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Title: Formulations for the
prevention or the treatment of diseases affecting mucosae or skin, or for
pregnancy prevention, and an applicator for the delivery of topical
formulations into mucosal cavities
United States Patent: 7,192,607
Issued: March 20, 2007
Inventors: Bergeron; Michel
G. (Quebec, CA), Desormeaux; Andre (Neufchatel, CA), Omar; Rabeea F.
(Sainte-Foy, CA), Juhasz; Julianna (Gerard-Morisset, CA)
Assignee: Infectio
Recherche Inc (Quebec, CA)
Appl. No.: 10/289,622
Filed: November 7, 2002
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Pharm Bus Intell
& Healthcare Studies
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Abstract
This invention relates to formulations
for the prevention of infection and/or abnormal conditions of mucosae
and/or skin caused by any pathogen and/or any disease, and more
particularly for the prevention of sexually transmitted infections
specially HIV and HSV. This invention also relates to formulations for the
treatment of infection and/or abnormal conditions of skin and/or mucosac
and more particularly for the treatment of herpetic lesions. The
formulations could be used as a prophylactic agent to prevent accidental
infection of health care workers. The formulations could be used for the
healing and/or treatment of bum wounds and prevention of further
infection. This invention also relates to the development of a unique
vaginal/ano-rectal applicator for the uniform delivery of any topical
formulations to treat and/or prevent any infection and/or abnormal
conditions of mucosa cavity caused by any pathogen and/or disease.
Description of the Invention
FIELD OF THE
INVENTION
This invention relates to formulations
comprising film-forming components and any active ingredient, particularly
to topical formulations. More particularly, this invention relates to
topical formulations to prevent or to treat diseases associated with or
transmitted through mucosae or skin, caused by any causative agent,
particularly a pathogen. This invention also relates to an applicator for
the uniform delivery of topical formulations to prevent or to treat any
disease associated with or transmitted through mucosal cavity, or to
prevent invasion by an external agent such as sperm or microbe.
BACKGROUND OF THE
INVENTION
The spread of sexually transmitted
diseases (STDs) caused by human immunodeficiency virus (HIV), herpes and
other pathogens is going at a bewildering rhythm. The global incidence,
morbidity, and mortality of STDs are very significant. Worldwide, it is
estimated that over 900 million individuals are infected with sexually
transmitted pathogens. Each year more than 12 million people in the United
States are newly infected with a pathogen responsible for STDs. Herpes
simplex virus type-1 (HSV-1) and type-2 (HSV-2), are the most common
causes of genital ulceration in developed countries. Genital herpes
infection is life-long and may result in painful and recurrent genital
lesions, systemic complications, psychosocial morbidity and also serious
neonatal disease following intrapartum transmission of HSV. The genital
transmission of this pathogen is usually due to asymptomatic viral
shedding by people who are unaware that they are infected. HSV-2 is now
detectable in 1 out of 5 americans 12 years of age or older. In addition,
it is estimated that over one-third of the world's population has
recurrent HSV infections and has therefore the capability to transmit the
virus during episodes of productive infection. Neisseria gonorrheae and
Chlamydia trachomatis are recognized as two of the most prevalent sexually
transmitted bacterial infections. Worldwide, there is an estimated annual
incidence of 25 million cases of gonorrhea and 50 million cases of
chlamydia. On the other hand, recent epidemiologic data indicate that the
number of individuals infected with HIV is growing dramatically throughout
the world. According to United Nations officials, epidemiologic data
estimates suggest that as many as 16,000 individuals become infected with
HIV every day during 1997. Recent statistics (as of end 1997) from the
World Health Organization (WHO) indicated that there are about 31 million
people infected with HIV worldwide and this number is projected to reach
40 millions by year 2000.
Globally, heterosexual transmissions may account for 85 90% of HIV
infection. As there is no vaccine against HIV, preventive measures are the
only tools that can presently reduce the transmission of this retrovirus.
