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Title: Apparatus for
electroporation mediated delivery for drugs and genes
United States Patent: 7,412,284
Issued: August 12, 2008
Inventors: Hofmann;
Gunter A. (San Diego, CA)
Assignee: Genetronics, Inc.
(San Diego, CA)
Appl. No.: 09/900,601
Filed: July 5, 2001
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Pharm Bus Intell
& Healthcare Studies
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Abstract
A device for in vivo electroporation
therapy comprising an electrode applicator with at least two pairs of
electrodes arranged relative to one another to form an array and a power
supply. The device is used to generate an electric field in a biological
sample and effect introduction of selected molecules into cells of the
sample.
Description of the
Invention
SUMMARY OF THE INVENTION
It is a primary object of the invention to provide an improved apparatus
that can be conveniently and effectively positioned to generate
predetermined electric fields in pre-selected tissue.
In accordance with a primary aspect of the invention, an electrode apparatus
for the application of electroporation to a portion of the body of a patient
comprises a support member, a plurality of needle electrodes mounted on said
support member for insertion into tissue at selected positions and distances
from one another, and means including a signal generator responsive to said
distance signal for applying an electric signal to the electrodes
proportionate to the distance between said electrodes for generating an
electric field of a predetermined strength.
The invention includes needles that function for injection of therapeutic
substances into tissue and function as electrodes for generating electric
fields for portion of cells of the tissue.
One embodiment of the invention includes a system for clinical
electroporation therapy that includes a needle array electrode having a
"keying" element, such as a resistor or active circuit, that determines the
set point of the therapy voltage pulse, as well as selectable array
switching patterns (the apparatus having this system has been termed
MedPulser.TM.). A number of electrode applicator designs permit access to
and treatment of a variety of tissue sites.
Another embodiment of the invention provides a laparoscopic needle
applicator that is preferably combined with an endoscope for minimally
invasive electroporation therapy.
The invention provides a therapeutic method utilizing the needle array
apparatus for the treatment of cells, particularly tumor cells.
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS
Overview
The invention provides an apparatus and a method for the therapeutic
application of electroporation. The method includes injection of a
chemotherapeutic agent or molecule and electroporation of the agent or
molecule into a tumor. In particular, an agent or molecule is injected into
tissue and voltage pulses are applied between "needle" electrodes disposed
in the tissue, thus applying electric fields to cells of the tissue. The
needle electrode assemblies described below enable the in vitro or in vivo
positioning of electrodes in or adjacent to subsurface tumors or other
tissue. Such therapeutic treatment is called electroporation therapy (EPT),
also called electrochemotherapy. While the focus of the description below is
EPT, the invention may be applied to other treatments, such as gene therapy
of certain organs of the body.
For a general discussion of EPT, see co-pending application Ser. No.
08/537,265, filed on Sep. 29, 1995, which is a continuation-in-part of
application Ser. No. 08/467,566 filed on Jun. 6, 1995, which is a
continuation-in-part of application Ser. No. 08/042,039 filed on Apr. 1,
1993 now abandoned, all of which are incorporated herein by reference.
Electrode Assemblies
FIG. 1
(see Original Patent) is a cross-section assembly drawing showing a view
of a needle assembly 100 in accordance with one embodiment of the invention.
The needle assembly 100 comprises an elongated tubular support body or shaft
112, which may be hollow stainless steel or a medical-grade plastic (e.g.,
nylon). If the shaft is made of a conductive material, electrical insulation
should be applied on the exterior services to protect both patient and
physician. The shaft 112 includes a plurality of electrode needles 114 at
the distal end, coupled to respective conductors of a multi-conductor wire
cable 116. The electrode needles 114 may be sharp or blunt, hollow or solid,
and of any desired length. The material of the electrode needles 114 must be
electrically conductive, but need not be a metal or uniform (i.e., a
composite or layered structure may be used, such as metal-coated plastic or
ceramic needles). One or more hollow electrode needles 114 may be used to
inject a therapeutic substance. In different embodiments, the electrode
needles 114 may comprise a rectangular, hexagonal, or circular array.
However, other patterns may be used.
In use, the multi-conductor wire cable 116 is coupled to a high-voltage
generator. In the illustrated embodiment, a retractable shield 118,
restricted by a friction O-ring 120 near the distal end can be slide fore
and aft along the shaft 112 body to protect or expose the electrode needles
114.
FIGS. 2a-2e
(see Original Patent) are diagrammatic illustrations of several
alternative electrode embodiments in accordance with the invention. FIGS. 2a
and 2b show straight-bodied electrodes having needles 200 with different
spacing. For example, the needles in FIG. 2a comprise a 0.5 cm diameter
array, while the needles in FIG. 2b comprise a 1.4 cm diameter array. The
various body dimensions may vary as well. For example, the electrode in FIG.
