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Title: Porous particles
comprising excipients for deep lung delivery
United States Patent: 7,435,408
Issued: October 14, 2008
Inventors: Edwards; David
A. (Boston, MA), Caponetti; Giovanni (Somerville, MA), Hrkach; Jeffrey S.
(Cambridge, MA), Lotan; Noah (Haifa, IL), Hanes; Justin (Baltimore, MD),
Langer; Robert S. (Newton, MA), Ben-Jebria; Abdellaziz (State College, PA)
Assignee: Massachusetts
Institute of Technology (Cambridge, MA), The Penn State Research
Foundation (University Park, PA)
Appl. No.: 10/818,902
Filed: April 6, 2004
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Training Courses -- Pharm/Biotech/etc.
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Abstract
Improved porous particles for drug
delivery to the pulmonary system, and methods for their synthesis and
administration are provided. In a preferred embodiment, the porous
particles are made of a biodegradable material and have a mass density
less than 0.4 g/cm.sup.3/. The particles may be formed of biodegradable
materials such as biodegradable polymers. For example, the particles may
be formed of a functionalized polyester graft copolymer consisting of a
linear a-hydroxy-acid polyester backbone having at least one amino acid
group incorporated therein and at least one poly(amino acid) side chain
extending from an amino acid group in the polyester backbone. In one
embodiment, porous particles having a relatively large mean diameter, for
example greater than 5 .mu.m, can be used for enhanced delivery of a
therapeutic agent to the alveolar region of the lung. The porous particles
incorporating a therapeutic agent may be effectively aerosolized for
administration to the respiratory tract to permit systemic or local
delivery of wide variety of therapeutic agents.
Description of the
Invention
SUMMARY OF THE INVENTION
Improved porous particles for drug delivery to the pulmonary system, and
methods for their synthesis and administration are provided. In a preferred
embodiment, the porous particles are made of a biodegradable material and
have a mass density less than 0.4 g/cm.sup.3. The particles may be formed of
biodegradable materials such as biodegradable polymers. For example, the
particles may be formed of a functionalized polyester graft copolymer
consisting of a linear .alpha.-hydroxy-acid polyester backbone having at
least one amino acid group incorporated therein and at least one poly(amino
acid) side chain extending from an amino acid group in the polyester
backbone. In one embodiment, porous particles having a relatively large mean
diameter, for example, greater than 5 .mu.m, can be used for enhanced
delivery of a therapeutic agent to the airways or the alveolar region of the
lung. The porous particles incorporating a therapeutic agent may be
effectively aerosolized for administration to the respiratory tract to
permit systemic or local delivery of a wide variety of therapeutic agents.
DETAILED DESCRIPTION OF THE INVENTION
Biodegradable particles for improved delivery of therapeutic agents to the
respiratory tract are provided. The particles can be used in one embodiment
for controlled systemic or local drug delivery to the respiratory tract via
aerosolization. In one embodiment, the particles are porous particles having
a mass density less than 1.0 g/cm.sup.3, preferably less than about 0.4
g/cm.sup.3. The porous structure permits deep lung delivery of relatively
large diameter therapeutic aerosols, for example greater than 5 .mu.m in
mean diameter. The particles also may include a rough surface texture which
can reduce particle agglomeration and provide a highly flowable powder,
which is ideal for aerosolization via dry powder inhaler devices, leading to
lower deposition in the mouth and throat.
Mass Density and Diameter of Porous Particles
As used herein the term "porous particles" refers to particles having a
total mass density less than about 0.4 g/cm.sup.3. The mean diameter of the
particles can range, for example, from about 100 nm to 15 .mu.m, or larger
depending on factors such as particle composition, and the targeted site of
the respiratory tract for deposition of the particle.
Particle Size
In one embodiment, particles which are macroscopically porous, and
incorporate a therapeutic drug, and having a mass density less than about
0.4 g/cm.sup.3, can be made with mean diameters greater than 5 .mu.m, such
that they are capable of escaping inertial and gravitational deposition in
the oropharyngeal region, and are targeted to the airways or the deep lung.
