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Title: DNA vaccines encoding
CEA and a CD40 ligand and methods of use thereof
United States Patent: 7,279,464
Issued: October 9, 2007
Inventors: Xiang; Rong (San
Diego, CA), Reisfeld; Ralph A. (La Jolla, CA)
Assignee: The Scripps
Research Institute (La Jolla, CA)
Appl. No.: 11/195,506
Filed: August 2, 2005
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Web Seminars -- Pharm/Biotech/etc.
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Abstract
A DNA vaccine effective for eliciting an
immune response against cells that present a carcinoembryonic antigen (CEA)
comprises a DNA operably encoding a CEA and a DNA operably encoding a CD40
ligand, SEQ ID NO:1 and SEQ ID NO: 2, respectively, or its homotrimer,
CD40LT. The DNA vaccine can be incorporated in a delivery vector such as
an attenuated live bacterium or virus, or a liposome carrier. In a method
embodiment, the DNA vaccine is administered orally to a mammal, such as a
human, to elicit an immune response against CEA presenting cells such as
colon cancer cells. A preferred method embodiment includes the additional
step of treating the mammal with recombinant antibody fusion protein
huKS1/4-IL2 to enhance the immune response effectiveness of the vaccine.
SUMMARY OF THE
INVENTION
A vaccine that is effective against CEA
presenting cells such as colon cancer cells is provided. The vaccine
comprises a plasmid DNA encoding CEA (e.g., DNA sequence SEQ ID NO: 1) and
a plasmid DNA encoding a CD40 ligand such as human CD40L, DNA sequence SEQ
ID NO: 2 or its homotrimer CD40LT. The CEA and CD40L DNA, SEQ ID NO: 1 and
SEQ ID NO: 2, respectively, can be incorporated in the same plasmid or in
different plasmids. The combination of plasmid DNA encoding both CEA and a
CD40 ligand in a single vaccine promotes activation of both naive T cells
and antigen presenting cells such as dendritic cells, thus stimulating two
different immune response systems.
The plasmid DNA of the vaccines of the present invention can be operably
incorporated in an efficient carrier such as an attenuated bacterium, a
non-replicating virus, or a liposome particle.
In a method aspect of the present invention, a DNA vaccine comprising a
plasmid DNA encoding CEA (SEQ ID NO: 1) and a plasmid DNA encoding a CD40L
(SEQ ID NO: 2) or its homotrimer CD40LT, is administered to a mammal, such
as a human, in an amount effective for eliciting an immune response
against CEA presenting cells such as colon cancer cells.
In another method aspect of the invention, a mammal such as a human is
sequentially administered (a) a DNA vaccine comprising a plasmid DNA
encoding CEA (SEQ ID NO: 1) and a CD40 ligand (SEQ ID NO: 21) or its
homotrimer CD40LT, in an amount effective for eliciting an immune response
against CEA presenting cells such as colon cancer cells, and (b) an
effective immune response enhancing amount of a recombinant antibody-IL2
fusion protein (huKS1/4-IL2). The huKS-1/4-IL2 fusion protein enhances the
immune responsiveness of the mammal treated with the DNA vaccine so that
the immune system more effectively attacks CEA presenting cells, such as
colon cancer cells. The vaccine and fusion protein can be administered
orally or parenterally. Preferably the vaccine is administered orally, and
the fusion protein is administered intravenously.
The vaccines of the present invention provide a preventative treatment for
cancers such as, for example, colon cancer, by eliciting an immune
response against cells that present CEA, including colon cancer cells.
DETAILED DESCRIPTION
OF PREFERRED EMBODIMENTS
A DNA vaccine effective against CEA
presenting cells such as certain cancer cells comprises a plasmid DNA
construct encoding CEA (SEQ ID NO: 1) and a plasmid DNA encoding a CD40
ligand (SEQ ID NO: 2) or its homotrimer, CD40LT. The CEA and CD40L DNA,
SEQ ID NO: 1 and SEQ ID NO: 2, respectively, can be incorporated in the
same plasmid or in different plasmids. The DNA plasmid(s) can be operably
incorporated into a carrier such as an attenuated bacterium, a
non-reproducing virus, or a liposome particle. The DNA vaccine can also
comprise "naked" DNA.
The DNA vaccines of the present invention stimulate formation of CTLs that
are active against CEA presenting cells, such as colon cancer cells.
