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Title:
Multiple emulsions
United States Patent: 7,722,891
Issued: May 25, 2010
Inventors: Barthel; Herbert
(Emmerting, DE), Binks; Bernard Paul (Walkington, GB), Dyab; Amro (Hull,
GB), Fletcher; Paul (Hull, GB)
Assignee:
Wacker Chemie AG (Munich, DE)
Appl. No.: 10/376,811
Filed: February 28, 2003
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Executive MBA in Pharmaceutical Management, U. Colorado
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Abstract
Storage stable multiple emulsions of a
polar phase A1, a nonpolar phase B and a polar phase A2, or of a nonpolar
phase B1, a polar phase A and a nonpolar phase B2, employ particulate
solids smaller than 1 .mu.m to stabilize the resulting A1/B/A2 or B1/A/B2
multiple emulsions against coalescence, with the proviso that
surface-active substances are present only up to a maximum concentration
of less than 0.1 times the critical micelle concentration of the
surface-active substances in phase A, A1, A2. The multiple emulsions have
numerous uses including controlled release of active substances from a
dispersed phase.
Description of the
Invention
SUMMARY OF THE INVENTION
It is an object of the invention to improve upon the prior art and, in
particular, to prepare multiple emulsions which exhibit long-term
stability and shear stability. A further object of the invention is to
provide a simple process which can be used universally to prepare multiple
emulsions. These and other objects are achieved by providing multiple
emulsions comprising a polar phase A1, a nonpolar phase B and a polar
phase A2 or a nonpolar phase B1, a polar phase A and a nonpolar phase B2,
each multiple emulsion containing particulate solids which are smaller
than 1 .mu.m, with the proviso that surface-active substances are present
only up to a maximum concentration of less than 0.1 times the critical
micelle concentration of the surface-active substances in phase A, A1, or
A2.
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENT(S)
Multiple emulsions, as described earlier, are conceptually possible in the
form of several variants:
Variant 1:
A1-in-B-in-A2, (A1/B/A2), wherein a phase A1 is dispersed in a second
phase B, which in turn is dispersed in a third phase A2. Phases A1 and A2
may be identical or different, and are chosen from the class of phase A
substances as described hereafter. Phase A1 can consist of phase A2 and
comprise further soluble substances. Preferably, phase A1 and phase A2
consist of the same phase A substances, and comprise one or more further
identical or different soluble substances.
Variant 2:
B1-in-A-in-B2, (B1/A/B2) wherein a phase B1 is dispersed in a second phase
A, which in turn is dispersed in a third phase B2. Phases B1 and B2 may be
identical or different, and are chosen from the class of phase B
substances as described hereafter. Phase B1 can consist of phase B2 and
comprise further soluble substances. Preferably, phase B1 and phase B2
consist of the same phase B substances, and comprise one or more further
identical or different soluble substances.
The A and B phases are preferably liquids. Liquids are those substances or
mixtures of substances which are present in liquid or flowable form or a
form which can be rendered flowable by shearing at application
temperatures and pressures of the emulsions. Preference is given to
working at atmospheric pressure. Preferably, the temperatures are greater
than 0.degree. C. and less than 100.degree. C., more preferably greater
than 5.degree. C. and less than 70.degree. C., and most preferably greater
than 20.degree. C. and less than 40.degree. C.
The A and B phases are not completely miscible with one another. "Not
completely miscible" means that the phase A can form an emulsion with
phase B using suitable conventional surface-active substances
(emulsifiers) in suitable amounts. For example, this generally corresponds
to A being soluble in B, and vice versa, in an amount of less than 50% by
weight, preferably less than 10% by weight, more preferably less than 1%
by weight.
Phase A substances include water or an aqueous solution, or a non-aqueous
high-polarity phase, for example consisting of amides such as formamide or
dimethylformamide; glycols such as ethylene glycols; polyalcohols such as
glycerol; lower alcohols such as methanol; alkylated sulfoxides such as
dimethyl sulfoxide; acetonitrile; or solutions based thereon. Preferably,
phase A is an aqueous system, which may include other polar liquids as
just described.
Phase B substances, which can also be referred to as the oil phase, can
consist of any nonpolar substances which are not completely soluble in
water or in phase A when phase A is non-aqueous. Suitable phase B
substances include hydrocarbons such as aromatics, for example benzene,
toluene and xylene, aliphatics, for example alkanes such as pentanes,
hexanes, e.g., n-hexane and cyclohexane, heptanes, octanes, e.g., n-octane
and isooctanes, nonanes, decanes, undecanes, and dodecanes, alkenes,
esters, ethers, polyethers, ketones, long-chain alcohols, e.g. n-octanol,
organosilicon compounds such as silicones, e.g. linear or cyclic
polydialkylsiloxanes, polydimethylsiloxanes having 0-10% by weight of
methylsiloxy and/or trimethylsiloxy units in addition to 90-100% by weight
of dimethylsiloxy units, or any mixtures thereof. These lists of phase A
and phase B substances are exemplary, and not limiting.
