids include C.sub.1-9 saturated aliphatic
monocarboxylic acids (e.g., carbonic acid, acetic acid, propionic acid,
butyric acid, valeric acid, caproic acid, enanthoic acid, caprylic acid,
pelargonic acid, capric acid, etc.) and C.sub.2-9 unsaturated aliphatic
monocarboxylic acids (e.g., acrylic acid, propiolic acid, methacrylic
acid, crotonic acid, isocrotonic acid, etc.).
The aliphatic dicarboxylic acids include C.sub.2-9 saturated aliphatic
dicarboxylic acids (e.g., malonic acid, succinic acid, glutaric acid,
adipic acid, pimellic acid, etc.) and C.sub.2-9 unsaturated aliphatic
dicarboxylic acids (e.g., maleic acid, fumaric acid, citraconic acid,
mesaconic acid, etc.).
The aliphatic tricarboxylic acids include C.sub.2-9 saturated aliphatic
tricarboxylic acids (e.g., tri-carvallylic acid, 1,2,3-butanetricarboxylic
acid, etc.).
The above-mentioned aliphatic carboxylic acids additionally may have 1 or
2 hydroxyl groups. Illustrative examples are glycolic acid, lactic acid,
glyceric acid, tartronic acid, malic acid, tartaric acid, citric acid, and
so on.
Preferred aliphatic carboxylic acids are aliphatic monocarboxylic acids.
More preferred aliphatic carboxylic acids are C.sub.2-9 aliphatic
monocarboxylic acids. Particularly preferred are C.sub.2-3 saturated
aliphatic monocarboxylic acids. The most preferred aliphatic carboxylic
acid includes acetic acid.
Aromatic acids that may be used in the metal salt formation include
benzoic acid, salicylic acid and phenolsulfonic acid.
The metal salt of the biodegradable polymer, may also be obtained using
the acetylacetonate or oxide of the above-mentioned polyvalent metals.
Preferred metal donors of the type are zinc acetylacetonate and zinc
oxide.
Metal salts which can be used for converting a biodegradable polymer to
its metal salt are preferably the salt formed by a polyvalent metal with
an organic or inorganic acid (hereinafter referred to as a polyvalent
metal salt).
Polyvalent metal salt that may be used include salts of zinc with an
inorganic acid, e.g., zinc halides (e.g., zinc chloride, zinc bromide,
zinc iodide, zinc fluoride), zinc sulfate, zinc nitrate, zinc thiocyanate,
etc.; salts of zinc with an organic acid, e.g., aliphatic carboxylic acid
zinc salts (e.g., zinc carbonate, zinc acetate, zinc glycolate, zinc
lactate, zinc tartrate, etc.), aromatic zinc salts (e.g., zinc benzoate,
zinc salicylate, zinc phenolsulfonate, etc.); salts of calcium with an
inorganic acid, e.g., calcium halide (e.g., calcium chloride, calcium
bromide, calcium iodide, calcium fluoride, etc.), calcium sulfate, calcium
nitrate, calcium thiocyanate, etc.; salts of calcium with an organic acid,
e.g., aliphatic carboxylic acid calcium salt (e.g., calcium carbonate,
calcium acetate, calcium propionate, calcium oxalate, calcium tartrate,
calcium lactate, calcium citrate, calcium gluconate, etc.) and aromatic
calcium salts (e.g., calcium benzoate, calcium salicylate, etc.).
Preferred salts are zinc acetate, zinc carbonate, calcium acetate, and
calcium carbonate. The more preferred polyvalent metal salt includes zinc
acetate and calcium acetate.
If necessary, in order to form a homogeneous NGF/metal complex, the metals
occurring in the bioactive polypeptide from purification may be removed
from the polypeptide by known methods and replaced with the stabilizing
metal of choice.
In the present invention, it is preferable that additives other than the
biodegradable polymer metal salt in the sustained-release preparation do
not form a metal salt.
The biodegradable polymer metal salt in the present invention can be
produced by emulsifing and dispersing an aqueous solution or solid form of
a metal salt in an organic solvent solution of a biodegradable polymer to
prepare a water/oil (w/o) or oil/water (o/w) emulsion or an organic
solution or suspension of a biodegradable polymer containing a metal salt.
The resulting substances are washed and dried or subjected to an in-water
drying method, phase separation method, spray drying method or the like
with washing and drying. The metal salt which does not participate in the
formation of a salt with the biodegradable polymer in this process is
preferably removed.
The organic solvent mentioned above preferably has a boiling point not
exceeding 120.degree. C. Such organic solvent includes halogenated
hydrocarbons (e.g., dichloromethane, chloroform, carbon tetrachloride,
etc.), alcohols (e.g., ethanol, methanol, etc.), acetonitrile, and so on.
These solvents can also be used as a mixture. The preferred organic
solvents are dichloromethane and acetonitrile. Particularly preferred is
dichloromethane.
The metal content of the biodegradable polymer metal salt is preferably
about 0.01 to about 10% (w/w), more preferably about 0.05 to about 7%
(w/w), and most preferably about 0.1 to about 5% (w/w). The metal content
of a biodegradable polymer metal salt can be determined by atomic
absorption spectrometry.
Methods for producing a biodegradable polymer metal salt (e.g., in-water
drying method, phase separation method and spray drying method) are
described below.
To produce a biodegradable polymer metal salt by an in-water drying method
(water/oil/water or w/o/w method), the biodegradable polymer is first
dissolved in an organic solvent to prepare an organic solvent solution
(hereinafter referred to sometimes as the oil phase). The concentration of
the biodegradable polymer in this organic solvent solution is suitably
selected according to the molecular weight of the polymer and the kind of
organic solvent used. For example, the concentration of the biodegradable
polymer in the organic solvent may be about 0.01 to about 90% (w/w),
preferably about 0.1 to about 80% (w/w), and more preferably about 1 to
about 70% (w/w). For the internal aqueous phase, an aqueous solution of
metal salts is used. The metal salt concentration may be from about 10 to
about 90% (w/v), and preferably about 20 to about 80% (w/v). However, the
metal salt concentration depends on the solubility of the metal salt in
water. The above metal salt aqueous solution is dispersed and emulsified
in the organic solvent solution of the biodegradable polymer to provide a
w/o emulsion. The volume ratio of the aqueous solution of metal salts in
the organic solvent solution of the biodegradable polymer is about 1:1,000
to about 1:1, preferably about 1:100 to about 1:2, and most preferably
about 1:50 to about 1:3. Emulsification can be achieved by conventional
emulsification methods such as by using a turbine mixer, a homogenizer or
the like.
