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Title:
Dispersion for pulmonary delivery of a bioactive agent
United States Patent: 8,080,263
Issued: December 20, 2011
Inventors: Dellamary; Luis
A. (San Marcos, CA), Tarara; Thomas E. (Burlingame, CA), Kabalnov; Alexey
(Corvallis, OR), Weers; Jeffry G. (Belmont, CA), Schutt; Ernest G. (San
Diego, CA)
Assignee: Novartis AG
(Basel, CH)
Appl. No.: 12/154,731
Filed: May 27, 2008
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Outsourcing Guide
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Abstract
Stabilized dispersions are provided for
the delivery of a bioactive agent. The dispersions preferably comprise a
plurality of perforated microstructures dispersed in a suspension medium
that typically comprises a liquid fluorochemical. As density variations
between the suspended particles and suspension medium are minimized and
attractive forces between microstructures are attenuated, the disclosed
dispersions are particularly resistant to degradation, such as by settling
or flocculation. In particularly preferred embodiments the stabilized
dispersions may be directly administered to the lung of a patient using an
endotracheal tube or bronchoscope.
Description of the
Invention
BACKGROUND
Embodiments of the present invention relate to compositions, systems, and
methods, for the pulmonary delivery to a patient, of microstructures in a
suspension medium.
The efficacy of many pharmaceutical agents is predicated on their ability
to proceed to the selected target sites and remain there in effective
concentrations for sufficient periods of time to accomplish the desired
therapeutic or diagnostic purpose. Difficulty in achieving efficacy may be
exacerbated by the location and environment of the target site as well as
by the inherent physical characteristics of the compound administered. For
example, drug delivery via routes that are subject to repeated drainage or
flushing as part of the body's natural physiological functions offer
significant impediments to the effective administration of pharmaceutical
agents. In this respect, delivery and retention problems are often
encountered when administering compounds through the respiratory or
gastrointestinal tracts. Repeated administration of fairly large doses are
often required to compensate for the amount of drug washed away and to
maintain an effective dosing regimen when employing such routes. Moreover,
the molecular properties of the pharmaceutical compound may impair the
absorption through a given delivery route, thereby resulting in a
substantial reduction in efficacy. For instance, insoluble particulates
are known to be subject to phagocytosis and pinocytosis, resulting in the
accelerated removal of the compound from the target site. Such reductions
in delivery and retention time complicate dosing regimes, waste
pharmaceutical resources and generally reduce the overall efficacy of the
administered drug.
In this respect, one class of delivery vehicles that has shown great
promise when used for the administration of pharmaceutical agents is
fluorochemicals. During recent years, fluorochemicals have found wide
ranging application in the medical field as therapeutic and diagnostic
agents. The use of fluorochemicals to treat medical conditions is based,
to a large extent, on the unique physical and chemical properties of these
substances. In particular, the relatively low reactivity of
fluorochemicals allows them to be combined with a wide variety of
compounds without altering the properties of the incorporated agent. This
relative inactivity, when coupled with other beneficial characteristics
such as an ability to carry substantial amounts of oxygen, radioopaqueness
for certain forms of radiation and low surface energies, have made
fluorochemicals invaluable for a number of therapeutic and diagnostic
applications.
Among these applications is liquid ventilation. For all practical
purposes, liquid ventilation became a viable technique when it was
discovered that fluorochemicals could be used as the respiratory promoter.
Liquid breathing using oxygenated fluorochemicals has been explored for
some time. For example, an animal submerged in an oxygenated
fluorochemical liquid, may exchange oxygen and carbon dioxide normally
when the lungs fill with the fluorochemical. In this regard it has been
shown that mammals can derive adequate oxygen for survival when submerged
by breathing the oxygenated fluorochemical liquid. In particular, it has
been established that total liquid ventilation may keep mammals alive for
extended periods prior to returning them to conventional gas breathing.
Those skilled in the art will appreciate that contemporary liquid
ventilation is an alternative to standard mechanical ventilation which
involves introducing an oxygenatable liquid medium into the pulmonary air
passages for the purposes of waste gas exchange and oxygenation.
Essentially, there are two separate techniques for performing liquid
ventilation, total liquid ventilation and partial liquid ventilation.
Total liquid ventilation or "TLV" is the pulmonary introduction of warmed,
extracorporeally oxygenated liquid respiratory promoter (typically
fluorochemicals) at a volume greater than the functional residual capacity
of the subject. The subject is then connected to a liquid breathing system
and tidal liquid volumes are delivered at a frequency depending on
respiratory requirements while exhaled liquid is purged of CO.sub.2 and
oxygenated extracorporeally between the breaths. This often involves the
use of specialized fluid handling equipment.
Conversely, partial liquid ventilation or "PLV" involves the use of
conventional mechanical ventilation in combination with pulmonary
administration of a respiratory promoter capable of oxygenation. In PLV a
liquid, vaporous or gaseous respiratory promoter (i.e. a fluorochemical)
is introduced into the pulmonary air passages at volumes ranging from just
enough to interact with or coat a portion of the pulmonary surface all the
way up to the functional residual capacity of the subject. Respiratory gas
exchange may then be maintained for the duration of the procedure by, for
example, continuous positive pressure ventilation using a conventional
open-circuit gas ventilator. Alternatively, gas exchange may be maintained
through spontaneous respiration. When the procedure is over, the
introduced respiratory promoter or fluorochemical may be allowed to
evaporate from the lung rather than being physically removed as in TLV.
For the purposes of the instant application the term "liquid ventilation"
will be used in a generic sense and shall be defined as the introduction
of any amount of respiratory promoter or fluorochemical into the lung,
including the techniques of partial liquid ventilation, total liquid
ventilation and liquid dose installation.
Use of liquid ventilation may provide significant medical benefits that
are not available through the use of conventional mechanical ventilators
employing a breathable gas. For example, the weight of the respiratory
promoter opens alveoli with much lower ventilator pressure than is
possible with gas. Additionally, liquid ventilation using fluorochemicals
as the respiratory promoter has been shown to be effective in rinsing out
congestive materials associated with respiratory distress syndrome.
Moreover, liquid ventilation has been shown to be a promising therapy for
the treatment of respiratory distress syndromes involving surfactant
deficiency or dysfunction. Elevated alveolar surface tension plays a
central role in the pathophysiology of the Respiratory Distress Syndrome (RDS)
in premature infants and is thought to contribute to the dysfunction in
children and adults. Liquid ventilation, particularly using
fluorochemicals, is effective in surfactant-deficient disorders because it
eliminates the air/fluid interfaces in the lung and thereby greatly
reduces pulmonary surface tension. Moreover, liquid ventilation can be
accomplished without undue alveolar pressures or impairing cardiac output
and provides excellent gas exchange even in premature infants. Finally,
fluorochemicals have also been shown to have pulmonary and systemic
anti-inflammatory effects.
In addition to liquid ventilation, it has been recognized that
fluorochemicals may be effective in the pulmonary delivery of bioactive
agents in the form of liquid or solid particulates. For example, pulmonary
delivery of bioactive agents using fluorochemical suspensions is described
in Sekins et al., U.S. Pat. No. 5,562,608, Fuhrman, U.S. Pat. No.
5,437,272, Faithful et al. U.S. Pat. No. 5,490,498, Trevino et al. U.S.