All particulate solids are useful, in particular finely divided
particulate solids which are completely soluble neither in phase A nor in
phase B, and are thus present in the finished multiple emulsion as
particles. Suitable particulate solids include phyllosilicates, e.g.
clays, such as laponites, bentonites, and montmorillonites; solid
polymers, e.g. polystyrene; inorganic carbonates such as calcium
carbonates, including natural calcium carbonates, preferably ground and
classified, and precipitated synthetic calcium carbonates; sulfates such
as barium sulfate, e.g. natural, ground and classified barium sulfates or
else precipitated barium sulfate; nitrides, e.g. boron nitride and silicon
nitride; carbides, e.g. boron carbide and silicon carbide; and metal
oxides, e.g. titanium dioxides, aluminum dioxides, zirconium dioxides and
silicon dioxides. Among the silicon dioxides are included e.g. kieselguhr
or diatomaceous earths which are natural and ground or classified by
processes such as dispersion and sedimentation, and also synthetic silicon
dioxides, e.g. silicon dioxides precipitated by wet-chemical methods or
prepared pyrogenically in a flame. Preference is given to pyrogenic
silicon dioxides which are prepared in a flame process by reacting silicon
compounds which can be evaporated up to 300.degree. C., preferably up to
150.degree. C., e.g. SiCl.sub.4, CH.sub.3SiCl.sub.3, HSiCl.sub.3,
HCH.sub.3SiCl.sub.2, mixtures thereof, including mixtures contaminated
with other Si compounds and/or hydrocarbons up to 20% by weight,
preferably up to 10% by weight, preferably in a hydrogen/oxygen flame, the
latter preferably in a substantially stoichiometric mixture,
"substantially" referring to less than a 20% deviation from stoichiometry.
It is possible to use any desired mixtures of the abovementioned
particles. Preference is given to mixtures of hydrophilic, water-wettable
and hydrophobic, water-unwettable particles. Preference is given to a
mixing ratio of hydrophilic to hydrophobic particles of from 1:4 to 4:1,
more preferably from 1:2 to 2:1.
Preferably, the multiple emulsions according to the invention include
particulate solids which comprise at least one metal oxide, more
preferably particulate solids which comprise silicon dioxide, most
preferably particulate solids which comprise hydrophobic silicon dioxide
or at least partially silylated silicon dioxide. In addition, preference
is given to particulate solids which comprise mixtures of hydrophilic and
hydrophobic silicon dioxide, and further preference is given to
particulate solids which comprise pyrogenically prepared silicon dioxide.
The particle size is less than 1 micrometer, more preferably less than 100
nm and most preferably less than 30 nm, based on the average diameter of
the primary particles. The specific surface area of the particles is
preferably greater than 1 m.sup.2/g, more preferably greater than 10
m.sup.2/g, yet more preferably greater than 50 m.sup.2/g, and most
preferably greater than 150 m.sup.2/g. The specific surface area may be
determined by the BET method in accordance with DIN 66131/66132, or by
other suitable methods such as CTAB absorption in accordance with ASTM
D3765-85 or by image analysis of images obtained by means of transmission
electron microscopy, enumerating the diameters of the primary particles,
and subsequently calculating the volume distribution of the particle size
and the specific surface area resulting therefrom.
For the particles according to the invention, all particle shapes are
possible, such as spherical, discoid, rod-like, branched, e.g. fractal,
with fractal dimensions for the mass D.sub.m of 1<D.sub.m<3; in a
preferred embodiment, the particles are spherical; in another particularly
preferred embodiment, the particles have a branched and/or fractal
structure.
For the particles according to the invention, all typical material
densities are possible, i.e. preferably 0.5 to 5 kg/l for primary
particles, preferably 0.05 to 1 kg/l for branched, optionally fractal
aggregates consisting of primary particles, and preferably 0.01 to 0.5
kg/l for branched, optionally fractal agglomerates consisting of
aggregates. In this respect, the definition of primary particles,
aggregates and agglomerates is in accordance with DIN 53206.
Particular preference is given to using pyrogenic silicon dioxide. The
silicon dioxide preferably has an average primary particle size less than
100 nm, more preferably with an average primary particle size of from 5 to
50 nm. These primary particles generally do not exist in isolated form
within the silicon dioxide, but are constituents of larger aggregates and
agglomerates. The silicon dioxide preferably has a specific surface area
of from 25 to 500 m.sup.2/g (measured according to the BET method in
accordance with DIN 66131 and 66132).
The silicon dioxide preferably has aggregates (definition in accordance
with DIN 53206) in the range of diameters from 50 to 1000 nm, and
agglomerates (definition in accordance with DIN 53206) constructed from
aggregates, which have sizes from 1 to 500 .mu.m depending on the external
shear stress (e.g. measurement conditions).
The silicon dioxide preferably has a surface fractal dimension of less
than or equal to 2.3, more preferably less than or equal to 2.1, and most
preferably of from 1.95 to 2.05, where the fractal dimension of the
surface D.sub.s is defined as: particle surface A is proportional to the
particle radius R to the power of D.sub.s. The silicon dioxide preferably
has a mass fractal dimension D.sub.m of less than or equal to 2.8, more
preferably greater than or equal to 2.7, and most preferably from 2.4 to
2.6. The mass fractal dimension D.sub.m is defined as: particle mass M is
proportional to the particle radius R to the power of D.sub.m.
The silicon dioxide preferably has a density of surface silanol groups
SiOH of less than 2.5 SiOH/nm.sup.2, more preferably less than 2.1 SiOH/nm.sup.2,
yet more preferably of less than 2 SiOH/nm.sup.2, and most preferably from
1.7 to 1.9 SiOH/nm.sup.2.
It is possible to use silicon dioxides prepared at elevated temperature
(>1000.degree. C.). Particular preference is given to silicon dioxides
prepared pyrogenically. It is also possible to use hydrophilic silicon
dioxides which come freshly prepared direct from the burner, which have
been stored temporarily, or have already been packaged in a standard
commercial manner. It is also possible to use hydrophobicized silicon
dioxides, e.g. standard commercial products. It is possible to use
uncompacted silicon dioxides with bulk densities of less than 60 g/l, and
also compacted silicon dioxides with bulk densities greater than 60 g/l.
