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Title: Single cell analysis of
HIV replication capacity and drug resistance
United States Patent: 7,468,274
Issued: December 23, 2008
Inventors: Siliciano;
Robert (Baltimore, MD), Zhang; Haili (Stanford, CA), Zhou; Yan (Baltimore,
MD)
Assignee: The Johns Hopkins
University (Baltimore, MD)
Appl. No.: 11/042,988
Filed: January 25, 2005
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Woodbury College's
Master of Science in Law
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Abstract
A novel single-cell-level phenotypic
assay is described, which can simultaneously analyze HIV-1 drug
susceptibility and intrinsic replication capacity. This allows
quantitative dissection of the functions of antiretroviral drugs into
suppression of viral replication and selection of resistant viruses with
diminished replication capacities. The disclosed assay provides a tool for
the rational evaluation of treatment decisions for patients failing
antiretroviral therapy and is expected to be an important part in clinical
management of HIV.
Description of the
Invention
SUMMARY OF THE INVENTION
The invention addresses one of the more frustrating problems in clinical
treatment of AIDS patients, which frequently arise because use of HAART,
currently a widely used therapy, becomes less effective in controlling viral
load and maintenance of near normal CD4+ cell levels. In particular, a novel
method of determining the replicative capacity of drug-resistant HIV in
HAART-treated patients has been developed. Using a series of in vitro
measurements of drug resistance of mutant virus from the patient, compared
with resistance of the wildtype virus originally treated, a clinical test
has been designed. The measurements obtained from the disclosed assay will
permit the physician to make rational decisions relating to continuing,
adjusting or discontinuing multiple drug regimens.
An important and novel feature of the invention is the design of HIV vectors
that are capable of infecting a competent host cell; i.e. a viral
replicating cells, and which deliver a detectable protein to the endoplasmic
reticulum (ER) of the host cell. The protein is a tagged fluorescent protein
such as green fluorescent protein (GFP), red fluorescent protein (DsRed) and
the like, which after viral replication remains associated with the ER of
the host cell because of a fused signaling sequence. A preferred fluorescent
protein is green fluorescent protein, but other fluorescent proteins are
available; for example, red fluorescent proteins such as DsRed (available in
a color series from Clontech, Palo Alto, CA), reef coral fluorescent
proteins available with emission manima in ranges 489-539 nm and several
color modifications of green fluorescent protein with emission maxima ranges
from 476-529 nm. The ER targeting feature is due to fusion of a short
C-terminal signal protein such as KDEL (SEQ ID NO: 14) or HIEL (SEQ ID NO:
15) to the fluorescent protein.
The targeting and subsequent association of the fluorescent protein to the
host cell ER is accomplished by engineering a fluorescent protein
incorporating a signal sequence, which is expressed as a fusion polypeptide
in the host cell and remains anchored in the ER of the host cell, while not
affecting the normal expression of the HIV. This allows an accurate count of
the number of infected cells, in turn allowing a determination of
replicative capacity of drug-resistant mutant virus in the patient.
An exemplary signal sequence is KDEL (SEQ ID NO: 14), as illustrated in the
model construct described herein; however similar targeting sequences known
in the art may be employed; for example, HIEL (SEQ ID NO: 15). It is
important that the expressed fusion protein remain in the host cell ER;
otherwise, an accurate measurement of HIV-replicative capacity cannot be
determined.
The HIV vector is designed so that the fluorescent protein inserts into the
HIV genome at a deletion position in the env polynucleotide sequence. The
insertion contains the coding signal for the tag protein in frame with the
ER targeting polypeptide so that a targeting polypeptide tag, preferably a
fluorescent protein, is expressed. While the designed HIV vector preferably
incorporates a fluorescent protein, other detectable tags are envisioned,
such that the constructs may be engineered with radiolabels or colorimetric
labels, so long as single cell separation/detection means are employed.
The invention thus in one aspect is a single-cell-level phenotypic assay
that allows analytical comparison of the contributions of residual
susceptibility and reduced replication capacity, thereby addressing the need
to provide a rational basis for treatment decisions in the setting of
virologic failure.
As discussed, a novel HIV vector designed to express a fluorescent protein
in the endoplasmic reticulum of an infected cell forms the basis of the new
phenotypic assay. The env region of HIV is modified by deleting a region
beginning about 125 bp or so downstream from the N-terminus and inserting a
coding sequence for a fluorescent protein fused with a signal sequence that
causes the expressed fluorescent protein to be retained in the endoplasmic
reticulum of an infected cell.