The w/o emulsion thus obtained is then added to an aqueous phase (the
external aqueous phase) to give a w/o/w emulsion. Then the oil-phase
solvent is evaporated off to provide the desired biodegradable polymer
metal salt. The volume of the external aqueous phase may be selected from
the range of, for example, about 1 to about 10,000 times the volume of the
oil phase. The preferred range is about 2 to about 5,000 times, and the
most preferred range is about 5 to about 2,000 times. Solvent evaporation
can be achieved by commonly used methods, including the method in which
the solvent is evaporated under normal or gradually reduced pressure while
stirring using a propeller stirrer or a magnetic stirrer, etc., and the
method in which the solvent is evaporated while the degree of vacuum is
adjusted using a rotary evaporator, and so on.
An emulsifier may be added to the external aqueous phase. The emulsifier
may be any substance capable of providing for stable w/o/w emulsions.
Examples of such emulsifiers include anionic surfactants, nonionic
surfactants, polyoxyethylene-caster oil derivatives, polyvinylpyrrolidone,
polyvinyl alcohol, carboxymethylcellulose, lecithin, gelatin, hyaluronic
acid and so on. The preferred emulsifier is polyvinyl alcohol. Multiple
emulsifiers may also be used in combination for use in the external
aqueous phase. The concentration of the emulsifier based on the external
aqueous phase may be selected from the range of about 0.001 to about 20%
(w/w). The preferred range is about 0.01 to about 10% (w/w) and the still
more preferred range is about 0.05 to about 5% (w/w).
A metal salt which is similar to or different from the metal salt
contained in the internal aqueous phase may also be added to the external
aqueous phase. In such cases, preferably a fatty acid metal salt is added
in such an amount that the concentration of the metal salt in the external
aqueous phase is about 0.01 to 20% (w/w) or more preferably about 0.1 to
10% (w/w). By careful selection of the concentration of the metal salt in
the external aqueous phase, the transfer of the metal salt used in the
internal aqueous phase from the biodegradable polymer into the external
aqueous phase may be avoided.
The biodegradable polymer metal salt thus produced is recovered by
centrifugation or filtration, washed with distilled water several times to
remove the emulsifier and other deposits from the salt surface, then
redispersed in distilled water, and lyophilized.
To produce a biodegradable polymer metal salt by an in-water drying method
(oil/water method), a solution of the biodegradable polymer in an organic
solvent is first prepared as in method (A). Then, the metal salt is added,
and dispersed or dissolved in the organic solvent solution of
biodegradable polymer. The ratio of metal salt to biodegradable polymer
(by weight) is about 5:1 to about 1:100, preferably about 2:1 to about
1:50, and more preferably about 1:1 to about 1:10. The organic solvent
solution thus obtained is then poured into an aqueous phase and an o/w
emulsion is prepared by using a turbine mixer or the like. Then, the
oil-phase solvent is evaporated as in method (A) to provide the
biodegradable polymer metal salt. The volume of the aqueous phase is based
on the volume of oil phase and is selected from the range of, for example,
about 1 to about 10,000 times the volume of the oil phase, or preferably
about 2 to about 5,000 times. The most preferred range is about 5 to about
2,000 times.
As in method (A), an emulsifier may be added into this aqueous phase.
A metal salt may be added into the aqueous phase that is similar to or
different from the metal salt which is added, and dispersed or dissolved
in the oil phase.
The biodegradable polymer metal salt thus produced is separated, washed
and lyophilized as in method (A).
To produce a biodegradable polymer metal salt by a phase separation method
(coacervation method), a coacervating agent is gradually added into the
water/oil emulsion as used in method (A) or the organic solvent solution
of biodegradable polymer containing the metal salt as used in method (B)
under stirring to precipitate and solidify the biodegradable polymer metal
salt. The amount of coacervating agent used is based on the volume of the
w/o emulsion or organic solvent solution of the biodegradable polymer. The
volume used is about 0.01 to about 1,000 times the volume of the W/O
emulsion or organic solution of the biodegradable polymer, preferably
about 0.05 to about 500 times, and more preferably about 0.1 to about 200
times.
The coacervating agent may be a substance belonging to any of the
categories of polymers, mineral oils or vegetable oils, which are miscible
with the organic solvent used for dissolving the biodegradable polymer,
but in which the biodegradable polymer is not appreciably soluble. Typical
examples are silicone oil, sesame oil, soybean oil, corn oil, cottonseed
oil, coconut oil, linseed oil, mineral oil, n-hexane, n-heptane, and so
on. The coacervating agents can be used in a combination of two or more
kinds.
The biodegradable polymer metal salt thus produced is recovered by
filtration and washed repeatedly with heptane or the like to remove the
coacervating agent. The salt is then washed as in method (A) and
lyophilized.
In the production of a biodegradable polymer metal salt by the in-water
drying method or coacervation method, an antiflocculant may be added for
preventing agglomeration of the particles. Antiflocculants that may be
used include a water-soluble polysaccharides, such as mannitol, lactose,
glucose, and starches (e.g., corn starch), hyaluronic acid and its alkali
metal salt, glycine, a protein such as fibrin, collagen and an inorganic
salt such as sodium chloride, sodium hydrogen phosphate, and so on.
To produce a biodegradable polymer metal salt by a spray drying method,
either a water/oil emulsion prepared from an aqueous solution of the metal
salt and an organic solvent solution of the biodegradable polymer, or an
organic solvent solution or suspension of biodegradable polymer containing
the metal salt, is sprayed via a nozzle into the drying chamber of a spray
drier to volatilize the organic solvent in fine droplets in a very short
time, and a fine biodegradable polymer metal salt is produced. Examples of
the above-mentioned nozzle are a binary-fluid nozzle, a pressure nozzle
and a rotary disk nozzle. An aqueous solution of the above-described
antiflocculant also may be sprayed via another nozzle in order to prevent
agglomeration of biodegradable polymer metal salt with the w/o emulsion or
the organic solvent solution or suspension of the biodegradable polymer
containing the metal salt. The biodegradable polymer metal salt thus
produced is washed as in method (A) and, if necessary, further subjected
to removal of water and organic solvent under heating and reduced
pressure.
