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Title: Gels for encapsulation
of biological materials
United States Patent: 7,413,781
Issued: August 19, 2008
Inventors: Hubbell; Jeffrey
A. (Concord, MA), Pathak; Chandrashekhar P. (Waltham, MA), Sawhney;
Amarpreet S. (Newton, MA), Desai; Neil P. (Los Angeles, CA), Hossainy;
Syed F. A. (Austin, TX)
Assignee: Board of Regents,
The University of Texas System (Austin, TX)
Appl. No.: 11/644,606
Filed: December 22, 2006
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Abstract
This invention provides novel methods for
the formation of biocompatible membranes around biological materials using
photopolymerization of water soluble molecules. The membranes can be used
as a covering to encapsulate biological materials or biomedical devices,
as a "glue" to cause more than one biological substance to adhere
together, or as carriers for biologically active species. Several methods
for forming these membranes are provided. Each of these methods utilizes a
polymerization system containing water-soluble macromers, species, which
are at once polymers and macromolecules capable of further polymerization.
The macromers are polymerized using a photoinitiator (such as a dye),
optionally a cocatalyst, optionally an accelerator, and radiation in the
form of visible or long wavelength UV light. The reaction occurs either by
suspension polymerization or by interfacial polymerization. The polymer
membrane can be formed directly on the surface of the biological material,
or it can be formed on material, which is already encapsulated.
Description of the
Invention
SUMMARY OF THE INVENTION
This invention provides novel methods for the formation of biocompatible
membranes around biological materials using photopolymerization of
water-soluble molecules. The membranes can be used as a covering to
encapsulate biological materials or biomedical devices, as a "glue" to cause
more than one biological substance to adhere together, or as carriers for
biologically active species.
Several methods for forming these membranes are provided. Each of these
methods utilizes a polymerization system containing water-soluble macromers,
species, which are at once polymers and macromolecules capable of further
polymerization. The macromers are polymerized using a photoinitiator (such
as a dye), optionally a cocatalyst, optionally an accelerator, and radiation
in the form of visible or long wavelength UV light. The reaction occurs
either by suspension polymerization or by interfacial polymerization. The
polymer membrane can be formed directly on the surface of the biological
material, or it can be formed on material, which is already encapsulated.
Ultrathin membranes can be formed by the methods described herein. These
ultrathin membranes allow for optimal diffusion of nutrient and bioregulator
molecules across the membrane, and great flexibility in the shape of the
membrane. Such thin membranes produce encapsulated material with optimal
economy of volume. Biological material thus coated can be packed into a
relatively small space without interference from bulky membranes.
The thickness and pore size of membranes formed can be varied. This
variability allows for "perm-selectivity"--membranes can be adjusted to the
desired degree of porosity, allowing only preferred molecules to permeate
the membrane, while acting as a barrier against larger undesired molecules.
Thus, the membranes are immunoprotective in that they prevent the transfer
of antibodies or cells of the immune system.
When the encapsulated biological material is cellular in nature, the absence
of small monomers in the polymerization solution prevents the diffusion of
toxic molecules into the cell. In this manner the present invention provides
a polymerization system which is more biocompatible than any available in
the prior art.
Additionally, the polymerization method utilizes short bursts of visible or
long wavelength UV light, which is nontoxic to biological material.
Bioincompatible polymerization initiators employed in the prior art are also
eliminated.
According to the present invention, membrane formation occurs under
physiological conditions. Thus, no damage is done to the enclosed biological
material due to harsh pH, temperature, or ionic conditions.
Because the membrane adheres to the biological material, the membrane can be
used as an adhesive to fasten more than one biological substance together.
The macromers are polymerized in the presence of these substances which are
in close proximity. The membrane forms in the interstices, effectively
gluing the substances together.
Additionally, utilizing the tendency of the membrane to adhere to biological
material, a membrane can be formed around or on a biologically active
substance to act as a carrier for that substance.
DETAILED DESCRIPTION
By a variety of methods, this invention provides a means for creating
biocompatible membranes of varying thickness on the surface of a variety of
biological materials. The polymerization occurs by a free-radical, reaction,
causing a "macromer" with at least two ethyenically unsaturated moieties to
form a crosslinked polymer. The components of this reaction are:
a photoinitiator, preferably eosin dye;
a "macromer," preferably polyethlene glycol (PEG) diacrylate, m.w. 18.5 kD.
This component is at once a polymer and a macromer
optionally a cocatalyst, preferably triethanolamine; and
optionally, an accelerator.
