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Title: Method for preparing
colloidal particles in the form of nanocapsules
United States Patent: 7,348,031
Issued: March 25, 2008
Inventors: Montasser; Imed
(Villeurbanne, FR), Fessi; Hatem (Lyons, FR), Briancon; Stephanie (Villeurbanne,
FR), Lieto; Joseph (Genas, FR)
Assignee: Universite Claude
Bernard Lyon I (Villeurbanne Cedex, FR)
Appl. No.: 10/203,656
Filed: March 2, 2001
PCT Filed: March 02, 2001
PCT No.: PCT/FR01/00623
371(c)(1),(2),(4) Date:
October 18, 2002
PCT Pub. No.: WO01/68235
PCT Pub. Date: September
20, 2001
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Woodbury College's
Master of Science in Law
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Abstract
The invention relates to a process for
the preparation of dispersible colloidal systems in the form of
nanocapsules whose wall consists of a polymer obtained by the
polycondensation of two monomers, .alpha. and .beta., and whose core
consists of a substance B, characterized in that: (1) a first liquid phase
is prepared which consists of a solution of monomer .alpha. in a solvent
or solvent mixture and contains one or more surfactants and the substance
B in solution or suspension; (2) a second liquid phase is prepared which
consists of a non-solvent or non-solvent mixture for the monomer .alpha.
and contains the monomer .beta. and one or more surfactants, the solvent
or solvent mixture of the first phase being miscible in all proportions
with the non-solvent or non-solvent mixture of the second phase; (3) the
first phase is added to the second, with moderate agitation, to give a
colloidal suspension of nanocapsules, agitation being maintained until the
monomers .alpha. and .beta. have completely polymerized; and (4) if
desired, all or part of the solvent or solvent mixture and non-solvent or
non-solvent mixture is removed to give a colloidal suspension having the
desired concentration of nanocapsules.
Description of the
Invention
This application is a filing under 35 USC
371 of PCT/FR01/00623 filed Mar. 2, 2001.
The invention relates to a novel process for the preparation of colloidal
particles in the form of nanocapsules by interfacial polycondensation.
The vectorization of active principles is a technique which has undergone
considerable and rapid development and has formed the subject of numerous
researches in recent years, culminating in the design of various forms of
colloidal particles in which an active molecule is associated with a
carrier. In fact, the use of drug vectors has the advantage of being able
to influence the process of distribution of the active principle in the
organism and of increasing its efficacy. The active molecule incorporated
in a carrier material can be specifically directed towards the target to
be treated, where its concentration is then locally high. This enhances
the efficacy while at the same time reducing the doses required and hence
also the risks of side effects due to the pervasion of other organs.
The association of the carrier material with the active principle can be
effected in various ways, depending on the type of particles and the
desired effect. The active molecule can be dissolved, dispersed or
encapsulated in the particle, or it can be adsorbed or fixed on the
surface of the particle. In the first case, the active principle will be
released by dissolution of the polymer constituting the particle or its
membrane, or by diffusion through the latter. The nature and structure of
the polymer network, especially its porosity, thus play a fundamental
role. In the case of surface binding, this must be reversible in order to
release the principle at the target to be treated. It is also of interest
to modify the nature of the polymer used so as to vary characteristics
such as porosity, biodegradability, transfer properties and the
bioavailability of the active principle.
The methods of preparing colloidal vectors are diverse, each of them
allowing the use of specific reagents and giving rise to a given type of
particle.
The methods involving solution polymerization utilize mainly two types of
monomer: acrylic acid derivatives and alkyl cyanoacrylates. Patents
BE-A-808 034 and BE-A-839 748 describe the formation of submicron
particles by the micellar polymerization of an acrylic acid derivative,
for example methyl or butyl methacrylate, or a mixture of several
monomers, in order to prepare a methacrylic copolymer. The polymerization
reaction takes place in the aqueous phase in the presence of a chemical
free radical initiator at a temperature of about 90.degree. C., with
agitation. The initiation can also be effected e.g. by gamma irradiation.
The particles obtained are spherical with a size of between 200 and 500
nm. They can be used as a drug vector by fixing various pharmacologically
active molecules on their surface. Although their formulation is stable
and reproducible, this stability constitutes one of the major
disadvantages of this type of particle. In fact, the majority of acrylic
polymers possess a very slow or even zero biodegradability, resulting in a
possible accumulation of the material in the tissues.