The sustained-release preparation of the present invention can be
manufactured by dispersing NGF in an organic solvent containing the
biodegradable polymer metal salt, and subjecting the resulting dispersion
to formulation. The manufacturing method of the present invention can be
used with the above-described (A) in-water drying method (w/o/w method),
(B) in-water drying method (o/w method), (C) phase separation method (coacervation
method), (D) spray drying method, or any modification thereof. The organic
solvent in the organic solvent solution is preferably a solvent with a
boiling point not higher than 120.degree. C. Such organic solvent includes
halogenated hydrocarbons (e.g., dichloromethane, chloroform, carbon
tetrachloride, etc.), alcohols (e.g., ethanol, methanol, 1,4-butanediol,
1,5-pentanediol, etc.) and acetonitrile, among others. Any of the solvents
can be used together as a mixture. When a single organic solvent is to be
employed, dichloromethane or acetonitrile is particularly preferred. When
a mixture of organic solvents is to be employed, a combination of a
halogenated hydrocarbon (e.g., dichloromethane) with acetonitrile or an
alcohol (e.g., methanol, ethanol, etc.) is preferred. Particularly
preferred in many instances is a combination of dichloromethane with
acetonitrile. The ratio (by volume) of the halogenated hydrocarbon to
either acetonitrile or alcohol is about 40:1 to about 1:1 and preferably
about 20:1 to about 1:1.
The manufacturing method for sustained-release preparation is now
described using microspheres as an example.
To produce a sustained or controlled release microsphere preparation using
the in-water drying method (w/o/w method), an organic solvent solution of
the biodegradable polymer metal salt is first prepared in the same manner
as in method (A) described above. The concentration of the biodegradable
polymer metal salt in the organic solvent solution is dependent on the
type and molecular weight of biodegradable polymer metal salt and the type
of the organic solvent. For example, the ratio of biodegradable polymer
metal salt to organic solvent may be about 0.01 to about 80% (w/w), and is
preferably about 0.1 to about 70% (w/w), and most preferably about 1 to
about 60% (w/w). For the internal aqueous phase, an aqueous solution of
NGF is used. The concentration of NGF in aqueous solution may be for
example, about 0.1% (w/v) to about 500% (w/v), preferably about 1% (w/v)
to about 400% (w/v) and more preferably about 10% (w/v to about 300%
(w/v). To this aqueous solution may be added pH adjusting agent (e.g.,
acetic acid, hydrochloric acid, sodium hydroxide, etc.), stabilizers
(e.g., serum albumin, gelatin, etc.), and/or preservatives (e.g., p-hydroxybenzoic
acid esters, etc.). The aqueous solution thus obtained is dispersed in the
organic solvent solution of biodegradable polymer metal salt to provide a
w/o emulsion.
The ratio (v/v) of aqueous solution of NGF (dimer form) to organic solvent
solution of biodegradable polymer metal salt is about 1:1,000 to about
1:1, preferably about 1:100 to about 1:5, and more preferably about 1:50
to about 1:5, while even more preferably about 1:50 to about 1:10, and
most preferably about 1:50 to about 1:20. Ranges of 1:4 to 1:50, 1:6 to
1:20, and 1:8 to 1:14 are useful embodiments, with 1:50 to 1:20 being
particularly preferred. Several useful ratio embodiments are 1:10, 1:15,
1:20, and 1:25. The w/o emulsion thus obtained is then poured in an
aqueous phase (external aqueous phase) to give a w/o/w emulsion and the
solvent in the oil phase is evaporated to provide microspheres. An
emulsifier may be added to the external aqueous phase. The emulsifier can
be any substance that is generally capable of providing a stable w/o/w
emulsion. Specifically, anionic surfactants, nonionic surfactants,
polyoxyethylene-caster oil derivatives, polyvinylpyrrolidone, polyvinyl
alcohol, carboxymethylcellulose, lecithin, gelatin, hyaluronic acid, etc.,
may be employed. The preferred emulsifier is polyvinyl alcohol. Two or
more kinds of emulsifiers can be used in combination. The concentration of
the emulsifier based on the external aqueous phase is chosen from a range
of about 0.001% (w/w) to about 20% (w/w), preferably about 0.01% (w/w) to
about 10% (w/w), and more preferably about 0.05% (w/w) to about 5% (w/w).
A metal salt, whether the same salt as that added to the internal aqueous
phase or a different salt, can be added to the external aqueous phase. In
this procedure, preferably a fatty acid metal salt is added so that the
metal salt concentration of the external aqueous phase will be about 0.01%
to about 20% (w/w) and preferably about 0.1% to about 10% (w/w). By
changing the metal salt concentration of the external aqueous phase, the
metal salt used in the internal aqueous phase can be prevented from
migrating from the biodegradable polymer into the external aqueous phase.
The microspheres thus produced are recovered by centrifugation or
filtration, washed with distilled water repeatedly to remove the
emulsifier and other deposits from the capsule surface, then redispersed
in distilled water or the like, and lyophilized. Then, if necessary,
residual water and organic solvent in the microspheres are further removed
by heating under reduced pressure. The microspheres are heated at a
temperature not below the glass transition temperature of the
biodegradable polymer and not so high as to cause aggregation of the
microspheres. The heating temperature is preferably selected within the
range from the glass transition temperature of the biodegradable polymer
to about 30.degree. C. higher than the glass transition temperature of the
biodegradable polymer. Here, glass transition temperature is defined as
the intermediate glass transition temperature determined using a
differential scanning calorimeter during heating at a rate of 10 or
20.degree. C. per minute.
To produce a sustained or controlled release microsphere preparation using
the in-water drying method (o/w method), an organic solvent solution of
the biodegradable polymer metal salt is first prepared in the same manner
as in method (A). The concentration of the biodegradable polymer metal
salt in the organic solvent may be similar to that described in method (i).
In the organic solvent solution of the biodegradable polymer metal salt
thus obtained is added and dissolved or dispersed NGF to prepare an
organic solvent solution or suspension containing the biodegradable
polymer metal salt and NGF. The weight ratio of NGF to the biodegradable
polymer metal salt may for example be about 1:1000 to about 1:1,
preferably about 1:200 to about 1:5 and more preferably about 1:100 to
about 1:5, with about 1:50 to about 1:5 being more preferable, while even
more preferable is about 1:50 to about 1:10, and most preferable being
about 1:50 to about 1:20. Ranges of 1:4 to 1:50, 1:6 to 1:20, and 1:8 to
1:14 are useful embodiments, with 1:50 to 1:20 being particularly
preferred. Several useful ratio embodiments are 1:10, 1:15, 1:20, and
1:25.