Pat. No. 5,667,809 and Schutt U.S. Pat. No. 5,540,225 each of which is
incorporated herein by reference. The bioactive agents may preferably be
delivered in conjunction with partial liquid ventilation or lavage. Due to
the physical characteristics of compatible respiratory promoters or
fluorochemicals, the use of such techniques provides for improved
dispersion of the incorporated agent in the lung thereby increasing uptake
and increasing efficacy. Further, direct administration of the bioactive
agent is particularly effective in the treatment of lung disease as poor
vascular circulation of diseased portions of the lung reduces the efficacy
of intravenous drug delivery. Besides treating pulmonary disorders,
fluorochemical pharmaceutical formulations administered to the lung could
also prove useful in the treatment and/or diagnosis of disorders such as
RDS, impaired pulmonary circulation, cystic fibrosis and lung cancer. It
will also be appreciated that, in addition to the pulmonary route of
administration, fluorochemicals could advantageously be used for the
administration of compounds via other routes such as topical, oral (e.g.
for administration to the gastrointestinal tract), intraperitoneal, or
ocular. Unfortunately, regardless of the administration route, the use of
fluorochemical suspensions may result in unreliable and irreproducible
drug delivery due to the administration of a non-homogeneous dispersion or
instability of the particulates in the fluorochemical phase.
More particularly, drug suspensions in liquid fluorochemicals comprise
heterogeneous systems which usually require redispersion prior to use.
Yet, because of factors such as patient compliance, obtaining a relatively
homogeneous distribution of the pharmaceutical compound is not always easy
or successful. In addition, prior art formulations comprising micronized
particulates may be prone to aggregation of the particles which can result
in inadequate delivery of the drug. Crystal growth of the suspensions via
Ostwald ripening may also lead to particle size heterogeneity and can
significantly reduce the shelf-life of the formulation. Another problem
with conventional dispersions is particle coarsening. Coarsening may occur
via several mechanisms such as flocculation, fusion, molecular diffusion,
and coalescence. Over a relatively short period of time these processes
can coarsen the formulation to the point where it is no longer usable. As
such, while such systems are certainly a substantial improvement over
prior art non-fluorochemical delivery vehicles, the drug suspensions may
be improved upon to enable formulations with improved stability that also
offer more efficient and accurate dosing at the desired site.
DESCRIPTION
While the present invention may be embodied in many different forms,
disclosed herein are specific illustrative embodiments thereof that
exemplify the principles of the invention. It should be emphasized that
the present invention is not limited to the specific embodiments
illustrated.
As set forth above, the present invention provides methods and
compositions that allow for the formation of stabilized suspensions that
may advantageously be used for the delivery of bioactive agents. The
enhanced stability of the suspensions is primarily achieved by lowering
the van der Waals attractive forces between the suspended particles, and
by reducing the differences in density between the suspension medium and
the particles. In accordance with the teachings herein, the increases in
suspension stability may be imparted by engineering perforated
microstructures that are then dispersed in a compatible suspension medium.
In this regard, the perforated microstructures comprise pores, voids, and
hollows, defects or other interstitial spaces that allow the fluid
suspension medium to freely permeate or perfuse the particulate boundary.
Particularly preferred embodiments comprise perforated microstructures
that are hollow and porous, almost honeycombed or foam-like in appearance.
In especially preferred embodiments the perforated microstructures
comprise hollow, porous spray dried microspheres.
With respect to the instant specification, the terms "perforated
microstructures" and "perforated microparticles" are used to describe
porous products, preferably comprising a bioactive agent, distributed
throughout the suspension medium in accordance with the teachings herein.
Accordingly, the subject terms may be used interchangeably throughout the
instant specification unless the contextual setting indicates otherwise.
When the perforated microstructures are placed in the suspension medium
(i.e. propellant), the suspension medium is able to permeate the
particles, thereby creating a "homodispersion", wherein both the
continuous and dispersed phases are substantially indistinguishable. Since
the defined or "virtual" particles (i.e. comprising the volume
circumscribed by the microparticulate matrix) are made up almost entirely
of the medium in which they are suspended, the forces driving particle
aggregation (flocculation) are minimized. Additionally, having the
microstructures filled with the medium, thereby effectively slowing
particle creaming or sedimentation minimizes the differences in density
between the defined particles and the continuous phase.
It should further be appreciated that the suspension medium may be any
liquid or compound that is in liquid form, under appropriate thermodynamic
conditions, for formation of a compatible particulate dispersion. Unless
otherwise dictated by contextual restraints, the terms "suspension
medium," "suspension media" and "nonaqueous continuous phase" are held to
be equivalent for the purposes of the instant application and may be used
interchangeably. For embodiments wherein the stabilized dispersion is to
be used in conjunction liquid dose instillation, the suspension medium
preferably comprises hydrocarbons or fluorocarbons having a vapor pressure
less than about one atmosphere. That is, it will preferably be a liquid
under standard conditions of one atmosphere and 25.degree. C.
Due to their stability and substantially homogeneous nature, the
stabilized suspensions of the present invention are compatible with
inhalation therapies and may be used in conjunction with metered dose
inhalers, dry powder inhalers and nebulizers. In particularly preferred
embodiments the disclosed perforated microstructures may be dispersed in a
suitable suspension medium (e.g. a long chain liquid fluorochemical) and
directly administered to the pulmonary air passages of a patient in need
thereof. For the purposes of the instant specification, methods comprising
direct administration of a stabilized dispersion to the lungs such as
through an endotracheal tube or a bronchoscope; will be termed liquid
dose, instillation. While the compositions of the present invention are
particularly effective for pulmonary drug delivery, it will be appreciated
that they may also be used to drugs to a variety of physiological sites
including body cavities and organs. Accordingly, the stabilized
dispersions may be administered topically, subcutaneously intramuscularly,
intraperitoneally, nasally, vaginally, rectally, orally or ocularly.
In contrast to many prior art suspensions, the dispersions of the present
invention are designed not to increase repulsion between particles, but
rather to decrease attractive forces. The principal forces driving
flocculation in nonaqueous, media are van der Waals (VDW) attractive
forces. VDW forces are quantum mechanical in origin, and can be visualized
as attractions between fluctuating dipoles (i.e. induced dipole-induced
dipole interactions). Dispersion forces are extremely short-range and
scale as the sixth power of the distance between atoms. When two
macroscopic bodies approach one another the dispersion attractions between
the atoms sums up. The resulting force is of considerably longer range,
and depends on the geometry of the interacting bodies.
More specifically, for two spherical particles, the magnitude of the VDW
potential, V.sub.A, can be approximated by the equation: V.sub.A=((-A.sub.eff)/(6H.sub.0))*((R.sub.1*R.sub.2)/(R.sub.1+R.sub.2))
where A.sub.eff is the effective Hamaker constant which accounts for the
nature of the particles and the medium, H.sub.0 is the distance between
particles, and R.sub.1 and R.sub.2 are the radii of spherical particles 1
and 2. The effective Hamaker constant is proportional to the difference in
the polarizabilities of the dispersed particles and the, suspension
medium: A.sub.eff=( A.sub.SM- A.sub.PART).sup.2, where A.sub.SM and
A.sub.PART are the Hamaker constants for the suspension medium and the
particles, respectively. As the suspended particles and the dispersion
medium become similar in nature, A.sub.SM and A.sub.PART become closer in
magnitude, and A.sub.eff and V.sub.A become smaller. That is, by reducing
the differences between the Hamaker constant associated with suspension
medium and the Hamaker constant associated with the dispersed particles,
the effective Hamaker constant (and corresponding van der Waals attractive
forces) may be reduced.
One way to minimize the differences in the Hamaker constants is to create
a "homodispersion", that is, make both the continuous and dispersed phases
essentially indistinguishable as discussed above. Besides exploiting the
morphology of the particles to reduce the effective Hamaker constant, the
components of the structural matrix (defining the perforated
microstructures) will preferably be chosen so as to exhibit a Hamaker
constant relatively close to that of the selected suspension medium. In
this respect, one may use the actual values of the Hamaker constants of
the suspension medium and the particulate components to determine the
compatibility of the dispersion ingredients and provide a good indication
as to the stability of the preparation. Alternatively, one could select
relatively compatible perforated microstructure components and suspension
mediums using characteristic physical values that coincide with measurable
Hamaker constants but are more readily discernible.