The consistent and careful use of condoms represents an effective barrier
against the sexual transmission of HIV and other sexually transmitted
pathogens, but they should be used in all risky sexual intercourses to
significantly reduce the probability of acquiring infection. In Africa,
the most intensive prevention programs were only able to increase condom
use to approximately 70% of all sexual intercourses in female prostitutes.
Consequently, doubts arise about the possibilities of condom promotion in
controlling the AIDS epidemic in high risk groups. In situations where
heterosexual transmission of HIV is important, preventive measures where
women could prevent their risk of contracting STDs could be an additional
tool to restrain the epidemic. Such a protective tool may also be used in
male homosexual relations as it could provide additional protection under
the control of the receptive partner. Therefore, it is important to
develop barrier method that could be used as an alternative to condoms
where the person could protect themselves against infection without having
to ask their sexual partners. Preventive measures aimed at blocking the
initial transmission of pathogens that are the causative agents of AIDS,
herpes and other STDs will lead, of course, to enormous benefits.
The development of safe topical microbicides is actually a very high
priority for the World Health Organization (WHO) and the National
Institutes of Health (NIH) in the field of HIV prevention. A topical
microbicide is often composed of an active ingredient and a vehicle.
Active ingredients may act via a variety of mechanisms including: i)
disrupting the organism cell membrane, envelope or capside lipid or
protein constituents (e.g. detergent-type spermicides/microbicides such as
nonoxynol-9), ii) blocking the receptor-ligand interactions essential for
infectivity (e.g. microbial adhesion inhibitors such as sulfated
compounds), iii) inhibiting the intracellular or extracellular replication
of the pathogen (e.g. antimicrobial drugs), iv) altering the vaginal
environment and reducing susceptibility to infection (e.g. buffering
agents and products that maintain normal vaginal flora and environment) or
v) enhancing local immune responses (e.g. immune response modifiers). The
overall efficacy of a topical microbicide against the sexual transmission
of pathogens causing STDs depends on the efficacy of the active ingredient
to be delivered and its ability to cover the entire vaginal/cervix area
for maximal efficacy against pathogens. The capacity of these active
agents to cover the entire vaginal cavity greatly depends of the type of
vehicle used. Typical formulations of vehicles include gels, creams,
foams, suppositories, sponges and films.
Most currently available vaginal formulations use the spermicide
nonoxynol-9, a nonionic surfactant, as a microbicide. In vitro,
nonoxynol-9 inactivates enveloped viruses, such as HSV, HIV and other
microorganisms including Chlamydia trachonatis, Neisseria gonorrhoeae.
However, the potential efficacy of nonoxynol-9 against HIV is not yet
clearly established and results of clinical trials are controversial. A
recent controlled trial conducted among 1292 HIV-negative female
sex-workers in Cameroon showed that the use of a vaginal film containing
70 mg nonoxynol-9 did not reduce the rate of new HIV, gonorrhea or
chlamydia infection (Roddy et al., 1998, N. Engl. J. Med., 339:504 510).
The failure of nonoxynol-9 film in reducing the transmission of infectious
agents could be attributed to the incomplete coverage of the entire
vagina/cervix area with the drug delivery system for nonoxynol-9 or to the
occurrence of mucosal toxicity favoring infection of microorganisms.
Because of the dramatic increase in the number of individuals throughout
the world who are infected with HIV, herpes, or other sexually transmitted
pathogens, there is an urgent need to develop active products and/or
appropriate delivery systems that can reduce the sexual transmission of
these pathogens with minimal mucosal irritation and minimal effects on the
vaginal flora and pH.
Sodium lauryl sulfate (SLS) is a sulfated surfactant that denatures
membrane proteins of pathogens. It thus has a dual action as a detergent
and as a chaotropic agent. With this notion, we have performed experiments
to evaluate the potential microbicidal effect of SLS on HSV and HIV. Our
preliminary studies clearly demonstrated that SLS modifies in vitro the
infectivities of both viruses. More recently, Howett et al have confirmed
our findings that SLS is also a potent inactivator of HSV-2, HIV-1 (Antimicrob.