The use of larger porous particles is advantageous since they are able to
aerosolize more efficiently than smaller, non-porous aerosols such as those
currently used for inhalation therapies.
The large (>5 .mu.m) porous particles are also advantageous in that they can
more successfully avoid phagocytic engulfment by alveolar macrophages and
clearance from the lungs, in comparison to smaller non-porous particles, due
to size exclusion of the particles from the phagocytes' cytosolic space.
Phagocytosis of particles by alveolar macrophages diminishes precipitously
as particle diameter increases beyond 3 .mu.m. Kawaguchi, H. et al.,
Biomaterials, 7:61-66 (1986); Krenis, L. J. and Strauss, B., Proc. Soc. Exp.
Med., 107:748-750 (1961); and Rudt, S. and Muller, R. H., J. Contr. Rel.,
22:263-272 (1992). The porous particles thus are capable of a longer term
release of a therapeutic agent. Following inhalation, porous degradable
particles can deposit in the lungs (due to their relatively low mass
density), and subsequently undergo slow degradation and drug release,
without the majority of the particles being phagocytosed by alveolar
macrophages. The drug can be delivered relatively slowly into the alveolar
fluid, and at a controlled rate into the blood stream, minimizing possible
toxic responses of exposed cells to an excessively high concentration of the
drug. The porous polymeric particles thus are highly suitable for inhalation
therapies, particularly in controlled release applications. The preferred
diameter for porous particles for inhalation therapy is greater than 5 .mu.m,
for example between about 5-15 .mu.m.
The particles also may be fashioned with the appropriate material, diameter
and mass density for localized delivery to other regions of the respiratory
tract such as the upper airways. For example higher density or larger
particles may be used for upper airway delivery.
Particle Deposition
Inertial impaction and gravitational settling of aerosols are predominant
deposition mechanisms in the airways and acini of the lungs during normal
breathing conditions. Edwards, D. A., J. Aerosol Sci., 26:293-317 (1995).
Both deposition mechanisms increase in proportion to the mass of aerosols
and not to particle volume. Since the site of aerosol deposition in the
lungs is determined by the intrinsic mass of the aerosol (at least for
particles of mean aerodynamic diameter greater than approximately 1 .mu.m),
diminishing particle mass density by increasing particle porosity permits
the delivery of larger particles into the lungs, all other physical
parameters being equal.
The low mass porous particles have a small aerodynamic diameter in
comparison to the actual sphere diameter. The aerodynamic diameter, d.sub.ae,
is related to the actual sphere diameter, d (Gonda, I., "Physico-chemical
principles in aerosol delivery," In Topics in Pharmaceutical Sciences, 1991,
(eds. D. J. A. Crommelin and K. K. Midha), pp. 95-117, Stuttgart: Medpharm
Scientific Publishers, 1992) by the formula: d.sub.aer=d.sub. .rho. where
the particle mass density .rho. is in units of g/cm.sup.3. Maximal
deposition of monodisperse aerosol particles in the alveolar region of the
human lung (.about.60%) occurs for an aerodynamic diameter of approximately
d.sub.aer=3 .mu.m. Heyder, J. et al., J. Aerosol Sci., 17: 811-825 (1986).
Due to their small mass density, the actual diameter d of porous particles
comprising a mondisperse inhaled powder that will exhibit maximum deep-lung
deposition is: d=3/ .rho..mu.m (where .rho.<1); where d is always greater
than 3 .mu.m. For example, porous particles that display a mass density, .rho.=0.1
g/cm.sup.3, will exhibit a maximum deposition for particles having actual
diameters as large as 9.5 .mu.m. The increased particle size diminishes
interparticle adhesion forces. Visser, J., Powder Technology, 58:1-10. Thus,
large particle size increases efficiency of aerosolization to the deep lung
for particles of low mass density. Particle Materials
The porous particles preferably arc biodegradable and biocompatible, and
optionally are capable of biodegrading at a controlled rate for delivery of
a drug. The porous particles can be made of any material which is capable of
forming a porous particle having a mass density less than about 0.4
g/cm.sup.3. Both inorganic and organic materials can be used. For example,
ceramics may be used. Other non-polymeric materials may be used which are
capable of forming porous particles as defined herein.
