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Title: Method of delivering a
TNF antagonist to the brain of a human by perispinal administration
without direct intrathecal injection
United States Patent: 7,214,658
Issued: May 8, 2007
Inventors: Tobinick;
Edward L. (Los Angeles, CA)
Assignee: Tact IP, LLC
(Highland Beach, FL)
Appl. No.: 11/016,047
Filed: December 18, 2004
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Web Seminars -- Pharm/Biotech/etc.
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Abstract
The present invention provides specific
methods of using and administering etanercept to improve cognitive
function in a human, for both the treatment and prevention of cognitive
impairment, or, alternatively, to enhance cognitive function including
Alzheimer's Disease, Idiopathic Dementia, and Traumatic Brain Injury. The
methods of the present invention include the perispinal administration of
etanercept. For the purposes of this patent "perispinal" is to be
considered as referring to "perispinal extrathecal;" therefore direct
intrathecal administration is excluded. Perispinal administration leads to
enhanced delivery of etanercept to the brain in a therapeutically
effective amount, via the vertebral venous system and/or the cerebrospinal
fluid. Delivery of etanercept to the brain utilizing the methods of the
present invention includes the use of the vertebral venous system to
deliver etanercept to the brain via retrograde venous flow. Physical
maneuvers are used to enhance delivery of etanercept to the brain via this
route.
SUMMARY OF THE
INVENTION
The present invention provides specific
methods of using and administering etanercept to improve cognitive
function in a human, for both the treatment and prevention of cognitive
impairment, or, alternatively, to enhance cognitive function in three
different broad categories of conditions: 1. Cognitive impairment which is
characteristic of certain neurological disorders (for example Alzheimer's
Disease, Idiopathic Dementia, and Traumatic Brain Injury); 2. Cognitive
impairment which accompanies certain systemic or localized
non-neurological conditions which are known or suspected to be associated
with increased TNF (for example rheumatoid arthritis, psoriasis, and
cancer cachexia); and 3. To enhance cognitive function in individuals in
whom there is either no brain pathology or in whom the existence of brain
pathology is either unknown or undefined, including a human without known
disease.
The pathological conditions included in category 1 above include dementia
or cognitive impairment suspected or established to be due to
Alzheimer-type pathology, including Mild Cognitive Impairment, Possible
Alzheimer's Disease, Probable Alzheimer's Disease, Alzheimer's Disease,
and Senile Dementia/Alzheimer's type; Idiopathic Dementia or Dementia of
unknown cause; Dementia with Lewy Bodies, also called Diffuse Lewy Body
Disease; Picks Disease and other forms of frontotemporal dementia;
cognitive impairment due to traumatic brain injury; AIDS (HIV) Dementia
and Vascular Dementia. Cognitive impairment known to be due to infectious
agents other than HIV or to brain tumors, either primary or metastatic,
are not the subject of this patent.
Category 2 conditions include those medical conditions known to be
associated with increased TNF, and specifically include rheumatoid
arthritis, juvenile rheumatoid arthritis, psoriasis, psoriatic arthritis,
and ankylosing spondylitis, and, in addition, cancer cachexia or cancer
metastatic to the spine. Also included Category 2 is chronic back pain.
Category 3 includes normal individuals, without a known disease or
disorder that has been established to be associated with elevated levels
of TNF, who desire to achieve enhanced cognitive function.
The methods of the present invention include not only the perispinal
administration of etanercept (which itself can be accomplished in various
ways, including transcutaneous interspinous injection, or catheter
delivery into the epidural or interspinous space) but also other novel
methods of localized administration, specifically including intranasal
administration. For the purposes of this patent "perispinal" is to be
considered as referring to "perispinal extrathecal"; therefore direct
intrathecal administration is excluded from the methods discussed.