Agents Chemother. 43(2): 314 321, 1999). In addition, they have shown that
SLS is effective against rabbit, bovine and human papillomaviruses
(non-enveloped viruses) after brief treatment with low concentrations of
this product. However, this reference does not teach the use of a vehicle
to deliver this potential microbicide. The choice of vehicle is very
important because it affects the concentration of available drugs, the
duration of drug availability and the degree of mucosal coverage by the
formulation which are key factors for offering protection against invading
pathogens. Another interesting category of candidate microbicides is
microbial adhesion inhibitors, such as sulfated compounds, which block the
interaction between host cell receptor and microbe. A known example of
microbial adhesion inhibitors is dextran sulfate (DS), a polysulfated
carbohydrate, which has been shown to inhibit in vitro the infectivities
of HIV and herpesviruses.
We have recently developed a gel formulation that could be applied to the
vaginal, cervical or ano-rectal mucosae and which could be effective to
prevent sexually transmitted pathogens. One paramount characteristic of
this gel formulation is its thermoreversible property. The transition from
the liquid state at room temperature to the gel state at body temperature
is of prime importance because when applied on rough biological surfaces
such as the vaginal or ano-rectal epithelia, the gel should penetrate into
the smallest irregularities forming a good physical barrier against
infectious agents. The gel formulation has the following key
characteristics that both FDA and NIH consider important: i) it is
colorless, odorless and non-staining, ii) it should cover the whole
vagina/cervix because it is applied in liquid state, iii) it is compatible
with male latex condom, iv) it resists to elution by aqueous flow, v) it
has a pH similar to that of a healthy vagina (pH 4.0 4.5), vi) it
maintains the desired rheological properties under extreme heat and cold
conditions and vii) it does not affect, in vitro, the normal vaginal
flora, especially Lactobacillus spp.
Our international publication (WO 97/42962) discloses the use of
formulations comprising film-forming components capable of forming per se
a physical barrier to pathogens. Thermoreversible gels such as poloxamers
are particularly preferred for that use. The film-forning formulations may
further comprise microbicides, spermicides or any other drug, which choice
is guided by the pathogen, organism or the disease to be inactivated or
treated. The formulations are therefore efficient as a physical, and
optionally, as a chemical or pharmacological barrier as well as usable as
a sustained drug-release system at the locus of administration. These
formulations are intended for use in the prevention of sexually
transmitted diseases, as well as in the treatment of infections, cancer,
inflammation or any disease or state which requires a pharmacological
treatment. In addition, this publication teaches that the formulation
decreases the toxicity of potent spermicides/microbicides such as
nonoxynol-9. However, this publication does not specifically teach the use
of SLS as a chemical candidate of choice incorporated into the topical
formulations.
HSV-1 and HSV-2 are neurotropic viruses which infect principally the
neuroectodermal tissues including the skin, the peripheral nerves and the
central nervous system. Mucosal or skin surfaces are the usual sites of
primary infection. Recurrent labialis herpes and genital herpes represent
the most common clinical manifestations associated with HSV-1 and HSV-2
infections, respectively. Recurrences are spontaneous but are associated
with physical or emotional stress, fever, exposure to ultraviolet light,
tissue damage and immune suppression. Although it is a mild disease in
immunocompetent individuals, HSV infections are troublesome, especially
for patients with frequent episodes. Patients compromised by either immune
therapy or underlying disease have increased risk to develop HSV
infections. Renal and cardiac transplant recipients demonstrated an
increased severity of infection. In addition, the outbreak of AIDS has
reinforced the severity of HSV clinical disease in immunocompromised
hosts.
The current available topical antiviral treatments have only a limited
efficacy particularly against symptomatic recurrent herpes. The limited
efficacy of these topical formulations on the development of herpetic
mucocutaneous lesions may be due to the poor ability of the drugs to
penetrate into the skin. The stratum corneum or horny layer constitutes
the barrier for the penetration of most substances into the skin. This
layer consists of corneocytes embedded in a double-layered lipid matrix
composed of cholesterol, free fatty acids and ceramides. Consequently, the
use of skin penetration enhancers could represent a convenient strategy to
increase the penetration of topical drug formulations into the skin.