This organic solvent solution containing the biodegradable polymer metal
salt and NGF is poured into an aqueous phase to prepare an oil/water
emulsion. The solvent in the oil phase is then evaporated off to provide
microspheres.
The microspheres thus obtained are recovered, washed and lyophilized as in
method (i). Thereafter the microspheres may be heated under reduced
pressure to remove the residual water and organic solvent as in method (i).
To produce a sustained or controlled release microsphere preparation using
the phase separation method, a coacervating agent is gradually added to
the same w/o emulsion as used in method (i) or the same organic solvent
solution of biodegradable polymer metal salt and NGF as used in method
(ii) under stirring in the same manner as in method (C) to afford
precipitated and solidified microspheres. The microspheres thus produced
are recovered and washed to remove the coacervating agent and free NGF as
in method (C). Then, if necessary, the residual water and organic solvent
within the microspheres are removed by heating under reduced pressure in
the same manner as in method (i).
In the production of microspheres by the in-water drying method or phase
separation method, an antiflocculant may be added for preventing
agglomeration of particles as in method (C).
To produce a sustained or controlled release microsphere preparation using
the spray-drying method, same w/o emulsion as used in method (i) or the
same organic solvent solution containing the biodegradable polymer metal
salt and NGF as used in method (ii) is sprayed via a nozzle in the same
manner as in method (D) to provide microspheres. If necessary, the
microspheres thus obtained are heated under reduced pressure to remove
residual water and organic solvent as in method (i).
In a preferred embodiment, NGF is formulated in aqueous solution with a
metal (in salt form) that binds NGF, such as zinc as zinc acetate or zinc
carbonate, prior to further formulation with other release modifiers,
degradable biopolymers forming the microsphere, or the like. The NGF-metal
aqueous solution buffer is sufficiently non-acid to allow the metal to
bind to NGF. Preferably the pH is 6.5 to 8.5, more preferably 7 to 8 and
even more preferably 7.2 to 7.6. Since the NGF-binding metal provides a
means to stabilize released NGF, as well as reduce initial release rates
from the microsphere, the addition of a stabilizing polyol, such as
trehalose, to the aqueous NGF-metal solution prior to freeze-drying is
optional.
The freeze dried NGF-zinc powder is processed into a controlled release
microsphere as taught herein, preferably as discussed in Example 1.
Because metal was added to the NGF aqueous solution, the addition of a
metal as a release modifier, to the dried powder prior to or with
admixture with a biodegradable polymer is optional. However, when present
the release modifier is preferably a metal ion salt in which the metal
binds NGF, such as an alkali metal, alkaline earth metal, or a polyvalent
metal, as discussed herein, more preferably the release modifier is zinc,
and the release modifier 1 to 10% by weight, more preferably 3 to 6% by
weight.
The metal salts which can be used for aqueous formulation with NGF are
those that bind NGF and stabilize it upon release from the microsphere.
The salt is not particularly limited as far as it does not exert unwanted
or deleterious influences in vivo. The metal salt includes a salt formed
by a monovalent metal such as alkali metals (e.g., sodium, potassium,
etc.) or alkaline earth metals (e.g., calcium, magnesium, etc.), or a
polyvalent metal such as zinc (II), iron (II, III), copper (II), tin (II,
IV), and aluminum (II, III) with an inorganic acid or an organic acid. The
metal is preferably a polyvalent metal, and more preferably alkaline earth
metals and zinc. Particularly preferred metals are calcium and zinc.
Inorganic acids that may be used in the metal salt formation include
hydrogen halide (e.g., hydrochloric acid, hydrobromic acid, hydroiodic
acid, hydrofluoric acid), sulfuric acid, and so on. Organic acids that may
be used in the metal salt formation include aliphatic carboxylic acids and
aromatic acids. Preferred aliphatic carboxylic acids are C.sub.1-9
aliphatic carboxylic acids, e.g., aliphatic monocarboxylic acids,
aliphatic dicarboxylic acids, and aliphatic tricarboxylic acids. The
aliphatic carboxylic acids may be saturated or unsaturated. The aliphatic
monocarboxylic acids include C.sub.1-9 saturated aliphatic monocarboxylic
acids (e.g., carbonic acid, acetic acid, propionic acid, butyric acid,
valeric acid, caproic acid, enanthoic acid, caprylic acid, pelargonic
acid, capric acid, etc.) and C.sub.2-9 unsaturated aliphatic
monocarboxylic acids (e.g., acrylic acid, propiolic acid, methacrylic
acid, crotonic acid, isocrotonic acid, etc.). The aliphatic dicarboxylic
acids include C.sub.2-9 saturated aliphatic dicarboxylic acids (e.g.,
malonic acid, succinic acid, glutaric acid, adipic acid, pimellic acid,
etc.) and C.sub.2-9 unsaturated aliphatic dicarboxylic acids (e.g., maleic
acid, fumaric acid, citraconic acid, mesaconic acid, etc.). The aliphatic
tricarboxylic acids include C.sub.2-9 saturated aliphatic tricarboxylic
acids (e.g., tri-carvallylic acid, 1,2,3-butanetricarboxylic acid, etc.).
The above-mentioned aliphatic carboxylic acids additionally may have 1 or
2 hydroxyl groups. Illustrative examples are glycolic acid, lactic acid,
glyceric acid, tartronic acid, malic acid, tartaric acid, citric acid, and
so on. Preferred aliphatic carboxylic acids are aliphatic monocarboxylic
acids. More preferred aliphatic carboxylic acids are C.sub.2-9 aliphatic
monocarboxylic acids. Particularly preferred are C.sub.2-3 saturated
aliphatic monocarboxylic acids. The most preferred aliphatic carboxylic
acid includes acetic acid. Aromatic acids that may be used in the metal
salt formation include benzoic acid, salicylic acid and phenolsulfonic
acid. Metal salts for in solution formulation with NGF are preferably the
salt formed by a polyvalent metal with an organic or inorganic acid
(hereinafter referred to as a polyvalent metal salt).