These components are mixed in varying combinations, and the mixture is
exposed to longwave UV or visible light ("radiation"), preferably of
wavelength 350-700 nm, most preferred at 365-514 nm, to initiate
polymerization. A network is formed as the macromers polymerize in a variety
of directions.
Four methods are used to effect polymerization to form biocompatible
membranes. These are referred to below as the "bulk suspension
polymerization" method, the "microcapsule suspension polymerization" method,
the "microcapsule interfacial polymerization" method, and the "direct
interfacial polymerization" method. They utilize either suspension or
interfacial polymerization techniques on either coated or uncoated
biological materials.
Bulk Suspension Polymerization Method
In this embodiment of the invention the core biological material is mixed in
an aqueous macromer solution (composed of the macromer, cocatalyst and
optionally an accelerator) with the photoinitiator. Small globular geometric
structures such as spheres, ovoids, or oblongs are formed, preferably either
by coextrusion of the aqueous solution with air or with a non-miscible
substance such as oil, preferably mineral oil, or by agitation of the
aqueous phase in contact with a non-miscible phase such as an oil phase to
form small droplets. The macromer in the globules is then polymerized when
exposed to radiation. Because the macromer and initiator are confined to the
globules, the structure resulting from polymerization is a capsule in which
the biological material is enclosed. This is a "suspension polymerization"
whereby the entire aqueous portion of the globule polymerizes to form a
thick membrane around the cellular material.
Microcapsule Suspension Polymerization Method
This embodiment of the invention employs microencapsulated material as a
core about which the macromer is polymerized in a suspension polymerization
reaction. The biological material is first encapsulated, such as in an
alginate microcapsule. The microcapsule is then mixed as in the first
embodiment with the macromer solution and the photoinitiator, and then
polymerized by radiation.
This method takes advantage of the extreme hydrophilicity of PEG macromer,
and is especially suited for use with hydrogel microcapsules such as
alginate-poly(L-lysine). The microsphere is swollen in water. When a
macromer solution (with the initiating system) is forced to phase separate
in a hydrophobic medium, such as mineral oil, the PEG macromer solution
prefers to stay on the hydrophilic surface of the alginate microcapsule.
When this suspension is irradiated, the PEG macromer undergoes
polymerization and gelation, forming a thin layer of polymeric, water
insoluble gel around the microsphere. Agarose beads have boon used in an
analogous way by Gin et al. (1987) as scaffolds to carry out polymerization
of acrylamide. However, that method is limited by potential toxicity
associated with the use of a low molecular weight monomer, as opposed to the
macromeric precursors of the present invention.
This technique preferably involves coextrusion of the microcapsule in a
solution of macromer and photoinitiator, the solution being in contact with
air or a liquid which is non-miscible with water, to form droplets which
fall to a container such as a petri dish containing a solution such as
mineral oil in which the droplets are not miscible. The non-miscible liquid
is chosen for its ability to maintain droplet formation. Additionally, if
the membrane-encapsulated material is to be injected or implanted in an
animal, any residue should be non-toxic and non-immunogenic. Mineral oil is
a preferred non-miscible liquid.
On the petri dish the droplets are exposed to radiation which causes
polymerization. This coextrusion technique results in a crosslinked polymer
coat of greater than 50 microns thickness. Alternatively, the microcapsules
may be suspended in a solution of macromer and photoinitiator, which is
agitated in contact with a non-miscible phase such as an oil phase. The
emulsion, which results is irradiated to form a polymer coat, again of
greater than 50 microns thickness.
Microcapsule Interfacial Polymerization Method
In this embodiment, the biological material is also microencapsulated as in
the previous method. However, rather than suspension polymerization,
interfacial polymerization is utilized to form the membrane. This involves
coating the microcapsule with photoinitiator, suspending the microcapsule in
the macromer solution, and immediately irradiating. By this technique a thin
polymer coat, of less than 50 microns thickness, is formed about the
microcapsule, because the photoinitiator is present only at the microcapsule
surface and is given insufficient time to diffuse far into the macromer
solution. As a result, the initiator is present in only a thin shell of the
aqueous solution, causing a thin layer to be polymerized.
When the microcapsules are in contact with dye solution, the dye penetrates
into the inner core of the microcapsule as well as adsorbing to the surface.
When such a microcapsule is put into a solution containing a macromer and,
optionally, a cocatalyst such as triethanolamine, and exposed to laser
light, initially all the essential components of the reaction are present
only at and just inside the interface of microcapsule and macromer solution.
Hence, the polymerization and gelation (if multifunctional macromer is used)
initially takes place only at the interface, just beneath it, and just
beyond it. If left for longer periods of time, the dye starts diffusing from
the inner core of the microsphere into the solution; similarly, macromers
start diffusing inside the core.