An exemplary fusion sequence is GFP in frame with KDEL (SEQ ID NO: 14) and a
stop codon. The fusion protein coding sequence is preferably inserted near
the N-terminus of the env gene, about 125 bp downstream, or in such a
position that the N-terminus signal region responsible for importing the
protein into the endoplasmic reticulum of the infected cell is retained.
While exemplified with GFP, other fluorescent proteins may be used and
engineered in frame with a stop codon, exemplified with TAA. It is believed
that there are several suitable deletions that could be used in place of
deleted 6351-7260. Variations of the vector are possible, all of which can
be readily constructed by those of skill in the art.
In an exemplary HIV vector embodiment, a GFPKDEL (SEQ ID NO: 16) fusion
protein in frame with TAA is inserted within deleted positions 6351 to 7260
of the HIV-1 env gene. The gag-pol sequence may be wildtype or heterologous;
that is, gag-pol obtained HIV-1 or from a variant or mutant HIV. Mutant
HIV-1 is typically detected in human patients undergoing retroviral drug
treatment. While the originally infecting "wildtype" HIV-1 may be present,
the mutant(s) begin to predominate and exhibit increased resistance to drug
therapies.
In an exemplary HIV vector embodiment, a GFPKDEL fusion protein in frame
with TAA is inserted within deleted positions 6351 to 7260 of the HIV-1 env
gene. The gag-pol sequence may be wildtype or heterologous; that is, gag-pol
obtained HIV-1 or from a variant or mutant HIV. Mutant HIV-1 is typically
detected in human patients undergoing retroviral drug treatment. While the
originally infecting "wildtype" HIV-1 may be present, the mutant(s) begin to
predominate and exhibit increased resistance to drug therapies.
Recombinant HIV-1 vectors containing patient-derived gag-pol sequences are
prepared by replacing the 1.5 ApaI/AgeI fragment of pNF4-3-DE-GFP (see FIG.
8
(see Original Patent)) with the patient-derived gag-pol sequences. Of
course other deletion/insertion modifications could be used, so long as
replicative capacity is not significantly altered compared with in vivo
replicative capacity.
A particularly important source of heterologous gag-pol sequences are from
HIV samples from human patients who are undergoing highly active
anti-retroviral therapy (HAART) and who show indications of development of
drug resistance. The resistance usually develops because of virus mutation;
however, because HAART utilizes a combination of several drugs, often three
or four, it is often not immediately clear which of the drugs has become
ineffective. There are only about 20 drugs currently used to formulate the
most appropriate mixtures, yet the drug combinations are several thousand.
Some of the more commonly used drugs for HAART combinations are zalcitabine
(ddC), didanosine (ddI) amprenavir (AVP), Ritonavir (RTV), abacavir (ABC),
tenofovir disoproxil fumarate (TDF), nelfinavir (NFV), saquinavir (SQV),
lopinavir (LPV) and indinavir (IDV).
Yet another aspect of the invention includes HIV pseudotypes. These are
particularly useful for in vitro assays to measure viral replication or, as
used herein, viral replicative capacity. Pseudotyped viruses are well known
and generally are the replacement of part of a viral coat protein with a
heterologous protein. In an exemplary embodiment, vesicular stomatitis virus
glycoprotein (VSV-G) was pseudotyped with HIV-1, by transfecting competent
cells with pVSV-G and wt or recombinant pNL4-3-DE-GFP (described above).
Other pseudotypes could be employed; for example, heterologous HIV env
protein.
The present invention takes advantage of pseudotyped HIV to prepare
pseudotyped HIV stocks from patient HIV. This is accomplished by coinfecting
or cotransfecting VSV-G and the disclosed HIV vector into a cell and
preparing pseudotyped stocks of HIV. The stocks can be "normalized" by
measuring the number of cells in an aliquot expressing a detectable protein,
such as fluorescent protein GFP.
A particularly novel aspect of the invention is the use of normalized
pseudotyped HIV stocks to determine HIV replicative capacity of the virus
from AIDS patient samples. The method includes the steps of transfecting a
selected host cell with the described pseudotyped HIV, culturing the
transfected cell to obtain a stock of pseudotyped HIV; normalizing said
stock by determining the number of transfected cells expressing fluorescent
protein in an aliquot of the stock; and infecting a population of target
cells with an amount of stock supernatant containing a determined number of
transfected cells. This provides the number of infected target cells is
indicative of HIV replication capacity. The number of infected target cells
will fluoresce when GFP or other fluorescent protein is encoded in the HIV
env and can be quantified by methods such as flow cytometry.
The target cell is preferably a T-cell and most preferably a CD4+ cell
because those are the cells infected by HIV. Host cells can be selected from
a range of suitable cells that are capable of supporting HIV replication,
including Jurkat cells, 293T cells and CD4+ cells.