In this respect, it has been found that the refractive index values of
many compounds tend to scale with the corresponding Hamaker constant.
Accordingly, easily measurable refractive index values may be used to
provide a fairly good indication as to which combination of suspension
medium and particle excipients will provide dispersion having a relatively
low effective Hamaker constant and associated stability. It will be
appreciated that, since refractive indices of compounds are widely
available or easily derived, the use of such values allows for the
formation of stabilized dispersions in accordance with the present
invention without undue experimentation. For the purpose of illustration
only, the refractive indices of several compounds compatible with the
disclosed dispersions are provided in Table I (see Original Patent).
Consistent with the compatible dispersion
components set forth above, those skilled in the art will appreciate that
the formation of dispersions wherein the components have a refractive
index differential of less than about 0.5 is preferred. That is, the
refractive index of the suspension medium will preferably be within about
0.5 of the refractive index associated with the perforated particles or
microstructures. It will further be appreciated that the refractive index
of the suspension medium and the particles may be measured directly or
approximated using the refractive indices of the major component in each
respective phase. For the perforated microstructures, the major component
may be determined on a weight percent basis. For the suspension medium,
the major component will typically be derived on a volume percentage
basis. In selected embodiments of the present invention the refractive
index differential value will preferably be less than about 0.45, about
0.4, about 0.35 or even less than about 0.3. Given that lower refractive
index differentials imply greater dispersion stability, particularly
preferred embodiments comprise index differentials of less than about
0.28, about 0.25, about 0.2, about 0.15 or even less than about 0.1. It is
submitted that a skilled artisan will be able to determine which
excipients are particularly compatible without undue experimentation given
the instant disclosure. The ultimate choice of preferred excipients will
also be influenced by other factors, including biocompatibility regulatory
status, ease of manufacture and cost.
In contrast to prior art attempts to provide stabilized suspensions which
require surfactants that are soluble in the suspension medium, the present
invention provides for stabilized dispersions, at least in part, by
immobilizing the bioactive agent(s) and excipients (including surfactants)
within the structural matrix of the hollow, porous microstructures.
Accordingly, preferred excipients useful in the present invention are
substantially insoluble in the suspension medium. Under such conditions,
even surfactants like, for example, lecithin cannot be considered to have
surfactant properties in the present invention since surfactant
performance requires the amphiphile to be reasonably soluble in the
suspension medium. The use of insoluble excipients also reduces the
potential for particle growth by Ostwald ripening.
As alluded to above, the minimization of density differences between the
particles and the continuous phase is largely dependent on the perforated
and/or hollow nature of the microstructures, such that the suspension
medium constitutes most of the particle volume. As used herein, the term
"particle volume" corresponds to the volume of suspension medium that
would be displaced by the incorporated hollow/porous particles if they
were solid, i.e. the volume defined by the particle boundary. For the
purposes of explanation these fluid filled particulate volumes may be
referred to as "virtual particles." Preferably the average volume of the
bioactive agent/excipient shell or matrix (i.e. the volume of medium
actually displaced by the perforated microstructure) comprises less than
70% of the average particle volume (or less than 70% of the virtual
particle). More preferably, the volume of the microparticulate matrix
comprises less than about 50%, 40%, and 30% or even 20% of the average
particle volume. Even more preferably the average volume of the
shell/matrix comprises less than about 10%, 5% or 3% of the average
particle volume. Those skilled in the art will appreciate that such a
matrix or shell volumes typically contributes little to the virtual
particle density which is overwhelmingly dictated by the suspension medium
found therein. Of course, in selected embodiments the excipients used to
form the perforated microstructure may be chosen so the density of the
resulting matrix or shell approximates the density of the surrounding
suspension medium.
It will be appreciated that the use of such microstructures will allow the
apparent density of the virtual particles to approach that of the
suspension medium substantially eliminating the attractive van der Waals
forces. Moreover, as previously discussed, the components of the
microparticulate matrix are preferably selected, as much as possible given
other considerations, to approximate the density of suspension medium.
Accordingly, in preferred embodiments of the present invention the virtual
particles and the suspension medium will have a density differential of
less than about 0.6 g/cm.sup.3. That is, the mean density of the virtual
particles (as defined by the matrix boundary) will be within approximately
0.6 g/cm.sup.3 of the suspension medium. More preferably, the mean density
of the virtual particles will be within 0.5, 0.4, 0.3 or 0.2 g/cm.sup.3 of
the selected suspension medium. In even more preferable embodiments the
density differential will be less than about 0.1, 0.05, 0.01, or even less
than 0.005 g/cm.sup.3.
In addition to the aforementioned advantages, the use of hollow, porous
particles allows for the formation of free-flowing dispersions comprising
much higher volume fractions of particles in suspension. It should be
appreciated that the formulation of prior art dispersions at volume
fractions approaching close-packing generally results in dramatic
increases in dispersion viscoelastic behavior. Rheological behavior of
this type is counterproductive in the administration of bioactive agents.
Those skilled in the art will appreciate that, the volume fraction of the
particles may be defined as, the ratio of the apparent volume of the
particles (i.e. the particle volume), to the total volume of the system.
Each system has a maximum volume fraction or packing fraction. For
example, particles in a simple cubic arrangement reach a maximum packing
fraction of 0.52 while those in a face centered cubic/hexagonal close
packed configuration reach a maximum packing fraction of approximately
0.74. For non-spherical particles or polydisperse systems, the derived
values are different. Accordingly, the maximum packing fraction is often
considered to be an empirical parameter for a given system.
Here, it was surprisingly found that the porous structures of the present
invention do not exhibit undesirable viscoelastic behavior even at high
volume fractions, approaching close packing. To the contrary, they remain
as free flowing, low viscosity suspensions having little or no yield
stress when compared with analogous suspensions comprising solid
particulates. The low viscosity of the disclosed suspensions is thought to
be due, at least in large part, to the relatively low VDW attraction,
between the fluid-filled hollow, porous particles. As such, in selected
embodiments the volume fraction of the disclosed dispersions is greater
than approximately 0.3. Other embodiments may have packing values on the
order of 0.3 to about 0.5 or on the order of 0.5 to about 0.8, with the
higher values approaching a close packing condition. Moreover, as particle
sedimentation tends to naturally decrease when the volume fraction
approaches close packing, the formation of relatively concentrated
dispersions may further increase formulation stability.
Although the methods and compositions of the present invention may be used
to form relatively concentrated suspensions the stabilizing factors work
equally well at much lower packing volumes and such dispersions are
contemplated as being within the scope of the instant disclosure. In this
regard it will be appreciated that dispersions comprising low volume
fractions are extremely difficult to stabilize using prior art techniques.
Conversely, dispersions incorporating perforated microstructures
comprising a bioactive agent as described herein are particularly stable
even at low volume fractions. Accordingly, the present invention allows
for stabilized dispersions, and particularly respiratory dispersions, to
be formed and used at volume fractions less than 0.3. In some preferred
embodiments the volume fraction is approximately 0.0001-0.3, more
preferably 0.001-0.01. Yet other preferred embodiments comprise stabilized
suspensions having volume fractions from approximately 0.01 to
approximately 0.1.