Polyvalent metal salt that may be used include salts of zinc with an
inorganic acid, e.g., zinc halides (e.g., zinc chloride, zinc bromide,
zinc iodide, zinc fluoride), zinc sulfate, zinc nitrate, zinc thiocyanate,
etc.; salts of zinc with an organic acid, e.g., aliphatic carboxylic acid
zinc salts (e.g., zinc carbonate, zinc acetate, zinc glycolate, zinc
lactate, zinc tartrate, etc.), aromatic zinc salts (e.g., zinc benzoate,
zinc salicylate, zinc phenolsulfonate, etc.); salts of calcium with an
inorganic acid, e.g., calcium halide (e.g., calcium chloride, calcium
bromide, calcium iodide, calcium fluoride, etc.), calcium sulfate, calcium
nitrate, calcium thiocyanate, etc.; salts of calcium with an organic acid,
e.g., aliphatic carboxylic acid calcium salt (e.g., calcium carbonate,
calcium acetate, calcium propionate, calcium oxalate, calcium tartrate,
calcium lactate, calcium citrate, calcium gluconate, etc.) and aromatic
calcium salts (e.g., calcium benzoate, calcium salicylate, etc.).
Preferred salts are zinc acetate, zinc carbonate, calcium acetate, and
calcium carbonate. The more preferred polyvalent metal salt includes zinc
acetate and calcium acetate.
The molar ratio of NGF to metal is that which stabilizes NGF upon release
from the microspheres without causing untoward harm or side-effect in a
patient or cell culture to which the NGF-microspheres are administered.
The in solution molar ratio of NGF to metal ion can range from 1 to 4 to 1
to 50, more preferably 1 to 6 to 1 to 20, even more preferably 1 to 8 to 1
to 14.
If necessary, in order to form a homogeneous NGF/metal complex, any metals
occurring in the NGF from purification may be removed from the polypeptide
by known methods and replaced with the stabilizing metal of choice.
Optionally present in the NGF and metal salt mixture is an excipient
useful to either stabilize NGF against denaturation by organic solvent
used in the miroencapsulation process and/or to maximize NGF
concentration. Typically the excipient will be a polyol of a molecular
weight less than about 70,000 kD. Examples of polyols that maybe used
include trehalose, mannitol, and polyethylene glycol. Typically, the mass
ratio of trehalose to polypeptide will be 100:1 to 1:100, preferably 1:1
to 1:10, more preferably 1:3 to 1:4. Typical mass ratios of mannitol to
polypeptide will be 100:1 to 1:100, preferably 1:1 to 1:10, more
preferably 1:1 to 1:2. Typically, the mass ratio of PEG to polypeptide
will be 100:1 to 1:100, preferably 1:1 to 1:10. Optimal ratios are chosen
on the basis of an excipient concentration which allows maximum solubility
of polypeptide with minimum denaturation of the polypeptide.
In the present invention, it is preferable that the efficiency of
entrapment of NGF into a biodegradable polymer greater than or equal to
50%. More preferably it is greater than or equal to 80% and most
preferably it is greater than or equal to 90%.
The concentration of bioactive NGF loaded in the sustained-release
preparation in the present invention can range from 0.001 to 50% by weight
of the microsphere, about 0.01 to about 30% (w/w) preferred, with 2 to 20
percent more preferred, and 5 to 15% even more preferred. A load of about
10% (w/w) is typical. NGF loading is limited by the solubility of the NGF
in water and the volume of aqueous NGF that can be added to the polymer in
organic solvent. Volumes of greater than 0.5 mL of NGF per gram of polymer
typically result in a large initial burst of drug from the microspheres.
To avoid these difficulties, a solid drug formulation can be used in place
of the aqueous drug solution. Thus, a solid-in-oil-in-water process are
preferred to produce microspheres with high drug loading (greater then
10%) with low to moderate initial bursts. The solid drug formulation used
for microencapsulation must be stable in organic solvents and it must have
a small size (1 5 .mu.m) relative to the final desired microspheres (10
100 .mu.m) to permit high loading and low burst of the drug. For protein
formulations, one method of obtaining small dried solids is spray drying.
Mummenthaler et al. (Pharm. Res. 11(1):12 20 (1994)) describe spray drying
rhGH formulations. Since rhGH is easily denatured by surface interactions
such as air-liquid interfaces, the spray drying of rhGH must be performed
with surfactants in the rhGH formulation. Unexpectedly, as taught herein
the presence of a metal was found capable to stabilize NGF during
freeze-drying without the need for surfactants.
The sustained-release preparation may be administered in the form of
microsphere or in various dosage forms such as non-oral preparations
(e.g., intramuscular-, subcutaneous- or visceral-injectable or indwellable
preparation; nasal-, rectal- or uterine-transmucosal preparation), or oral
preparations (e.g., capsules such as hard capsule and soft capsule, solid
preparations such as in granules and powder, liquid preparations such as a
suspension).
The particularly preferred sustained-release preparation is by injection.
To prepare an injection using the microspheres obtained above, the
microspheres may be formulated with a viscous physiologically acceptable
solution: a dispersant (e.g., surfactants such as Tween 80, HCO-60;
polysaccharides such as carboxymethylcellulose, sodium alginate, sodium
hyaluronate; protamine sulfate; polyethylene glycol 400, etc.), a
preservative (e.g., methyl paraben, propyl paraben, etc.), an isotonizing
agent (e.g., sodium chloride, mannitol, sorbitol, glucose, dextran, etc.),
and a local anesthetic (e.g., xylocaine hydrochloride, chlorobutanol,
etc.) to provide an aqueous suspension, or dispersed with vegetable oil
(e.g., sesame oil, corn oil, etc.), or a mixture thereof with a
phospholipid (e.g., lecithin) or medium-chain fatty acid triglycerides
(e.g., Migriol 812) to provide an oily suspension.
When the sustained-release preparation is microspheres, the microspheres
are preferably fine particle. The size of microspheres for an injectable
suspension may be selected from the range satisfying the requirements for
the degree of dispersion and passage through the needle used for the
injection. For example, the microcapsule particle size may be within the
range of about 0.1 to about 300 .mu.m, preferably about 1 to about 150 .mu.M,
more preferably about 2 to about 100 .mu.m, and most preferably about 20
to 90 microns.