In medical practice, the novel assay can be used to assess drug
susceptibility of HIV-1 infected patients. The method involves the steps of
first preparing a normalized HIV pseudovirus stock as described where the
gag-pol is from an HIV-1 infected patient. A second normalized HIV
pseudovirus stock is also prepared where the gag-pol is from wildtype HIV.
Preferably, the wildtype HIV will be the same HIV that infected the patient
when originally treated. The next step is to infect different selected
target virus-producing cell samples in vitro, one with an aliquot of the
first normalized pseudovirus stock and the other with the second normalized
pseudovirus stock. The pseudovirus in each sample is then replicated. The
whole process is repeated with each for the infection steps, except that
infection is conducted in the presence of the drugs being used to treat the
patient. The relative differences between replication capacity of the
patient's (mutant) pseudovirus and the wildtype virus are compared. This
comparison is a measure of drug susceptibility of the HIV-1 infected
patient.
Susceptibility measure can be used to evaluate selection of a drug regimen
for AIDS patients resistant to HAART therapy. Drug susceptibility of the
AIDS patient is determined as described by calculating the replicative
capacity ratio of patient mutant HIV/patient wildtype HIV, the repeating the
measure and ratio determination in the presence of drugs employed in the
HAART. The two ratios are compared and used to provide an indication of
whether or not to continue current HAART, modify HAART or discontinue
altogether the particular drugs used. The ratio of the two ratios is a
"replication capacity index" (RCI) and has been assessed for several HAART
regimens (see Table 2, see Original Patent). Where the RCI is less than 1,
and the wildtype is strongly inhibited by the drug regimen while the
drug-resistant isolate only partially inhibited, there is indication that
HAART may control viremia, suggesting continuation of HAART.
Where the RCI is greater than 1 relative to wildtype and drug resistant
HIV-1 has a high replication capacity and minimal drug susceptibility, the
resistant isolate is highly fit despite its mutations and was only minimally
suppressed by HAART. Such comparisons indicate that at least for the isolate
examined, HAART is of little use.
In another instance, the RCI is greater than or almost equal to 1 at both
minimal and maximal drug concentrations indicating resistance, yet the
replication capacity compared to wildtype was diminished. This suggests that
if a patient has a wildtype virus similar to the standard wildtype
incorporated in pNL4-3, HAART may still benefit by selecting for a resistant
variant with reduced replication capacity.
DETAILED DESCRIPTION OF THE INVENTION
The invention provides a novel phenotypic assay that can simultaneously
measure, on the same scale, HIV-1 susceptibility to drug combinations and
changes in replication capacity relative to reference or patient-specific
wild-type sequences. This provides a quantitative tool for analyzing the
efficacy of antiretroviral therapy, especially the mechanism of the clinical
benefit of HAART in the setting of virologic failure.
While no in vitro assay can fully duplicate the in vivo conditions under
which the antiretroviral drugs mediate suppression of viral replication;
nevertheless, in vitro phenotypic assays of drug resistance have potential
clinical utility (Katzenstein, et al., 2003; Shulman, et al., 2002). Results
from single-cycle assays of replication capacity generally parallel results
of virus culture assays for fitness (Resch, et al., 2002), although the
correlation is not always perfect.
In the assay described here, several steps have been taken to ensure that
the cultures mimic in vivo conditions as closely as possible. First, the
protein binding properties of some antiretroviral drugs have been accounted
for by supplementing the culture medium with 50% normal human serum.
Second, the prodrug activation required for the function of all NRTIs has
also been taken into account. Because all NRTIs require multiple steps of
intracellular phosphorylation to be converted to active nucleoside
triphosphate analogues, CD4.sup.+ T cells were pretreated with NRTIs 16 h
prior to infection. This time is sufficient for intracellular levels of the
active forms of these drugs to reach a steady state, as evidenced by the
fact that pretreatment for longer times does not increase inhibition.
Third, drugs were tested at their Cmin and Cmax values under the conditions
described above. This effectively circumvents issues related to drug
absorption and metabolism and exposes target cells to concentrations of
drugs that bracket the concentrations that should be experienced by cells in
vivo.
Finally, and most significantly, the drugs were tested in the same
combinations that are used in vivo. Because many combinations of
antiretroviral drugs produce a profound synergistic inhibition of wild-type
virus, quantitative analysis of drug inhibition is only possible with assays
that have a wide dynamic range. The flow cytometric assay described here has
a dynamic range of up to 4 logs, allowing quantification of the synergistic
inhibitory effects of drug combinations as well as of individual components
of the regimen. The assay faithfully reproduced reported drug interactions
that occur at the level of target cells. For example, the reported
antagonism between AZT and d4T caused by competition at the step of prodrug
activation was readily observed with this assay (Table 1, see Original Patent).