Perispinal administration involves anatomically localized delivery
performed so as to place the therapeutic molecule directly in the vicinity
of the spine, and, for the purposes of this patent, administration which
is outside of the intrathecal space (although subsequent movement of the
therapeutic molecule into the intrathecal space does occur). Perispinal
administration includes, but is not limited to, the following types of
administration: parenteral; subcutaneous; intramuscular; interspinous;
epidural; or peridural, and specifically includes the use of interspinous
injection carried through the skin in the midline of the neck or back,
directly overlying the spine; or administration via an indwelling epidural
catheter, or via an indwelling catheter which delivers etanercept to the
interspinous space. Perispinal administration leads to enhanced delivery
of etanercept to the brain in a therapeutically effective amount, via the
vertebral venous system and/or the cerebrospinal fluid. Delivery of
etanercept to the brain utilizing the methods of the present invention
includes the use of the vertebral venous system to deliver etanercept to
the brain via retrograde venous flow. In addition to percutaneous
injection into the interspinous space, etanercept may also be delivered to
the interspinous or epidural space by implantable catheter, with the
catheter reservoir placed remotely, such as in the abdominal area.
Physical maneuvers are used to enhance delivery of etanercept to the brain
via this route.
In addition to etanercept there are two non-monoclonal antibody biologic
TNF binding proteins of consideration in this patent: onercept (Serono)
and pegylated soluble TNF receptor type 1 (Amgen).
This invention is distinguished from the prior art in a variety of ways,
including the use and description of novel and useful new uses, methods of
use, and concepts involving TNF binding biologics, including: 1. Novel
uses of TNF binding biologics to improve cognitive impairment or produce
cognitive enhancement; and 2. Novel methods of use of TNF binding
biologics; and 3. Novel concepts, including: a. Perispinal (extrathecal)
administration distinguished from systemic forms of administration and
intrathecal administration; b. The use of non-monoclonal antibody anti-TNF
biologics as distinguished from the use of monoclonal antibody TNF
biologics; c. Intranasal administration of TNF binding biologics as a
method of delivery to the CNS; d. The use of TNF binding biologics to
reduce cognitive impairment; e. The use of TNF binding biologics for
cognitive inhancement; f. The use of the vertebral venous system to
deliver therapeutic molecules to the brain; g. The use of physical
maneuvers to facilitate delivery of therapeutic molecules to the brain; h.
The use of physical maneuvers to influence the direction of venous flow
within the cranio-vertebral venous system and thereby deliver therapeutic
molecules to the site of neuronal inflammation; i. The use of retrograde
venous perfusion to deliver therapeutic molecules to the brain, dorsal
root ganglion, nerve roots, and spinal cord; j. The use of retrograde
venous perfusion via the cranio-vertebral venous system to allow
therapeutic molecules to bypass the blood-brain barrier and therefore
reach the brain; k. The use of defects in the ligamentum flavum to
facilitate delivery of perispinally administered etanercept to reach the
epidural space; l. The use of the cranio-vertebral venous system as a
"back door" to facilitate delivery of therapeutic molecules to the brain,
brainstem, meninges, spinal cord, dorsal root ganglion, and nerve roots;
m. The use of perispinal administration to introduce etanercept into the
interspinous space or the epidural space to enable etanercept to reach the
vertebral venous system; n. The use of perispinal administration to
introduce etanercept into the interspinous space or the epidural space to
enable etanercept to reach the cerebrospinal fluid; o. The use of
etanercept, a dimeric fusion protein, as distinguished from a simple
soluble TNF receptor, to produce prolonged improvement in cognitive
function; p. The use of etanercept delivered by perispinal administration
to produce cognitive improvement or to slow disease progression in certain
neurological disorders characterized by progressive dementia and TNF-mediated
brain inflammation (such as Alzheimer's Disease); q. The use of etanercept
delivered by intranasal administration as a method to enable it to cross
the blood-brain barrier and thereby be used to improve cognitive function.
DETAILED DESCRIPTION
OF THE PREFERRED EMBODIMENTS
Perispinal administration is a novel new
delivery method for etanercept for improving cognitive function.
For the purposes of this discussion, "perispinal" means in the anatomic
vicinity of the spine, but outside of the intrathecal space. For this
discussion "anatomic vicinity" is generally defined as within 10
centimeters, or functionally defined as in close enough anatomic proximity
to allow the therapeutic molecules of consideration herein to reach the
spine and/or the subarachnoid space surrounding the spinal cord in
therapeutic concentration when administered directly to this area without
necessitating direct intrathecal delivery. For the treatment of brain
disorders, such as Alzheimer's, perispinal administration is effective
because it delivers the biologic to the CNS in a therapeutic amount. The
predominant method by which this is accomplished is through enhanced
delivery of the therapeutic molecule to the brain via the vertebral venous
system and/or to the brain via the cerebrospinal fluid. This occurs
without direct intrathecal injection, but rather by direct transport
utilizing a vascular route (the vertebral venous system) or by diffusion
from the interspinous or epidural space into the subarachnoid space. This
enhanced delivery of etanercept into the cerebrospinal fluid is
facilitated by delivery of etanercept to the epidural space, either by
direct placement, or by perispinal administration. Midline gaps in the
ligamentum flavum will facilitate delivery of etanercept administered by
midline percutaneous interspinous injection to the epidural space.