2a has a stepped body structure, with a smaller diameter fore-body 202
relative to a larger diameter aft-body 204. The electrode in FIG. 2b has a
uniform diameter body 206. The electrodes in FIGS. 2a and 2b are
particularly well suited for treating small surface tumors.
FIGS. 2c and 2d
(see Original Patent) show angled-head electrodes having needle tips 200
set at an angle with respect to the bodies 206 of the electrodes. FIG. 2c
shows the needle-tips at about a 45.degree. angle with respect the body 206.
FIG. 2d shows the needle-tips at about a 90.degree. angle with respect the
body 206. The electrodes in FIGS. 2c and 2d are particularly well suited for
treating head and neck tumors.
FIG. 2e
(see Original Patent) shows a double-angled electrode having needle tips
200 set at an angle with respect to a smaller diameter fore-body 202. A
larger diameter aft-body 204 is angled as well. The electrode in FIG. 2e is
particularly well suited for treating tumors of the larynx, but may also be
used in other body cavities.
FIG. 2f
(see Original Patent) shows an electrode particularly well suited for
treating large tumors. The spacing between needles 208 may be, for example,
about 0.65 cm. FIG. 2g shows an electrode particularly well suited for
treating internal tumors. The spacing between needles 208 may be, for
example, about 1.0 cm.
Any of the separate configuration elements (e.g., body size and
configuration, head and body angle, etc.) shown in FIGS. 2a-2g can be
combined as desired. Other configurations of electrode assemblies may be
used to meet particular size and access needs.
EPT Instrument
FIG. 3
(see Original Patent) is a diagram of an EPT treatment instrument 300
embodying the invention. An electrode applicator 312 is removably coupled to
the instrument 300, which selectively applies voltage pulses to selected
electrode needles 314 of the electrode applicator 312. The pulse duration,
voltage level, and electrode needle addressing or switching pattern output
by the instrument 300 are all programmable.
A display 316 indicates the therapy voltage setpoint. A remote therapy
activation connection 318 is provided to a accommodate a foot pedal switch
320 for activating pulses to the electrode applicator 312. The foot pedal
switch 320 permits a physician to activate the instrument 300 while freeing
both hands for positioning of the electrode applicator 312 in a patient's
tissue. Indicator lights 322 for fault detection, power on, and completion
of a therapy session are provided for convenience. Other indicator lights
324 are provided to positively indicate that an electrode applicator 312 is
connected to the instrument 300 and to indicate the type of needle array
(see discussion below). A standby/reset button 326 is provided to "pause"
the instrument and reset all functions of the instrument to a default state.
A ready button 328 is provided to prepare the instrument 300 for a therapy
session. A prominent "therapy in process" indicator light 330 indicates that
voltage pulses are being applied to the electrode needles 314. In addition,
the instrument 300 may have audio indicators for such functions as a button
press, a fault state, commencement or termination of a therapy session,
indication of therapy in process, etc.
In an alternative embodiment, the instrument 300 can be coupled to a
feedback sensor that detects heart beats. Applying pulses near the heart may
interfere with normal heart rhythms. By synchronizing application of pulses
to safe periods between beats, the possibility of such interference is
reduced.
FIG. 4
(see Original Patent) is a schematic block diagram of the circuitry 400
for the treatment instrument 300 of FIG. 3. An AC power input module 402
provides electrically isolate power for the entire instrument 300. A
low-voltage DC power supply 404 provides suitable power for the control
circuitry of the instrument 300. A high-voltage power supply 406 provides
suitable high voltages (e.g., up to several thousand volts) needed for EPT
therapy. The output of the high-voltage power supply 406 is coupled to a
pulse power assembly 408 which generates pulses of variable width and
voltage under control from a controller assembly 410. The output of the
pulse power assembly 408 is coupled through a high voltage switch array 412
to a needle array connector 414. A remote therapy activation foot peddle
connector 416 permits attachment of a foot pedal switch 320.
The high voltage switch array 412 allows the necessary high voltages for EPT
to be applied to selected subgroups of electrodes in a needle assembly 100.
In prior versions of EPT instruments, application of such voltages has
typically involved use of a manual rotary "distributor" switch, or a
motorized version of such a switch. However, in the present invention, all
switching is by electronically controlled relays, providing for faster and
quieter switching, longer life, and better and more flexible control over
switching patterns.
FIG. 5
(see Original Patent) is a schematic diagram of one selector switching
element 500 of the high voltage switch array 412 of the circuit shown in
FIG. 4. The number of such switching elements 500 should at least match the
largest number of electrodes of any attached needle assembly 100. Each
switching element 500 provides for control of the high-voltages applied to
an electrode of a needle assembly 100, with the ability to provide voltage
at either polarity to the associated electrode.