It is possible to use mixtures of different silicon dioxides, for example
mixtures of silicon dioxides of varying BET surface area, or mixtures of
silicon dioxides with a different degree of hydrophobicization or
silylation.
The hydrophobicization, and in particular the silylation, of particles, in
particular of metal oxides, and especially of silicon dioxide, can be
carried out by conventional techniques known to the skilled artisan, for
example as disclosed in accordance with DE 2344388, DE 1163784, DE
1916360, EP 579 049, EP 686676, EP 926210, DE ref. no. 10150274, or by
comparable processes. Analysis of the coverage of particles, in particular
metal oxides, and especially silicon dioxide, with hydrophobicizing agents
or silylating agents, can be carried out via the determination of the
carbon content from elemental analysis, via IR methods such as DRIFT and
ATIR, via adsorption methods which are based on the BET methodology, as
described in S. Brunnauer, P. H. Emmett and E. Teller, J. AM. CHEM. SOC. (JACS),
1938, Volume 60, page 309, or in S. J. Gregg and K. S. W. Sing,
"ADSORPTION, SURFACE AREA AND POROSITY", 2.sup.nd Edition, Academic Press,
New York, 1982, pages 41 ff, or in H. Barthel in "Chemically Modified
Surfaces", PROCEEDINGS OF THE FOURTH SYMPOSIUM ON CHEMICALLY MODIFIED
SURFACES, PHILADELPHIA, 1991, H. A. Mottola and J. R. Steinmetz, eds.,
Elsevier, N.Y., 1992, page 243 and the documents cited therein, in
particular documents 4-6 which describe these effects in more detail, or
in Osaheni et al., U.S. Pat. No. 6,193,412. Other possible methods are
inverse gas chromatography, as described in H. Balard, E. Papirer, A.
Khalfi, H. Barthel, J. Weis, "From Molecules to Materials", ORGANOSILICON
CHEMISTRY IV, N. Auner and J. Weis, eds., Wiley, Weinheim, pages 773 ff,
2000, or static volumetric gas adsorption, as described in H. Barthel, L.
Roesch and J. Weis, SURFACE REVIEW AND LETTERS, Volume 4, No. 5 (1997),
pages 873 ff. The determination of the acidic OH groups on metal oxide
surfaces, especially the residual silicon dioxide silanol groups on the
surface of silicon dioxides, can, for example, take place by acid-base
titrations following the process in accordance with G. W. Sears, ANAL.
CHEM., 28 (12) (1956) 510.
Preferably, the particles are characterized in that they are not
completely wetted by phase A, i.e. have a contact angle .theta. in air
against phase A greater than 0.degree.; and secondly and at the same time,
do not have complete unwettability toward phase A, A1 or A2 either, i.e.
have a contact angle .theta. in air against phase A, A1 or A2 of less than
180.degree.. The contact angle .theta. of the particles against phase A,
A1 or A2 is preferably between 60.degree. and 120.degree.. Preferably, the
contact angle .theta. of the particles against water is between 60.degree.
and 120.degree.. The particles are finely divided solids which are
preferably not completely water-wettable, i.e. those which have a surface
energy .gamma. of less than 72.5 mJ/m.sup.2 and have a contact angle in
air against water greater than 0.degree.. In addition, the particles are
preferably characterized in that they are completely wetted by phase B,
i.e. have a contact angle .theta. in air of 0.degree. against phase B.
Contact angles on powders may be measured by standard methods known to the
skilled artisan:
1) The contact angle of the particles can be obtained by carefully
preparing, using customary methods, a compact of the pulverulent solid
consisting of particles, and subsequently determining the contact angle
against a known liquid, preferably a pure substance with known surface
tension in air, using conventional methods, e.g. goniometer or by digital
image analysis.
The contact angle .theta. defines the ratio of the surface tensions and
energies .gamma. of liquids (1) and solids (s) in a gas space (g) as
follows: cos(.theta.)=(.gamma.(sl)-.gamma.(sg))/.gamma.(lg). The surface
energy (mJ/m.sup.2) of a solid has the same dimensions as the surface
tension of a liquid (mN/m), since [J]=[N*m].
2) The contact angle can be ascertained by imbibition methods using the
Lucas-Washburn equation. This is based on the imbibition of a known and
defined liquid, preferably a pure substance with known surface tension,
into a defined cluster, or a gently compressed compact with an open
porosity and pore radius R, preferably porosity greater than 0.25, of the
particle compact. The rate of imbibition dh/dt, or the height of the
imbibed liquid column h, calculated from the mass increase m in liquid by
the particle cluster against time t, and the viscosity of the imbibed
liquid .eta. and the surface tension .gamma. of the imbibed liquid can be
used to determine the value of the cosine of .theta.(cos(.theta.)), and
thus the contact angle .theta. of the liquid against the particle surface
for a known particle radius r by means of the equation according to
Lucas-Washburn (Washburn, E. W., PHYS. REV. 17, 273 (1921) and R. Lucas
KOLLOID Z. 23, 15 (1918)): dh/dt=r*.gamma.* cos (.theta.)/(4*.eta.) or
h.sup.2=r*.gamma.*t* cos (.theta.)/(2*.eta.) Further details relating to
the description of the method are given in J. Schoelkopf et al., J.
COLLOID. INTERF. SCI. 227, 119-131 (2000): t=Am.sup.2 Washburn equation
where t is time and m is the mass of the imbibed liquid, and Equation 1 (see Original Patent).
Examples of measurement methods for determining the surface energy of
particles include:
3) Repetition of the experiment under 1) or 2) with various liquids having
different surface tensions.