Etanercept in the epidural space may then be delivered into the vertebral
venous system, with subsequent delivery to the brain or into the
cerebrospinal fluid. Excess TNF, at levels 25 times that of controls, has
been documented in the CSF of patients with AD and MCI.
Perispinal administration of etanercept is accomplished by one of several
preferred routes. The first is needle injection into the interspinous
space. Etanercept is delivered to the interspinous space, in anatomic
proximity to the ligamentum flavum, by midline interspinous needle
injection. Midline defects in the ligamentum flavum are common,
particularly in the cervical region. When present the midline ligamentum
flavum defect provides a direct route of access for etanercept to the
epidural space. Alternatively etanercept may be delivered directly into
the epidural space by either direct epidural injection through the
ligamentum flavum utilizing a syringe and needle; or by use of an
indwelling catheter placed within the epidural space; or may be delivered
into the epidural space by venous carriage via the subcutaneous veins
and/or the external vertebral venous plexus. A catheter with a delivery
lumen placed in the epidural or interspinous space can be connected to a
pump, which may be placed remotely, such as in the abdominal area. Within
the epidural space lies a richly interconnected vertebral (epidural)
venous plexus, which is valveless and which is capable of transporting
etanercept rapidly in the cephalad or caudad directions. This epidural
venous plexus is directly connected to veins which perforate the
ligamentum flavum and which drain the interspinous space; thus etanercept
delivered into or adjacent to the interspinous space may drain into a
communicating vein and thereby into the epidural venous plexus. Etanercept
may thereby diffuse in both a caudad and cephalad direction via this
venous network, and may therefore rapidly (within minutes) exert a
widespread therapeutic effect on TNF-mediated processes which affect the
nerve roots, dorsal root ganglia, and spinal cord at multiple spinal
levels, or, of even greater relevance to this invention, the brain.
Physical maneuvers are utilized to facilitate venous carriage of
etanercept to the brain via the VVS. Additionally this epidural venous
plexus is interconnected with the endoneurial vascular network, and
etanercept thereby may gain access to the endoneurial space and the
cerebrospinal fluid, crossing the dura utilizing this direct vascular
access route. Additionally, once etanercept has gained access to the
epidural space it may directly diffuse into the endoneurial space through
the capsule of the dorsal root ganglion, which may present a less
efficient barrier to macromolecules than the dural barrier of the spinal
nerve roots.
Perispinal administration of etanercept is generally performed in a blind
fashion, to deliver etanercept into either the interspinous space or the
epidural space. Delivery of etanercept into the interspinous space results
in subsequent delivery of etanercept into the vertebral venous system
because the interspinous space is drained by subcutaneous veins and other
veins which directly connect to the external vertebral venous plexus
portion of the VVS. Etanercept delivered to the interspinous space also
diffuses into the epidural space and into the CSF.
Placement of an indwelling catheter in the epidural or interspinous space
is less technically difficult than placement within the subarachnoid
space, and has additional advantages. For example the risk of infection is
lower. And the risk of CSF fluid leak and resulting headache is lower.
Perispinal administration for delivery of neuroactive molecules other than
etanercept, including biologics, cytokines, anti-cytokines, hormones or
drugs via the vertebral venous system, in a manner similar to that
outlined herein, may be performed. The neuroactive compounds include
erythropoietin; GDNF; BDNF; NGF; human growth hormone; Kineret.RTM. (IL
1-RA); anti-IL-6; ABX-EGF and other compounds with CNS activity.
Concurrent patent applications involving these other therapeutic molecules
delivered through the CVVS are in development by the inventor.