Patent application EP 007 895 describes the formation of nanoparticles
obtained by the polymerization of an alkyl cyanoacrylate and containing a
biologically active substance. In this process the monomer is added to an
aqueous phase containing a surfactant, with vigorous agitation. Anionic
polymerization, initiated by the hydroxyl ions in the aqueous phase, takes
place at room temperature. The pH of the solution controls the
polymerization rate and has to be low (between 2 and 3) to optimize
particle formation. The active principle is generally introduced during
the polymerization in order to be incorporated into the particles, unless
it is likely to be degraded by the acidity of the medium, in which case it
has to be adsorbed on the surface after the particles have formed.
Polymers based on alkyl cyanoacrylate are rapidly biodegradable, but their
use can be limited by the appreciable toxicity of the degradation
products.
Patent applications FR-A-2 504 408 and FR-A-2 515 960 disclose a method of
forming nanocapsules based on alkyl cyanoacrylate in which the
cyanoacrylic monomer is dissolved in a water-miscible solvent containing
an oil. This solution is introduced into an aqueous phase, with agitation.
Diffusion of the organic solvent takes place simultaneously with
polymerization of the monomer at the oil/water interface. The nanocapsules
have a mean diameter of between 200 and 300 nm and a very low wall
thickness of a few nanometers, according to ALKHOURI et al., Pharm. Acta
Helv., 61, 274-281, 1986.
The process according to the invention enables nanocapsules based on
polymers associated in a novel manner in this application to be obtained
by a technique involving the interfacial polycondensation of two monomers.
According to an advantageous feature, said nanocapsules have a mean
diameter of less than 600 nm, especially of between 50 and 600 nm.
The invention therefore relates to a process for the preparation of
dispersible colloidal systems in the form of nanocapsules whose wall
consists of a polymer obtained by the polycondensation of two monomers,
.alpha. and .beta., and whose core consists of a substance .beta.,
characterized in that:
(1) a first liquid phase is prepared which consists of a solution of
monomer an in a solvent or solvent mixture and contains at least one
surfactant and the substance B in solution or suspension;
(2) a second liquid phase is prepared which consists of a non-solvent or
non-solvent mixture for the monomer .alpha. and the substance B and
contains the monomer .beta. and at least one surfactant, the solvent or
solvent mixture of the first phase being miscible in all proportions with
the non-solvent or non-solvent mixture of the second phase, and the
concentration of the monomer .beta. being in at least a 5-fold excess, in
terms of the number of moles, relative to the concentration of the monomer
.alpha.;
(3) the first phase is added to the second, with moderate agitation, to
give a colloidal suspension of nanocapsules, agitation being maintained
until the monomers .alpha. and .beta. have completely polymerized; and
(4) if desired, all or part of the solvent or solvent mixture and
non-solvent or non-solvent mixture is removed to give a colloidal
suspension having the desired concentration of nanocapsules.
In step (4) it is also possible, if desired, to obtain a powder of
nanocapsules by employing a technique of desiccation (nebulization,
lyophilization) after the addition of stabilizing substances such as
sugars, lactose, glucose, etc.
In contrast to the processes described above, the 2 monomers are
introduced into the 2 phases right at the beginning, rather than
successively after a stable nanoemulsion has been obtained in the first
phase.
As the solvent or solvent mixture of the first phase is miscible in all
proportions with the non-solvent or non-solvent mixture of the second
phase, its diffusion into the second phase at the time of injection causes
the instantaneous formation of oily droplets with a mean diameter of less
than 300 nm. Simultaneously the monomer .beta. diffuses into the first
phase and the polycondensation reaction takes place at the oil/water
interface to form the nanocapsule membrane.
Drop formation and the start of polymerization occur simultaneously. The
polymerization is not free but actually takes place at the oil/water
interface, and the particles formed are of the capsule type. The novelty
of the process according to the invention lies in the fact that the two
monomers initially present in each of the phases react at the interface of
the droplets as soon as the latter form, despite the small size of the
dispersion. It is therefore unnecessary to use a process involving two
successive phases comprising firstly the creation of the emulsion and then
the addition of the second monomer to start the polymerization.
Compared with an emulsion polymerization, often demanding a lengthy
methodology which is difficult to implement, the process according to the
invention therefore has the advantage of great simplicity insofar as it
does not require the presence of a polymerization initiator or a special
device for creating the emulsion.
Particle formation is instantaneous, but the kinetics of the
polymerization reaction depend on the chemical nature and the
concentration of the two monomers in the 2 phases.
