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  Pharmaceutical Patents  

 

Title:  Bioadhesive delivery system for transmucosal delivery of beneficial agents
United States Patent: 
7,592,021
Issued: 
September 22, 2009

Inventors:
 Shankar; Gita Natarajan (Saratoga, CA), Burke; Rae Lyn (San Francisco, CA)
Assignee:
  SRI International (Menlo Park, CA)
Appl. No.:
 11/242,680
Filed:
 October 3, 2005


 

Executive MBA in Pharmaceutical Management, U. Colorado


Abstract

Formulations and methods for transmucosal delivery of a beneficial agent are described in which a pH-responsive component and a temperature-responsive component are combined and applied to a mucous membrane. The temperature-responsive component is a component that, in aqueous solutions, is capable of undergoing a temperature-dependent sol to gel phase transition. The formulations may be characterized as having bioadhesive properties, and are suitable for delivery of a variety of beneficial agents.

Description of the Invention

BRIEF DESCRIPTION OF THE INVENTION

The present invention is directed to the aforementioned need in the art, and, in one embodiment, provides a pharmaceutical formulation for transmucosal delivery of a beneficial agent, wherein the pharmaceutical formulation comprises: a pH-responsive compound; a temperature-responsive compound that in an aqueous medium is capable of undergoing a temperature-dependent sol to gel phase transition; a base; an effective amount of a beneficial agent; and water.

In another embodiment, the invention provides a pharmaceutical formulation for mucosal administration of a beneficial agent comprising a pH-responsive compound and a temperature-responsive compound. The pH-responsive compound is a polymer that is bioadhesive and lightly crosslinked, and the temperature-responsive compound is capable in aqueous solutions of undergoing a temperature-responsive sol to gel phase transition.

In yet another embodiment, the invention provides a method for treating a patient afflicted with from a bacterial infection, wherein the method comprises administering to the patient a therapeutically effective amount of a pharmaceutical formulation comprising: a pH-responsive compound; a temperature-responsive compound; a base; water; and an effective amount of a therapeutic agent. The temperature responsive compound is a compound that in an aqueous medium is capable of undergoing a temperature-responsive phase transition from sol to gel. The pharmaceutical formulation is administered via application to a mucous membrane.

In a further embodiment, the invention provides a method for decreasing the likelihood of a bacterial infection occurring in a patient, wherein the method comprises administering to the patient an effective amount of a pharmaceutical formulation comprising: a pH-responsive compound; a temperature-responsive compound; a base; water; and a prophylactically effective amount of a beneficial agent. The pharmaceutical formulation is administered via application to a mucous membrane. The temperature-responsive compound is a compound that in an aqueous medium is capable of a temperature-responsive phase transition from sol to gel.

In a still further embodiment, the invention provides for a method for delivering a beneficial agent into a mucous membrane of a patient, wherein the method comprises applying to the mucous membrane a pharmaceutical formulation. The pharmaceutical formulation comprises: a first component comprising a pH-responsive compound; a second component comprising a base and a temperature-responsive compound; and an effective amount of a beneficial agent. The temperature-responsive compound is a compound that in an aqueous medium is capable of undergoing a temperature-responsive sol to gel phase transition.

In another embodiment, the invention provides for a prophylactic kit for reducing the likelihood of a bacterial infection in a patient, wherein the prophylactic kit comprises a pharmaceutical formulation and a means for delivery of the pharmaceutical formulation. The pharmaceutical formulation comprises: a pH-responsive compound; a temperature-responsive compound that in an aqueous medium is capable of undergoing a temperature-responsive sol to gel phase transition; a base; a prophylactically effective amount of a beneficial agent; and water.

In a still further embodiment, a kit is provided for treating a bacterial infection in a patient, wherein the treatment kit comprises a pharmaceutical formulation and a means for delivery of the pharmaceutical formulation. The pharmaceutical formulation comprises: a pH-responsive compound; a temperature-responsive compound that in an aqueous medium is capable of undergoing a temperature-responsive sol to gel phase transition; a base; an effective amount of a therapeutic agent; and water.

DETAILED DESCRIPTION OF THE INVENTION

Formulation Components

The present invention provides for pharmaceutical formulations for transmucosal delivery of a beneficial agent comprising a pH-responsive component and a temperature-responsive component.

A. The pH-responsive Component

The pH-responsive component may be a compound or combination of compounds. Preferably, the pH-responsive component is a compound that forms aqueous mixtures wherein the viscosity of the mixture is dependent upon pH. Preferred pH-responsive compounds are classified as GRAS (Generally Recognized as Safe) and can be obtained from commercial sources. The compounds may also be synthesized prior to use using techniques that are well-established in the art.