3a) plot of the cosine of the contact angle .theta. ascertained in a
Zisman plot against the surface tension .gamma. of the liquids used,
cos(.theta.)=f(.gamma.) gives, as the intersection with the abscissa, the
critical surface energy .gamma..sub.crit as a measure of the surface
energy .gamma. of the particles.
3b) plot of the imbibition parameter A in a Zisman plot against the
surface tension .gamma. of the liquids used produces, at the peak of the
curve (maximum) as the associated abscissa value, the critical surface
energy .gamma..sub.crit as a measure of the surface energy .gamma. of the
particles (see FIG. 6 (see Original Patent)).
4) For particles which form agglomerates with bulk densities d.sub.BD<<1
g/ml, but consisting of primary particles with material densities d.sub.MD>1
g/ml, shaking into liquids of varying surface tension can be used as a
method: in the event of nonwetting, the particle agglomerates float; in
the event of wetting, the air in the agglomerates is displaced, and the
particle agglomerates sink.
If various liquids with different surface tension are used, it is possible
to determine exactly the surface tension of the liquid at which the
particle agglomerates sink; this gives the critical surface energy .gamma..sub.crit
as a measure of the surface energy .gamma. of the particles.
The method can also be simplified by reducing the surface tension of water
(72.5 mN/m) by adding methanol, ethanol or isopropanol:
4a) Typically, water is initially introduced, an amount of particle
agglomerates is placed onto the surface of the water (floating) and then
the alcohol is titrated in, with stirring. The water:alcohol ratio when
the particle agglomerates sink is noted, and the surface tension is
determined precisely for this water/alcohol ratio in a separate experiment
using standard methods (ring detachment method, Wilhelmy method).
4b) In another embodiment, defined mixtures of water with the
abovementioned lower alcohols can also be prepared, and then the surface
tensions of these mixtures are determined. In a separate experiment, these
water:alcohol mixtures are coated over with defined amounts of particle
agglomerates (for example in the volume ratio 1:1) and shaken under
defined conditions (for example gentle shaking by hand or using a tumble
mixer for about one minute). The parameters determined are the
water:alcohol mixture in which the particle agglomerates just do not sink
and the water:alcohol mixture with a higher alcohol content in which the
particle agglomerates just do sink. The surface tension of the latter
alcohol:water mixture gives the critical surface energy .gamma..sub.crit
as a measure of the surface energy .gamma. of the particles. If the
alcohol used is methanol, the methanol content in water gives the
"methanol number".
In a preferred embodiment, the particles have a surface energy .gamma.
less than the surface tension .gamma. of phase A, A1, A2, but greater than
the surface tension .gamma. of phase B, B1, B2. For particles according to
the invention, which are preferably metal oxide particles, this means that
the metal oxides are preferably partially hydrophobicized or partially
silylated. According to the invention, partially silylated means that
neither the entire metal oxide surface is unsilylated, nor that the entire
metal oxide surface is silylated. The degree of coverage .tau. of the
surface with silylating agent radicals is preferably 25%<.tau.<75%, based
on the total metal oxide particle surface. Preferably, the contact angle .theta..sub.particle
against phase A is 0.degree.<.theta..sub.particle<180.degree.. Preferably,
the contact angle .theta..sub.particle against water is 0.degree.<.theta..sub.particle<180.degree..
The coverage with silylating agent may be ascertained by means of
elemental analysis, such as the carbon content, or by determining the
residual content of reactive surface OH groups of the metal oxide.
For pyrogenic silicon dioxide, partial silylation means that the content
of nonsilylated surface silanol groups on the silicon dioxide surface
fluctuates between at least 20% and at most 80% of the starting silicon
dioxide; the starting silicon dioxide (100%) has 1.5-2.5 SiOH per nm.sup.2
specific surface area, preferably 1.6-2.0. This means that the density of
the surface silanol groups SiOH in the partially silylated silicon dioxide
varies between a minimum of 0.3 and a maximum of 1.5 SiOH per nm.sup.2 of
particle surface. A silicon dioxide with a specific surface area of 200
m.sup.2/g which is silylated, for example, will exhibit 0.1 mmol/g of SiOH
to 0.5 mmol/g of SiOH, while a silicon dioxide with a lower or larger
surface area, a linearly proportional greater or lesser content of surface
silanol groups SiOH will be exhibited.
Complete water wetting of pyrogenic silicon dioxide arises when it has a
carbon content of less than 0.1% by weight for a specific surface area of
100 m.sup.2/g. For a silicon dioxide with a smaller or greater surface,
this means a linearly proportional greater or lesser content of carbon
will provide complete wetting. Preference is given to pyrogenic silicon
dioxide which is not completely water-wettable, i.e. has a contact angle
.theta. against water of preferably greater than 0.degree.. Preference is
also given to pyrogenic silicon dioxide which is not completely water-wettable,
and has a carbon content of greater than 0.1% by weight for a specific
surface area of 100 m.sup.2/g. For a silicon dioxide with a smaller or
greater surface, this means a linearly proportional greater or lesser
content of carbon.
Preference is also given to pyrogenic silicon dioxide which exhibits
incomplete water nonwettability and has a contact angle .theta. against
water of preferably less than 180.degree.. Preference is given to
pyrogenic silicon dioxide which is not completely water-unwettable, and
has a carbon content of less than 1% by weight for a specific surface area
of 100 m.sup.2/g. For a silicon dioxide with a smaller or greater surface,
this means a linearly proportional greater or lesser content of carbon.
Preferably, pyrogenic silicon dioxide which is not completely water-unwettable
has a methanol number of less than 20 (see above).