In particular, when a "negative" control voltage is applied to one inverting
input amplifier 502a, an associated, normally open relay 504a is closed,
establishing a negative return path for a pulse applied to a paired
electrode to be coupled through an electrode connector 506. Similarly, when
a "positive" control voltage is applied to a second inverting input
amplifier 502b, an associated, normally open relay 504b is closed,
establishing a path for a positive pulse to be applied to an electrode
coupled through the electrode connector 506.
Needle Array Addressing
The instrument 300 of FIG. 3 is designed to accommodate electrode
applicators 312 having varying numbers of electrode needles 314.
Accordingly, an addressing scheme has been developed that, in the preferred
embodiment, permits addressing up to 16 different needles, designated A
through P, forming up to 9 square treatment zones and several types of
enlarged treatment zones. A treatment zone comprises at least 4 needles in a
configuration of opposing pairs that are addressed during a particular
pulse. During a particular pulse, two of the needles of a treatment zone are
of positive polarity and two are of negative polarity.
FIG. 6
(see Original Patent) diagrammatically shows a preferred 4.times.4 mapping
array for needles forming 9 square treatment zones numbered from the center
and proceeding clockwise. In the preferred embodiment, this mapping, array
defines 4-needle, 6-needle, 8-needle, 9-needle, and 16-needle electrode
configurations. A 4-needle electrode comprises needles placed in positions
F, G, K, and J (treatment zone 1). A 9-needle electrode comprises needles
placed in positions defining treatment zones 1-4. A 16-needle electrode
comprises needles placed in positions defining treatment zones 1-9.
FIG. 7a
(see Original Patent) shows a pulse sequence for a 2.times.2 treatment
zone in accordance with one embodiment of the invention. During any of four
pulses comprising a cycle, opposing pairs of needles are respectively
positively and negatively charged, as shown. Other patterns of such pairs
are possible, such as clockwise or counterclockwise progression. For a
9-needle electrode configuration, a preferred cycle comprises 16 pulses (4
treatment zones at 4 pulses each). For a 16-needle electrode configuration,
a preferred cycle comprises 36 pulses (9 treatment zones at 4 pulses each).
A 6-needle electrode configuration can comprise a circular or hexagonal
array as shown in FIGS. 7b-7d. Alternatively, a 6-needle electrode
configuration can be defined as a subset of a larger array, such as is shown
in FIG. 6. For example, with reference to FIG. 6, a 6-needle electrode
configuration can be defined as a 2.times.3 rectangular array of needles
placed in positions defining treatment zones 1-2 (or any other linear pair
of treatment zones), or a hexagonal arrangement of needles B, G, K, N, I, E
(or any other set of positions defining a hexagon) defining an enlarged
treatment zone (shown in dotted outline in FIG. 6). Similarly, an 8-needle
electrode can comprise an octagon, or a subset of the larger array shown in
FIG. 6. For example, with reference to FIG. 6, an 8-needle electrode can be
defined as a 2.times.4 array of needles placed in positions defining
treatment zones 1, 2 and 6 (or any other linear triplet of treatment zones),
or an octagonal arrangement of needles B, C, H, L, O, N, I, E (or any other
set of positions defining an octagon) defining an enlarged treatment zone.
FIGS. 7b-7d
(see Original Patent) shows a hexagonal arrangement and one possible
activation sequence. FIG. 6b shows a first sequence, in which needles G and
K are positive and needles I and E are negative during a first pulse, and
have reversed polarities during a next pulse; needles B and N, shown in
dotted outline, are inactive. FIG. 6c shows a second sequence, in which
needles K and N are positive and needles E and B are negative during a first
pulse, and have reversed polarities during a next pulse; needles G and I are
inactive. FIG. 6de shows a third sequence, in which needles N and I are
positive and needles B and G are negative during a first pulse, and have
reversed polarities during a next pulse; needles K and E are inactive. A
total of 6 pulses are applied in a cycle of sequences. A similar activation
sequence can be used for an octagonal arrangement.
Regardless of physical configuration, the preferred embodiments of the
invention always uses at least two switched pairs of electrodes (for
example, as shown in FIG. 7a) in order to achieve a relatively uniform
electric field in tissue undergoing EPT. The electric field intensity should
be of sufficient intensity to allow incorporation of a treatment agent in
order to effect the process of electroporation.