Because CEA is a specific marker for colon cancer cells, a CTL that forms
in response to the vaccine will substantially target only such cancer
tissues. CD40 ligand stimulates dendritic cells, which are the most
effective type of APCs that aid in producing a cellular immune response. A
vaccine comprising a combination of DNA encoding CEA and a CD40 ligand,
SEQ ID NO: 1 and SEQ ID NO: 2, respectively, can promote activation of
naive T cells both directly and indirectly through the intervention of
dendritic cells. Such a combination vaccine simultaneously stimulates two
different immune response mechanisms, thus increasing the efficiency of
the treatment.
As used herein, and in the appended claims, the term "DNA" refers to
deoxyribonucleic acid in both the singular and plural grammatical forms.
The term "immunity", as used herein, refers to long term immunological
protection against the virulent form of the infectious agent. The term
"immunization", as used herein, refers to prophylactic exposure to an
antigen of a pathogenic agent derived from a non-virulent source and which
results in immunity to the pathogen in the treated subject.
A DNA useful in the vaccines of the present invention preferably comprises
a nucleotide sequence that encodes CEA (SEQ ID NO: 1) and/or a CD40 ligand
(SEQ ID NO: 2), operably linked to regulatory elements needed for gene
expression. Preferably the CD40 ligand is CD40LT. The CEA and CD40 ligand
DNA, SEQ ID NO: 1 and SEQ ID NO: 2, respectively, are preferably
incorporated in the vaccine as a single plasmid, designated herein as
pCEA-CD40LT (i.e., plasmid CEA-CD40 LT). Alternatively, the vaccine can
comprise a plasmid DNA encoding CEA (SEQ ID NO: 1) and a separate plasmid
DNA encoding CD40L (SEQ ID NO: 2).
When taken up by a cell, a DNA molecule can remain present in the cell as
a functioning extrachromosomal molecule and/or can integrate into the
cell's chromosomal DNA. DNA can be introduced into cells in the form of a
plasmid which can remain as separate genetic material. Alternatively, a
linear DNA that can integrate into the chromosome can be introduced into
the cell. When introducing DNA into a cell, reagents which promote DNA
integration into chromosomes can be added, as is known in the art. DNA
sequences that promote integration can also be included in the vaccine.
DNA encoding CEA and a CD40 ligand, SEQ ID NO: 1 and SEQ ID NO: 2,
respectively, can remain part of the genetic material in an attenuated
live microorganism or recombinant microbial vector form of the vaccine,
which can live in the cells of the patient.
Useful DNA vaccines preferably include regulatory elements necessary for
expression of a nucleic acid molecule. Such elements include, for example,
a promoter, an initiation codon, a stop codon, and a polyadenylation
signal. In addition, enhancers are often required for expression of a
sequence that encodes an immunogenic target protein. As is known in the
art, these elements are preferably operably linked to the sequence that
encodes the desired protein. Regulatory elements are preferably selected
that are operable in the species to which they are to be administered.
Initiation codons and stop codons are preferably included as part of a
nucleotide sequence that encodes the CEA and CD40 ligand protein in a
genetic vaccine of the present invention. The initiation and termination
codons must be in frame with the coding sequence.
Promoters and polyadenylation signals included in a vaccine of the present
invention are preferably selected to be functional within the cells of the
subject to be immunized.
Examples of promoters useful in the vaccines of the present invention,
especially in the production of a genetic vaccine for humans, include but
are not limited to promoters from Simian Virus 40 (SV40), Mouse Mammary
Tumor Virus (MMTV) promoter, Human Immunodeficiency Virus (HIV) such as
the HIV Long Terminal Repeat (LTR) promoter, Moloney virus,
Cytomegalovirus (CMV) such as the CMV immediate early promoter, Epstein
Barr Virus (EBV), Rous Sarcoma Virus (RSV) as well as promoters from human
genes such as human actin, human myosin, human hemoglobin, human muscle
creatine, and human metalothionein. Other useful promoters include tissue
specific promoters such as tumor endothelium-directed promoters, as well
as tumor-selective promoters such as CEA promoters, and
treatment-responsive promoters such as early growth response promoters.
Examples of polyadenylation signals useful in the vaccines of the present
invention, especially in the production of a genetic vaccine for humans,
include but are not limited to SV40 polyadenylation signals and LTR
polyadenylation signals.
In addition to the regulatory elements required for DNA expression, other
elements may also be included in the DNA molecule. Such additional
elements include enhancers. Enhancers include the promoters described
hereinabove. Preferred enhancers/promoters include, for example, human
actin, human myosin, human hemoglobin, human muscle creatine and viral
enhancers such as those from CMV, RSV and EBV.
An additional element can be added to the vaccine to serve as a target for
cell destruction if it is desirable to be able to eliminate cells
receiving the genetic construct for any reason. For example, a herpes
thymidine kinase (tk) gene, in an expressible form, can be included in the
vaccine. The drug gancyclovir can be administered to the immunized
subject, which will cause the selective killing of any cell producing tk.