Preference is given to using at least two types of particles with
different surface properties; preferably, these particles with differing
surface properties differ by virtue of the fact that at least one type of
particles is not wetted by phase A, i.e. cannot be suspended in phase A.
It is possible to use any desired mixtures of the abovementioned particles
according to the invention. The novel properties of the particles can be
achieved by one type of particle, but also by a suitable mixture of
particles with differing properties.
The invention further provides a method of producing a (A1/B/A2) multiple
emulsion, which comprises dispersing the particulate solids in the B phase
and dispersing this dispersion or suspension in the A1 phase, and
dispersing the emulsion formed in this way in the A2 phase which comprises
the particulate solids. The term "dispersion" herein includes suspensions,
when applicable.
The invention further provides a method of producing a (A1/B/A2) multiple
emulsion, which comprises dispersing the particulate solids in the A1
phase and dispersing this dispersion or suspension in the B phase and
dispersing the emulsion formed in this way in the A2 phase which comprises
particulate solids.
Preparation of a Phase A1-in-phase B-in-phase A2 (A1/B/A2) or
Water-in-oil-in-water (w/o/w) Multiple Emulsion
Step (I)
Preparation of an A1/B Emulsion or w/o Emulsion.
To prepare the A1/B or w/o emulsion, it is possible to use all particles
according to the invention. Preference is given to using particles which
are not wetted by phase A, A1, A2. Preference is given to using particles
which are wetted by phase B. Preference is given to using particles which
are not wetted by water. Preference is given to using particles which are
wetted by the oil phase.
If the particles used are metal oxides, then preference is given to those
whose surface is at least 40% and at most 60% covered by hydrophobicizing
agents, preferably silylating agents, i.e. the degree of coverage .tau. of
hydrophobicizing agents, or silylating agents, is between 40% and 60%, and
the content of uncovered surface is between at most 60% and 40% of the
total surface.
If the particles used are pyrogenic silicas, then preference is given to
those whose surface is at least 40% and at most 60% covered by
hydrophobicizing agents, preferably silylating agents, i.e. the degree of
coverage .tau. is between 40% and 60 %, and the content of nonsilylated
surface silanol groups is between at most 60% and 40% of the silanol
groups originally present. The total number of silanol groups is given by
the sum of the residual silanol groups and the sum of the silylating agent
radicals on the silica surface.
The particles can be dispersed in phase A1 or phase B. Preferably, the
particles are dispersed in the phase in which they are wetted and thus
dispersed more effectively.
The amount of particles according to the invention is greater than 0.1% by
weight, preferably greater than 0.5% by weight, more preferably greater
than 1% by weight, based on the weight phase A1 or phase B in which they
are suitably dispersed. To prepare multiple emulsions which are stable
against sedimentation an amount of particles according to the invention
greater than 4% by weight is particularly preferred. The upper limit for
the amount of particles is limited by rheology and viscosity of the
particle-in-phase B or particle-in-oil or particle-in-phase A1 or
particle-in-water suspension to be initially prepared. The upper limit of
the amount of particles is arbitrary, with the proviso that a liquid,
flowable and processable suspension is formed. The resulting viscosity is
dependent on the particle size, the particle structure and the surface
properties of the particles.
For theological reasons, for example, the maximum concentration of
silylated pyrogenic silica with a BET specific surface area of 250
m.sup.2/g during the preparation of a suspension in oil phase is less than
25% by weight, preferably less than 10% by weight, and more preferably
less than 5% by weight in the oil phase, but the maximum concentration of
silylated pyrogenic silica with a BET specific surface area of 40
m.sup.2/g during the preparation of a suspension in oil phase is less than
75% by weight, preferably less than 40% by weight, more preferably less
than 15% by weight.
In order to make technical handling easier, the phase B or oil phase is
initially introduced, and particles are added. The mixture is then
dispersed by means of suitable methods, particular preference being given
to methods which achieve complete or virtually complete dispersion of the
particles, flocs, clusters or agglomerates, such as ultrasound
homogenizers, ultrasound tips or transmitters with frequencies of from 1
to 100 kHz, typically 20 kHz, with energy outputs of from 10 to 1000
W/cm.sup.2, typically 100 to 500 W/cm.sup.2, such as sonolators,
high-speed rotor-stator units with rotary speeds of from 5,000 to 20,000
rotations per minute, preferably 10,000-15,000 rotations per minute.
Dispersion is carried out over 1 to 60 min, preferably for 1.5 to 5 min.
0.1 to 0.5 part by weight, preferably 0.15 to 0.25 part by weight, of
phase A1 or water phase are added to the suspension particle-in-phase B,
giving a total amount of 1.0 part by weight, and emulsified using methods
suitable for the preparation of emulsions. Typically, equipment suitable
for this purpose includes high-speed rotor-stator units with rotary speeds
of from 5,000 to 20,000 rotations per minute, preferably 10,000-15,000
rotations per minute. Emulsification is carried out over 1 to 60 min,
preferably for 1.5 to 5 min.
Step (II)
Preparation of (A1/B/A2) or (w/o/w) Multiple Emulsion
To prepare the A1/B/A2 or w/o/w multiple emulsion it is possible to use
all the particles according to the invention. Preference is given to using
particles which are wetted by phase A, A2. Preference is given to using
particles which are wetted by phase B. Preference is given to using
particles which are wetted by water. preference is given to using
particles which are wetted by the oil phase.