Polymeric Particles
The particles may be formed from any biocompatible, and preferably
biodegradable polymer, copolymer, or blend, which is capable of forming
porous particles having a density less than about 0.4 g/cm.sup.3.
Surface eroding polymers such as polyanhydrides may be used to form the
porous particles. For example, polyanhydrides such as
poly[(p-carboxyphenoxy)hexane anhydride] ("PCPH") may be used. Biodegradable
polyanhydrides are described, for example, in U.S. Pat. No. 4,857,311, the
disclosure of which is incorporated herein by reference.
In another embodiment, bulk eroding polymers such as those based on
polyesters including poly(hydroxy acids) can be used. For example,
polyglycolic acid ("PGA") or polylactic acid ("PLA") or copolymers thereof
may be used to form the porous particles, wherein the polyester has
incorporated therein a charged or functionalizable group such as an amino
acid as described below.
Other polymers include polyamides, polycarbonates, polyalkylenes such as
polyethylene, polypropylene, poly(ethylene glycol), poly(ethylene oxide),
poly(ethylene terephthalate), polyvinyl compounds such as polyvinyl
alcohols, polyvinyl ethers, and polyvinyl esters, polymers of acrylic and
methacrylic acids, celluloses, polysaccharides, and peptides or proteins, or
copolymers or blends thereof which are capable of forming porous particles
with a mass density less than about 0.4 g/cm.sup.3. Polymers may be selected
with or modified to have the appropriate stability and degradation rates in
vivo for different controlled drug delivery applications.
Polyester Graft Copolymers
In one preferred embodiment, the porous particles are formed from
functionalized polyester graft copolymers, as described in Hrkach et al.,
Macromolecules, 28:4736-4739 (1995); and Hrkach et al., "Poly(L-Lactic
acid-co-amino acid) Graft Copolymers: A Class of Functional Biodegradable
Biomaterials" In Hydrogel and Biodegradable Polymers for Bioapplications,
ACS Symposium Series No. 627, Raphael M. Ottenbrite et al., Eds., American
Chemical Society, Chapter 8, pp. 93-101, 1996, the disclosures of which are
incorporated herein by reference. The functionalized graft copolymers are
copolymers of polyesters, such as poly(glycolic acid) or poly(lactic acid),
and another polymer including functionalizable or ionizable groups, such as
a poly(amino acid). In a preferred embodiment, comb-like graft copolymers
are used which include a linear polyester backbone having amino acids
incorporated therein, and poly(amino acid) side chains which extend from the
amino acid groups in the polyester backbone. The polyesters may be polymers
of .alpha.-hydroxy acids such as lactic acid, glycolic acid, hydroxybutyric
acid and valeric acid, or derivatives or combinations thereof. The inclusion
of ionizable side chains, such as polylysine, in the polymer has been found
to enable the formation of more highly porous particles, using techniques
for making microparticles known in the art, such as solvent evaporation.
Other ionizable groups, such as amino or carboxyl groups, may be
incorporated, covalently or noncovalently, into the polymer to enhance
porosity. For example, polyaniline could be incorporated into the polymer.
An exemplary polyester graft copolymer, which may be used to form porous
polymeric particles is the graft copolymer, poly(lactic
acid-co-lysine-graft-lysine) ("PLAL-Lys"), which has a polyester backbone
consisting of poly(L-lactic acid-co-Z-L-lysine) (PLAL), and grafted lysine
chains. PLAL-Lys is a comb-like graft copolymer having a backbone
composition, for example, of 98 mol % lactic acid and 2 mol % lysine and
poly(lysine) side chains extending from the lysine sites of the backbone.