Methods of preparing microspheres as a sterile preparation include, but
are not limited to, the method in which the entire production process is
sterile, the method in which gamma rays are used as the sterilant, and
method in which an antiseptic is added during the manufacturing process.
The sustained-release preparation can be safely used in mammals (e.g.,
humans, bovine, swine, dogs, cats, mice, rats, rabbits, etc.) with low
toxicity. A "patient" for the purposes of the present invention includes
both humans and other mammals. Thus the methods are applicable to both
human therapy and veterinary applications.
The sustained-release preparation of the invention is useful to prevent or
treat neuronal damage. Nerve growth factor has prominent effects on
sensory and sympathetic neurons of the peripheral nervous system. NGF acts
via specific cell surface receptors on responsive neurons to support
neuronal survival, promote neurite outgrowth, and enhance neurochemical
differentiation. NGF actions are accompanied by alterations in neuronal
membranes, in the state of phosphorylation of neuronal proteins, and in
the abundance of certain mRNAs and proteins likely to play a role in
neuronal differentiation and function. (Connolly et al., J. Cell. Biol.
90:176 180 (1981); Skaper and Varon, Brain Res. 197:379 389 (1980); Yu, et
al., J. Biol. Chem. 255:10481 10492 (1980); Haleqoua and Patrick, Cell
22:571 581 (1980); Tiercy and Shooter, J. Cell. Biol. 103:2367 2378
(1986)). Forebrain cholinergic neurons also respond to NGF and may require
NGF for trophic support. (Hefti, J. Neurosci., 6:2155 (1986)). Indeed, the
distribution and ontogenesis of NGF and its receptor in the central
nervous system (CNS) suggest that NGF acts as a target-derived
neurotrophic factor for basal forebrain cholinergic neurons (Korsching,
TINS, pp 570 573 (November/December 1986)).
Accordingly, NGF formulations of the invention are believed to be useful
in promoting the development, maintenance, or regeneration of neurons in
vivo, including central (brain and spinal chord), peripheral (sympathetic,
parasympathetic, sensory, and enteric neurons), and motorneurons. NGF
formulations of the invention are utilized in methods for the treatment of
a variety of neurologic diseases and disorders. In a preferred embodiment,
the formulations of the present invention are administered to a patient to
treat neural disorders. By "neural disorders" herein is meant disorders of
the central and/or peripheral nervous system that are associated with
neuron degeneration or damage. Specific examples of neural disorders
include, but are not limited to, Alzheimer's disease, Parkinson's disease,
Huntington's chorea, stroke, ALS, peripheral neuropathies, and other
conditions characterized by necrosis or loss of neurons, whether central,
peripheral, or motorneurons, in addition to treating damaged nerves due to
trauma, burns, kidney disfunction, injury, and the toxic effects of
chemotherapeutics used to treat cancer and AIDS. For example, peripheral
neuropathies associated with certain conditions, such as neuropathies
associated with diabetes, AIDS, or chemotherapy may be treated using the
formulations of the present invention. It also is useful as a component of
culture media for use in culturing nerve cells in vitro or ex vivo.
In various embodiments of the invention, NGF formulations are administered
to patients in whom the nervous system has been damaged by trauma,
surgery, stroke, ischemia, infection, metabolic disease, nutritional
deficiency, malignancy, or toxic agents, to promote the survival or growth
of neurons, or in whatever conditions have been found treatable with NGF.
For example, NGF formulation of the invention can be used to promote the
survival or growth of motorneurons that are damaged by trauma or surgery.
Also, NGF formulations of the invention can be used to treat motoneuron
disorders, such as amyotrophic lateral sclerosis (Lou Gehrig's disease),
Bell's palsy, and various conditions involving spinal muscular atrophy, or
paralysis. NGF formulations of the invention can be used to treat human
neurodegenerative disorders, such as Alzheimer's disease, Parkinson's
disease, epilepsy, multiple sclerosis, Huntington's chorea, Down's
Syndrome, nerve deafness, and Meniere's disease. NGF formulations of the
invention can be used as cognitive enhancer, to enhance learning
particularly in dementias or trauma. Alzheimer's disease, which has been
identified by the National Institutes of Aging as accounting for more than
50% of dementia in the elderly, is also the fourth or fifth leading cause
of death in Americans over 65 years of age. Four million Americans, 40% of
Americans over age 85 (the fastest growing segment of the U.S.
population), have Alzheimer's disease. Twenty-five percent of all patients
with Parkinson's disease also suffer from Alzheimer's disease-like
dementia. And in about 15% of patients with dementia, Alzheimer's disease
and multi-infarct dementia coexist. The third most common cause of
dementia, after Alzheimer's disease and vascular dementia, is cognitive
impairment due to organic brain disease related directly to alcoholism,
which occurs in about 10% of alcoholics. However, the most consistent
abnormality for Alzheimer's disease, as well as for vascular dementia and
cognitive impairment due to organic brain disease related to alcoholism,
is the degeneration of the cholinergic system arising from the basal
forebrain (BF) to both the codex and hippocampus (Bigl et al. in Brain
Cholinergic Systems, M. Steriade and D. Biesold, eds., Oxford University
Press, Oxford, pp. 364 386 (1990)). And there are a number of other
neurotransmitter systems affected by Alzheimer's disease (Davies Med. Res.
Rev. 3:221 (1983)). However, cognitive impairment, related for example to
degeneration of the cholinergic neurotransmitter system, is not limited to
individuals suffering from dementia. It has also been seen in otherwise
healthy aged adults and rats. Studies that compare the degree of learning
impairment with the degree of reduced cortical cerebral blood flow in aged
rats show a good correlation (Berman et al. Neurobiol. Aging 9:691
(1988)). In chronic alcoholism the resultant organic brain disease, like
Alzheimer's disease and normal aging, is also characterized by diffuse
reductions in cortical cerebral blood flow in those brain regions where
cholinergic neurons arise (basal forebrain) and to which they project
(cerebral cortex) (Lofti et al., Cerebrovase. and Brain Metab. Rev 1:2
(1989)). Such dementias can be treated by administration of NGF
formulations of the invention.