If the particles used are metal oxides, then preference is given to those
whose surface is at least 20% and at most 40% covered by hydrophobicizing
agents, preferably silylating agents, i.e. the degree of coverage .tau. of
hydrophobicizing agents, or silylating agents, is between 20% and 40%, and
the content of uncovered surface is between at most 80% and at least 60%
of the total surface.
If the particles used are pyrogenic silicas, then preference is given to
those whose surface is at least 20% and at most 40% covered by
hydrophobicizing agents, preferably silylating agents, i.e. the degree of
coverage .tau. is between 20% and 40%, and the content of nonsilylated
surface silanol groups is between at most 80% and at least 60% of the
silanol groups originally present. The total number of silanol groups is
given by the sum of the remaining silanol groups and the sum of the
silylating agent radicals on the silica surface.
The amount of particles according to the invention is greater than 1% by
weight, preferably greater than 3% by weight, more preferably greater than
4% by weight, based on the weight of phase A2.
The upper limit for the amount of particles is restricted by rheology and
viscosity of the particle-in-phase A2 or particle-in-water suspension to
be prepared initially. The upper limit of the amount of particles in phase
A, A2 is arbitrary with the proviso that a liquid, flowable and
processable suspension is formed. The resulting viscosity is dependent on
the particle size, the particle structure and the surface properties of
the particles.
For rheological reasons, for example, the maximum concentration of
pyrogenic silica with a BET specific surface area of 275 m.sup.2/g during
the preparation of an aqueous suspension is less than 15% by weight,
preferably less than 10% by weight, more preferably less than 5% by weight
in the water phase, but the maximum concentration of pyrogenic silica with
a BET specific surface area of 45 m.sup.2/g during the preparation of an
aqueous suspension is less than 50% by weight, preferably 25% by weight,
more preferably less than 10% by weight.
By means of the amount, in % by weight, of particles based on phase A2, it
is possible to control the average diameter of the external emulsion
droplets w/o/w in a targeted manner, typically to be in the range 1 .mu.m
to 500 .mu.m, for a stable multiple emulsion preferably less than 100 .mu.m,
more preferably less than 30 .mu.m; the larger the amount of particles,
the smaller the average diameter of the emulsion droplets.
In order to make technical handling easier, the phase A2 or aqueous phase
is initially introduced, and particles are added. The mixture is then
dispersed by means of suitable methods, particular preference being given
to methods which achieve complete or virtually complete dispersion of the
particles, flocs, clusters or agglomerates, such as ultrasound
homogenizers, ultrasound tips or transmitters with frequencies of form 1
to 100 kHz, typically 20 kHz, outputs of from 10 to 1000 W/cm.sup.2,
typically 100 to 500 W/cm.sup.2, such as sonolators, high-speed
rotor-stator units with rotary speeds of from 5,000 to 20,000 rotations
per minute, preferably 10,000-15,000 rotations per minute. Dispersion is
carried out over 1 to 60 min, preferably for 1.5 to 5 min.
0.1 to 0.5 part, preferably 0.15 to 0.25 part of emulsion phase
A1-in-phase B (A1/B), or water-in-oil (w/o) are added to the suspension
particles-in-phase A2, so that a total amount of 1.0 part by weight
results, and gently emulsified using processes suitable for the
preparation of emulsions. By "gentle" is meant that the shear energy
introduced into the system is less than 10%, preferably less than 5%, more
preferably less than 1%, of the energy introduced in the preparation of
the A1/B or w/o emulsion, high-speed rotor stator units having rotational
speeds of from 5,000 to 15,000 revolutions per minute, preferably 8,000 to
13,000, more preferably 13,000 revolutions per minute typically being
suitable for this purpose. Emulsification takes place over the course of 1
to 120 seconds, preferably 5 to 25 seconds.
The invention further provides a method of producing a (B1/A/B2) multiple
emulsion, which comprises dispersing the particulate solids in the B1
phase, and dispersing this suspension in the A phase, and dispersing the
emulsion formed in this way in the B2 phase which comprises particulate
solids.
The invention further provides a method of producing a (B1/A/B2) multiple
emulsion, which comprises dispersing the particulate solids in the A phase
and dispersing this suspension in the B1 phase, and dispersing the
emulsion formed in this way in the B2 phase which comprises particulate
solids.
Preparation of a Phase B1-in-phase A-in-phase B2 (B1/A/B2) or
Oil-in-water-in-oil (o/w/o) Multiple Emulsion
Step (I)
Preparation of B1/A Emulsion or o/w Emulsion
The particles can be dispersed in phase A or phase B1 . Preferably, the
particles are dispersed in the phase in which they are wetted and are thus
dispersed more effectively.
The amount of particles according to the invention is greater than 1% by
weight, preferably greater than 2% by weight, more preferably greater than
4% by weight, based on the weight of phase B1 or phase A in which they are
suitably dispersed.
The upper limit for the amount of particles is restricted by rheology and
viscosity of the particles-in-phase A or particles-in-water or
particles-in-phase B1 suspension to be prepared initially. The upper limit
of the amount of particles here is arbitrary, with the proviso that a
liquid, flowable and processable suspension is formed. The resulting
viscosity is dependent on the particle size, the particle structure and
the surface properties of the particles.
For rheological reasons, for example, the maximum concentration of
pyrogenic silica with a BET specific surface area of 275 m.sup.2/g during
the preparation of an aqueous suspension is less than 15% by weight,
preferably less than 10% by weight, more preferably less than 5% by weight
in the water phase, but the maximum concentration of pyrogenic silica with
a BET specific surface area of 45 m.sup.2/g during the preparation of
aqueous suspension is less than 50% by weight, preferably less than 25% by
weight, more preferably less than 10% by weight.