Polymerization and subsequent gelation are very rapid (typical gelation
times are 100 ms) (Fouassier, at al., 1985; Chesneau, et al., 1985). Because
diffusion is a much slower process than polymerization, not the entire
macromer solution is polymerized or gelled. Essentially the reaction is
restricted to the near surface only. The dye, being a smaller molecule and
being weakly bound to the capsule materials, keeps diffusing out of the
microsphere. If this diffusion occurs under laser irradiation, then dye at
the interface is used continuously to form a thicker gel layer. The
thickness of the coating can thus be directed by controlling the reaction
conditions.
A schematic representation of this process is shown in FIG. 2A
(see Original Patent). The amount, thickness or size and rigidity of the
gel formed will depend on the size and intensity of the bean, time of
exposure, initiator, macromer molecular weight, and macromer concentration
(see below). Alginate/PLL microspheres containing islets coated by this
technique are shown in FIG. 2B
(see Original Patent).
Direct Interfacial Polymerization Method
The fourth embodiment of this invention utilizes interfacial polymerization
to form a membrane directly on the surface of the biological material. This
results in the smallest capsules and thus achieves optimal economy of
volume. Tissue is directly coated with photoinitiator, emersed in the
macromer solution, and immediately irradiated. This technique results in a
thin polymer coat surrounding the tissue since there is no space taken up by
a microcapsule, and the photoinitiator is again present only in a thin shell
of the macromer solution.
Use as an Adhesive
It is usually difficult to get good adhesion between polymers of greatly
different physicochemical properties. The concept of a surface physical
interpenetrating network was presented by Desai and Hubbel (N. P. Desai et
al. (1992)). This approach to incorporating into the surface of one polymer
a complete coating of a polymer of considerably different properties
involved swelling the surface of the polymer to be modified (base polymer)
in a mutual solvent, or a swelling solvent, for the base polymer and for the
polymer to be incorporated (penetrant polymer). The penetrant polymer
diffused into the surface of the base polymer. This interface was stabilized
by rapidly precipitating or deswelling the surface by placing the bass
polymer in a nonsolvent bath. This resulted in entanglement of the penetrant
polymer within the matrix of the base polymer at its surface in a structure
that was called a surface physical interpenetrating network.
This approach can be improved upon by photopolymerizing the penetrant
polymer upon the surface of the base polymer in the swollen state. This
results in much enhanced stability over that of the previous approach and in
the enhancement of biological responses to these materials. The penetrant
may be chemically modified to be a prepolymer (macromer), i.e. capable of
being polymerized itself. This polymerization can be initiated thermally or
by exposure to visible, ultraviolet, infrared, gamma ray, or electron beam
irradiation, or to plasma conditions. In the case of the relatively
nonspecific gamma ray or electron beam radiation reaction, chemical
incorporation of particularly reactive sites may not be necessary.
Polyethylene glycol (PEG) is a particularly useful penetrant polymer for
biomedical applications where the lack of cell adhesion is desired. The
previous work had demonstrated an optimal performance at a molecular weight
of 18,500 D without chemical crosslinking. PEG prepolymers can be readily
formed by acrylation of the hydroxyl groups at its termini or elsewhere
within the chain. These prepolymers can be readily polymerized by the above
described radiation methods. Photoinititated polymerization of these
propolymers is particularly convenient and rapid. There are a variety of
visible light initiated and ultraviolet light initiated reactions that are
initiated by light absorption by specific photochemically reactive dyes,
described elsewhere herein. This same approach can be used for biomedical
purposes with other water-soluble polymers, such as poly(N-vinyl
pyrrolidinone), poly(N-isopropyl acrylamide), poly(ethyl oxazoline) and many
others.
Additionally, it is usually difficult to obtain adhesives for wet surfaces
and tissues. Water-soluble prepolymers, for example PEG diacrylates, can be
used for this purpose. When a water-soluble polymer is placed in aqueous
solution upon a tissue, the polymer diffuses into the surface of the tissue,
within the protein and polysaccharide matrix upon the tissue but not within
the cells themselves. When the water-soluble polymer is a prepolymer and a
visible, ultraviolet or infrared photoinitiator is included, the polymer
penetrant may be exposed to the appropriate light to gel the polymer. In
this way, the polymer is crosslinked within and around the matrix of the
tissue in what is called an interpenetrating network. If the prepolymer is
placed in contact with two tissues and the prepolymer is illuminated, then
these two tissues are adhered together by the intermediate polymer gel.
Biological Materials
Due to the biocompatibility of the materials and techniques involved, a wide
variety of materials can be used in conjunction with the present invention.