Localized administration for the treatment of localized clinical disorders
has many clinical advantages over the use of conventional systemic
treatment. Locally administered medication after delivery diffuses through
local capillary, venous, arterial, and lymphatic action to reach the
anatomic site of pathology, or, alternatively, to reach the cerebrospinal
fluid (CSF). In addition local administration of a biologic in the
vicinity of the spine (perispinal administration) has the key advantage of
improved delivery of the agent to the central nervous system (CNS), in
most cases via the vertebral venous system (VVS) or via the CSF.
A specific anatomic route, by which etanercept delivered by perispinal
administration reaches the brain, has been defined by the inventor. This
route is as follows. Etanercept is delivered to the interspinous space in
proximity to the ligamentum flavum by percutaneous injection through the
skin by midline interspinous needle injection, or by way of an indwelling
catheter whose distal lumen lies within the interspinous space. Etanercept
delivered to the interspinous space (being the anatomic region in the
midline of the back, in between two adjacent spinous processes) may
directly enter the vascular system (predominantly venous) which drains the
interspinous space and which veins communicate directly with the vertebral
venous plexus. Alternatively etanercept delivered to the interspinous
space may reach the epidural space via a defect in the ligamentum flavum.
Midline defects in the ligamentum flavum are common, particularly in the
cervical region. When present the midline ligamentum flavum defect
provides a direct route of access for etanercept to the epidural space.
Alternatively etanercept may be delivered directly into the epidural space
by either direct epidural injection through the ligamentum flavum
utilizing a syringe and needle; or by use of an indwelling catheter placed
within the epidural space. Such catheter can be connected to a pump, which
may be placed remotely, such as in the abdominal area. Within the epidural
space lies a richly interconnected epidural venous plexus, which is
valveless and which is capable of transporting etanercept rapidly in the
cephalad or caudad directions (see Batson references 48 and 49). The
epidural venous plexus communicates with the intracranial venous network
and therefore provides direct access of biologics to the brain, via
retrograde flow, which is facilitated by gravity when the patient is
placed in certain positions. Specifically the epidural veins communicate
with the basivertebral vein, the intracranial sigmoid, occipital, and
basilar venous sinuses, and the azygous system (see references 44 50).
Additionally the epidural venous plexus is interconnected with the
endoneurial vascular network, and etanercept thereby may gain access to
the endoneurial space and the cerebrospinal fluid, crossing the dura
utilizing this direct vascular access route. Additionally, once etanercept
has gained access to the epidural space it may directly diffuse into the
endoneurial space through the capsule of the dorsal root ganglion, which
may present a less efficient barrier to macromolecules than the dural
barrier of the spinal nerve roots. TNF-alpha has been demonstrated to be
25 times elevated compared with normal controls in the cerebrospinal fluid
in certain individuals with cognitive impairment and Alzheimer's Disease
(see Tarkowski references 11 and 12). In the present invention, etanercept
which reaches the cerebrospinal fluid will immediately bind (and
inactivate) TNF circulating in the CSF and therefore immediately reduce
its adverse biologic effects on the brain.
The inventor is using the vertebral venous system as a non-obvious route
of administration for the inventions disclosed herein. For a venous system
is routinely conceptualized as a system that drains blood from a target
area or organ. For example the venous system which drains the kidneys is
widely acknowledged to be a vascular system that drains blood from the
kidneys, not as a way of delivering a therapeutic molecule to the kidneys.
Likewise the venous system of the brain, which is normally recognized as
the jugular venous system, is widely medically recognized as a system
which functions to drain blood from, not to, the brain. The present
invention is counter-intuitive as it uses the venous system to deliver a
therapeutic molecule to the brain. Likewise the use of the vertebral
venous system (which the inventor proposes is a misnomer, and
alternatively suggests should be designated as the cranio-vertebral venous
system) to achieve delivery of therapeutic compounds to the brain, spinal
cord, dorsal root ganglion, or nerve roots is not obvious, because
conventional thinking is that this venous system functions to drain venous
blood away from these anatomic sites. Therefore the inventions disclosed
here are in this way counter-intuitive, because they rely on the cranio-vertebral
venous system to deliver therapeutic molecules (including specifically
etanercept) to the brain, brainstem, meninges, spinal cord, dorsal root
ganglion, and nerve roots. This delivery is accomplished by inducing
retrograde venous flow (the opposite direction from the usual direction),
which is made possible by the lack of valves in this venous system, and by
the proper use of gravity and positioning of the patient so that venous
flow in the retrograde direction is accomplished. The rich connections
between the cranial venous system and the vertebral venous system was
beautifully depicted in 1828 by Breschet (reference 56), and a detailed
discussion of this interconnection was made by Batson in 1940 and
thereafter. The inventor has found a single intact copy of the Breschet
plates, which are life-size and hand colored, in the special collections
of the National Library of Medicine and has arranged for these to be
photographed. A copy of plate 5 from this collection is included as an
exhibit for this patent (FIG. 1), and illustrates the anatomical
connection between the cranial and vertebral venous systems, an anatomic
route which remains largely unrecognized by the medical community despite
its careful depiction more than a century and a half ago.