Further, NGF formulations of the invention are preferably used to treat
neuropathy, and especially peripheral neuropathy. "Peripheral neuropathy"
refers to a disorder affecting the peripheral nervous system, most often
manifested as one or a combination of motor, sensory, sensorimotor, or
autonomic neural dysfunction. The wide variety of morphologies exhibited
by peripheral neuropathies can each be attributed uniquely to an equally
wide number of causes. For example, peripheral neuropathies can be
genetically acquired, can result from a systemic disease, or can be
induced by a toxic agent. Examples include but are not limited to diabetic
peripheral neuropathy, distal sensorimotor neuropathy, AIDS-associated
neuropathy, or autonomic neuropathies such as reduced motility of the
gastrointestinal tract or atony of the urinary bladder. Examples of
neuropathies associated with systemic disease include post-polio syndrome;
examples of hereditary neuropathies include Charcot-Marie-Tooth disease,
Refsum's disease, Abetalipoproteinemia, Tangier disease, Krabbe's disease,
Metachromatic leukodystrophy, Fabry's disease, and Dejerine-Sottas
syndrome; and examples of neuropathies caused by a toxic agent include
those caused by treatment with a chemotherapeutic agent such as
vincristine, cisplatin, methotrexate, or 3'-azido-3'-deoxythymidine.
A therapeutically effective dose of an NGF formulation is administered to
a patient. By "therapeutically effective dose" herein is meant a dose that
produces the effects for which it is administered or that amount which
provides therapeutic effect in a particular administration regimen. Dosage
of the sustained-release preparation is that needed to achieve an
effective concentration of NGF in vivo, for the particular condition
treated, though the dosage varies with the type of NGF variant, the
desired duration of the release, the target disease, the subject animal
species and other factors, such as patient condition. The exact dose will
depend on the disorder to be treated, and will be ascertainable by one
skilled in the art using known techniques. Currently, rhNGF has been
administered subcutaneously to patients having diabetic- or AIDs-related
peripheral neuropathy, with Phase III trials in progress. The weekly
dosage amounts used in these clinical studies provides a good starting
point for the clinician to determine dosages for administration of
microencapsulated NGF of the invention. In general, the NGF formulations
of the present invention are administered at about 0.01 .mu.g NGF/kg body
weight to about 100 mg/kg per day, preferably from 0.02 to 10 mg/kg, more
preferably 0.03 to 500 ug/kg, and most preferably 0.5 ug/kg to 100 ug/kg.
In some embodiments doses of 0.03 to 1.0 ug/kg, more preferably 0.1 to 0.3
ug/kg, are given. In addition, as is known in the art, adjustments for age
as well as the body weight, general health, sex, diet, time of
administration, drug interaction and the severity of the disease may be
necessary, and will be ascertainable with routine experimentation by those
skilled in the art. Typically, the clinician will administer NGF
formulations of the invention until a dosage is reached that repairs,
maintains, and, optimally, reestablishes neuron function. The progress of
this therapy is easily monitored by conventional assays.
Results from Phase II clinical trials indicate that patients with
peripheral neuropathy disease require three dosings per week of rhNGF at
either 0.3 or 0.1 .mu.g/kg. This means that only 21 or 7 .mu.g per dosing
of rhNGF is needed for an average patient of body weight 70 kg. The
current rhNGF liquid formulation is 2 mg/mL in 10 mM sodium acetate, pH
5.5, 142 mM NaCl. This dosing information provides a starting point for
dosing with the NGF microsphere device.
When the sustained-release preparation is a one-week-long action
formulation, the dosage of NGF can be chosen from the range of about
0.0001 to about 10 mg/kg body weight per an adult. The more preferred
dosage can be suitably chosen from the range of about 0.0005 to about 1
mg/kg body weight. The preferred administration frequency of the
sustained-release preparation may be suitably chosen from once a week to
once every two weeks depending on the type of NGF polypeptide, the dosage
form, the duration of the release, the target disease, the subject animal
species and other factors.
The compositions herein are prepared containing amounts of NGF
microspheres to yield in resuspendend form NGF concentrations from 0.07 to
20 mg/ml, preferably 0.08 to 15 mg/ml, more preferably 0.09 to 10 mg/ml,
and most preferably 0.1 to 2 mg/ml. In a preferred embodiment the NGF
concentration is 0.1 mg/ml. In another preferred embodiment the NGF
concentration is 2.0 mg/ml. For use of these compositions in
administration to human patients suffering from peripheral neuropathies,
for example, these compositions may contain from about 0.1 mg/ml to about
2 mg/ml NGF, corresponding to the currently contemplated dosage rate for
such treatment. NGF is well-tolerated and higher doses can be administered
if necessary as determined by the physician.
The sustained-release preparation is preferably stored dry at room
temperature or in the cold. More preferably, the sustained-release
preparation is stored in the cold. "Room temperature" means 15.degree. to
25.degree. C., and "cold" means a temperature below 15.degree. C.
Therapeutic NGF compositions generally are placed into a container having
a sterile access port, for example, an intravenous solution bag or vial
having a stopper pierceable by a hypodermic injection needle.
In another embodiment of the invention is provided a kit for NGF
administration, which includes a vial or receptacle containing a sustained
release device of the invention that contains a pharmaceutically effective
amount of nerve growth factor, preferably complexed with a metal, more
preferably with zinc. Optionally provided is a sterile, viscous,
physiologically acceptable solution for resuspendnig the microspheres. For
example, a volume of 1.5 ml is convenient when 0.3 ug/kg or 0.1 ug/kg
dosages are used.
NGF optionally is combined with or administered in concert with other
neurotrophic factors including NT-4/5, NT-3, and/or BDNF and is used with
other conventional therapies for nerve disorders.
An effective amount of the microspheres containing NGF are administered to
a patient by injection subcutaneously, intramuscularly, intraperitoneally,
and intradermally, by administration to mucosal membranes (such as
intranasally or by means of a suppository), or by in situ delivery to
provide the desired dosage of NGF based on the known parameters for
treatment with NGF of the various medical conditions. Accordingly,
administration of the formulations of the present invention can be done in
a variety of ways, including, but not limited to, orally, subcutaneously,
intravenously, intracerebrally, intranasally, transdermally,
intraperitoneally, intramuscularly, intrapulmonary, vaginally, rectally,
intraventricularly, intrathecally, or intraocularly. The formulations can
be administered continuously by infusion into the fluid reservoirs of the
CNS, although bolus injection is acceptable, using techniques well known
in the art, such as pumps, reservoirs or implantation. Particularly
preferred is intracerebroventricular (ICV) administration of rhNGF by
syringe, Ommaya.RTM. reservoir, Alzet pump or the like. In some instances,
for example, in the treatment of wounds, the formulations may be directly
applied as a solution or spray. The microspheres can also be pressed into
a pellet of desired shape for implantation.