Preferred pH-responsive compounds are polyionic, meaning that they comprise a plurality of ionizable groups. The ionized form of the ionizable groups may be either cationic or anionic, or any combination thereof. Particularly preferred pH-responsive compounds are polymers. The polymer may be either polyanionic or polycationic, such that aqueous mixtures of the polymer may be either acidic or basic, respectively. The pH-responsive polymer may also be neutral, and contain groups that are capable of being converted to ionizable groups.

The pH-responsive compounds may be either water-soluble or water-insoluble. Particularly preferred polymers that function as pH-responsive compounds are lightly crosslinked. By "lightly crosslinked" is meant that chemical (i.e., covalent) crosslinks exist between polymer chains, but that the crosslink density is low enough that aqueous suspensions of the polymer can be either homogeneous or nearly homogeneous.

Preferably, polymers that function as pH-responsive compounds are shear thinning. As discussed below, a preferred method of delivery of the formulations of the invention is via a nebulizer. Shear thinning is a property of the pH-responsive compound that allows for aerosolization of the formulations.

The pH-responsive compound is most preferably a polyanionic polymer. By "polyanionic polymer" is meant a polymer that contains a plurality of anionic groups, or groups that are capable of being converted to anionic groups. This includes polymers containing attached carboxylate groups or carbonyl-containing groups such as ester groups. The polyanionic polymer may be in the form of a solid, or it may be in the form of a solution comprising a solvent. It is to be understood that polyanionic polymers may be associated with a variety of cationic counterions. Examples of polyanionic polymers include homopolymers and copolymers of acrylic acid and/or acrylic acid derivatives.

The pH-responsive compound may be obtained from commercial sources and used as supplied, or it may be synthesized specifically for the formulations of the invention.

Particularly preferred pH-responsive polymers are selected from polycarbophils, with NOVEON.RTM. AA-1 being most preferred. Polycarbophil is the generic name of a family of homopolymers of acrylic acid marketed by Noveon, Inc. (Cleveland, OH). Polycarbophil polymers are designed to mimic negatively charged mucin, the glycoprotein component of mucus that is responsible for the attachment of mucus to underlying epithelial surfaces. Polycarbophils are lightly crosslinked polymers, prepared using divinyl glycol as the crosslinking agent. Polycarbophils are shear thinning, and combinations of polycarbophil with water provide homogeneous or nearly homogeneous mixtures with a pH that is dependent upon the amount of polycarbophil. For example, a mixture of water and 2 wt % NOVEON.RTM. AA-1 has a pH of about 3.5. Mixtures of polycarbophil, in the absence of added base, remain in the free-flowing form during storage at a wide range of temperatures. An important factor for controlling the viscosity of a polycarbophil formulation is the addition of base ions to regulate the pH of the solution. Alkali added to the formulation ionizes the carboxylic acid backbone, allowing for hydrogen bonds with water as well as with mucosa (thereby imparting bioadhesive properties to mixtures containing polycarbophils).

In the formulations of the invention, the amount of pH-responsive compound is in the range of about 0.5% to about 10%, more preferably about 1% to about 5% of the formulation by weight.

B. The Temperature-responsive Component

The temperature-responsive component may be a compound or combination of compounds. Preferably, the temperature-responsive component is a compound that, in aqueous medium, e.g., in an aqueous solution, is capable of undergoing a sol-gel phase transition in response to changes in temperature. It is to be appreciated that the nature of the sol-gel phase transition will be dependent upon a variety of factors. In particular, for any temperature-responsive compound, the sol-gel phase transition temperature will be dependent upon the concentration of the compound.

Temperature-responsive compounds useful in the invention exhibit the property of thermosensitive gelation. Such compounds preferably exhibit reverse thermal gelation. When a compound exhibits reverse thermal gelation, at one temperature the compound is water soluble, and at a higher temperature the compound forms an insoluble gel.

In the formulations of the invention, the amount of temperature-responsive compound is preferably in the range of about 0.5% to about 10%, more preferably about 1% to about 5% of the formulation by weight. It is preferred that the sum of the weight of the temperature-responsive compound and the weight of the pH-responsive compound be in the range of about 1% to about 10% of the formulation by weight, more preferably about 2% to about 5% by weight, and most preferably about 4% by weight, wherein a preferred formulation comprises 2 wt % of the pH-responsive compound and 2 wt % of the temperature-responsive compound.

Preferred temperature-responsive compounds are polymers, with block copolymers that are capable of forming micelles in aqueous media, e.g., in aqueous solutions, being particularly preferred.

Preferred temperature-responsive compounds are selected from the group of poloxamers known as PLURONICS.RTM. . PLURONICS.RTM. are low molecular weight triblock copolymers of poly(ethylene oxide)(PEO) and poly(propylene oxide)(PPO). The absolute and relative sizes of the PEO and PPO blocks can be varied over a wide spectrum, allowing for the preparation of compounds with a variety of properties. As a result, numerous PLURONIC.RTM. compositions are available and suitable for the formulations of the invention, with PLURONIC.RTM. F127 being most preferred.