Automatic Identification of Electrode Applicators
The mapping scheme described above permits different electrode applicators
312 to be coupled to the same instrument 300. Since the number of electrode
needles 314 can vary, the invention includes a means for automatically
configuring the instrument 300 to address the proper number of electrode
needles 314. In one embodiment, each electrode applicator 312 includes a
built-in type identification element, such as a "keying" resistor, that
permits the instrument 300 to determine the number of electrode needles 314,
and thus set itself to a matching addressing scheme. The instrument 300
reads the type identification element when an electrode applicator 312 is
coupled to the instrument 300. The type identification element may be
incorporated into a connector for the electrode applicator 312 and access
through shared or dedicated electrical connections.
As an illustrative example, the following table maps resistor values to the
number of electrode needles 314 -- see Original Patent.:
A similar technique can be used to automatically set the therapy voltage for
the instrument 300. That is, each electrode applicator 312 includes a
built-in voltage identification element, such as a "keying" resistor, that
permits the instrument 300 to determine the proper voltage level for
treatment pulses for the particular electrode applicator 312. The instrument
300 reads the voltage identification element when an electrode applicator
312 is coupled to the instrument 300.
As an illustrative example, the following table
(see Original Patent) maps resistor values to setpoint voltages
-- see Original Patent.
The same or different identification elements may be used for type
identification and voltage identification. The nature of the identification
element may vary as well. For example, an electronic circuit may be
incorporated into each electrode applicator 312 with stored digital or
analog values for a variety of variables. Examples of information that may
be coded into an electrode applicator 312 are: needle array type parameters,
such as number of needles, needle spacing, needle array geometry, and/or
needle switching sequence; electrical pulse parameters such as voltage
setpoint, pulse length, and/or pulse shape; shelf life; and usage limit. If
the electrode applicator 312 uses a writable active circuit which can store
data (e.g., an NVRAM), other information which can be coded into an
electrode applicator 312 include: shelf life lockout (i.e., a code that
disables use of an electrode applicator 312 if its shelf life has expired);
a usage count and lockout (i.e., a code that disables use of an electrode
applicator 312 if the number of allowed uses has been reached; when an
electrode applicator 312 is designed to be disposable, this feature prevents
contamination from re-use); usage history (e.g., a log which records the
number of pulses applied, date and time of application, etc.); and error
code capture (e.g., to allow an electrode applicator 312 to be returned to
the manufacturer and analyzed for failure modes of the applicator or of the
instrument 300).
The lockout may be determined by the length of time from initial use of the
applicator as well as the number of therapy applications from a single
device. This may be accomplished by writing a time stamp to the disposable
applicator "key" element active circuit upon initial connection to the
instrument and would not allow use beyond a certain length of time
afterward. The time length limitation would be determined by the maximum
practical time length of one surgical procedure.
Furthermore, the usage of the "key" element may include manufacturing and
quality control information. One example of such information is lot code of
the device. Also, it may aid in the quality control of the device by not
allowing untested material to be used, e.g., the device is configured for
use only after it has successfully completed a manufacturing test
inspection.
Laparoscopic Needle Applicator
One embodiment of the invention that is particularly useful for treating
internal tumors combines a laparoscopic needle array and the endoscopic
examination system to permit minimally invasive EPT. FIG. 8 is a diagram of
a prior art endoscopic examination system 800. Light from a light source 840
is transmitted through a fiber optic light guide 842 to an endoscope 844, in
known fashion. Tissue is illuminated from light emanating from the distal
end of the endoscope 844. Reflected light is gathered by the distal end of
the endoscope 844 and transmitted to an eyepiece 846 or to a video camera
848 via an optical coupler 850. A signal from the video camera 848 may be
recorded on a video cassette recorder 852 and/or displayed on a video
monitor 854.
FIGS. 9a-9b
(see Original Patent) are partially phantom side views of the distal end
of an improvement over the endoscope 844 of FIG. 8, showing in detail an
extending/retracting needle array 960 in accordance with the invention. A
movable sheath 962 encloses an endoscope 944 and the needle array 960. FIG.
9a shows the sheath 262 in an extended position, fully covering the
endoscope 944 and the needle array 960. FIG. 9b shows the sheath 962 in a
retracted position, exposing the distal ends of the endoscope 944 and the
needle array 960. (While the preferred embodiment uses a movable sheath 962,
all that is required is relative movement between the sheath 962 and the
endoscope 944; hence, the endoscope 944 may be regarded as the movable
element.)
In the preferred embodiment, the needle array 960 includes at least two
electrode needles 964, each coupled to a voltage supply (not shown), and at
least one of which may be hollow and coupled via tubing 966 to a drug supply
(not shown). The tips of the electrode needles 964 are preferably positioned
to extend beyond the distal end of the endoscope 944, so that a tissue site
can be viewed with the endoscope 944 while the electrode needles 964 are
inserted into the tissue.