The solvent or solvent mixture of the first phase is advantageously an
organic solvent or organic solvent mixture, so the first phase will
constitute the organic phase and the non-solvent or non-solvent mixture of
the second phase will constitute the aqueous phase.
According to another feature of the process according to the invention, it
is also possible to use two organic phases or two aqueous phases provided
the following conditions are satisfied: solubility of the monomer .alpha.
in the solvent or solvent mixture of the first phase, insolubility of the
monomer .alpha. in the non-solvent or non-solvent mixture of the second
phase, miscibility of the solvent or solvent mixture of the first phase
and the non-solvent or non-solvent mixture of the second phase, and their
non-reactivity with the monomers.
Insofar as it does not react with the monomer .alpha., the solvent can be
e.g. an organic, preferably volatile solvent selected from a lower ketone
(acetone, methyl ethyl ketone, etc.), a light hydrocarbon or light
hydrocarbon mixture (hexane, etc.), a chlorinated light hydrocarbon
(chloroform, methylene chloride), other customary solvents (acetonitrile,
dioxane, tetrahydrofuran, etc.) and mixtures thereof.
Provided the conditions of solubility, insolubility, miscibility and
non-reactivity with the monomers are satisfied, the solvent or solvent
mixture of the first phase can constitute from 10 to 90% of the final
mixture, preferably from 20 to 60% of the final mixture and particularly
preferably from 25 to 50%.
Insofar as it does not react with the monomer .beta. and is miscible in
all proportions with the solvent or solvent mixture of the first phase,
the non-solvent or non-solvent mixture can be e.g. water, an aqueous
solution or any other solvent or organic liquid that satisfies the
above-mentioned conditions.
Advantageously the concentration of the monomer .alpha. in the solvent or
solvent mixture of the first phase is between 0.01 and 20% by weight,
preferably between 0.1 and 10% and particularly preferably between 0.2 and
5%. The concentration of the monomer .beta. in the non-solvent or
non-solvent mixture of the second phase can likewise be between 0.05 and
50% by weight, preferably between 0.5 and 40% and particularly preferably
between 1 and 25%.
According to one preferred feature, the monomer .alpha. is selected from
acid dichlorides and diisocyanates. Particularly preferred monomers
.alpha. are terephthaloyl chloride, sebacoyl chloride,
toluylene-2,4-diisocyanate and hexamethylene diisocyanate.
According to another preferred feature of the invention, the monomer
.beta. is a diamine, for example diethylenetriamine, dimethylenediamine or
hexamethylene-diamine, or a glycol derivative.
According to an advantageous feature, the concentration of the monomer
.beta. is in excess, preferably in at least a 5-fold excess, in terms of
the number of moles, relative to that of the monomer .alpha..
The sole drawing figure is a bar graph showing the influence of the amount
of terephthaloyl chloride on the size of nanocapsules.
It has in fact been found, surprisingly, that the conditions discussed
above confer a high stability on the nanocapsules and make it possible, by
increasing the concentration of monomer .alpha., to increase the thickness
of the nanocapsule membrane as desired, resulting in an increase in the
mean diameter of the nanocapsules. As shown in the Figure (see Original Patent),
given that all the other proportions are maintained, this increase in the
mean diameter can only be explained by an increase in the thickness of the
nanocapsule membrane.
One hypothesis is that polymerization continues to take place at the
nanocapsule membrane whereas, in the processes described in the prior art,
polymerization stops after the formation of a first fine polymer membrane.
The process according to the invention therefore advantageously makes it
possible, according to the monomers used and the thickness of the polymer
membrane, to obtain nanocapsules of controlled biodegradability, or even,
if desired, to obtain nanocapsules with an insoluble non-biodegradable
membrane capable of constituting a reservoir of active principle which is
released solely by diffusion through the polymer membrane.
The substance B can be any substance that is soluble or dispersible in the
chosen solvent or solvent mixture. In particular, the substance B can be a
vegetable or mineral oil or any oily substance, for example olive oil,
benzyl benzoate, isopropyl myristate, a fatty acid glyceride or
sweet-almond oil.
The substance B can also be a biologically active substance, for example a
molecule which can be used as an active principle of a drug or as a
precursor of an active principle of a drug, or else a contrast agent or a
biological reagent.
The substance B can also be a pigment, an ink, a lubricant or a surface
treatment agent.
A mixture of the above substances, for example an oil containing one or
more of these substances in solution or suspension, can also be used as
the substance B.