To prepare the B1/A or o/w emulsion, it is possible to use all particles
according to the invention. Preference is given to using particles which
are wetted by phase A. Preference is given to using particles which are
wetted by phase B. Preference is given to using particles which are wetted
by water. Preference is given to using particles which are wetted by the
oil phase.
If the particles used are metal oxides, then preference is given to those
whose surface is at least 20% and at most 40% covered by hydrophobicizing
agents, preferably silylating agents, i.e. the degree of coverage .tau. of
hydrophobicizing agents, or silylating agents, is between 20% and 40%, and
the content of uncovered surface is between at most 80% and at least 60%
of the total surface.
If the particles used are pyrogenic silicas, then preference is given to
those whose surface is at least 20% and at most 40% covered by
hydrophobicizing agents, preferably silylating agents, i.e. the degree of
coverage .tau. is between 20% and 40%, and the content of nonsilylated
surface silanol groups is between at most 80% and 60% of the silanol
groups originally present. The total number of silanol groups is given by
the sum of the remaining silanol groups in the sum of the silylating agent
radicals on the silica surface.
In order to make technical handling easier, the phase A or aqueous phase
is initially introduced, and particles are added. The mixture is then
dispersed by means of suitable methods, particular preference being given
to methods which achieve complete or virtually complete dispersion of the
particles, flocs, clusters or agglomerates, such as ultrasound
homogenizers, ultrasound tips or transmitters with frequencies of form 1
to 100 kHz, typically 20 kHz, and energy outputs of from 10 to 1000
W/cm.sup.2, typically 100 to 500 W/cm.sup.2, such as sonolators,
high-speed rotor-stator units with rotary speeds of from 5,000 to 20,000
rotations per minute, preferably 10,000-15,000 rotations per minute.
Dispersion is carried out over 1 to 60 min, preferably for 1.5 to 5 min.
0.1 to 0.5 part, preferably 0.15 to 0.25 part, of phase B1 or oil phase
are added to the suspension particles-in-phase A and emulsified using
processes suitable for the preparation of emulsions. Typically suitable
are high-speed rotor-stator units with rotary speeds of from 5,000 to
20,000 revolutions per minute, preferably 10,000-15,000 revolutions per
minute. Emulsification is carried out over the course of 1 to 60 min,
preferably 1.5 to 5 min.
Step (II)
Preparation of a (B1/A/B2) or (o/w/o) Multiple Emulsion
To prepare the B1/A/B2 or o/w/o multiple emulsion, it is possible to use
all particles according to the invention. Preference is given to using
particles which are not wetted by phase A. Preference is given to using
particles which are wetted by phase B. Preference is given to using
particles which are not wetted by water. Preference is given to using
particles which are wetted by the oil phase.
If the particles used are metal oxides, then preference is given to those
whose surface is at least 40% and at most 60% covered by hydrophobicizing
agents, preferably silylating agents, i.e. the degree of coverage .tau. of
hydrophobicizing agents, or silylating agents, is between 40% and 60%, and
the content of uncovered surface is between at most 60% and at least 40%
of the total surface.
If the particles used are pyrogenic silicas, then preference is given to
those whose surface is at least 40% and at most 60% covered by
hydrophobicizing agents, preferably silylating agents, i.e. the degree of
coverage .tau. is between 40% and 60%, and the content of nonsilylated
surface silanol groups is between at most 60% and at least 40% of the
silanol groups originally present. The total number of silanol groups is
given by the sum of the remaining silanol groups and the sum of the
silylating agent radicals on the silica surface.
The amount of particles according to the invention is greater than 0.1% by
weight, preferably greater than 0.5% by weight, more preferably greater
than 1% by weight, based on the weight of phase B2. To prepare multiple
emulsions stable against sedimentation, an amount of more than 4% by
weight of particles according to the invention is particularly preferred.
The upper limit for the amount of particles is restricted by rheology and
viscosity of the particles-in-phase B2 or particles-in-oil suspension to
be prepared initially. The upper limit of the amount of particles in phase
B2 is arbitrary with the proviso that a liquid, flowable and processable
suspension is formed. The resulting viscosity is dependent on the particle
size, the particle structure and the surface properties of the particles.
For rheological reasons, for example, the maximum concentration of
silylated pyrogenic silica with a BET specific surface area of 250
m.sup.2/g during the preparation of a suspension in the oil phase is less
than 30% by weight, preferably less than 15% by weight, more preferably
less than 5% by weight in the water phase, but the maximum concentration
of silylated pyrogenic silica with a BET specific surface area of 40
m.sup.2/g during the preparation of the suspension in the oil phase is
less than 75% by weight, preferably less than 50% by weight, more
preferably less than 25% by weight.
By means of the amount, in % by weight, of particles based on phase B2, it
is possible to control the average diameter of the external emulsion
droplets o/w/o in a targeted manner, typically to be in the range 1 .mu.m
to 500 .mu.m, for a stable emulsion less than 100 .mu.m, preferably less
than 30 .mu.m. The greater the amount of particles, the smaller the
average diameter of the emulsion droplets.
In order to make industrial handling easier, the phase B2 or oil phase is
initially introduced, and particles are added. The mixture is then
dispersed by means of suitable methods, particular preference being given
to methods which achieve complete or virtually complete dispersion of the
particles, flocs, clusters or agglomerates, such as ultrasound
homogenizers, ultrasound tips or transmitters with frequencies of from 1
to 100 kHz, typically 20 kHz, and energy outputs of from 10 to 1000
W/cm.sup.2, typically 100 to 500 W/cm.sup.2, such as sonolators,
high-speed rotor-stator units with rotary speeds of from 5,000 to 20,000
rotations per minute, preferably 10,000-15,000 rotations per minute.