PLAL-Lys may be synthesized as follows. First, the PLAL copolymer consisting
of L-lactic acid units and approximately 1-2%
N.epsilon.-carbobenzoxy-L-lysine (Z-L-lysine) units is synthesized as
described in Barrera et al., J. Am. Chem. Soc., 115:11010 (1993). Removal of
the Z protecting groups of the randomly incorporated lysine groups in the
polymer chain of PLAL yields the free e-amine which can undergo further
chemical modification. The use of the poly(lactic acid) copolymer is
advantageous since it biodegrades into lactic acid and lysine, which can be
processed by the body. The existing backbone lysine groups are used as
initiating sites for the growth of poly(amino acid) side chains.
The lysine .epsilon.-amine groups of linear poly(L-lactic acid-co-L-lysine)
copolymers initiate the ring opening polymerization of an amino acid N-carboxyanhydride
(NCA) to produce poly(L-lactic acid-co-amino acid) comb-like graft
copolymers. In a preferred embodiment, NCAs are synthesized by reacting the
appropriate amino acid with triphosgene. Daly et al., Tetrahedron Lett.,
29:5859 (1988). The advantage of using triphosgene over phosgene gas is that
it is a solid material, and therefore, safer and easier to handle. It also
is soluble in THF and hexane so any excess is efficiently separated from the
NCAs.
The ring opening polymerization of amino acid N-carboxyanhydrides (NCAs) is
initiated by nucleophilic initiators such as amines, alcohols, and water.
The primary amino initiated ring opening polymerization of NCAs allows good
control over the degree of polymerization when the monomer to initiator
ratio (M/I) is less than 150. Kricheldorf, H. R. In Models of Biopolymers by
Ring-Opening Polymerization, Penezek, S., Ed., CRC Press, Boca Raton, 1990,
Chapter 1; Kricheldorf, H. R., .alpha.-Aminoacid-N-Carboxy-Anhydrides and
Related Heterocycles, Springer-Verlag, Berlin, 1987; and Imanishi, Y. In
Ring-Opening Polymerization, Ivin, K. J. and Saegusa, T., Eds., Elsevier,
London, 1984, Volume 2, Chapter 8. Methods for using lysine .epsilon.-amine
groups as polymeric initiators for NCA polymerizations are described in the
art. Sela, M. et al., J. Am. Chem. Soc., 78:746 (1956).
In the reaction of an amino acid NCA with PLAL, the nucleophilic primary
.epsilon.-amine of the lysine side chain attacks C-5 of the NCA leading to
ring opening and formation of the amino acid amide along with the evolution
of CO.sub.2. Propagation takes place via further attack of the amine group
of the amino acid amides on subsequent NCA molecules. The degree of
polymerization of the poly(amino acid) side chains, the corresponding amino
acid content in the graft copolymers and their resulting physical and
chemical characteristics can be controlled by changing the M/I ratio for the
NCA polymerization--that is, changing the ratio of NCA to lysine
.epsilon.-amine groups of pLAL. Thus, in the synthesis, the length of the
poly(amino acid), such as poly(lysine), side chains and the total amino acid
content in the polymer may be designed and synthesized for a particular
application.
The poly(amino acid) side chains grafted onto or incorporated into the
polyester backbone can include any amino acid, such as aspartic acid,
alanine or lysine, or mixtures thereof. The functional groups present in the
amino acid side chains, which can be chemically modified, include amino,
carboxylic acid, sulfide, guanidino, imidazole and hydroxyl groups. As used
herein, the term "amino acid" includes natural and synthetic amino acids and
derivatives thereof. The polymers can be prepared with a range of amino acid
side chain lengths, for example, about 10-100 or more amino acids, and with
an overall amino acid content of, for example, 7-72% or more depending on
the reaction conditions. The grafting of poly(amino acids) from the pLAL
backbone may be conducted in a solvent such as dioxane, DMF, or
CH.sub.2Cl.sub.2 or mixtures thereof. In a preferred embodiment, the
reaction is conducted at room temperature for about 2-4 days in dioxane.