The perforated microstructures of the present invention may also be used
to stabilize dilute suspensions of micronized bioactive agents. In such
embodiments the perforated microstructures may be added to increase the
volume fraction of particles in the suspension, thereby increasing
suspension stability to creaming or sedimentation. Further, in these
embodiments the incorporated microstructures may also act in preventing
close approach (aggregation) of the micronized drug particles. It should
be appreciated that the perforated microstructures incorporated in such
embodiments do not necessarily comprise a bioactive agent. Rather, they
may be formed exclusively of various excipients, including surfactants.
As indicated throughout the instant specification the dispersions of the
present invention are preferably stabilized. In a broad sense, the term
"stabilized dispersion" will be held to mean any dispersion that resists
aggregation, flocculation or creaming to the extent required to provide
for the effective delivery of a bioactive agent. While those skilled in
the art will appreciate that there are several methods that may be used to
assess the stability of a given suspension, a preferred method for the
purposes of the present invention comprises determination of creaming or
sedimentation time. In this regard, the creaming time shall be defined as
the time for the suspended drug particulates to cream to 1/2 the volume of
the suspension medium. Similarly, the sedimentation time may be defined as
the time it takes for the particulates to sediment in 1/2 the volume of
the liquid medium. One relatively simple way to determine the creaming
time of a preparation is to provide a particulate suspension is sealed
glass vials. The vials are agitated or shaken to provide relatively
homogeneous dispersions which are then set aside and observed: using
appropriate instrumentation or by eye. The time necessary for the
suspended particulates to cream to 1/2 the volume of the suspension medium
(i.e. to rise to the top half of the suspension medium) or to sediment
within 1/2 the volume (i.e. to settle in the bottom half of the medium) is
then noted. Suspension formulations having a creaming time greater than 1
minute are preferred and indicate suitable stability. More preferably, the
stabilized dispersions comprise creaming times of greater than about 2, 5,
10, 15, 20 or 30 minutes. In particularly preferred embodiments the
stabilized dispersions exhibit creaming times of greater than about 1,
1.5, 2, 2.5, 3, 4 or even 5 hours. Substantially equivalent periods for
sedimentation times are similarly indicative of compatible dispersions.
Regardless of the ultimate composition or precise creaming time, the
stabilized respiratory dispersions of the present invention comprise a
plurality of perforated microstructures or microparticulates that are
dispersed or suspended in the suspension medium. Preferably the perforated
microstructures comprise a structural matrix that exhibits, defines or
comprises voids, pores, defects, hollows, spaces, interstitial spaces,
apertures, perforations or holes that allows the surrounding suspension
medium to freely permeate, fill or pervade the microstructure. The
absolute shape (as opposed to the morphology) of the perforated
microstructure is generally not critical and any overall configuration
that provides the desired stabilization characteristics is contemplated as
being within the scope of the invention. Accordingly, while preferred
embodiments can comprise approximately microspherical shapes, collapsed,
deformed or fractured particulates are also compatible. With this caveat,
it will be appreciated that particularly preferred embodiments of the
invention comprise spray dried hollow, porous ionospheres.
In order to maximize dispersion stability and optimize bioavailability
upon administration; the mean geometric particle size of the perforated
microstructures is preferably about 0.5-50 .mu.m, more preferably 1-30 .mu.m.
Unlike aerosolization techniques, liquid dose instillation or
administration of bioactive agents does not depend critically on the
aerodynamic properties of the particle for efficient biodistribution.
Rather, the unique wettability characteristics of the FC suspension medium
and the homogeneous nature of the dispersion promotes efficient
biodistribution. Thus, there may be some advantage to using larger
particles (i.e. 5-30 .mu.m) for this application, since recent studies
(Edwards et al., Science 1997, 276:1868-1871, which is incorporated herein
by reference) have suggested that large porous particles may be able to
provide a sustained release of bioactive agent. Edwards et al. claim that
their large porous particles are effective sustained release agents upon
inhalation because they are too large to be effectively cleared by
pulmonary macrophages, yet light enough to penetrate deep into the lung,
thereby avoiding clearance by the mucociliary escalator. In this regard it
will be appreciated that the compositions and methods of the present
invention may provide for the deep lung deposition of the bioactive
particulates thereby countering, at least in part, the mucociliary
escalator. Accordingly, larger perforated microstructures having a
geometric diameter of greater than approximately 5 .mu.m may prove to be
particularly effective when administered (i.e. by LDI using the disclosed
dispersions.
Besides the aforementioned advantages, there may be significant
differences in local versus systemic bioavailability depending upon the
size of the hollow porous particles delivered via liquid dose
instillation. For example it is easy to envision that smaller particles
(ca. 1 .mu.m) may be more efficiently delivered to the alveolus than large
particles (ca. 20 .mu.m). The choice of particle size will ultimately be
dependent on the nature of the bioactive agent and its intended site of
action. In especially preferred embodiments the perforated microstructures
will comprise a powder of dry, hollow, porous microspherical shells of
approximately 1 to 30 .mu.m in diameter, with shell thicknesses of
approximately 0.1 .mu.m to approximately 0.5 .mu.m. It is a particular
advantage of the present invention that the particulate concentration of
the dispersions and structural matrix components can be adjusted to
optimize the delivery characteristics of the selected particle size.
As alluded to throughout the instant specification the porosity of the
microstructures may play a significant part is establishing dispersion
stability. In this respect, the mean porosity of the perforated
microstructures may be determined through electron microscopy coupled with
modern imaging techniques. More specifically, electron micrographs of
representative samples of the perforated microstructures may be obtained
and digitally analyzed to quantify the porosity of the preparation. Such
methodology is well known in the art and may be undertaken without undue
experimentation.
For the purposes of the present invention, the mean porosity (i.e. the
percentage of the particle surface area that is open to the interior
and/or a central void) of the perforated microstructures may range from
approximately 0.5% to approximately 80%. In more preferred embodiments,
the mean porosity will range from approximately 2% to approximately 40%.
Based on selected production parameters, the mean porosity may be greater
than approximately, 2%, 5%, 10%, 15%, 20%, 25% or 30% of the
microstructure surface area. In other embodiments, the mean porosity of
the microstructures may be greater than about 40%, 50%, 60%, 70% or even
80%. As to the pores themselves, they typically range in size from about 5
nm, to about 400 nm, with mean pore sizes preferably in the range of from
about 20 nm, to about 200 nm. In particularly preferred embodiments the
mean pore size will be in the range of from about 50 nm to about 100 nm.
Whatever configuration and/or size distribution is ultimately selected for
the perforated microstructure, the composition of the defining structural
matrix may comprise any one of a number of biocompatible materials. It
will be appreciated that, as used herein, the terms "structural matrix" or
"microstructure matrix" are equivalent and shall be held to mean any solid
material forming the perforated microstructures which define a plurality
of voids, apertures, hollows, defects, pores, holes, fissures, etc. that
promote the formation of stabilized dispersions as explained above. The
structural matrix may be soluble or insoluble in an aqueous environment.
In preferred embodiments the perforated microstructure defined by the
structural matrix comprises a spray dried hollow porous microsphere
incorporating at least one surfactant. For other selected embodiments the
particulate material may be coated one or more times with polymers,
surfactants or other compounds which aid suspension.
More generally, the perforated microstructures may be formed of any
biocompatible material that is relatively stable and preferably insoluble
with respect to the selected suspension medium and can provide the
necessary perforated configuration. While a wide variety of materials may
be used to form the particles, in particularly preferred embodiments the
structural matrix is associated with, or comprises, a surfactant such as
phospholipid or fluorinated surfactant. Although not required, the
incorporation of a compatible surfactant can improve the stability of the
respiratory dispersions, increase pulmonary deposition and facilitate the
preparation of the suspension. Moreover, by altering the components, the
density of the structural matrix may be adjusted to approximate the
density of the surrounding medium and further stabilize the dispersion.