SLS is a surfactant which possesses skin penetration enhancer property by
increasing the fluidity of epidermal lipids. The skin penetration enhancer
property of SLS combined with its ability to modify viral infectivity via
its detergent and chaotropic properties could further increase the
efficacy of topical drug formulations. Furthermore, because of its
chaotropic properties, SLS may have a broader spectrum of activity against
sperm, bacteria, fungi and viruses than another simple detergent.
Poloxamers are widely used in numerous pharmaceutical applications and
their non-toxic properties make them suitable for sustained drug delivery
systems. Poloxamers represent suitable matrices for dermatological
applications. Indeed, when applied in liquid form, poloxamers allow a
better surface coverage by penetrating into the smallest irregularities of
the mucosa and/or skin. In addition, the reticular array formed by these
poloxamers may act as a sustained drug release system prolonging drug
action.
SUMMARY OF THE
INVENTION
In accordance with the present invention,
it is a first object to provide formulations which comprise a film-forming
component which is applied to the surface of mucosae or skin, preferably
in the form of gel, cream or ointment. The gel formulations are to be used
for coating different types of mucosae such as vaginal, cervical, ano-rectal,
eye, mouth, nose, or skin to prevent infection and/or abnormal conditions
of mucosae and/or skin. Furthermore, the gel formulations can be applied
topically to the eye for the treatment and/or prevention of infection of
ophthalmic conditions. Preferably, a thermoreversible gel is used, which
is applied in a liquid form, spreads on the surface and forms a semi-solid
coating after it reaches the temperature of this body surface. More
preferably, the thermoreversible gel is composed of poloxamer 407. Similar
polymers such as poloxamines can also be used. The above formulations also
comprise an agent capable of interfering with the organism cell membrane,
envelope or capside lipid or protein constituents in a target cell, tissue
or microbe. The above combination of the film-forming component and the
above agent may provide for formulations with improved efficacy and
reduced toxicity.
In a specific embodiment, the agent is capable of interfering with the
binding of a microbial outer protein to a host receptor. In a more
specific embodiment, the agent is a microbial adhesion inhibitor, or is a
detergent or a chaotropic agent capable of disrupting the integrity of
said microbial outer protein. In an even a more specific embodiment, the
microbial adhesion inhibitor is dextran sulfate; the detergent is selected
from the group consisting of sodium lauryl sulfate, benzalkonium chloride,
lauroyl sarcosine, polyoxyethylene fatty acyl derivatives and
polyoxyethylene sorbitan fatty acyl ester derivatives; and the chaotropic
agent is sodium lauryl sulfate or guanidine. In the most specific
embodiment, the agent is SLS, the latter being a chemical candidate of
choice because of its numerous properties as a detergent and a chaotropic
agent and a putative microbial adhesion inhibitor. SLS alone is efficient
against microbes. SLS efficacy is further improved when incorporated into
the present formulations. Therefore, it is contemplated that SLS or any
equivalent product can be used alone or in combination with the above
film-forming component to prevent microbial infection. SLS may be used
alone or in combination with the above formulations at any suitable
concentration, preferably at a concentration of about 0.1 25% (w/v), and
more preferably at a concentration of about 1 15% (w/v). Poloxamer 407
concentration may be used at any suitable concentration, preferably at a
concentration of about 5 50% (w/v) and more preferably at a concentration
of about 15 35% (w/v) The physical properties of the final formulations
largely depends on the drug to be incorporated in them, on the pH and
solutes used in the making of the formulations and on the viscosity sought
for a given purpose. The above formulations could further comprise a drug
which is effective to prevent infection and/or abnormal conditions of the
mucosae or skin. Vaginal formulations constitute a physical and a chemical
barrier due to its film-forming and microbial disrupting components. It
goes along that, with an activity against infective agents, these
formulations may also be effective for preventing pregnancy. SLS will
advantageously replace nonoxynol-9 in the formulations. SLS having a
broader spectrum of activity against, inter alia, sperm, enveloped and
non-enveloped viruses, it is a candidate of choice in the present
formulation. The gel could contain a drug which is effective to prevent
infection and/or abnormal conditions of mucosae and/or skin. For the
purpose of the invention, the term "drug" is intended to cover any
antimicrobial, bactericidal, virucidal, chemotherapeutic, antiinflammatory,
antineoplastic, immunomodulator or any other agent or combination of them
which is effective for the prevention of infection of mucosae and/or skin.