Each electrode needle 964 is coupled to a compressible mechanism 968. In the
illustrated embodiment, the compressible mechanism 968 includes, for each
electrode needle 964, a support arm 970 pivotably coupled to a slidable base
972 that is free to move along the endoscope 944, and to a primary extension
arm 974. Each primary extension arm 974 is pivotably coupled to a fixed base
976 that is attached to the endoscope 944, and to a corresponding electrode
needle 964. A secondary extension arm 977, similar in construction to the
primary extension arm 974 (but without a support arm 970) is provided for
added stability of the electrode needles 964 when in a deployed
configuration, described below.
When the sheath 962 is in an extended position, the electrode needles 964
are in relatively close proximity to each other. While in some uses this
degree of proximity may be adequate for particular voltages, in other uses
the electrode needles 964 need to have greater separation.
Accordingly, in the preferred embodiment, when the sheath 962 is moved to
the retracted position, a compression element 978 (e.g., a spring) biases
each slidable base 972 away from the fixed base 976, causing each support
arm 970 to pull on the coupled primary extension arm 974. This retractive
force causes the extension arms 974, 977 to angle out from the endoscope 944
into a deployed configuration, thus increasing the separation between the
electrode needles 964 as shown in FIG. 9b.
When the sheath 962 is moved to the extended position, the sheath 962
compresses the electrode needles 964 together, forcing the extension arms
974, 977 to fold. This causes each primary extension arm 974 to pull on the
coupled support arm 970. The retractive force on each support arm 970 causes
each slidable base 972 to move towards the fixed base 976 into a sheathed
configuration, compressing the compression element 978, as shown in FIG. 9a.
Other compressible mechanisms 968 may be used to separate the electrode
needles 964, as such as wedges (or a hollow core cone) of compressible
elastomeric material (such as foam or rubber) lodged between the endoscope
944 and the electrode needles 964, such that the widest portion of the
wedges are at the distal end of the endoscope 944. When the sheath 962 is in
an retracted position, the elastomeric material expands more at the distal
end of the wedges than at the proximal end of the wedges, thus increasing
the separation between the electrode needles 964. Further, not every
electrode needle 964 need be movable by a compressible mechanism 968. For
example, sufficient separation between two electrode needles 964 may be
achieved if one of the electrode needles 964 is held in a fixed position
relative to the endoscope 944 while the other electrode needle 964 is
movable between a compressed and extended position; the two electrode
needles 964 would be asymmetrically disposed with respect to the endoscope
944 when in a deployed configuration.
In any case, the compressible mechanism 968 must provide electrical
isolation between each electrode needle 964, and thus is preferably made in
whole or in part of a dielectric such as non-conductive plastic.
While the preferred embodiment of a laparoscopic needle array includes an
endoscope, in some embodiments it may be useful to use the laparoscopic
needle array with a separate endoscope. In this configuration, a support rod
can be substituted in FIGS. 15a and 15b for the endoscope 944.
Electric Field Parameters
The nature of the electric field to be generated is determined by the nature
of the tissue, the size of the selected tissue and its location. It is
desirable that the field be as homogenous as possible and of the correct
amplitude. Excessive field strength results in lysing of cells, whereas a
low field strength results in reduced efficacy. The electrodes may be
mounted and manipulated in many ways including but not limited to those in
the parent application. The electrodes may be conveniently manipulated on
and by forceps to internal position.
The waveform of the electrical signal provided by the pulse generator can be
an exponentially decaying pulse, a square pulse, a unipolar oscillating
pulse train, a bipolar oscillating pulse train, or a combination of any of
these forms. The nominal electric field strength can be from about 10 V/cm
to about 20 kV/cm (the nominal electric field strength is determined by
computing the voltage between electrode needles divided by the distance
between the needles). The pulse length can be about 10 .mu.s to about 100
ms. There can be any desired number of pulses, typically one to 100 pulses
per second. The wait between pulses sets can be any desired time, such as
one second. The waveform, electric field strength and pulse duration may
also depend upon the type of cells and the type of molecules that are to
enter the cells via electroporation.
The various parameters including electric field strengths required for the
electroporation of any known cell is generally available from the many
research papers reporting on the subject, as well as from a database
maintained by GENETRONICS, INC., San Diego, Calif., assignee of the subject
application. The electric fields needed for in vivo cell electroporation,
such as EPT, are generally similar in magnitude to the fields required for
cells in vitro. Recent investigation by the inventors show that the
preferred magnitudes are in the range of from 10 V/cm to about 1300 V/cm.
The higher end of this range, over about 600 V/cm, has been verified by in
vivo experiments of others reported in scientific publications.
The nominal electric field can be designated either "high" or "low".