The presence of the temperature-responsive compound in the formulations of the invention commonly imparts a "pseudo sol-gel phase transition temperature," or "formulation sol-gel phase transition temperature" to the formulations. By "formulation sol-gel phase transition temperature" is meant that the formulation may contain insoluble portions, even in the sol phase. However, the formulation continues to be free-flowing until the formulation sol-gel phase transition temperature is exceeded. This transition temperature is dependent upon a number of factors, including the amounts and identities of the temperature-responsive and pH-responsive compounds, pH, and the presence of additives such as salts and fillers. It is preferable that the formulation sol-gel phase transition temperature is in the range of about 25.degree. C. to about 40.degree. C., more preferably about 30.degree. C. to about 40.degree. C.

C. Bases

The formulations of the invention may contain an added base. The identity and concentration of the base is preferably selected to affect the viscosity of the formulation. In particular, and without wishing to be bound by theory, when the pH-responsive compound is a polyanionic polymer, the polyanionic polymer is ionized (or further ionized) when combined with base. Ionization allows the polymer to form more extensive hydrogels, which are essentially hydrogen-bonding networks involving the polymer and water. This increase in the extent of gelation causes an increase in the viscosity of the mixture.

When polycarbophil is used as the pH-responsive compound, suitable bases include without limitation monovalent hydroxides and organic amines. Examples include sodium hydroxide, potassium hydroxide, ammonium hydroxide, triethanolamine, aminomethyl propanol, 2-amino-2-hydroxymethyl-1,3-propanediol, and tetrahydroxypropyl ethylenediamine.

The viscosities of the formulations of the invention are determined by a variety of factors. Viscosities may be particularly dependent upon pH. Preferably, the amount of the base will be chosen such that the pH of the formulation is in the range of about 4 to about 8, more preferably about 5 to about 7, and most preferably about 5.5 to about 7. As a further guide, the amount of the base is chosen such that, when applied to a mucous membrane at physiological temperatures, the viscosity of the formulation is between about 40,000 centipoise and about 300,000 centipoise, more preferably between about 70,000 centipoise and about 120,000 centipoise.

D. Beneficial Agents

The beneficial agent may be any prophylactic agent or therapeutic agent suitable for mucosal administration. The beneficial agent may be selected to achieve either a local or a systemic response. Suitable beneficial include without limitation analgesics and analgesic combinations, anesthetics, anorexics, anti-allergics, antiarthritics, antiasthmatic agents, antibiotics, anticholinergics, anticonvulsants, antidepressants, antidiabetic agents, antidiarrheals, antifungals, antigens, antihistamines, antihypertensives, antiinflammatories, antimigraine preparations, antinauseants, antineoplastics, antiparkinsonism drugs, antiprotozoans, antipruritics, antipsychotics, antipyretics, antispasmodics, antivirals, calcium channel blockers, cardiovascular preparations, central nervous system stimulants, contraceptives, cough and cold preparations including decongestants, diuretics, enzyme inhibitors, enzymes, genetic material including DNA and RNA, growth factors, growth hormones, hormone inhibitors, hypnotics, immunoactive agents, immunosuppressive agents, microbicides, muscle relaxants, parasympatholytics, peptides, peripheral and cerebral vasodilators, proteins, psychostimulants, receptor agonists, sedatives, spermicides and other contraceptives, steroids, sympathomimetics, tranquilizers, vaccines, vasodilating agents including general coronary, viral vectors, small organic molecules, and combinations thereof.

Suitable vaccines include vaccines that lower the likelihood of bacterial infections and diseases such as anthrax, tuberculosis, cholera, haemophilus influenzae type b, meningitis, pertussis, plague, infections and diseases causing pneumonia (such as infection by Streptococcus pneumoniae), typhoid and staphylococcus aureus. Suitable vaccines also include vaccines that lower the likelihood of viral infections and diseases, such as hepatitis B, influenza, measles, mumps, poliovirus, rabies, rubella, and yellow fever. Examples of vaccines for these infections and diseases are described by A. Gennaro, Remington's Pharmaceutical Sciences, 18.sup.th Edition (Easton: Mack Publishing, 1990), Chapter 72, the contents of which is herein incorporated by reference.

Preferred vaccines are those directed at reducing the likelihood of anthrax infections, such as those that contain protective antigens (PAs). Examples include vaccines that contain PAs from Bacillus anthracis filtrate precipitated with alum, and Anthrax Vaccine Adsorbed (AVA), which employs aluminum-hydroxide adsorbed PA from the culture supernatant of a specific Bacillus anthracis strain.