Alternatively, the porous particles for pulmonary drug delivery may be
formed from polymers or blends of polymers with different polyester/amino
acid backbones and grafted amino acid side chains. For example, poly(lactic
acid-co-lysine-graft-alanine-lysine) ("PLAL-Ala-Lys"), or a blend of
PLAL-Lys with poly(lactic acid-co-glycolic acid-block-ethylene oxide) ("PLGA-PEG")
("PLAL-Lys-PLGA-PEG") may be used.
In the synthesis, the graft copolymers may be tailored to optimize different
characteristic of the porous particle including: i) interactions between the
agent to be delivered and the copolymer to provide stabilization of the
agent and retention of activity upon delivery; ii) rate of polymer
degradation and, thereby, rate of drug release profiles; iii) surface
characteristics and targeting capabilities via chemical modification; and
iv) particle porosity.
Formation of Porous Polymeric Particles
Porous polymeric particles may be prepared using single and double emulsion
solvent evaporation, spray drying, solvent extraction and other methods well
known to those of ordinary skill in the art. Methods developed for making
microspheres for drug delivery are described in the literature, for example,
as described by Mathiowitz and Langer, J. Controlled Release, 5:13-22
(1987); Mathiowitz, et al., Reactive Polymers, 6:275-283 (1987); and
Mathiowitz, et al., J. Appl. Polymer Sci. 35:755-774 (1988), the teachings
of which are incorporated herein. The selection of the method depends on the
polymer selection, the size, external morphology, and crystallinity that is
desired, as described, for example, by Mathiowitz, et al., Scanning
Microscopy, 4:329-340 (1990); Mathiowitz, et al., J. Appl. Polymer Sci.,
45:125-134 (1992); and Benita, et al., J. Pharm. Sci., 73:1721-1724 (1984),
the teachings of which are incorporated herein.
In solvent evaporation, described for example, in Mathiowitz, et al.,
(1990), Benita, and U.S. Pat. No. 4,272,398 to Jaffe, the polymer is
dissolved in a volatile organic solvent, such as methylene chloride. Several
different polymer concentrations can be used, for example, between 0.05 and
0.20 g/ml. The drug, either in soluble form or dispersed as fine particles,
is added to the polymer solution, and the mixture is suspended in an aqueous
phase that contains a surface active agent such as poly(vinyl alcohol). The
aqueous phase may be, for example, a concentration of 1% poly (vinyl
alcohol) w/v in distilled water. The resulting emulsion is stirred until
most of the organic solvent evaporates, leaving solid microspheres, which
may be washed with water and dried overnight in a lyophilizer.
Microspheres with different sizes (1-1000 microns) and morphologies can
obtained by this method which is useful for relatively stable polymers such
as polyesters and polystryrene. However, labile polymers such as
polyanhydrides may degrade due to exposure to water. For these polymers,
solvent removal may be preferred.
Solvent removal was primarily designed for use with polyanhydrides. In this
method, the drug is dispersed or dissolved in a solution of a selected
polymer in a volatile organic solvent like methylene chloride. The mixture
is then suspended in oil, such as silicon oil, by stirring, to form an
emulsion. Within 24 hours, the solvent diffuses into the oil phase and the
emulsion droplets harden into solid polymer microspheres. Unlike solvent
evaporation, this method can be used to make microspheres from polymers with
high melting points and a wide range of molecular weights. Microspheres
having a diameter for example between one and 300 microns can be obtained
with this procedure.
Targeting of Particles
Targeting molecules can be attached to the porous particles via reactive
functional groups on the particles. For example, targeting molecules can be
attached to the amino acid groups of functionalized polyester graft
copolymer particles, such as PLAL-Lys particles. Targeting molecules permit
binding interaction of the particle with specific receptor sites, such as
those within the lungs. The particles can be targeted by attachment of
ligands which specifically or non-specifically bind to particular targets.