Preferably, when high fields are used, the nominal electric field is from
about 700 V/cm to 1300 V/cm and preferably from about 1000 V/cm to 1300
V/cm. Preferably, when low fields are used, the nominal electric field is
from about 10 V/cm to 100 V/cm, and more preferably from about 25 V/cm to 75
V/cm. In a particular embodiment, it is preferred that when the electric
field is low, the pulse length is long. For example, when the nominal
electric field is about 25-75 V/cm, it is preferred that the pulse length is
about 10 msec.
Preferably, the therapeutic method of the invention utilizes the apparatus
of the invention which provides an electrode apparatus for the application
of electroporation to a portion of the body of a patient comprises a support
member, a plurality of needle electrodes mounted on said support member for
insertion into tissue at selected positions and distances from one another,
and means including a signal generator responsive to said distance signal
for applying an electric signal to the electrodes proportionate to the
distance between said electrodes for generating an electric field of a
predetermined strength.
Alternatively, it is understood that other systems could be utilized in the
therapeutic method of the invention (e.g., for low voltage, long pulse
treatment), for example, a square wave pulse electroporation system. For
example, the ElectroSquarePorator (T820), available from GENETRONICS, INC.
of San Diego, Calif., U.S.A., can be used. Square wave electroporation
systems deliver controlled electric pulses that rise quickly to a set
voltage, stay at that level for a set length of time (pulse length), and
then quickly drop to zero. This type of system yields better transformation
efficiency for the electroporation of plant protoplast and mammalian cell
lines than an exponential decay system.
The ElectroSquarePorator (T820) is the first commercially available square
wave electroporation system capable of generating up to 3000 Volts. The
pulse length can be adjusted from 5 .mu.sec to 99 msec. The square wave
electroporation pulses have a gentler effect on the cells which results in
higher cell viability.
The T820 ElectroSquarePorator is active in both the High Voltage Mode (HVM)
(100-3000 Volts) and the Low Voltage Mode (LVM) (10-500 Volts). The pulse
length for LVM is about 0.3 to 99 msec and for HVM, 5 to 99 .mu.sec. The
T820 has multiple pulsing capability from about 1 to 99 pulses.
Therapeutic Method
The therapeutic method of the invention includes electrotherapy, also
referred to herein as electroporation therapy (EPT), using the apparatus of
the invention for the delivery of macromolecules to a cell or tissue. As
described earlier, the term "macromolecule" or "molecule" as used herein
refers to drugs (e.g., chemotherapeutic agents), nucleic acids (e.g.,
polynucleotides), peptides and polypeptides, including antibodies. The term
polynucleotides include DNA, cDNA and RNA sequences.
Drugs contemplated for use in the method of the invention are typically
chemotherapeutic agents having an antitumor or cytotoxic effect. Such drugs
or agents include bleomycin, neocarcinostatin, suramin, doxorubicin,
carboplatin, taxol, mitomycin C and cisplatin. Other chemotherapeutic agents
will be known to those of skill in the art (see for example The Merck
Index). In addition, agents that are "membrane-acting" agents are also
included in the method of the invention. These agents may also be agents as
listed above, or alternatively, agents which act primarily by damaging the
cell membrane. Examples of membrane-acting agents include N-alkylmelamide
and para-chloro mercury benzoate. The chemical composition of the agent will
dictate the most appropriate time to administer the agent in relation to the
administration of the electric pulse. For example, while not wanting to be
bound by a particular theory, it is believed that a drug having a low
isoelectric point (e.g., neocarcinostatin, IEP=3.78), would likely be more
effective if administered post-electroporation in order to avoid
electrostatic interaction of the highly charged drug within the field.
Further, such drugs as bleomycin, which have a very negative log P, (P being
the partition coefficient between octanol and water), are very large in size
(MW=1400), and are hydrophilic, thereby associating closely with the lipid
membrane, diffuse very slowly into a tumor cell and are typically
administered prior to or substantially simultaneous with the electric pulse.
In addition, certain agents may require modification in order to allow more
efficient entry into the cell. For example, an agent such as taxol can be
modified to increase solubility in water which would allow more efficient
entry into the cell.
Electroporation facilitates entry of bleomycin or other similar drugs into
the tumor cell by creating pores in the cell membrane.
In one embodiment, the invention provides a method for the therapeutic
application of electroporation to a tissue of a subject for introducing
molecules into cells therein, comprising providing an array of electrodes,
at least one of the electrodes having a needle configuration for penetrating
tissue; inserting the needle electrode into selected tissue for introducing
molecules into the tissue; positioning a second electrode of the array of
electrodes in conductive relation to the selected tissue; applying pulses of
high amplitude electric signals to the electrodes, proportionate to the
distance between the electrodes, for electroporation of the tissue. It
should be understood that the electroporation of tissue can be performed in
vitro, in vivo, or ex vivo. Electroporation can also be performed utilizing
single cells, e.g., single cell suspensions or in vitro or ex vivo in cell
culture.