Dispersion is carried out over 1 to 60 min, preferably for 1.5 to 5 min.
Oil-in-water (o/w) in the Oil Phase
0.1 to 0.5 part, preferably 0.15 to 0.25 part of emulsion phase B1
-in-phase A (B1/A) or oil-in-water (o/w) are added to the suspension
particles-in-phase B2, so that a total amount of 1.0 part by weight
results, and gently emulsified using methods suitable for the preparation
of emulsions. "Gentle" means that the shear energy introduced into the
system is less than 10%, preferably less than 5%, more preferably less
than 1% of the energy of the preparation of the B1/A or o/w emulsion,
high-speed rotor-stator units with rotary speeds of from 5,000 to 15,000
revolutions per minute, preferably 8,000 to 13,000, more preferably 13,000
revolutions per minute, being suitable for this purpose. Emulsification is
carried out over the course of 1 to 120 seconds, preferably 5 to 25
seconds.
Phases A, A1, A2 can contain dissolved solids. Examples are soluble
inorganic or organic compounds which have no or only very slight
surface-active properties and do not change the conductivity and the pH of
phases A, A1, A2 and B, B1, B2 beyond the permissible limits given below.
If A is water, which is preferable, examples of inorganic compounds which
are soluble in water include mineral salts such as sodium chloride,
calcium chloride, sodium sulfate, copper nitrate, copper sulfate,
potassium cyanide etc. or mineral acids, such as hydrochloric acid.
Examples of organic compounds which are soluble in water are sugars,
saccharides, polysaccharides, glycerols, organic acids such as formic
acid, citric acid, or salts thereof such as formates, e.g. sodium formate,
or acetates such as copper acetate, or water-soluble polymers such as gum
arabic (gua gum), cellulose, etc.
Phase B, B1, B2 can contain dissolved solids. Examples of soluble
inorganic or organic compounds, polymers, waxes, resins which do not have
surface-active properties and do not change the conductivity and the pH of
phase A or B beyond the permissible limits given below are suitable, e.g.
liquid solutions of paraffin waxes in a lower alkane, e.g. decane.
Additional insoluble particles of all types are permissible.
Surface-active substances (surfactants) are permissible up to a maximum
concentration which is less than 0.1 times the critical micelle
concentration (in phase A, A1, A2 or in water) (cmc=critical micelle
concentration), preferably less than 0.01 times the cmc.
The pH can be varied without limitations, with the proviso that the phases
A, A1, A2 and/or B, B1, B2 do not change chemically and that the particles
are not dissolved or disintegrated. If particles are preferably pyrogenic
silica, for example, this means that 2<pH<10 for an aqueous system.
The ionic strength of the two phases, A, A1, A2 and B, B1, B2, in
particular phases A, A1, A2, per liter, is preferably less than 1 mol,
preferably less than 0.1 mol, more preferably less than 0.01 mol, and most
preferably less than 0.001 mol. For example, when employing the salt
sodium chloride, NaCl, less than 1 mol, preferably less than 0.1 mol, more
preferably less than 0.01 mol, and most preferably less than 0.001 mol of
this salt is present per liter.
Applications
The invention further provides for the use of the multiple emulsion in
pharmaceuticals, cosmetics, medicinal products, foodstuffs, animal feeds,
agrochemical compositions, and catalysts. The invention further provides
for the use of the multiple emulsion for the controlled and controlled
delayed release of active ingredients to the surrounding area.
Multiple emulsions can be used in controlled release application in which
an active ingredient of an A1-in-B-in-A2 or B1 -in-A-in-B2 multiple
emulsion dissolved in phase A1 or phase B1 is released to the surrounding
area in a slow and controlled manner. Application fields include those of
pharmacy, medicine, agrochemistry, foods, animal nutrition, cosmetics, in
chemical catalysis, and surface coatings, in particular for paper, metals,
plastics, stone, and building materials.
Claim 1 of 14 Claims
1. A multiple emulsion which is stable
against coalescence, comprising a composition A1/B/A2 or B1/A/B2, wherein
A, A1, and A2 are polar phases and B, B1, and B2 are non-polar phases, and
at least first and second particulate silica dispersants, each having mean
particle sizes less than 1 .mu.m, the first silica dispersant wettable by
a phase A, A1, or A2 contained in the multiple emulsion and also wettable
by a phase B, B1, or B2 contained in the multiple emulsion, the second
silica dispersant wettable by a phase B, B1, or B2 contained in the
multiple emulsion, but not wettable by a phase A, A1, or A2 contained in
the multiple emulsion, said multiple emulsions prepared by a process
comprising: a) when the multiple emulsion is an A1/B/A2 multiple emulsion,
preparing an A1/B emulsion by emulsifying A1 into B in the presence of
said second silica dispersant, dispersing said first silica dispersant in
A2, and dispersing the A1/B emulsion into A2, forming an A1/B/A2 multiple
emulsion, or b) when the multiple emulsion is a B1/A/B2 multiple emulsion,
preparing a B1/A emulsion by emulsifying B1 into A in the presence of said
first silica dispersant, dispersing said second silica dispersant into the
B2 phase, and dispersing the B1/A emulsion into B2, forming a B1/A/B2
multiple emulsion, wherein the multiple emulsion contains less than or
equal to 0.1 times the critical micelle concentration of surface active
substances in the polar phases A, A1, and A2, such that in the absence of
said silica dispersants, a multiple emulsion containing less than or equal
to 0.1 times the critical micelle concentration of surface active
substances exhibits coalescence. ____________________________________________
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