Antiviral agents include nucleoside phosphonates and other nucleoside analogs, AICAR (5-amino-4-imidazolecarboxamide ribonucleotide) analogs, glycolytic pathway inhibitors, anionic polymers, and the like, more specifically: antiherpes agents such as acyclovir, famciclovir, foscarnet, ganciclovir, idoxuridine, sorivudine, trifluridine, valacyclovir, and vidarabine; and other antiviral agents such as abacavir, adefovir, amantadine, amprenavir, cidofovir, delviridine, 2-deoxyglucose, dextran sulfate, didanosine, efavirenz, indinavir, interferon alpha, lamivudine, nelfinavir, nevirapine, ribavirin, rimantadine, ritonavir, saquinavir, squalamine, stavudine, tipranavir, valganciclovir, zalcitabine, zidovudine, zintevir, and mixtures thereof. Still other antiviral agents are glycerides, particularly monoglycerides, that have antiviral activity. One such agent is monolaurin, the monoglyceride of lauric acid.

Anti-inflammatory agents include corticosteroids, e.g., lower potency corticosteroids such as hydrocortisone, hydrocortisone-21-monoesters (e.g., hydrocortisone-21-acetate, hydrocortisone-21-butyrate, hydrocortisone-21-propionate, hydrocortisone-21-valerate, etc.), hydrocortisone-17,21-diesters (e.g., hydrocortisone-17,21-diacetate, hydrocortisone-17-acetate-21-butyrate, hydrocortisone-17,21-dibutyrate, etc.), alclometasone, dexamethasone, flumethasone, prednisolone, or methylprednisolone, or higher potency corticosteroids such as clobetasol propionate, betamethasone benzoate, betamethasone diproprionate, diflorasone diacetate, fluocinonide, mometasone furoate, triamcinolone acetonide, and mixtures thereof.

Local anesthetic agents include acetamidoeugenol, alfadolone acetate, alfaxalone, amucaine, amolanone, amylocalne, benoxinate, benzocaine, betoxycaine, biphenamine, bupivacaine, burethamine, butacaine, butaben, butanilicaine, buthalital, butoxycaine, carticaine, 2-chloroprocaine, cocaethylene, cocaine, cyclomethycaine, dibucaine, dimethisoquin, dimethocaine, diperadon, dyclonine, ecgonidine, ecgonine, ethyl aminobenzoate, ethyl chloride, etidocaine, etoxadrol, .beta.-eucaine, euprocin, fenalcomine, fomocaine, hexobarbital, hexylcaine, hydroxydione, hydroxyprocaine, hydroxytetracaine, isobutyl p-aminobenzoate, ketamine, leucinocaine mesylate, levobupivacaine, levoxadrol, lidocaine, mepivacaine, meprylcaine, metabutoxycaine, methohexital, methyl chloride, midazolam, myrtecaine, naepaine, octacaine, orthocaine, oxethazaine, parethoxycaine, phenacaine, phencyclidine, phenol, piperocaine, piridocaine, polidocanol, pramoxine, prilocalne, procaine, propanidid, propanocaine, proparacaine, propipocaine, propofol, propoxycaine, pseudococaine, pyrrocaine, risocaine, salicyl alcohol, tetracaine, thialbarbital, thimylal, thiobutabarbital, thiopental, tolycaine, trimecaine, zolamine, phenol, and mixtures thereof.

Antibiotic agents include those of the lincomycin family, such as lincomycin per se, clindamycin, and the 7-deoxy,7-chloro derivative of lincomycin (i.e., 7-chloro-6,7,8-trideoxy-6-[[(1-methyl-4-propyl-2-pyrrolidinyl)carbonyl]am- ino]-1-thio-L-threo-.alpha.-D-galacto-octopyranoside); other macrolide, aminoglycoside, and glycopeptide antibiotics such as erythromycin, clarithromycin, azithromycin, streptomycin, gentamicin, tobramycin, amikacin, neomycin, vancomycin, and teicoplanin; antibiotics of the tetracycline family, including tetracycline per se, chlortetracycline, oxytetracycline, demeclocycline, rolitetracycline, methacycline and doxycycline; and sulfur-based antibiotics, such as the sulfonamides sulfacetamide, sulfabenzamide, sulfadiazine, sulfadoxine, sulfamerazine, sulfamethazine, sulfamethizole, and sulfamethoxazole; streptogramin antibiotics such as quinupristin and dalfopristin; and quinolone antibiotics such as ciprofloxacin, nalidixic acid, ofloxacin, and mixtures thereof.

Antifungal agents include miconazole, terconazole, isoconazole, itraconazole, fenticonazole, fluconazole, ketoconazole, clotrimazole, butoconazole, econazole, metronidazole, 5-fluorouracil, amphotericin B, and mixtures thereof.