The vertebral venous system is continuous along the length of the spine,
but is, of course, closest to the brain in the cervical (neck) region. The
vertebral venous plexus is extensive in the cervical region, and in this
area defects in the ligamentum flavum are also more common, both of which
factors help etanercept delivered to the cervical interspinous space to
reach the brain. For all of these reasons, for this invention the usual
point of injection for perispinal etanercept is in the posterior neck,
overlying the spine. (As an alternative, perispinal administration of
etanercept into the interspinous space can also be performed in the lumbar
or thoracic regions since the vertebral venous system is continuous).
Correct positioning of the patient so as to facilitate retrograde blood
flow in the cranial direction is utilized as part of the present invention
to achieve improved delivery of etanercept to the brain. After a posterior
cervical interspinous injection of etanercept in sterile water the patient
is rapidly placed in the prone position and then the plane of the
examining table is placed head-downward (Trendelenburg) to facilitate
retrograde delivery to the brain and the cranial venous system. Etanercept,
because of its biologic nature, is uniquely suited to delivery via the
CVVS to the brain, because of its nearly instantaneous therapeutic effect.
This instantaneous effect is the direct consequence of the fact that
etanercept, in contradistinction to synthetic drugs which are not of
biologic origin, does not function by influencing intermediary processes,
but rather binds directly to soluble TNF. Therefore prolonged bathing of
the target tissue by the therapeutic molecule is not necessary. Excess TNF
is thereby rapidly bound and its adverse physiologic effects are
immediately interdicted, including its adverse effects upon cognition.
The cranio-vertebral venous system is both anatomically and
physiologically distinct from the venous system which drains the abdomen
and thorax, which has been designated by others as the intracavitary
venous system, with the cranio-vertebral venous system designated as the
extracavitary venous system. Other nomenclature for the CVVS also comes to
mind, such as the valveless venous system, or the bi-directional venous
system, but they are perhaps less suitable than the CVVS. CVVS, of course,
neglects to include the pelvic venous system, to which the CVVS is
caudally connected, which would make the proper designation the CVPVS; but
for purposes of this patent the inventor chooses to use the CVVS or VVS to
emphasize the aspects of this invention which are deserving of the most
attention. The CVVS and the intracavitary venous system do share
anastomoses, as has been discussed at length by Batson. Batson has also
described the retrograde flow possible with the VVS, but has not proposed
the possible use of the VVS as a route to deliver therapeutic compounds to
the brain, nor has anyone else. Again, this retrograde route of delivery
is uniquely possible utilizing the VVS because of the lack of venous
valves. In the present invention the CVVS is especially important for the
rapid transport of etanercept to the brain of the human with changes in
posture.
Placement of an indwelling catheter in the epidural space, or,
alternatively, in the interspinous space, is less technically difficult
than placement within the subarachnoid space, and has additional
advantages. For example the risk of infection is lower. And the risk of
CSF fluid leak and resulting headache is lower or nonexistent. The methods
of the present invention are therefore distinguished from direct
intrathecal administration of etanercept.
Etanercept has many biologic effects. Etanercept, for example, in addition
to being a potent anti-inflammatory also has important anti-apoptotic
effects which may be of particular importance in treating
neurodegenerative diseases, such as Alzheimer's Disease, where apoptosis
plays a pathogenetic role.