Exemplary targeting molecules include antibodies and fragments thereof
including the variable regions, lectins, and hormones or other organic
molecules capable of specific binding for example to receptors on the
surfaces of the target cells.
Therapeutic Agents
Any of a variety of therapeutic, prophylactic or diagnostic agents can be
delivered. Examples include synthetic inorganic and organic compounds,
proteins and peptides, polysaccharides and other sugars, lipids, and nucleic
acid sequences having therapeutic, prophylactic or diagnostic activities.
Nucleic acid sequences include genes, antisense molecules which bind to
complementary DNA to inhibit transcription, and ribozymes. The agents to be
incorporated can have a variety of biological activities, such as vasoactive
agents, neuroactive agents, hormones, anticoaguulants, immunomodulating
agents, cytotoxic agents, antibiotics, antivirals, antisense, antigens, and
antibodies. In some instances, the proteins may be antibodies or antigens
which otherwise would have to be administered by injection to elicit an
appropriate response. Compounds with a wide range of molecular weight can be
encapsulated, for example, between 100 and 500,000 grams per mole.
Proteins are defined as consisting of 100 amino acid residues or more;
peptides are less than 100 amino acid residues. Unless otherwise stated, the
term protein refers to both proteins and peptides. Examples include insulin
and other hormones. Polysaccharides, such as heparin, can also be
administered.
The porous polymeric aerosols are useful as carriers for a variety of
inhalation therapies. They can be used to encapsulate small and large drugs,
release encapsulated drugs over time periods ranging from hours to months,
and withstand extreme conditions during aerosolization or following
deposition in the lungs that might otherwise harm the encapsulated
therapeutic.
The porous particles may include a therapeutic agent for local delivery
within the lung, such as agents for the treatment of asthma, emphysema, or
cystic fibrosis, or for systemic treatment. For example, genes for the
treatment of diseases such as cystic fibrosis can be administered.
Administration
The particles including a therapeutic agent may be administered alone or in
any appropriate pharmaceutical carrier, such as a liquid, for example
saline, or a powder, for administration to the respiratory system.
Aerosol dosage, formulations and delivery systems may be selected for a
particular therapeutic application, as described, for example in Gonda, I.
"Aerosols for delivery of therapeutic and diagnostic agents to the
respiratory tract," In Critical Reviews in Therapeutic Drug Carrier Systems,
6:273-313 (1990), and in Moren, "Aerosol dosage forms and formulations," In
Aerosols in Medicine. Principles, Diagnosis and Therapy, Moren, et al.,
Eds., Esevier, Amsterdam, 1985, the disclosures of which are incorporated
herein by reference.
The greater efficiency of aerosolization by porous particles of relatively
large size permits more drug to be delivered than is possible with the same
mass of nonporous aerosols. The relative large size of porous aerosols
depositing in the deep lungs also minimizes potential drug losses caused by
particle phagocytosis. The use of porous polymeric aerosols as therapeutic
carriers provides the benefits of biodegradable polymers for controlled
released in the lungs and long-time local action or systemic bioavailability.
Denaturation of macromolecular drugs can be minimized during aerosolization
since macromolecules are contained and protected within a polymeric shell.
Coencapsulation of peptides with peptidase-inhibitors can minimize peptide
enzymatic degradation.
Claim 1 of 22 Claims
1. Therapeutic particles suitable for
aerosolization in a dry powder inhaler (DPI) comprising, a therapeutic
agent and a pharmaceutically acceptable carrier, wherein the particles are
porous, have a tap density less than about 0.4 g/cm.sup.3 and wherein upon
aerosolization, about 80% of the particles exit the DPI and at least 55%
of the particles exiting the DPI have an aerodynamic diameter of less than
about 4.7 .mu.m as measured by a cascade impactor for 30 seconds at 28.3
l/min flow rate. ____________________________________________
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