Other anti-infective agents include miscellaneous antibacterial agents such as chloramphenicol, spectinomycin, polymyxin B (colistin), and bacitracin, anti-mycobacterials such as such as isoniazid, rifampin, rifabutin, ethambutol, pyrazinamide, ethionamide, aminosalicylic acid, and cycloserine, and antihelminthic agents such as albendazole, oxfendazole, thiabendazole, and mixtures thereof.

Steroids include androgens, estrogens, and progestins. Examples of suitable androgenic agents that may be used in the formulations of the present invention include, but are not limited to: the naturally occurring androgens and derivatives thereof, including androsterone, androsterone acetate, androsterone propionate, androsterone benzoate, androstenediol, androstenediol-3-acetate, androstenediol-17-acetate, androstenediol-3,17-diacetate, androstenediol-17-benzoate, androstenediol-3-acetate-17-benzoate, androstenedione, dehydroepiandrosterone (DHEA; also termed "prasterone"), sodium dehydroepiandrosterone sulfate, 5.alpha.-dihydrotestosterone, dromostanolone, dromostanolone propionate, ethylestrenol, nandrolone phenpropionate, oxandrolone, stanozolol and testosterone; pharmaceutically acceptable esters of testosterone and 4-dihydrotestosterone, typically esters formed from the hydroxyl group present at the C-17 position, including, but not limited to, the enanthate, propionate, cypionate, phenylacetate, acetate, isobutyrate, buciclate, heptanoate, decanoate, undecanoate, caprate and isocaprate esters; and pharmaceutically acceptable derivatives of testosterone such as methyl testosterone, testolactone, oxymetholone and fluoxymesterone. Testosterone and testosterone esters, such as testosterone enanthate, testosterone propionate and testosterone cypionate, are particularly preferred androgenic agents for use in conjunction with the present invention. The aforementioned testosterone esters are commercially available or may be readily prepared using techniques known to those skilled in the art or described in the pertinent literature. (Generally, the 17-hydroxyl group of the testosterone molecule is caused to react with a suitable organic acid under esterifying conditions, such conditions typically involving the use of a strong acid such as sulfuric acid, hydrochloric acid, or the like, and a temperature sufficient to allow the reaction to proceed at reflux.)

Suitable estrogens that may be administered using the formulations of the invention include without limitation synthetic and natural estrogens such as: estradiol (i.e., 1,3,5-estratriene-3,17.beta.-diol, or ".beta.-estradiol") and its esters, including estradiol benzoate, valerate, cypionate, heptanoate, decanoate, acetate and diacetate; 17.alpha.-estradiol; ethynylestradiol (i.e., 17.alpha.-ethynylestradiol) and esters and ethers thereof, including ethynylestradiol 3-acetate and ethynylestradiol 3-benzoate; estriol and estriol succinate; polyestrol phosphate; estrone and its esters and derivatives, including estrone acetate, estrone sulfate, and piperazine estrone sulfate; quinestrol; mestranol; and conjugated equine estrogens. Estradiol and ethynylestradiol are particularly preferred synthetic estrogenic agents for use in conjunction with the present invention.

Suitable progestins for use in the formulations of the invention include, but are not limited to, acetoxypregnenolone, allylestrenol, anagestone acetate, chlormadinone acetate, cyproterone, cyproterone acetate, desogestrel, dihydrogesterone, dimethisterone, ethisterone (17.alpha.-ethynyltestosterone), ethynodiol diacetate, flurogestone acetate, gestadene, hydroxyprogesterone, hydroxyprogesterone acetate, hydroxyprogesterone caproate, hydroxymethylprogesterone, hydroxymethylprogesterone acetate, 3-ketodesogestrel, levonorgestrel, lynestrenol, medrogestone, medroxyprogesterone acetate, megestrol, megestrol acetate, melengestrol acetate, norethindrone, norethindrone acetate, norethisterone, norethisterone acetate, norethynodrel, norgestimate, norgestrel, norgestrienone, normethisterone, and progesterone. Progesterone, cyproterone acetate, norethindrone, norethindrone acetate and levonorgestrel are preferred progestins.

Other beneficial agents include, without limitation, enzyme inhibitors such as sildenafil citrate, hormone inhibitors such as dopamine, and contraceptives such as nonoxynol-9, octoxynol-8, benzalkonium chloride, and sodium cholate. Still other beneficial agents include sumatriptan, sumatriptan succinate, zolmitriptan, calcitonin, calcitonin-salmon, cyanocobalamin, beclomethasone, beclomethasone dipropionate, fluticasone, fluticasone propionate, triamcinolone, triamcinolone acetonide, flunisolide, mometasone furoate, mometasone furoate monohydrate, budesonide, butorphanol, desmopressin, dihydroergotamine, isoproterenol, nitroglycerin, naferelin acetate, oxytocin, zanamivir, and nicotine.