Biologics have been developed which have been shown to offer dramatic
clinical benefit for systemic illnesses in humans, even for those
disorders which have not responded to large and repeated doses of
corticosteroids. These biologics fall into the category of cytokine
antagonists because they block, or antagonize, the biologic action of a
specific cytokine which has adverse clinical effects. For the purposes of
this discussion, "antagonist", "inhibitor", and "blocker" are used
interchangeably.
Perispinal delivery can also be used to deliver other types of therapeutic
agents to the brain, cerebrospinal fluid, spine, or spinal cord. These
therapeutic agents include pharmacologic agents or other cytokine
antagonists. Perispinal delivery, however, is particularly advantageous
when biologics, such as etanercept, are administered because of their
efficacy at extremely low concentration (high biologic potency).
A detailed example of perispinal administration of etanercept utilizing an
indwelling epidural catheter follows: An indwelling sterile catheter whose
distal lumen lies within the epidural space is surgically implanted in a
human with Alzheimer's Disease. During the surgical procedure the proximal
end of the catheter is attached to a battery-powered pump which contains a
reservoir containing 10 ml of etanercept in sterile water (10 mg/ml). The
pump is surgically implanted in the abdomen during the same procedure in
which the epidural catheter is implanted. The reservoir pump is positioned
in the subcutaneous space with orientation and placement such that the
reservoir is accessible to replenishment by percutaneous injection. The
etanercept solution may be replenished by percutaneous injection
periodically, because the reservoir has a port covered by a material, such
as latex or a similar material which is penetrable by needle injection but
which will self-seal once the needle is withdrawn. The pump is set to
deliver etanercept at a rate of 20 mg per week. Therefore it will need to
be refilled once every five weeks. The patient returns to the physician's
office once every five weeks for the etanercept solution to be refilled by
percutaneous instillation of etanercept solution.
One of the advantages of perispinal delivery into the interspinous space
is that administration is simplified. This route is simple and safe.
Hemorrhage due to the use of long or large bore needles is minimized
because perispinal administration, by the subcutaneous route, requires
only a short, narrow bore needle. Time-consuming and difficult epidural
injection is not necessary. Epidural needle injection, for the purposes of
this patent, is also a form of perispinal administration, and, in certain
clinical circumstances may be the delivery method of choice, despite its
greater difficulty and greater risk.
Epidural needle injection may be accomplished by percutaneous introduction
of the needle carried through an intact ligamentum flavum to reach the
epidural space. Gaps in the ligamentum flavum, including recently
disclosed midline gaps, facilitate epidural delivery of etanercept to the
epidural space after more superficial interspinous perispinal delivery.
Local perispinal administration also has the advantage of providing a
depot of therapeutic medication in the surrounding tissue, which will
provide therapeutic levels of medication to the treatment site for a
prolonged period of time. This decreases the necessity for another
injection of medication. Additionally, administering medication locally
limits the exposure of the medication to the systemic circulation, thereby
decreasing renal and hepatic elimination of the medication, and decreasing
exposure of the medication to systemic metabolism. All of these factors
tend to increase the therapeutic half-life of the administered cytokine
antagonist. Taken together, all of these forms of localized anatomic
administration have significant clinical advantages over the various forms
of systemic administration customarily used to deliver etanercept. The
usual and customary route of administration for etanercept is
systemically, by subcutaneous administration in the abdomen, thigh, or
forearm. Intravenous administration of etanercept is another systemic
route, as is intramuscular etanercept when etanercept is given at a site
remote from the spine, such as the deltoid or gluteal region.
For the sake of this invention, the following definitions also apply:
perilesional is defined as in anatomic proximity to the site of the
pathologic process being treated; and peridural is defined as in anatomic
proximity to the dura of the spinal cord, but specifically excluding
intrathecal injection. The "interspinous route" for the purposes of this
patent, is defined as parenteral injection through the skin in or near the
midline, in the interspace between two spinous processes, to deliver
etanercept in anatomic proximity to the epidural space and the vertebral
venous plexus.
Claim 1 of 31 Claims
1. A method for delivering a TNF
antagonist to the brain of a human for treating Alzheimer's related
dementia, comprising administering the TNF antagonist etanercept
parenterally into the perispinal space of said human without direct
intrathecal injection, and thereafter positioning said human in a
Trendelenburg position, for delivery of said TNF antagonist etanercept to
the brain via the human's vertebral venous system (VVS). ____________________________________________
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