Such means for introducing genetic targets for selective destruction of
cells are known and are described in U.S. Pat. No. 5,817,637 to Weiner et
al.
Regulatory sequences and codons are generally species dependant. In order
to maximize protein production, the regulatory sequences and codons are
preferably selected to be effective in the species to be immunized. One
having ordinary skill in the art can produce DNA constructs that are
functional in a given subject species.
DNA useful in the vaccines of the present invention also includes "naked"
DNA as defined in Restifo et al. Gene Therapy, 2000, 7:89-92, the
pertinent disclosure of which is incorporated by reference. Alternatively,
the DNA can be operably incorporated in a carrier or delivery vector.
Useful delivery vectors include biodegradable microcapsules, immuno-stimulating
complexes (ISCOMs) or liposomes, and genetically engineered attenuated
live carriers such as viruses or bacteria.
Examples of suitable attenuated live bacterial carriers/delivery vectors
include Salmonella typhimurium, Salmonella typhi, Listeria monocytogenes,
Shigella, Bacillus, Lactobacillus, Bacille Calmette-Guerin (BCG),
Escherichia coli, Vibrio cholerae, Campylobacter, and any other suitable
bacterial vector, as is known in the art. Preferred bacterial delivery
vectors include attenuated Salmonella typhimurium and attenuated Listeria
monocytogenes; particularly preferred is attenuated Salmonella typhimurium.
Methods of transforming live bacterial vectors with an exogenous DNA
construct are well described in the art. See, for example, Joseph Sambrook
and David W. Russell, Molecular Cloning, A Laboratory Manual, 3rd Ed.,
Cold Spring Harbor Laboratory Press, Cold Spring Harbor, N.Y. (2001).
Preferred attenuated viral carriers include Herpes viruses, Adenoviruses,
Vaccinia virus, and Avipox virus. Methods of transforming a viral vector
with an exogenous DNA construct are also well described in the art. See
Sambrook and Russell, above.
Liposome carriers are unilamellar or multilamellar vesicles, having a
membrane portion formed of lipophilic material and an interior aqueous
portion. The aqueous portion is used in the present invention to contain
the polynucleotide material to be delivered to the target cell. It is
generally preferred that the liposome forming materials have a cationic
group, such as a quaternary ammonium group, and one or more lipophilic
groups, such as saturated or unsaturated alkyl groups having about 6 to
about 30 carbon atoms. One group of suitable materials is described in
European Patent Publication No. 0187702, and further discussed in U.S.
Pat. No. 6,228,844 to Wolff et al., the pertinent disclosures of which are
incorporated by reference. Many other suitable liposome-forming cationic
lipid compounds are described in the literature. See, e.g., L. Stamatatos,
et al., Biochemistry 27:3917-3925 (1988); and H. Eibl, et al., Biophysical
Chemistry 10:261-271 (1979). Alternatively, a microsphere such as a
polylactide-coglycolide biodegradable microsphere may be utilized. A DNA
is encapsulated or otherwise complexed with the liposome or microsphere
for delivery of the DNA to a tissue, as is known in the art.
The inventive vaccine can also be administered in conjunction with a
facilitating agent that improves the uptake of the genetic material of the
vaccine by the treated cells. In some preferred embodiments, the DNA can
be formulated with or administered in conjunction with a facilitator
selected from the group consisting of benzoic acid esters, anilides,
amidines, urethans and the hydrochloride salts thereof such as those of
the family of local anesthetics, such as disclosed in U.S. Pat. No.
6,248,565 to Williams et al., the pertinent disclosures of which are
incorporated herein by reference.
In a method aspect of the present invention, a DNA vaccine can be utilized
to provide long term protection against CEA presenting cells such as colon
cancer cells, in a vaccinated patient. In one preferred method embodiment
a DNA vaccine comprising a plasmid DNA operably encoding both CEA and a
CD40 ligand, SEQ ID NO: 1 and SEQ ID NO: 2, respectively (e.g.,
pCEA-CD40LT), is administered to a mammal in need of protection against
CEA presenting cells, in an amount that is sufficient to elicit an immune
response against CEA presenting cells.
In another preferred method embodiment of the present invention, tumor
growth is inhibited by vaccination of a mammal with the pCEA-CD40LT
vaccine of the present invention. In such a method embodiment, an immune
response eliciting effective amount of a vaccine comprising a plasmid DNA
construct operably encoding both CEA and CD40L, SEQ ID NO: 1 and SEQ ID
NO: 2, respectively, is administered to a mammal having a growing tumor
comprising CEA presenting cells. The vaccination results in tumor growth
arrest and minimizes formation of new tumors by immunizing the mammal
against the tumor cells.