It may be desirable to modulate the expression of a gene in a cell by the
introduction of a molecule by the method of the invention. The term
"modulate" envisions the suppression of expression of a gene when it is
over-expressed, or augmentation of expression when it is under-expressed.
Where a cell proliferative disorder is associated with the expression of a
gene, nucleic acid sequences that interfere with the gene's expression at
the translational level can be used. This approach utilizes, for example,
antisense nucleic acid, ribozymes, or triplex agents to block transcription
or translation of a specific mRNA, either by masking that mRNA with an
antisense nucleic acid or triplex agent, or by cleaving it with a ribozyme.
Antisense nucleic acids are DNA or RNA molecules that are complementary to
at least a portion of a specific mRNA molecule (Weintraub, Scientific
American, 262:40, 1990). In the cell, the antisense nucleic acids hybridize
to the corresponding mRNA, forming a double-stranded molecule. The antisense
nucleic acids interfere with the translation of the mRNA, since the cell
will not translate a mRNA that is double-stranded. Antisense oligomers of
about 15 nucleotides are preferred, since they are easily synthesized and
are less likely to cause problems than larger molecules when introduced into
the target cell. The use of antisense methods to inhibit the in vitro
translation of genes is well known in the art (Marcus-Sakura, Anal. Biochem.,
172:289, 1988).
Use of an oligonucleotide to stall transcription is known as the triplex
strategy since the oligomer winds around double-helical DNA, forming a
three-strand helix. Therefore, these triplex compounds can be designed to
recognize a unique site on a chosen gene (Maher, et al., Antisense Res. and
Dev., 1(3):227, 1991; Helene, C., Anticancer Drug Design, 6(6):569, 1991).
Ribozymes are RNA molecules possessing the ability to specifically cleave
other single-stranded RNA in a manner analogous to DNA restriction
endonucleases. Through the modification of nucleotide sequences which encode
these RNAs, it is possible to engineer molecules that recognize specific
nucleotide sequences in an RNA molecule and cleave it (Cech, J. Amer. Med.
Assn., 260:3030, 1988). A major advantage of this approach is that, because
they are sequence-specific, only mRNAs with particular sequences are
inactivated.
There are two basic types of ribozymes namely, tetrahymena-type (Hasselhoff,
Nature, 334:585, 1988) and "hammerhead"-type. Tetrahymena-type ribozymes
recognize sequences which are four bases in length, while "hammerhead"-type
ribozymes recognize base sequences 11-18 bases in length. The longer the
recognition sequence, the greater the likelihood that the sequence will
occur exclusively in the target mRNA species. Consequently, hammerhead-type
ribozymes are preferable to tetrahymena-type ribozymes for inactivating a
specific mRNA species and 18-based recognition sequences are preferable to
shorter recognition sequences.
The invention also provides gene therapy for the treatment of cell
proliferative or immunologic disorders mediated by a particular gene or
absence thereof. Such therapy would achieve its therapeutic effect by
introduction of a specific sense or antisense polynucleotide into cells
having the disorder. Delivery of polynucleotides can be achieved using a
recombinant expression vector such as a chimeric virus, or the
polynucleotide can be delivered as "naked" DNA for example.
Various viral vectors which can be utilized for gene therapy as taught
herein include adenovirus, herpes virus, vaccinia, or, preferably, an RNA
virus such as a retrovirus. Preferably, the retroviral vector is a
derivative of a murine or avian retrovirus. Examples of retroviral vectors
in which a single foreign gene can be inserted include, but are not limited
to: Moloney murine leukemia virus (MoMuLV), Harvey murine sarcoma virus (HaMuSV),
murine mammary tumor virus (MuMTV), and Rous Sarcoma Virus (RSV). When the
subject is a human, a vector such as the gibbon ape leukemia virus (GaLV)
can be utilized. A number of additional retroviral vectors can incorporate
multiple genes. All of these vectors can transfer or incorporate a gene for
a selectable marker so that transduced cells can be identified and
generated.
Therapeutic peptides or polypeptides may also be included in the therapeutic
method of the invention. For example, immunomodulatory agents and other
biological response modifiers can be administered for incorporation by a
cell. The term "biological response modifiers" is meant to encompass
substances which are involved in modifying the immune response. Examples of
immune response modifiers include such compounds as lymphokines. Lymphokines
include tumor necrosis factor, interleukins 1, 2, and 3, lymphotoxin,
macrophage activating factor, migration inhibition factor, colony
stimulating factor, and alpha-interferon, beta-interferon, and
gamma-interferon and their subtypes.