Finally, as will be discussed in further detail below, the perforated
microstructures preferably comprise at least one bioactive agent.
As set forth above the perforated microstructures of the present invention
may optionally be associated with, or comprise, one or more surfactants.
Moreover, miscible surfactants may optionally be combined with the
suspension medium liquid phase. It will be appreciated by those skilled in
the art that the use of surfactants, while not necessary to practice the
instant invention, may further increase dispersion stability, simplify
formulation procedures or increase bioavailability upon administration.
With respect to metered dose makers (MDIs) surfactants further serve to
lubricate the metering valve, thereby ensuring consistent reproducibility
of valve actuation and accuracy of dose dispersed. Of course combinations
of surfactants, including the use of one or more in the liquid phase and
one or more associated with the perforated microstructures are
contemplated as being within the scope of the invention. By "associated
with or comprise" it is meant that the structural matrix or perforated
microstructure may incorporate, adsorb, absorb, be coated with or be
formed by the surfactant.
In a broad sense surfactants suitable for use in the present invention
include any compound or composition that aids in the formation and
maintenance of the stabilized respiratory dispersions by forming a layer
at the interface between the structural matrix and the suspension medium.
The surfactant may comprise a single compound or any combination of
compounds, such as in the case of co-surfactants. Particularly preferred
surfactants are substantially insoluble in the propellant, nonfluorinated,
and selected from the group consisting of saturated and unsaturated
lipids, nonionic detergents, nonionic block copolymers, ionic surfactants,
and combinations of such agents. It should be emphasized that, in addition
to the aforementioned surfactants, suitable (i.e. biocompatible)
fluorinated surfactants are compatible with the teachings herein and may
be used to provide the desired stabilized preparations.
Lipids, including phospholipids, from both natural and synthetic sources
are particularly compatible with the present invention and may be used in
varying concentrations to form the structural matrix. Generally compatible
lipids comprise those that have a gel to liquid crystal phase transition
greater than about 40.degree. C. Preferably the incorporated lipids are
relatively long chain (i.e. C.sub.16-C.sub.22) saturated lipids and more
preferably comprise phospholipids. Exemplary phospholipids useful in the
disclosed stabilized preparations comprise egg phosphatidylcholine,
dilauroylphosphatidylcholine, dioleylphosphatidylcholine,
dipalmitoylphosphatidyl-choline, disteroylphosphatidylcholine, short-chain
phosphatidylcholines, phosphatidylethanolamine,
dioleylphosphatidylethanolamine, phosphatidylserine, phosphatidylglycerol,
phosphatidylinositol, glycolipids, ganglioside GM1, sphingomyelin,
phosphatidic acid, cardiolipin; lipids bearing polymer chains such as
polyethylene glycol, chitin, hyaluronic acid, or polyvinylpyrrolidone;
lipids bearing sulfonated mono-, di-, and polysaccharides; fatty acids
such as palmitic acid, stearic acid, and oleic acid; cholesterol,
cholesterol esters, and cholesterol hemisuccinate. Due to their excellent
biocompatibility characteristics, phospholipids and combinations of
phospholipids and poloxamers are particularly suitable for use in the
stabilized dispersions disclosed herein.
Compatible nonionic detergents comprise: sorbitan esters including
sorbitan trioleate (Spans.RTM. 85), sorbitan sesquioleate, sorbitan
monooleate, sorbitan monolaurate, polyoxyethylene (20) sorbitan
monolaurate, and polyoxyethylene (20) sorbitan monooleate, oleyl
polyoxyethylene (2) ether, stearyl polyoxyethylene (2) ether, lauryl
polyoxyethylene (4) ether, glycerol esters, and sucrose esters. Other
suitable nonionic detergents can be easily identified using McCutcheon's
Emulsifiers and Detergents (McPublishing Co., Glen Rock, N.J.) which is
incorporated herein in its entirety. Preferred block copolymers include
diblock and triblock copolymers of polyoxyethylene and polyoxypropylene,
including poloxamer 188 (Pluronic.RTM. F-68), poloxamer 407 (Pluroni.RTM.
F-127), and poloxamer 338. Ionic surfactants such as sodium sulfosuccinate,
and fatty acid soaps may also be utilized. In preferred embodiments the
microstructures may comprise oleic acid or its alkali salt.
In addition to the aforementioned surfactants, cationic surfactants or
lipids are preferred especially in the case of delivery or RNA or DNA.
Examples of suitable cationic lipids include: DOTMA,
N-[1-(2,3-dioleyloxy)propyl]-N,N,N-trimethylammonium chloride; DOTAP,
1,2-dioleyloxy-3-(trimethylammonio)propane; and DOTB,
1,2-dioleyl-3-(4'-trimethylammonio)butanoyl-sn-glycerol. Polycationic
amino acids such as polylysine, and polyarginine are also contemplated.
Those skilled in the art will further appreciate that a wide range of
surfactants may optionally be used in conjunction with the present
invention. Moreover, the optimum surfactant or combination thereof for a
given application can readily be determined by empirical studies that do
not require undue experimentation. It will further be appreciated that the
preferred insolubility of any incorporated surfactant in the suspension
medium will dramatically decrease the associated surface activity. As
such, it is arguable as to whether these materials have surfactant-like
character prior to contracting an aqueous bioactive surface (e.g. the
aqueous hypophase in the lung). Finally, as discussed in more detail
below, surfactants comprising the porous particles may also be useful in
the formation of precursor oil-in-water emulsions (i.e. spray drying feed
stock) used during processing to form the structural matrix.
On a weight to weight basis, the structural matrix of the perforated
microstructures may comprise relatively high levels of surfactant. In this
regard, the perforated microstructures will preferably comprise greater
than about 1%, 5%, 10%, 15%, 18%, or even 20% w/w surfactant. More
preferably, the perforated microstructures will comprise greater than
about 25%, 30%, 35%, 40%, 45%, or 50% w/w surfactant. Still other
exemplary embodiments will comprise perforated microstructures wherein the
surfactant or surfactants are present at greater than about 55%, 60%, 65%,
70%, 75%, 80%, 85%, 90% or even 95% w/w. In selected embodiments the
perforated microstructures will comprise essentially 100% w/w of a
surfactant such as a phospholipid. Those skilled in the art will
appreciate that, in such cases, the balance of the structural matrix
(where applicable) will preferably comprise a bioactive agent or non
surface active excipients or additives.
While such surfactant levels are preferably employed in perforated
microstructures, they may be used to provide stabilized systems comprising
relatively nonporous, or substantially solid, particulates. That is, while
preferred embodiments will comprise perforated microstructures or
microspheres associated with high levels of surfactant, acceptable
dispersions may be formed using relatively low porosity particulates of
the same surfactant concentration (i.e. greater than about 10% or 20%
w/w). In this respect such embodiments are specifically contemplated as
being within the scope of the present invention.
In other preferred embodiments of the invention the structural matrix
defining the perforated microstructure optionally comprises synthetic or
natural polymers or combinations thereof. In this respect useful polymers
comprise polylactides, polylactide-glycolides, cyclodextrins,
polyacrylates, methylcellulose, carboxymethylcellulose, polyvinyl
alcohols, polyanhydrides, polylactams, polyvinyl pyrrolidones,
polysaccharides (dextrans, starches, chitin, chitosan, etc.), hyaluronic
acid, proteins, (albumin, collagen, gelatin, etc.). Those skilled in the
art will appreciate that, by selecting the appropriate polymers, the
delivery profile of the respiratory dispersion may be tailored to optimize
the effectiveness of the bioactive agent.