In yet another method aspect of the present invention, a mammal is
sequentially administered (a) a DNA vaccine comprising a plasmid DNA
encoding CEA and a plasmid DNA encoding a CD40 ligand, SEQ ID NO: 1 and
SEQ ID NO: 2, respectively, in an amount effective for eliciting an immune
response against CEA presenting cells such as colon cancer cells, and (b)
an immune response enhancing effective amount of recombinant, humanized
KS-1/4 antibody-IL2 fusion protein (huKS-1/4-IL2). Hu KS-1/4-IL2 is
described in detail by Gillies et al. J. Immunol., 1998, 160:6195-6203,
the relevant disclosure of which is incorporated herein by reference.
IL2 is a complex cytokine produced by activated T cells, which stimulates
growth of both B cells and T cells. IL2 activation of T cells also
stimulates the production of CD40 ligand on the T cell surface (see
generally, Chapter 7 of Charles A. Janeway, Jr. and Paul Travers,
Immunobiology The Immune System in Health and Disease, Second Edition,
Garland Publishing Co., New York, 1996). The role of IL2 targeted to a
tumor microenvironment by huKS-1/4-IL2 fusion protein is to boost
anti-tumor T cell responses either by acting as a second costimulatory
signal in the activation of CTLs or by further activating pre-activated
DCs expressing IL2 receptors. The huKS-1/4-IL2 fusion protein thus
enhances the immune responsiveness of the mammal treated with the DNA
vaccine so that the immune system more effectively attacks CEA presenting
cells, thereby enhancing the effectiveness of the vaccination.
In the method embodiments of the present invention, the vaccines
preferably are administered enterally, such as by oral administration, or
parenterally, such as by intravenous infusion. In some preferred
embodiments, the vaccine is administered intramuscularly, intranasally,
intraperitoneally, subcutaneously, intradermally, topically, or orally.
Most preferably the vaccine is administered orally, incorporated in an
attenuated bacterial delivery vector. Preferably, the vaccines are
provided in a pharmaceutically acceptable carrier, such as physiological a
saline solution, dextrose solution, and the like, as is well known in the
art.
Patients suffering from epithelial cancers, such as cancers of the colon,
pancreas, lung and breast, can benefit from immunization by the vaccines
of the present invention.
Vaccines of the present invention are preferably formulated with
pharmaceutically acceptable carriers and exipients such as water, saline,
dextrose, glycerol, ethanol, and the like, and combinations thereof. The
vaccines can also contain auxiliary substances such as wetting agents,
emulsifying agents, buffers, and the like.
The vaccines of the present invention are preferably administered orally
to a mammal, such as a human, as a solution or suspension in a
pharmaceutically acceptable carrier, at a DNA concentration in the range
of about 10 micrograms per milliliter to about 100 micrograms per
milliliter. The appropriate dosage will depend upon the subject to be
vaccinated, and can depend upon the capacity of the subject's immune
system to express the nucleic acids contained in the vaccine. The exact
dosage chosen may also depend, in part, upon the judgment of the medical
practitioner administering or requesting administration of the vaccine.
Another embodiment of the present invention is a kit comprising the
vaccines of the present invention packaged in suitably sterilized
containers such as ampules, bottles, vials, and the like, either in
multi-dose or in unit-dosage forms. The containers are preferably
hermetically sealed after being filled with a vaccine preparation.
Preferably, the vaccines are packaged in a container having a label
affixed thereto, which label identifies the vaccine, and bears a notice in
a form prescribed by a government regulatory agency such as the United
States Food and Drug Administration reflecting approval of the vaccine
under appropriate laws, dosage information, and the like. The label
preferably contains information about the vaccine that is useful to a
health care professional administering the vaccine to a patient. The kit
also preferably contains printed informational materials relating to the
administration of the vaccine, instructions, indications, and any
necessary required warnings.
The kit of the present invention can also contain recombinant antibody
fusion protein huKS1/4-IL2 packaged in suitably sterilized containers such
as ampules, bottles, vials, and the like, either in multi-dose or in
unit-dosage forms. Preferably, the fusion protein is packaged in a
container having a label affixed thereto, which label identifies the
vaccine, and bears a notice in a form prescribed by a government agency
such as the United States Food and Drug Administration reflecting approval
of the fusion protein under appropriate laws, dosage information, and the
like. The label preferably contains information about the fusion protein
that is useful to a health care professional administering the fusion
protein to a patient. The printed informational materials present in the
kit, also preferably contains information relating to the administration
of the fusion protein, instructions, indications, and any necessary
required warnings.