Taken together, these results suggest that the disclosed phenotypic assay
provides a reasonable first approximation of drug inhibitory effects in
vivo.
Using this assay, the potencies of available antiretroviral drugs were
compared by examining the ratio of the C.sub.min and Cmax values to the
IC.sub.50 determined in this system. The data highlight the extraordinary
potency of the NNRTI EFV, which has a Cmin/IC.sub.50 ratio of >1,000 in the
disclosed system. In contrast, the commonly used NRTIs d4T and ddI are
relatively inefficient at inhibiting viral replication in this system.
C.sub.max values for these drugs are actually below the IC.sub.50 and
IC.sub.90 values, respectively. Because the actual IC.sub.50 depends on the
viral strain, the target cell type, the culture medium, and the multiplicity
of infection in specific phenotypic assay systems, direct comparison of Cmin
IC.sub.50 and Cmax/IC.sub.50 ratios between different assay systems is not
possible.
Drug susceptibility measured in the disclosed system was also dependent on
the properties of the virus-producing cells, 293T cells, and the target
cells, the Jurkat CD4.sup.+-T-cell line. These cells may differ from primary
CD4.sup.+ T cells in the absorption and metabolism of antiretroviral drugs.
They may differ from primary cells in the expression of transporters, such
as the P glycoprotein, that can export PIs from the cytoplasm. The in vivo
efficacy of a drug is dependent upon more than its potency in inhibiting a
single round of viral replication. Additional factors such as genetic
barriers to resistance, tolerability, and pharmacokinetics may have an
effect and these also contribute to contribute to inaccuracy in methods that
utilize a single round of replication as basis for measurement.
The heterogeneity of replication capacities of wild-type HIV-1 isolates
relative to that of a reference sequence, NL4-3, will have some effect on
the accuracy of the results. The replication capacities of wildtype HIV-1
clones from patients vary up to 2.5-fold from NL4-3 capacity measured in the
disclosed system. Mean replication capacity index relative to NL4-3 was
0.81.+-.0.34 (n=7) in the examples reported herein. These results indicate
that in order to most accurately assess changes in viral fitness in vivo, it
is necessary to compare the replication capacity of the patient's
drug-resistant virus to that of the drug-sensitive virus obtained from the
same patient. This is readily done in the system described here, provided
that the wild-type sequence is available.
In compliant patients who are failing therapy and have drug-resistant
viruses, wild-type viruses are typically not found in the plasma but do
persist in the latent reservoir in resting memory CD4.sup.+ T cells. Viral
clones with different mutations are likely to be present in each patient
with drug resistance and so that results of this type of analysis may be
different for each clone. Ideally, a large number of distinct clones
representing the full range of variation in pol should be analyzed, although
this may not be practical as a routine clinical test. Alternatively,
analysis of selected clones that represent extremes on the spectrum of
wild-type to fully resistant viruses should provide meaningful data. Another
factor affecting viral fitness are the compensatory mutations outside of the
gag-pol region; however, the construct employed in the present invention
includes the Gag p7/p1 and p1/p6 cleavage sites that frequently accumulate
compensatory mutations in response to PIs.
The ability of the novel assay to simultaneously measure HIV-1 drug
susceptibility and replication capacity permits an assessment of the
mechanisms of the apparent clinical benefit of HAART in the setting of
virologic failure. The data presented here show that the benefit of
nonsuppressive HAART can be quantitatively deconstructed into two additive
effects. This is illustrated graphically in FIG. 7
(see Original Patent) and numerically in Table 2
(see Original Patent). One effect is the residual suppression of
replication of the resistant variants by antiretroviral drugs. This is a
benefit that operates in real time, reflecting direct inhibition of viral
enzymes by the drugs.
An additional beneficial feature of the invention is the assessment of
whether or not the drug regimen will allow selection for drug-resistant
variants with a diminished replication capacity. The importance of selection
for such variants becomes apparent if the drugs are stopped and archived
drug-sensitive variants with higher replication capacities emerge. A recent
study by Ruff et al. (2002) demonstrated the persistence of archival
wild-type HIV-1 in the latent reservoir in resting memory CD4.sup.+ T cells
even after years of selection for drug-resistant variants by failing drug
regimens. Further evidence for the persistence of wild-type viruses in the
setting of failure comes from the work of Deeks et al. (14) demonstrating
simultaneous loss of all drug-resistant variants accompanied with the
appearance of wild-type HIV-1 in patients with multidrug resistance who
interrupt therapy. These data suggest that the selection pressure exerted by
drugs in failing regimens can prevent drug-sensitive variants with
potentially higher replication capacities from emerging.