Besides the aforementioned polymer materials and surfactants it may be
desirable to add other excipients to an aerosol formulation to improve
microsphere rigidity, drug delivery and deposition, shelf-life and patient
acceptance. Such optional excipients include, but are not limited to:
coloring agents, taste masking agents, buffers, hygroscopic agents,
antioxidants, and chemical stabilizers. Further, various excipients may be
incorporated in, or added to, the particulate matrix to provide structure
and form to the perforated microstructures (i.e. microspheres). These
excipients may include, but are not limited to, carbohydrates including
monosaccharides, disaccharides and polysaccharides. For example,
monosaccharides such as dextrose (anhydrous and monohydrate), galactose,
mannitol, D-mannose, sorbitol, sorbose and the like, disaccharides such as
lactose, maltose, sucrose, trehalose, and the like; trisaccharides such as
raffinose and the like; and other carbohydrates such as starches (hydroxyethylstarch),
cyclodextrins and maltodextrins. Amino acids are also suitable excipients
with glycine preferred. Mixtures of carbohydrates and amino acids are
further held to be within the scope of the present invention. The
inclusion of both inorganic (e.g. sodium chloride, calcium chloride),
organic salts (e.g. sodium citrate, sodium ascorbate, magnesium gluconate,
sodium gluconate, tromethamine hydrochloride) and buffers is also
contemplated.
Yet other preferred embodiments include perforated microstructures that
may comprise, or may be coated with, charged species that prolong
residence time at the point of contact or enhance penetration through
mucosae. For example, anionic charges are known to favor mucoadhesion,
while cationic charges may be used to associate the formed
microparticulate with negatively charged bioactive agents such as genetic
material. The charges may be imparted though the association or
incorporation of polyanionic or polycationic materials such as polyacrylic
acids, polylysine, polylactic acid and chitosan.
In addition to, or instead of, the components discussed above, the
perforated microstructures will preferably comprise at least one bioactive
agent. As used herein, "bioactive agent" refers to a substance which is
used in connection with an application that is therapeutic or diagnostic
in nature, such as in methods for diagnosing the presence or absence of a
disease in a patient and/or in methods for treating a disease in a
patient. As to compatible bioactive agents, those skilled in the art will,
appreciate that any therapeutic or diagnostic agent may be incorporated in
the stabilized dispersions of the present invention. For example, the
bioactive agent may be selected from the group consisting of antiallergics,
bronchodilators, bronchoconstrictors, pulmonary lung surfactants,
analgesics, antibiotics, leukotriene inhibitors or antagonists,
anticholinergics, mast cell inhibitors, antihistamines, antiintlammatories,
antineoplastics, anesthetics, anti-tuberculars, imaging agents,
cardiovascular agents, enzymes, steroids, genetic material, viral vectors,
antisense agents, proteins, peptides and combinations thereof.
Particularly preferred bioactive agents comprise compounds which are to be
administered systemically (i.e. to the systemic circulation of a patient)
such as peptides, proteins or polynucleotides. As will be disclosed in
more detail below, the bioactive agent may be incorporated, blended in,
coated on or otherwise associated with the perforated microstructure.
Particularly preferred bioactive agents for use in accordance with the
invention include anti-allergics, peptides and proteins, bronchodilators
and anti-inflammatory steroids for use in the treatment of respiratory
disorders such as asthma by inhalation therapy. Yet another associated
advantage of the present invention is the effective delivery of bioactive
agents.
With respect to particulate dispersions, the selected bioactive agent, or
agents, may be used as the sole structural component of the perforated
microstructures. Conversely, the perforated microstructures may comprise
one or more components (i.e. structural materials, surfactants, excipients,
etc.) in addition to the incorporated bioactive agents. In particularly
preferred embodiments, the suspended perforated microstructures will
comprise relatively high concentrations of surfactant (greater than about
10% w/w) along with the incorporated bioactive agent(s). Finally, it
should be appreciated that the particulate or perforated microstructure
may be coated, linked or otherwise associated with the bioactive agent in
a non-integral manner. Whatever configuration is selected, it will be
appreciated that the associated bioactive agent may be used in its natural
form, or as one or more salts known in the art.
It will be appreciated that the distributed particles or perforated
microstructures of the present invention may exclusively comprise one or
more bioactive agents (i.e. 100% w/w). However, in selected embodiments
the particles or perforated microstructures may incorporate much less
bioactive agent depending on the activity thereof. Accordingly, for highly
active materials, the particles may incorporate as little as 0.001% by
weight, although a concentration of greater than about 0.1% w/w is
preferred. Other embodiments of the invention may comprise greater than
about 5%, 10%, 15%, 20%, 25%, 30% or, even 40% w/w bioactive agent. Still
more preferably the particles or perforated microstructures may comprise
greater than about 50%, 60%, 70%, 75%, 80% or, even 90% w/w bioactive
agent. In particularly preferred embodiments the final stabilized
respiratory dispersion desirably contains from about 40%-60% w/w, more
preferably 50%-70% w/w, and even more preferably 60%-90% w/w of bioactive
agent relative to the weight of the microparticulate matrix or
particulate. The precise amount of bioactive agent incorporated in the
stabilized dispersions of the present invention is dependent upon the
agent of choice, the volume of suspension media required to effectively
distribute the drug, the required dose and the form of the drug actually
used for incorporation. Those skilled in the art will appreciate that,
such determinations may be made by using well known pharmacological
techniques, in combination with the teachings of the present invention.
Accordingly, bioactive agents that are suitable for pulmonary
administration in conjunction with the teachings herein include any drug
that may be presented in a form which is relatively insoluble in the
selected medium and subject to pulmonary uptake in physiologically
effective amounts. Compatible bioactive agents may comprise hydrophilic
and lipophilic respiratory agents, bronchodilators, pulmonary lung
surfactants, antibiotics, antivirals, anti-inflammatories, steroids,
antihistaminics, histamine antagonists, leukotriene inhibitors or
antagonists, anticholinergics, antineoplastics, anesthetics, enzymes, lung
surfactants, cardiovascular agents, genetic material including DNA and
RNA, viral vectors, immunoactive agents, imaging agents, vaccines,
immunosuppressive agents, peptides, proteins and combinations thereof.
Particularly preferred bioactive agents, for localized administration
include mast cell inhibitors (anti-allergics), bronchodilators, and
anti-inflammatory steroids for use in the treatment of respiratory
disorders such as asthma by inhalation therapy, i.e. cromoglycate (e.g.
the sodium salt), and albuterol (e.g. the sulfate salt). For systemic
delivery (e.g. for the treatment of autoimmune diseases such as diabetes
or multiple sclerosis), peptides and proteins are particularly preferred.
Exemplary medicaments or bioactive agents may be selected from, for
example, analgesics, e.g. codeine, dihydromorphine, ergotamine, fentanyl,
or morphine; anginal preparations, e.g. diltiazem; mast cell inhibitors,
e.g. cromolyn sodium; antiinfectives, e.g. cephalosporins, macrolides,
quinolines, penicillins, streptomycin, sulphonamides, tetracyclines and
pentamidine; antihistamines, e.g. methapyrilene; anti-inflammatories, e.g.
fluticasone propionate, beclomethasone dipropionate, flunisolide,
budesonide, tripedane, cortisone, prednisone, prednisolone, dexamethasone,
betamethasone, or triamcinolone acetonide; antitussives, e.g. noscapine;
bronchodilators, e.g. ephedrine, adrenaline, fenoterol, formoterol,
isoprenaline, metaproterenol, salbutamol, albuterol, salmeterol,
terbutaline; diuretics, e.g. amiloride; anticholinergics, e.g. ipatropium,
atropine, or oxitropium; lung surfactants e.g. Surfaxin, Exosurf, Survanta;
xanthines, e.g. aminophylline, theophylline, caffeine; therapeutic
proteins and peptides, e.g. DNAse, insulin, glucagon, T-cell receptor
agonists or antagonists, LHRH, nafarelin, goserelin, leuprolide,
interferon, rhu IL-1 receptor, macrophage activation factors such as
lymphokines and muramyl dipeptides, opioid peptides and neuropeptides such
as enkaphalins, endorphins, renin inhibitors, cholecystokinins, growth
hormones, leukotriene inhibitors, .alpha.-antitrypsin, and the like. In
addition, bioactive agents that comprise an RNA or DNA sequence,
particularly those useful for gene therapy, genetic vaccination, genetic
tolerization or antisense applications, may be incorporated in the
disclosed dispersions as described herein. Representative DNA plasmids
include, but are not limited to pCMV.beta. (available from Genzyme Corp,
Framington, Mass.) and pCMV-.beta.-gal (a CMV promotor linked to the E.
coli Lac-Z gene, which codes for the enzyme .beta.-galactosidase).