Any of the beneficial agents may be administered in the form of a salt, ester, amide, prodrug, conjugate, active metabolite, isomer, fragment, analog, or the like, provided that the salt, ester, amide, prodrug, conjugate, active metabolite, isomer, fragment, or analog is pharmaceutically acceptable and pharmacologically active in the present context. Salts, esters, amides, prodrugs, conjugates, active metabolites, isomers, fragments, and analogs of the agents may be prepared using standard procedures known to those skilled in the art of synthetic organic chemistry and described, for example, by J. March, Advanced Organic Chemistry: Reactions, Mechanisms and Structure, 5th Edition (New York: Wiley-Interscience, 2001).

For example, acid addition salts are prepared from a drug in the form of a free base using conventional methodology involving reaction of the free base with an acid. Suitable acids for preparing acid addition salts include both organic acids, e.g., acetic acid, propionic acid, glycolic acid, pyruvic acid, oxalic acid, malic acid, malonic acid, succinic acid, maleic acid, fumaric acid, tartaric acid, citric acid, benzoic acid, cinnamic acid, mandelic acid, methanesulfonic acid, ethanesulfonic acid, p-toluenesulfonic acid, salicylic acid, and the like, as well as inorganic acids, e.g., hydrochloric acid, hydrobromic acid, sulfuric acid, nitric acid, phosphoric acid, and the like. An acid addition salt may be reconverted to the free base by treatment with a suitable base. Conversely, preparation of basic salts of acid moieties that may be present on an active agent may be carried out in a similar manner using a pharmaceutically acceptable base such as sodium hydroxide, potassium hydroxide, ammonium hydroxide, calcium hydroxide, trimethylamine, or the like. Preparation of esters involves transformation of a carboxylic acid group via a conventional esterification reaction involving nucleophilic attack of an RO.sup.- moiety at the carbonyl carbon. Esterification may also be carried out by reaction of a hydroxyl group with an esterification reagent such as an acid chloride. Esters can be reconverted to the free acids, if desired, by using conventional hydrogenolysis or hydrolysis procedures. Amides may be prepared from esters, using suitable amine reactants, or they may be prepared from an anhydride or an acid chloride by reaction with ammonia or a lower alkyl amine. Prodrugs and active metabolites may also be prepared using techniques known to those skilled in the art or described in the pertinent literature. Prodrugs are typically prepared by covalent attachment of a moiety that results in a compound that is therapeutically inactive until modified by an individual's metabolic system.

Other derivatives and analogs of the active agents may be prepared using standard techniques known to those skilled in the art of synthetic organic chemistry, or may be deduced by reference to the pertinent literature. In addition, chiral active agents may be in isomerically pure form, or they may be administered as a racemic mixture of isomers.

The amount of the beneficial agent(s) in the formulation typically ranges from about 0.05 wt % to about 80 wt % based on the total weight of the formulation, preferably from about 0.1 wt % to about 50 wt %. The amount of beneficial agent in the formulation is an important factor in determining the amount of beneficial agent that is delivered to the mucous membrane of the patient. One of skill in the art will appreciate that dosages may vary depending on a variety of factors, including frequency of administration and the physical characteristics of the patient.

E. Optional Additives

In addition to the foregoing components, it may be necessary or desirable in some cases (depending, for instance, on the particular beneficial agent) to incorporate any of a variety of additives, e.g., components that improve bioadhesivity, drug delivery, shelf-life and patient acceptance. Suitable additives include without limitation acids, antioxidants, antimicrobials, buffers, crystal growth inhibitors, defoaming agents, diluents, emollients, fillers, gelling agents, fragrances, lubricants, propellants, thickeners, salts, solvents, surfactants, other chemical stabilizers, or mixtures thereof. Examples of these additives can be found, for example, in M. Ash and I. Ash, Handbook of Pharmaceutical Additives (Hampshire, England: Gower Publishing, 1995), the contents of which are herein incorporated by reference.

Additionally, adjuvants may be added to the formulations in order to enhance the immune system response, and are particularly desirable in the transmucosal delivery of vaccines. Suitable adjuvants may be selected from any of the adjuvants commonly known in the art. This includes, by way of example and not limitation, aluminum salts such as aluminum hydroxide and aluminum phosphate, dihydroepiandrosterone sulfate or 16.alpha.-bromo-dihydroepiandrosterone sulfate, cholera toxin, Freund's Complete Adjuvant, Freund's Incomplete Adjuvant, Montanide Incomplete Seppic Adjuvant, nitrocellulose-absorbed protein, .gamma.-inulin, algammulin, and derivatives thereof.