Also included are polynucleotides which encode metabolic enzymes and
proteins, including antiangiogenesis compounds, e.g., Factor VIII or Factor
IX. The macromolecule of the invention also includes antibody molecules. The
term "antibody" as used herein is meant to include intact molecules as well
as fragments thereof, such as Fab and F(ab').sub.2.
Administration of a drug, polynucleotide or polypeptide, in the method of
the invention can be, for example, parenterally by injection, rapid
infusion, nasopharyngeal absorption, dermal absorption, and orally. In the
case of a tumor, for example, a chemotherapeutic or other agent can be
administered locally, systemically or directly injected into the tumor. When
a drug, for example, is administered directly into the tumor, it is
advantageous to inject the drug in a "fanning" manner. The term "fanning"
refers to administering the drug by changing the direction of the needle as
the drug is being injected or by multiple injections in multiple directions
like opening up of a hand fan, rather than as a bolus, in order to provide a
greater distribution of drug throughout the tumor. As compared with a volume
that is typically used in the art, it is desirable to increase the volume of
the drug-containing solution, when the drug is administered (e.g., injected)
intratumorally, in order to insure adequate distribution of the drug
throughout the tumor. For example, in the EXAMPLES using mice herein, one of
skill in the art typically injects 50 .mu.l of drug-containing solution,
however, the results are greatly improved by increasing the volume to 150 .mu.l.
In the human clinical studies, approximately 20 ml was injected to ensure
adequate perfusion of the tumor. Preferably, the injection should be done
very slowly all around the base and by fanning. Although the interstitial
pressure is very high at the center of the tumor, it is also a region where
very often the tumor is necrotic.
Preferably, the molecule is administered substantially contemporaneously
with the electroporation treatment. The term "substantially
contemporaneously" means that the molecule and the electroporation treatment
are administered reasonably close together with respect to time. The
administration of the molecule or therapeutic agent can at any interval,
depending upon such factors, for example, as the nature of the tumor, the
condition of the patient, the size and chemical characteristics of the
molecule and half-life of the molecule.
Preparations for parenteral administration include sterile or aqueous or
non-aqueous solutions, suspensions, and emulsions. Examples of non-aqueous
solvents are propylene glycol, polyethylene glycol, vegetable oils such as
olive oil, and injectable organic esters such as ethyl oleate. Besides the
inert diluents, such compositions can also include adjuvants, wetting
agents, emulsifying and suspending agents. Further, vasoconstrictor agents
can be used to keep the therapeutic agent localized prior to pulsing.
Any cell can be treated by the method of the invention. The illustrative
examples provided herein demonstrate the use of the method of the invention
for the treatment of tumor cells, e.g., pancreas, lung, head and neck,
cutaneous and subcutaneous cancers. Other cell proliferative disorders are
amenable to treatment by the electroporation method of the invention. The
term "cell proliferative disorder" denotes malignant as well as
non-malignant cell populations which often appear to differ from the
surrounding tissue both morphologically and genotypically. Malignant cells
(i.e., tumors or cancer) develop as a result of a multi-step process. The
method of the invention is useful in treating malignancies or other
disorders of the various organ systems, particularly, for example, cells in
the pancreas, head and neck (e.g., larynx, nasopharynx, oropharynx,
hypopharynx, lip, throat,) and lung, and also including cells of heart,
kidney, muscle, breast, colon, prostate, thymus, testis, and ovary. Further,
malignancies of the skin, such as basal cell carcinoma or melanoma can also
be treated by the therapeutic method of the invention (see Example 2).
Preferably the subject is human, however, it should be understood that the
invention is also useful for veterinary uses in non-human animals or
mammals.
In yet another embodiment, the invention provides method for the therapeutic
application of electroporation to a tissue of a subject for damaging or
killing cells therein. The method includes providing an array of electrodes;
positioning a second electrode of the array of electrodes in conductive
relation to the selected tissue; and applying pulses of high amplitude
electric signals to the electrodes, proportionate to the distance between
the electrodes, for electroporation of the tissue. The method preferably
utilizes low voltage and a long pulse length which precludes the need for
additional cytotoxic or chemotherapeutic agents. For example, preferably the
nominal electric field is from about 25 V/cm to 75 V/cm and the pulse length
is from about 5 .mu.sec to 99 msec.
Claim 1 of 31 Claims
1. A method for the introduction of an
agent into cells of a tissue, said method comprising: a) introducing the
agent into tissue; and b) applying at least one voltage pulse between a
plurality of opposing pairs of needle electrodes disposed in the tissue so
as to establish an electric field in cells of the tissue sufficient to
cause electroportion of cells in the tissue, thereby introducing said
agent into the cells of the tissue.
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