For an injectable, the microspheres are sieved, preferably to a 20 to 90
micron size. The bulk, sieved microspheres are vialed in an amount
suitable for resuspension and injection. Suspension of the microspheres is
done with a sterile solution with suitable viscosity to facilitate
injection while maintaining an even suspension of the particles to avoid
settling during re-suspension mixing, dose withdrawal, and injection. A
suitable viscosity is one similar to that of a 5% dextran-70 solution. For
subcutaneous injection the microspheres can be resuspended in 5%
dextran-70 in saline solution (9% NaCl) with optional 0.01% Tween 20.
In general, the formulations of the subject invention may contain other
components in amounts not detracting from the preparation of stable forms
and in amounts suitable for effective, safe pharmaceutical administration.
For example, other pharmaceutically acceptable excipients well known to
those skilled in the art may form a part of the subject compositions.
These include, for example, various bulking agents, additional buffering
agents, chelating agents, antioxidants, cosolvents and the like; specific
examples of these could include trihydroxymethylamine salts ("Tris
buffer"), and disodium EDTA. Optionally, formulations of NGF can contain
physiologically acceptable carriers, a preservative, a buffer or buffers,
an excipient or multiple excipients, such as polyethylene glycol (PEG) in
addition to trehalose or mannitol, or a nonionic surfactant such as
Tween.RTM. surfactant, or stabilizers (Remington's Pharmaceutical
Sciences). Acceptable carriers, excipients or stabilizers are nontoxic to
recipients at the dosages and concentrations employed and will not
significantly decrease NGF stability in the formulations as taught herein.
Such compounds include antioxidants including ascorbic acid; low molecular
weight (less than about 10 residues) polypeptides; proteins, such as serum
albumin, gelatin or immunoglobulins; hydrophilic polymers such as
polyvinylpyrrolidone, amino acids such as histidine, methionine, glycine,
glutamine, asparagine, arginine or lysine; monosaccharides, disaccharides
and other carbohydrates including glucose, mannose, or dextrins; chelating
agents such as EDTA; sugar alcohols such as mannitol or sorbitol;
salt-forming counterions such as sodium; and/or non-ionic surfactants
which include a polysorbate, such as polysorbate 20 or 90 (Tween), etc.,
the poloxamers, such as poloxamer 184 or 188, Pluronic.RTM. polyols, and
other ethylene/polypropylene block polymers, such PEG, etc. However, as
reported herein, surfactants did not generally improve release of NGF from
the microspheres or stability of NGF at 37.degree. C. When optionally
present, a pharmaceutically acceptable surfactant is preferably Tween 20
or pluronic acid (F68). Amounts used are usually in the range from about
0.001% (w/v) to about 30% (w/v), more preferably from 0.005 to 0.02%. A
preferred concentration for surfactant is 0.01%. Buffers include
carbonate, acetate, phosphate, Tris, citrate, succinate, or histidine
buffers. When present, the buffer, most advantageously, is in the range of
about 2 mM to about 100 mM. Typically, the dried microsphere devices do
not require buffering. Optionally, if the formulation contains a
pharmaceutically acceptable salt, the salt is preferably sodium chloride,
and preferably at about physiological concentrations.
Since the formulations are typically provided in dried form, a
preservative is not typically needed. However, when a microsphere
resuspension is used over an extended period of time, such with a pump,
preservatives may be useful. Optionally, the resuspendend formulations of
the invention can contain a pharmaceutically acceptable preservative. In
some embodiments the preservative concentration ranges from 0.1 to 2.0%,
typically v/v. Suitable preservatives include those known in the
pharmaceutical arts. Benzyl alcohol, phenol, m-cresol, methylparaben,
benzalconium chloride, benzethonium chloride, and propylparaben are
preferred preservatives. More preferred preservatives are 0.2 0.4% (w/v)
phenol and 0.7 1.5% (w/v) benzyl alcohol. While the type of preservative
and the concentration range are not critical, benzyl alcohol has been
reported to enhance NGF stability in solution. A particularly preferred
benzyl alcohol concentration is 0.7 to 1.2% (w/v), more preferably 0.8 to
1.0%, with a particularly preferred concentration of 0.9%.
The sustained, controlled release NGF microspheres provide several
advantages over bolus injection of NGF, particularly for treatment of
peripheral neuropathy. In particular, this formulation would reduce the
number of injections from 3 per week to once or twice per month. In
addition, the low burst and slow daily release (i.e., a low initial
release) will result in lower Cmax levels and therefore reduce side
effects such as local irritation or hyperalgesia. Further, the development
of other indications such as nerve damage (e.g. spinal or bone fractures)
would benefit from the local delivery of NGF via the microspheres. Nerve
growth factor has been observed to enhance neuron survival and increase
neurite outgrowth, which are effects beneficial in the treatment of
peripheral neuropathy and have utility in the treatment of brain disorders
such as Alzheimer's and Parkinson's disease. While a systemically
administered form of NGF will not penetrate the blood brain barrier and
daily injections of NGF may be necessary to treat peripheral neuropathy,
the local or targeted delivery of NGF using the microsphere formulations
of the invention can allow for more efficient treatment of these
disorders. Localized delivery of NGF to peripheral or cerebral neurons can
be achieved with biodegradable microspheres of the invention that
continuously release NGF at the desired site of action. The embodiments
using poly (lactic-co-glycolic acid) (PLGA) microspheres are safe and will
effectively localize at or will be restricted to the site of injection in
the subcutaneous space or in the brain, thus allowing for a continuous
local supply of NGF to be delivered to the neurons.
Claim 1 of 11 Claims
1. A polymeric microsphere
device having a diameter of less than about 1000 microns for sustained
controlled release of NGF and another neurotrophic factor selected from
NT-3, NT-4/5, BDNF, and combinations thereof, comprising a biocompatible
polymeric microsphere containing about 0.1% to about 50% NGF by weight
complexed with an NGF-stabilizing metal that binds NGF, and another
neurotrophic factor selected from NT-3, NT-4/5, BDNF, and combinations
thereof, which device is capable of releasing NGF over a period of time in
excess of about one day.
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