For encapsulation, the techniques can be used with mammalian tissue and/or
cells, as well as sub-cellular organelles and other isolated sub-cellular
components. The membranes can be crafted to most the perm-selectivity needs
of the biological material enclosed. Cells that can [which are to] be used
to produce desired products such as proteins are optimally encapsulated by
this invention.
Examples of cells that [which] can be encapsulated are primary cultures as
well as established cell lines, including transformed cells. These include
but are not limited to pancreatic islet cells, human foreskin fibroblasts,
Chinese hamster ovary cells, beta cell insulomas, lymphoblastic leukemia
cells, mouse 3T3 fibroblasts, dopamine secreting ventral mesencephalon
cells, neuroblastoid cells, adrenal medulla cells, and T-cells. As can be
seen from this partial list, cells of all types, including dermal, neural,
blood, organ, muscle, glandular, reproductive, and immune system cells can
be encapsulated successfully by this method. Additionally, proteins (such as
hemoglobin), polysaccharides, oligonucleotides, enzymes (such as adenosine
deaminase), enzyme systems, bacteria, microbes, vitamins, cofactors, blood
clotting factors, drugs (such as TPA, streptokinase or heparin), antigens
for immunization, hormones, and retroviruses for gene therapy can be
encapsulated by these techniques.
The biological material can be first enclosed in a structure such as a
polysaccharide gel. (Lim, U.S. Pat. No. 4,352,883; Lim, U.S. Pat. No.
4,391,909; Lim, U.S. Pat. No. 4,409,331; Tsang, at al., U.S. Pat. No.
4,663,286; Goosen at al., U.S. Pat. No. 4,673,556; Goosen et al., U.S. Pat.
No. 4,689,293; Goosen et al., U.S. Pat. No. 4,806,355; Rha et al., U.S. Pat.
No. 4,744,933; Rha et al., U.S. Pat. No. 4,749,620, incorporated herein by
reference.) Such gels can provide additional structural protection to the
material, as well as a secondary level of perm-selectivity.
Macromers
Polymerization via this invention utilizes macromers rather than monomers as
the building blocks. The macromers are small polymers, which are susceptible
to polymerization into the larger polymer membranes of this invention.
Polymerization is enabled because the macromers contain carbon-carbon double
bond moieties, such as acrylate, methacrylate, ethacrylate, 2-phenyl
acrylate, 2-chloro acrylate, 2-bromo acrylate, itaconate, acrylamide,
methacrylamide, and styrene groups. The macromers are water soluble
compounds and are non-toxic to biological material before and after
polymerization.
Examples of macromers are ethylenically unsaturated derivatives of
poly(ethylene oxide) (PEO), poly(ethylene glycol) (PEG), poly(vinyl alcohol)
(PVA), poly(vinylpyrrolidone) (PVP), poly(thyloxazoline) (PEOX), poly(amino
acids), polysaccharides such as alginate, hyaluronic acid, chondroitin
sulfate, dextran, dextran sulfate, heparin, heparin sulfate, heparan
sulfate, chitosan, gellan gum, xanthan gum, guar gum, water soluble
cellulose derivatives and carrageenan, and proteins such as gelatin,
collagen and albumin. An example of a macromer is
-- see Original Patent.
These macromers can vary in
molecular weight from 0.2-100 kD, depending on the use. The degree of
polymerization, and the size of the starting macromers, directly affect the
porosity of the resulting membrane. Thus, the size of the macromers is [are]
selected according to the permeability needs of the membrane. For purposes
of encapsulating cells and tissue in a manner which prevents the passage of
antibodies across the membrane but allows passage of nutrients essential for
cellular metabolism, the preferred starting macromer size is in the range of
10 kD to 18.5 kD, with the most preferred being around 18.5 kD. Smaller
macromers result in polymer membranes of a higher density with smaller
pores.
Photoinitiating Dyes
The photoinitiating dyes capture light energy and initiate polymerization of
the macromers. Any dye can be used which absorbs light having frequency
between 320 nm and 900 nm, can form free radicals, is at least partially
water soluble, and is non-toxic to the biological material at the
concentration used for polymerization. Examples of suitable dyes are ethyl
eosin, eosin Y, fluorescein, 2,2-dimethoxy, 2-phenylacetophenone, 2-methoxy,
2-phenylacetophenono, camphorquinone, rose bengal, methylene blue,
erythrosin, phloxime, thionine, riboflavin and methylene green. The
preferred initiator dye is ethyl eosin due to its spectral properties in
aqueous solution. FIG. 1
(see Original Patent) shows a diagrammatic representation of
photoinitiation with ethyl eosin.