The analysis of HAART therapy and the assay method for residual drug
susceptibility and reduced replication capacity of drug resistant HIV-1
provides the basis for the rational management of antiretroviral therapy in
the problematic setting of virologic failure. For example, in circumstances
in which the clinical benefit of the drug combination is solely due to
selection for resistant variants with diminished replication capacities, as
shown in FIG. 5C
(see Original Patent), the drug regimen can be simplified, retaining the
minimum number of drugs needed to provide selection pressure favoring the
resistant variants over the wild-type virus. On the other hand, in cases in
which the HAART regimen exerts little suppression on viral replication and
the evolved resistant virus has achieved a replication capacity equivalent
to that of the archived wild-type viruses present in the latent reservoir
(FIG. 5B
(see Original Patent)), continued treatment with the same regimen provides
no obvious benefit.
Human immunodeficiency virus type 1 (HIV-1)-infected individuals who develop
drug-resistant virus during antiretroviral therapy may derive benefit from
continued treatment for two reasons. First, drug-resistant viruses can
retain partial susceptibility to the drug combination. Second, therapy
selects for drug-resistant viruses that may have reduced replication
capacities relative to archived, drug-sensitive viruses.
The present invention is a novel single-cell-level phenotypic assay that
allows these two effects to be distinguished and compared quantitatively.
Patient-derived gag-pol sequences were cloned into an HIV-1 reporter virus
that expresses an endoplasmic reticulum-retained Env-green fluorescent
protein fusion. Flow cytometric analysis of single-round infections allowed
a quantitative analysis of viral replication over a 4-log dynamic range. The
assay faithfully reproduced known in vivo drug interactions occurring at the
level of target cells. Simultaneous analysis of single-round infections by
wild-type and resistant viruses in the presence and absence of the relevant
drug combination divided the benefit of continued nonsuppressive treatment
into two additive components, residual virus susceptibility to the drug
combination and selection for drug-resistant variants with diminished
replication capacities.
In some patients with drug resistance, the dominant circulating viruses
retained significant susceptibility to the combination. However, in other
cases, the dominant drug-resistant viruses showed no residual susceptibility
to the combination but had a reduced replication capacity relative to the
wild-type virus. Thus, simplification of the regimen may still allow
adequate suppression of the wild-type virus. In a third pattern, the
resistant viruses had no residual susceptibility to the relevant drug
regimen but nevertheless had a replication capacity equivalent to that of
wild-type virus. In such cases, there is no benefit to continued treatment.
The ability to simultaneously analyze residual susceptibility and reduced
replication capacity of drug-resistant viruses may provide a basis for
rational therapeutic decisions in the setting of treatment failure.
Treatment of human immunodeficiency virus type 1 (HIV 1)-infected patients
with highly active antiretroviral therapy (HAART) can reduce plasma virus
levels to below the detection limit (Perelson, et al., 1997) and can allow a
significant degree of immune reconstitution when control of viremia is
maintained (Lederman, et al., 2000). However, eradication of HIV-1 infection
has not been achieved despite suppression of viremia to below detection
limits for as long as 7 years (Siliciano, et al., 2003). A viral reservoir
in latently infected resting memory CD4.sup.+ T cells has shown remarkable
stability and can support life-long persistence of replication competent
HIV-1 (for a review, see Blankson, et al., 2002). This reservoir in resting
CD4.sup.+ T cells can serve as a permanent archive for all major forms of
the virus present during the entire course of infection, including the
original drug-sensitive forms as well as drug-resistant viruses that arise
due to inadequate suppression of viral replication by antiretroviral drugs
(Ruff, et al., 2002).
Although HAART can effectively suppress viremia to below the limit of
detection for prolonged periods in some infected individuals, virologic
failure, as evidenced by consistently detectable viremia, is also common
(Lucas, et al., 1999). Failure is frequently associated with the development
of resistance to one or more of the drugs in the regimen, and drug
resistance has emerged as a major problem in the management of HIV-1
infection.
Claim 1 of 21 Claims
1. A human immunodeficiency virus (HIV)
vector comprising in frame gag-pol and an endoplasmic reticulum (ER)
retained fluorescent protein/C-terminal signal sequence in frame with a
stop codon inserted into the HIV env at a position about 125 bp from the
env N-terminus replacing an env restriction fragment deletion. ____________________________________________
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