In particularly preferred embodiments of the vaccine, the plasmid DNA
encoding a CD40 ligand encodes CD40 ligand trimer (CD40LT). It is
particularly preferred that the plasmid DNA encoding both CEA and CD40LT
is operably incorporated in an attenuated bacterial delivery vector.
Preferred bacterial delivery vectors are attenuated Salmonella typhimurium
and attenuated Listeria monocytogenes, most preferably attenuated
Salmonella typhimurium. Vaccines of the present invention comprising a
nucleic acid encoding CD40LT in combination with a DNA encoding CEA can
simultaneously stimulate two different immune response systems (i.e.
cellular and humoral immunity).
The nucleotide sequences of some members of the carcinoembryonic antigen
family are known in the art. The nucleotide sequence encoding a human CEA
gene has been disclosed by Schrewe et al., in the EMBL database of the
European Bioinformatics Institute, Wellcome Trust Genome Campus, Hinxton,
Cambridge CB10 1SD, UK (EMBL accession number is EMBL:HSCEA01), the
disclosure of which is incorporated herein by reference (FIG. 7, SEQ ID
NO: 1).
Human CD40 ligand (CD40L) is a 154 amino acid protein that plays a central
role in regulation of humoral immunity. The DNA sequence encoding human
CD40L (also known as CD154) has been published by Grammar et al., in the
EMBL database of the European Bioinformatics Institute, Wellcome Trust
Genome Campus, Hinxton, Cambridge CB10 1SD, UK (EMBL accession number is
EMBL:HACD40L), the disclosure of which is incorporated herein by reference
(FIG. 8, SEQ ID NO: 2). The DNA sequence encoding murine CD40L has been
published by Marra et al., in the EMBL database of the European
Bioinformatics Institute, Wellcome Trust Genome Campus, Hinxton, Cambridge
CB10 1SD, UK (EMBL accession number is EMBL:AI385482), the disclosure of
which is incorporated herein by reference (FIG. 9, SEQ ID NO: 3).
Due to the inherent degeneracy of the genetic code, other DNA sequences
that encode substantially the same, or a functionally equivalent amino
acid sequence to CEA and/or CD40 ligand can be used in the practice of the
present invention. Such DNA sequences also include those which are capable
of hybridizing to the CEA and/or CD40 ligand sequences.
Altered DNA sequences that can be used in accordance with the present
invention include deletions, additions or substitutions of different
nucleotide residues resulting in a sequence that encodes the same or a
functionally equivalent gene product. The gene product itself may contain
deletions, additions or substitutions of amino acid residues within the
CEA and/or CD40 ligand sequences, which result in a silent change, thus
producing functionally equivalent CEA and/or CD40 ligand proteins. Such
amino acid substitutions can be made on the basis of similarity in
polarity, charge, solubility, hydrophobicity, hydrophilicity, and/or the
amphipathic nature of the residues involved. For example, negatively
charged amino acids include aspartic acid and glutamic acid; positively
charged amino acids include lysine and arginine; amino acids with
uncharged polar head groups having similar hydrophilicity values include
the following: leucine, isoleucine, valine; glycine, alanine, asparagine,
glutamine; serine, threonine; phenylalanine, tyrosine.
As used herein, "a functional equivalent" of CD40 ligand refers to a
ligand that binds to CD40 or fragments thereof, but not necessarily with
the same binding affinity as native CD40 ligand. In like manner, a
functional equivalent of CEA refers to a protein that will bind to
antisera raised against human CEA, but not necessarily with the same
binding affinity as native human CEA.
As used herein, and in the appended claims, the term carcinoembryonic
antigen (CEA) includes the natural antigen found in humans and functional
equivalents thereof; and the term "CD40 ligand" includes monomers, dimers,
and trimers of the natural ligands found in mammals and functional
equivalents thereof. Preferably the functional equivalents of the CEA
and/or CD40 ligand DNA share at least about 80% homology with the DNA
encoding the aforementioned CEA and/or CD40 ligand proteins.
The DNA sequences of the invention can be engineered in order to alter the
CEA and/or CD40 ligand coding sequence for a variety of ends including,
but not limited to, alterations that modify processing and expression of
the gene product. For example, mutations can be introduced using
techniques that are well known in the art, e.g. site-directed mutagenesis,
to insert new restriction sites, and the like.
Claim 1 of 30 Claims
1. A DNA composition effective
for eliciting an immune response against cells that present a
carcinoembryonic antigen (CEA) comprising: a plasmid DNA operably encoding a
CEA and a CD40 ligand; together with a pharmaceutically acceptable carrier.
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