Cocatalyst
The cocatalyst is a nitrogen based compound capable of stimulating the free
radical reaction. Primary, secondary, tertiary or quaternary amines are
suitable cocatalysts, as are any nitrogen atom containing electron-rich
molecules. Cocatalysts include, but are not limited to, triethanolamine,
triethylamine, ethanol amino, N-methyl diethanolamine, N,N-dimethyl
benzylamine, dibenzyl amino, N-benzyl ethanolamine, N-isopropyl benzylamino,
tetramethyl ethylenediamine, potassium persulfate, tetramethyl
ethylenediamine, lysine, ornithine, histidine and arginine.
Radiation Wavelength
The radiation used to initiate the polymerization is either longwave UV or
visible light, with a wavelength in the range of 320-900 nm; Preferably,
light in the range of 350-700 nm, and even more preferred in the range of
365-514 nm, is used. This light can be provided by any appropriate source
able to generate the desired radiation, such as a mercury lamp, longwave UV
lamp, He--Ne laser, or an argon ion laser.
Thickness and Conformation of Polymer Layer
Membrane thickness affects a variety of parameters, including
perm-selectivity, rigidity, and size of the membrane. In the interfacial
polymerization method, the duration of the radiation can be varied to adjust
the thickness of the polymer membrane formed. This correlation between
membrane thickness and duration of irradiation occurs because the
photoinitiator diffuses at a steady rate, with diffusion being a
continuously occurring process. Thus, the longer the duration of
irradiation, the more photoinitiator will initiate polymerization in the
macromer mix, the more macromer will polymerize, and a thicker coat will be
formed. Additional factors that [which] affect membrane thickness are the
number of reactive groups per macromer, the concentration of accelerators in
the macromer solution. This technique allows the creation of very thin
membranes because the photoinitiator is first present in a very thin layer
at the surface of the biological material, and polymerization only occurs
where the photoinitiator is present.
The suspension polymerization method forms a somewhat thicker membrane than
the interfacial polymerization method. This is because polymerization occurs
in the suspension method throughout the macromer mix. The thickness of
membranes formed by the suspension method is determined in part by the
viscosity of the macromer solution, the concentration of the macromer in
that solution, the fluid mechanical environment of the suspension and
surface active agents in the suspension. These membranes vary in thickness
from 50-300 microns. The shape of the structure formed by suspension
polymerization can be controlled by shaping the reaction mix prior to
polymerization. Spheres can be formed by emulsion with a non-miscible liquid
such as oil, coextrusion with such a liquid, or coextrusion with air.
Cylinders may be formed by casting or extrusion, and slabs and discoidal
shapes can be formed by casting. Additionally, the shape may be formed in
relationship to an internal supporting structure such as a screening network
of stable polymers (e.g. an alginate gel or a woven polymer fiber) or
nontoxic metals.
The overall amount, thickness, and rigidity of the membrane formed depends
on the interaction of several parameters, including the size and intensity
of the radiation beam, duration of exposure of the solution to the
radiation, reactivity of the initiator selected, macromer molecular weight,
and macromer concentration.
The invention can be used for a variety of purposes, some of which are
enumerated below, along with benefits which accrue from the use; of the
invention:
a. Microencapsulating cells: more biocompatible, stronger, more stable,
better control of permselectivity, less toxic conditions
b. Macroencapsulating cells: more biocompatible, stronger, more stable,
better control of permselectivity, less toxic conditions, easier to
incorporate internal or external supporting structure
c. Microencapsulating or macroencapsulating other tissues, with the same
benefits
d. Microencapsulating or macroencapsulating pharmaceuticals: more
biocompatible, less damaging to the pharmaceutical
e. Coating devices: ease of application, more biocompatible
f. Coating microcapsules: more biocompatible, strengthens them, ease of
coating
g. Coating macrocapsules, microcapsules, microspheres and macrospheres: more
biocompatible, ease of coating
h. Coating tissues to alter adhesion of other tissues: ease of coating, less
toxicity to the tissues, conformal coating versus nonconformal
i. Adhesive between two tissues: ease of adhesion, rapidity of forming
adhesive bond, loss toxicity to tissues
Claim 1 of 48 Claims
1. A method of encapsulation comprising
the steps of: (a) creating a microcapsule within which is encapsulated at
least one cell, (b) coating the microcapsule with a photoinitiator, (c)
placing the microcapsule in an aqueous macromer solution comprised of
macromer, (d) exposing the aqueous macromer solution containing the
microcapsule to light radiation, (e) polymerizing the aqueous macromer
solution, and (f) forming a macrocapsule containing at least one
microcapsule with at least one cell. ____________________________________________
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