With respect to particulate dispersions, the selected bioactive agent(s)
may be associated with, or incorporated in, the particles or perforated
microstructures in any form that provides the desired efficacy and is
compatible with the chosen production techniques. Similarly, the
incorporated bioactive agent may be associated with the discontinuous
phase of a reverse emulsion. As used herein, the terms "associate" or
"associating" mean that the structural matrix, perforated microstructure,
relatively non-porous particle or discontinuous phase may comprise,
incorporate, adsorb, absorb, be coated with, or be formed by the bioactive
agent. Where appropriate, the medicaments may be used in the form of salts
(e.g. alkali metal or amine salts or as acid addition salts), or as
esters, or as solvates (hydrates). In this regard, the form of the
bioactive agents may be selected to optimize the activity and/or stability
of the medicament and/or, to minimize the solubility of the medicament in
the suspension medium.
It will further be appreciated that formulations according to the
invention may, if desired, contain a combination of two or more active
ingredients. The agents may be provided in combination in a single species
of perforated microstructure or individually in separate species that are
combined in the suspension medium or continuous phase. For example, two or
more bioactive agents may be incorporated in a single feed stock
preparation and spray dried to provide a single microstructure species
comprising a plurality of medicaments. Conversely, the individual
medicaments could be added to separate stocks and spray dried separately
to provide a plurality of microstructure species with different
compositions. These individual species could be added to, the medium in
any desired proportion and placed in delivery systems as described below.
Further, as briefly alluded to above, the perforated microstructures (with
or without an associated medicament) may be combined with one or more
conventionally micronized bioactive agents to provide the desired
dispersion stability.
Based on the foregoing, it will be appreciated by those skilled in the art
that a wide variety of bioactive agents may be incorporated in the
disclosed stabilized dispersions. Accordingly, the list of preferred
bioactive agents above is exemplary only and not intended to be limiting.
It will also be appreciated by those skilled in the art that, the proper
amount of bioactive agent and the timing of the dosages may be determined
for the formulations in accordance with already-existing information and
without undue experimentation.
As seen from the passages above, various components may be associated
with, or incorporated in the perforated microstructures of tie present
invention. Similarly, several techniques may be used to provide
particulates having the desired morphology (e.g. a perforated or
hollow/porous configuration) and density. Among other methods, perforated
microstructures compatible with the instant invention may be formed by
techniques including lyophilization, spray drying, multiple emulsion,
micronization, or crystallization. It will further be appreciated that the
basic concepts of many of these techniques area well known in the prior
art and would not, in view of the teachings herein, require undue
experimentation to adapt them so as to provide the desired perforated
microstructures.
While several procedures are generally compatible with the present
invention, particularly preferred embodiments typically comprise
perforated microstructures formed by spray drying. As is well known, spray
drying is a one-step process that converts a liquid feed to a dried
particulate form. With respect to pharmaceutical applications, it will be
appreciated that spray drying has been used to provide powdered material
for various administrative routes including inhalation. See, for example,
M. Sacchetti and M. M. Van Oort in: Inhalation Aerosols: Physical and
Biological Basis for Therapy, A. J. Hickey, ed. Marcel Dekkar, New York,
1996, which is incorporated herein by reference.
In general, spray drying consists of bringing together a highly dispersed
liquid and a sufficient volume of hot air to produce evaporation and
drying of the liquid droplets. The preparation to be spray dried or feed
(or feed stock) can be any solution, course suspension, slurry, colloidal
dispersion, or paste that may be atomized using the selected spray drying
apparatus. Typically the feed is sprayed into a current of warm filtered
air that evaporates the solvent and conveys the dried product to a
collector. The spent air is then exhausted with the solvent. Those skilled
in the art will appreciate that several different types of apparatus may
be used to provide the desired product. For example, commercial spray
dryers manufactured by Buchi Ltd. or Nird Corp. will effectively produce
particles of desired size. It will further be appreciated that these spray
dryers, and specifically their atomizers, may be modified or customized
for specialized applications, e.g. the simultaneous spraying of two
solutions using a double nozzle technique. More specifically, a
water-in-oil emulsion can be atomized from one nozzle and a solution
containing an anti-adherent such as mannitol can be co-atomized from a
second nozzle. In other cases it may be desirable to push the feed
solution though a custom designed nozzle using a high pressure liquid
chromatography (HPLC) pump. Provided that microstructures comprising the
correct morphology and/or composition are produced the choice of apparatus
is not critical and would be apparent to the skilled artisan in view of
the teachings herein.
While typical spray-dried particles are approximately spherical in shape,
nearly uniform in size and frequently hollow, there may be some degree of
irregularity in shape depending upon the incorporated medicament and the
spray drying conditions. In many instances the dispersion stability of
spray-dried microspheres appears to be more effective if an inflating
agent (or blowing agent) is used in their production. Particularly
preferred embodiments may comprise, an emulsion with the inflating agent
as the disperse or continuous phase (the other phase being aqueous in
nature). The inflating agent is preferably dispersed with a surfactant
solution, using, for instance, a commercially available microfluidizer at
a pressure of about 5000 to 15,000 psi. This process forms an emulsion,
preferably stabilized by an incorporated surfactant, typically comprising
submicron droplets of water immiscible blowing agent dispersed in an
aqueous continuous phase. The formation of such dispersions using this and
other techniques are common and well known to those in the art. The
blowing agent is preferably a fluorinated compound (e.g. perfluorohexane,
perfluorooctyl bromide, perfluorodecalin, perfluorobutyl ethane) which
vaporizes during the spray-drying process, leaving behind generally
hollow, porous, aerodynamically light microspheres. As will be discussed
in more detail below, other suitable blowing agents include chloroform,
Freons and hydrocarbons. Nitrogen gas and carbon dioxide are also
contemplated as a suitable blowing agent.
Although the perforated microstructures are preferably formed using a
blowing agent as described above, it will be appreciated that, in some
instances, no blowing agent is required and an aqueous dispersion of the
medicament and surfactant(s) are spray dried directly. In such cases, the
formulation may be amenable to process conditions (e.g., elevated
temperatures) that generally lead to the formation of hollow, relatively
porous microparticles. Moreover, the medicament may possess special
physicochemical properties such as, high in crystaminity, elevated melting
temperature, surface activity, etc., that make it particularly suitable
for use in such techniques.