The surfactants used can be natural surfactants or synthetic ionic,
non-ionic or amphoteric surfactants.
In each of the phases, the surfactant or surfactant mixture is present in
an amount of 0.01 to 10% by weight, preferably of 0.1 to 1% by weight.
The ionic surfactant used will be e.g. sodium laurylsulfate.
The non-ionic surfactants used, depending on the phase in which they are
present, will preferably be surfactants with a high hydrophilic/lipophilic
balance (HLB), such as polyethoxylated sorbitan derivatives (of the
Tween.RTM. type), ethylene oxide/propylene oxide copolymers (of the
Pluronic.RTM. type) or ethers of fatty alcohols and polyoxyethylene
glycol, or on the other hand surfactants with a low hydrophilic/lipophilic
balance, such as sorbitan derivatives (of the Span.RTM. type).
The amphoteric surfactants used will be e.g. egg or soy lecithin or
purified derivatives thereof.
According to a preferred feature of the process, the first phase is an
organic phase and the surfactant used is one or more amphoteric and/or
non-ionic surfactants selected from those mentioned above, preferably
those with a low hydrophilic/lipophilic balance.
Advantageously the second phase is an aqueous phase in which the
surfactant used is one or more ionic and/or non-ionic surfactants selected
from those mentioned above, preferably those with a high hydrophilic/lipophilic
balance.
The reaction takes place at room temperature, with moderate agitation. The
polymerization time is variable and depends on the composition of each of
the phases.
Agitation is not essential for the formation of the nanocapsules, but
makes it possible to homogenize the preparation, especially when large
volumes are used.
When the polymerization is complete, the solvent or solvent mixture and
the non-solvent or non-solvent mixture in the final mixture can be at
least partially removed by evaporation under reduced pressure, by an
appropriate desiccation method or by tangential ultrafiltration, this
technique also making it possible to remove any residual monomers.
The nanocapsules obtained have a mean diameter of between 50 and 600 nm
and their population is monodisperse. They can be kept in an aqueous
medium.
The process according to the invention can be adapted to various pairs of
monomers in order to form different types of polymers according to the
application envisaged, for example polyamide, polyurea, polyurethane,
polyester, poly-carbonate, polysulfonate, polysulfonamnide, etc.
The wide choice of monomer pairs makes it possible to have nanocapsules of
controlled biodegradability (controlled according to the thickness of the
membrane and the nature of the chosen pair), which the prior art cannot
offer.
Depending on the monomers, and in contrast to the prior art, it is
possible to obtain an insoluble non-biodegradable membrane; this gives a
reservoir of active product which is released solely by diffusion through
the polymer membrane.
The choice of different types of polymers enables the particles formed to
be used for a very wide variety of applications in numerous industrial
fields, especially human and veterinary medicine, cosmetics, chemistry,
agrochemistry, etc.
Claim 1 of 20 Claims
1. A process for the preparation of
dispersible colloidal systems in the form of nanocapsules of mean diameter
less than 600 nm, and having a wall comprising a polymer obtained by the
polycondensation of a monomer .alpha. and a monomer .beta., and a core
comprising a substance B, wherein monomer .alpha. is selected from the
group consisting of acid dichlorides and diisocyanates, monomer .beta. is
selected from the group consisting of diamines, triamines and glycols, and
substance B is an oil, comprising the steps of: (1) preparing a first
liquid mixture comprising: a liquid solvent or solvent mixture for monomer
.alpha.; monomer .alpha. dissolved in the liquid solvent or solvent
mixture; at least one surfactant in solution; and substance B in solution
or suspension; (2) preparing a second liquid mixture comprising: a liquid
non-solvent or non-solvent mixture for monomer .alpha. and the substance
B; monomer .beta. dissolved in the liquid non-solvent or non-solvent
mixture; and at least one surfactant in solution, wherein the solvent or
solvent mixture is miscible in all proportions with the non-solvent or
non-solvent mixture, and monomer .beta. is present in a concentration
which is at least a 5-fold excess, in terms of the number of moles,
relative to the concentration of the monomer .alpha.; (3) adding the first
mixture to the second mixture, with moderate agitation, to give a
colloidal suspension of nanocapsules, and maintaining agitation until
completion of polymerization; and (4) optionally, removing all or part of
the solvent or solvent mixture and non-solvent or non-solvent mixture to
give a colloidal suspension having the desired concentration of
nanocapsules. ____________________________________________
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Patent and Trademark Office Web site to access the full
patent.
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