Polymers may be added that affect the sustained release characteristics of the formulations. An example of such a polymer is polyethylene oxide.

F. Conditions Suitable for Treatment

Application of the formulations of the invention to the nasal mucous membrane allows for delivery of beneficial agents to a number of anatomical systems, including without limitation the central nervous system (CNS), respiratory system, lymphatic system and circulatory system. Similarly, application of the formulations of the invention to the vaginal and penile mucous membranes allows for delivery of beneficial agents to, for example, the reproductive and excretory systems. Application of the formulations of the invention to the oral mucous membranes allows for delivery of beneficial agents to, for example, the respiratory system. Accordingly, the formulations of the invention can be used in the prophylactic or therapeutic treatment of any systemic or localized conditions that effect these and related anatomical systems.

Conditions for which the formulations of the invention provide prophylactic or therapeutic treatment include, by way of example and not limitation, diseases and infections caused by fungi, viruses, bacteria, protozoa and the like, diseases and conditions characterized by inflammation, pain, neoplasms, impaired memory, impaired immune response, impaired or excessive appetite, sexual dysfunction, impaired or excessive sleep, psychological disorders or psychoses, and hormonal deficiencies or imbalances.

Specific examples of conditions for which the formulations of the invention provide prophylactic or therapeutic treatment include, by way of example and not limitation, Jacob Creutzfeldt disease, Parkinson's disease, cancer (including, for example, cancer of the thyroid, lungs, stomach, bladder, skin, mucousal tissue, colon, prostate, testis, cervix, and ovaries), Hodgkin's disease, and leukemia.

The formulations of the invention can also be used in the delivery of beneficial agents to the mucous membranes of the sexual organs. In this way the formulations of the invention can be used in the administration of contraceptives and beneficial agents designed to enhance or regulate sexual behavior.

III. Formulation Characteristics

At physiological temperatures (i.e., around 37.degree. C.), the formulations of the invention are preferably viscous gels. Preferred viscosities are in the range of about 60,000 centipoise to about 250,000 centipoise. In addition, the formulations of the invention are preferably bioadhesive, such that they are able to adhere to biological surfaces such as mucous membranes. Bioadhesion results from, among other factors, the ability of the pH-responsive compound to adhere to biological surfaces. Preferably, sufficient amounts of the formulations remain attached to the mucous membranes for a length of time that allows an effective amount of the beneficial agent to be delivered to the patient. Without wishing to be bound by theory, the residency time of the formulation in the body is influenced by the amount of crosslinking (chemical or otherwise) that is present in the components of the formulation, as well as the strength of bioadhesive interactions between the formulation and the mucous membrane. Typically it is desired that the formulation is able to deliver a controlled release of beneficial agent over a period of between about 4 hours and about 24 hours, preferably at least about 4 hours, more preferably at least about 6 hours, most preferably 12 or more hours.

Prior to application to the mucous membrane, and at ambient temperature (i.e., around 25.degree. C.), the formulations of the invention preferably have viscosities in the range of about 40,000 centipoise to about 300,000 centipoise. Again, without wishing to be bound by theory, the viscosity of the formulations under these conditions results from an interaction between the pH-responsive component and the temperature-responsive component. The pH of the formulation is sufficient to cause significant gelation of the pH-responsive component, thereby increasing the viscosity. However, at ambient temperatures, the temperature-responsive component is commonly water-soluble, and interferes with the ability of the pH-responsive component to form a gel. In addition, the formulations under these conditions typically exhibit shear thinning, and are thus able to be aerosolized via nebulizing drug delivery devices that are well-known in the art.

IV. Methods of Administration

The formulations of the invention are applied to a mucous membrane as a means of administering a beneficial agent to a patient. In general, the formulation that is applied directly to the mucous membrane comprises a pH-responsive compound and a temperature-responsive compound that in an aqueous medium is capable of undergoing a temperature-responsive sol to gel phase transition. The formulation may further comprise one or more of the following: beneficial agents; bases; water; excipients.

Mucous membranes that provide suitable locations for application include those in the oral, nasal, vaginal, penile or rectal cavities. The appropriate location for application varies depending upon a variety of factors. Examples of these factors include the identity and stability of the beneficial agent to be delivered, the duration and frequency of administration, and the desirability of controlled release of the beneficial agent.

The formulations of the invention are applied to the mucous membrane in the form of an aerosolized or bulk liquid. Means of application can be chosen from any of the common means known to those of ordinary skill in the art. Thus, any device, such as a nebulizer or spray bottle, that is capable of administering an aerosol of a liquid formulation to a mucous membrane may be used. In addition, any device such as a syringe, bottle, or applicator that is capable of administering a bulk liquid formulation to a mucous membrane may be used.