The term "drug" also refers to cytokines or antigens that could stimulate
an immune response that would protect against infection. The drugs could
be incorporated within drug carriers such as gels, liposomes,
nanoparticles or cyclodextrins, whose encapsulation result in an improved
prevention of infection.
It is further an object of the present invention to provide a unique
applicator that can be used vaginally and/or ano-rectally to deliver
topical formulations for treatment and/or prevention of infection and/or
abnormal conditions of mucosae. The applicator can be designed in
different ways to give the same required characteristics specified under
detailed description of the invention. Examples of some different concepts
are also discussed under the detailed description which are intended to
describe some of the general design possibilities of the applicator, but
are in no way intended to limit the scope thereof. It is important to
mention that the final shape and appearance of the applicator can differ
from the examples given herein.
In other preferred embodiments, the present formulations are used to treat
viral diseases and they further comprise as a drug an antiviral agent such
as acyclovir or foscarnet, or any other antimicrobial agents, used alone
or in combination, at any suitable concentration. In a most preferred
embodiment, the formulation is composed of poloxamer 407 and contains
foscamet at a concentration ranging from 0.5 to 5% (w/v). In another most
preferred embodiment, the formulation is composed of poloxamer 407 and
contains acyclovir at a concentration ranging from 0.5 to 5% (w/v). In
still another most preferred embodiment, the formulation is composed of
poloxamer 407 and contains SLS at a concentration ranging from 1 to 10%
and foscamet or acyclovir at the above concentrations.
It is an object of the present invention to develop new topical
formulations to prevent infection of mucosae and/or skin, more
particularly those sexually transmitted infections and even more
particularly those caused by HIV and herpes. The microbicides or any other
drug can be entrapped into the gel formulations either as free or
encapsulated into drug carriers such as liposomes, nanoparticles or
cyclodextrins. Such microbicidal gels could prolong the local microbicidal
activity, eliminate local irritation and reduce systemic side effects of
incorporated active agents.
It is also an objective of the invention to develop, for vaginal
applications, a unique applicator which allows uniform distribution of the
content to the entire vagina (delivery to sides) and cervix (delivery to
front) for maximal protection against the sexual transmission of
pathogens. Therefore, we have designed a unique applicator which allows
about 360.degree. distribution of its content into the vagina and far to
the cervix which is a great improvement over existing conventional vaginal
applicators which deliver contents only to front (cervix area only).
It is another object of the present invention to develop topical
formulations of drugs which could improve the efficacy of chemically or
pharmacologically active agents against mucocutaneous infections and more
particularly those caused by HSV infections. The improved efficacy of
drugs upon incorporation within suitable matrices and/or drug carriers
could reduce the dosing interval and consequently improve the quality of
life of patients. It is also an objective of the present invention to
develop topical formulations for the treatment and/or healing of burn
wounds as well as to prevent their potential infection.
Claim 1 of 7 Claims
1. A method of treating or reducing
infection by infectious agent capable of causing a sexually transmitted
disease or reducing the risk of pregnancy by providing a patient's skin or
mucosa with a physical barrier and a chemical barrier against said
infectious agent or against a sperm, the method comprising applying to
said patient's skin or mucosa, a topical formulation consisting
essentially of (a) a poloxamer at a concentration of about 15% to 35%
(w/w), (b) a buffer solution and (c) an effective amount of an agent
capable of disrupting membrane or protein conformation of said infectious
agent or sperm said agent being selected from the group consisting of
polyoxyethylene fatty acid-comprising detergent, guanidine, lauroyl
sarcosine and sodium lauryl sulfate, whereby, when applied to the surface
of a person's skin or mucosa, the composition forms a protective
semi-solid layer on the skin or mucosa, said semi-solid layer being
resistant to elution by aqueous flow. ____________________________________________
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