Homogenous distribution of the formulation components is preferably ensured prior to application. Prior to application, the components may be stored separately or in any combination that does not adversely effect application of the formulation, being combined shortly before application. Thus, for example, the pH-responsive component might be stored separately from any base that is to be included in the formulation, with the components being mixed prior to application. The beneficial agent may be stored in any manner (i.e., combined or not combined with any of the other components) that preserves its biological activity. For example, for temperature-sensitive beneficial agents, the beneficial agent may be stored below ambient temperatures, and mixed with the other formulation components prior to application. Preferably, the formulation is stored as two or more separate aqueous solutions. A first solution would contain at least the pH-responsive compound, and may optionally contain one or more beneficial agent and/or one or more excipients. The second solution would contain at least the temperature-responsive compound, and may optionally contain one or more of the following: bases, beneficial agents, excipients, or combinations thereof. Optionally, one or more beneficial agents may be stored with one or more excipients in a third solution. In a preferred embodiment, the formulation is stored as two solutions: a first solution containing the pH-responsive compound and any beneficial agents, and a second solution containing the temperature-responsive compound and any bases.

When stored as separate solutions, the formulation components must be mixed prior to application. Mixing of the components may be accomplished by any means that is sufficient to ensure that the beneficial agent is distributed with adequate uniformity throughout the mixture. When the formulation is stored as two separate solutions, a particularly preferred method of preparing (i.e., mixing) and administering the formulation is an applicator comprising two syringes, wherein the applicator further comprises a mixing nozzle in which the contents of the two syringes are mixed prior to being expelled from the applicator. By modifying the diameter of the applicator's orifice, the mixed formulation can be expelled from the applicator as either an aerosol or a bulk liquid. An example of an applicator that can be used for administration of the formulations of the invention is shown in FIG. 1 (see Original Patent).

For formulations applied in the form of aerosols, the extent of mixing of the formulation prior to application is preferably sufficient to provide a viscosity of between about 20,000 centipoise and about 300,000 centipoise, more preferably between about 30,000 centipoise and about 200,000 centipoise. This provides for a formulation that is viscous enough to efficiently adhere to the mucous membrane, but not so viscous as to make aerosolization difficult. Preferably, for application of the formulation using the double-syringe applicator that is described above, the mixing nozzle is of sufficient length and geometry to allow for the appropriate extent of mixing of the formulation components.

V. Kit

The formulations of the invention can be supplied to the patient in the form of single-dose kits or multiple-dose kits. Each kit shall comprise a pharmaceutical formulation and a means for delivery of the pharmaceutical formulation. The pharmaceutical formulation is any of the pharmaceutical formulations described herein, and shall comprise a pH-responsive compound and a temperature-responsive compound that in an aqueous medium is capable of undergoing a temperature-responsive sol to gel phase transition. The pharmaceutical formulation may furthermore comprise one or more beneficial agents, bases, water, excipients or combinations thereof. Depending upon the beneficial agents that are included in the formulation, the kit may be either for prophylactic or therapeutic use. Suitable beneficial agents include any of those described herein, such that the kit is useful in prophylactic use or therapeutic treatment against any of the conditions described herein.

VI. Utility

The formulations and methods of the invention can be useful in the area of transmucosal administration of beneficial agents. The formulations, which can be administered by a variety of methods, may exhibit bioadhesive properties. Such properties allow the formulations to remain in contact with mucous membranes for a period of time sufficient to allow delivery of a pharmaceutically effective amount of a beneficial agent. When appropriate, the formulations are also designed to elicit an enhanced immune response, thereby improving the efficacy of beneficial agent such as vaccines and antigens. An example of a particularly utility of the invention is the administration of Anthrax Vaccine Adsorbed. The formulations and methods of the invention are effective and simple when compared with traditional methods of administering AVA.
 

Claim 1 of 100 Claims

1. A bioadhesive aqueous pharmaceutical formulation for controlled, transmucosal delivery of a beneficial agent, comprising: (a) from 0.5 wt % to no more than 5 wt % total pH-responsive polycarbophils, wherein the polycarbophils exhibit base-dependent bioadhesiveness; (b) from 0.5 wt % to no more than 5 wt % total temperature-responsive alkylene oxide copolymers, wherein the alkylene oxide copolymers exhibits reverse thermal gelation; (c) a base in an amount sufficient for the pH of the formulation to be in the range of about 5 to about 7, thereby imparting bioadhesiveness of the pH-responsive polycarbophils; and (d) an effective amount of a beneficial agent; wherein the formulation has a sol-gel phase transition temperature between about 30.degree. C. and about 40.degree. C., is bioadhesive, and provides controlled, transmucosal delivery of the beneficial agent.

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