When a blowing agent is employed, the degree of porosity of the perforated
microstructure appears to depend, at least in part, on the nature of the
blowing agent, its concentration in the feed stock (i.e. as an emulsion),
and the spray drying conditions. With respect to controlling porosity it
has surprisingly been found that the use of compounds, heretofore
unappreciated as blowing agents, may provide perforated microstructures
having particularly desirable characteristics. More particularly, in this
novel and unexpected aspect of the present invention it has been found
that the use of fluorinated compounds having relatively high boiling
points (i.e. greater than about 60.degree. C.) may be used to produce
particulates that are especially suitable for inhalation therapies. In
this regard it is possible to use fluorinated blowing agents having
boiling points of greater than about 70.degree. C., 80.degree. C.,
90.degree. C. or even 95.degree. C. Particularly preferred blowing agents
have boiling points greater than the boiling point of water, i.e. greater
than 100.degree. C. (e.g. perflubron, perfluorodecalin). In addition,
blowing agents with relatively low water solubility (<10.sup.-6 M) are
preferred since they enable the production of stable emulsion dispersions
with mean weighted particle diameters less than 0.3 .mu.m. As indicated
above, these blowing agents will preferably be incorporated in an
emulsified feed stock prior to spray drying. For the purposes of the
present invention this feed stock will also preferably comprise one or
more bioactive agents, one or more surfactants, or one or more excipients.
Of course, combinations of the aforementioned components are also within
the scope of the invention.
While not limiting the invention in any way it is hypothesized that, as
the aqueous feed component evaporates during spray drying it leaves a thin
crust at the surface of the particle. The resulting particle wall or crust
formed during the initial moments of spray drying appears to trap any high
boiling blowing agents as hundreds of emulsion droplets (ca. 200-300 nm).
As the drying process continues, the pressure inside the particulate
increases thereby vaporizing at least part of the incorporated blowing
agent and forcing it through the relatively thin crust. This venting or
outgassing apparently leads to the formation of pores or other defects in
the crust. At the same time, remaining particulate components (possibly
including some blowing agent) migrate from the interior to the surface as
the particle solidifies. This migration apparently slows during the drying
process as a result of increased resistance to mass transfer caused by an
increased internal viscosity. Once the migration ceases the particle
solidifies, leaving vesicles, vacuoles or voids where the emulsifying
agent resided. The number of pores, their size, and the resulting wall
thickness is largely dependent on the nature of the selected blowing agent
(i.e. boiling point), its concentration in the emulsion, total solids
concentration, and the spray-drying conditions.
It has been surprisingly found that substantial amounts of these
relatively high boiling blowing agents may be retained in the resulting
spray dried product. That is, the spray dried perforated microstructures
may comprise as much as 5%, 10%, 20%, 30% or even 40% w/w of the blowing
agent. In such cases, higher production yields were obtained as a result
an increased particle density caused by residual blowing agent. It will be
appreciated by those skilled in the art that this retained fluorinated
blowing agent may alter the surface characteristics of the perforated
microstructures and further increase the stability of the respiratory
dispersions. Conversely, the residual blowing agent can generally be
removed relatively easily with a post-production evaporation step in a
vacuum oven. Optionally, pores may be formed by spray drying a bioactive
agent and an excipient that can be removed from the formed microspheres
under a vacuum.
In any event, typical concentrations of blowing agent in the feed stock
are between 5% and 100% w/v, and more preferably between about 20% to 90%
w/v. In other embodiments blowing agent concentrations will preferably be
greater than about 10%, 20%, 30%, 40% 50% or even 60% w/v. Yet other feed
stock emulsions may comprise 70%, 80%, 90% or even 95% w/v of the selected
high boiling point compound.
In preferred embodiments, another method of identifying the concentration
of blowing agent used in the feed is to provide it as a ratio of the
concentration of the blowing agent to that of the stabilizing surfactant
(i.e. phospholipid) in the precursor emulsion. For fluorocarbon blowing
agents such as perfluorooctyl bromide and phosphatidylcholine, the ratio
may be termed a perfluorocarbon/phosphatidylcholine ratio (or PFC/PC
ratio). While phosphatidylcholine is a preferred surfactant, those skilled
in the art will appreciate that other surfactants may provide acceptable
emulsions and may be substituted therefore. In any event, the PFC/PC ratio
will typically range from about 1 to about 60 and more preferably from
about 10 to about 50. For preferred embodiments the ratio will, generally
be greater than about 5, 10, 20, 25, 30, 40 or even 50. In this respect,
it will be appreciated that higher PFC/PC ratios typically lead to
particulates exhibiting greater porosity. Accordingly, altering the PFC/PC
ratio in the feed stock emulsion may advantageously control the morphology
of the resulting microstructures. In this regard, the use of higher PFC/PC
ratios tends to provide structures of a more hollow and porous nature.
More particularly, those methods employing a PFC/PC ratio of greater than
about 4.8 tended to provide structures that are particularly compatible
with the dispersions disclosed herein.
While relatively high boiling point blowing agents comprise one preferred
aspect of the instant invention, it will be appreciated that more
conventional blowing or inflating agents may also be used to provide
compatible perforated microstructures. Generally, the inflating agent can
be any material that will turn to a gas at some point during the spray
drying or post-production process. Suitable agents include: 1. Dissolved
low-boiling (below 100.degree. C.) solvents with limited miscibility with
aqueous solutions, such as methylene chloride, acetone and carbon
disulfide used to saturate the solution at room temperature. 2. A gas,
e.g. CO.sub.2 or N.sup.2, used to saturate the solution at room
temperature and elevated pressure (e.g. 3 bar). The droplets are then
supersaturated with the gas at atmosphere and 100.degree. C. 3. Emulsions
of immiscible low-boiling (below 100.degree. C.) liquids such as Freon
113, perfluoropentane, perfluorohexane, perfluorobutane, pentane, butane,
FC-11, FC-11B1, FC-11B2, FC-12B2, FC-21, FC-21B1, FC-21B2, FC-31B1,
FC113A, FC-122, FC-123, FC-132, FC-133, FC-141, FC-141B, FC-142, FC-151,
FC-152, FC-1112, FC-1121 and FC-1131.
With respect to these lower boiling point inflating agents, they are
typically added to the feed stock in quantities of about 1% to 80% w/v of
the surfactant solution. Approximately 30% w/v inflating agent has been
found to produce a spray dried powder that may be used to form the
stabilized dispersions of the present invention.
Regardless of which blowing agent is ultimately selected, it has been
found that compatible perforated microstructures may be produced
particularly efficiently using a Buchi mini spray drier (model B-191;
Switzerland). As will be appreciated by those skilled in the art, the
inlet temperature and the outlet temperature of the spray drier are not
critical but will be of such a level to provide the desired particle size
and to result in a product that has the desired activity of the
medicament. In this regard, the inlet and outlet temperatures are adjusted
depending on the melting characteristics of the formulation components and
the composition of the feed stock. The inlet temperature may thus be
between 60.degree. C. and 170.degree. C., with the outlet temperatures of
about 40.degree. C. to 120.degree. C. depending on the composition of the
feed and the desired particulate characteristics. Preferably these
temperatures will be from 90.degree. C. to 120.degree. C. for the inlet
and from 60.degree. C. to 90.degree. C. for the outlet. The flow rate that
is used in the spray drying equipment will generally be about 3 ml per
minute to about 15 ml per minute. The atomizer air flow rate may vary
between values of 1,200 liters per hour, to about 3,900 liters per hour.
Commercially available spray dryers are well known to those in the art,
and suitable settings for any particular dispersion can be readily
determined through standard empirical testing; with due reference to the
examples that follow. Of course, the conditions may be adjusted so as to
preserve biological activity in larger molecules such as proteins or
peptides.
Particularly preferred embodiments of the present invention comprise spray
drying preparations comprising a surfactant such as a phospholipid and at
least one bioactive agent. In other embodiments the spray drying
preparation may further comprise an excipient comprising a hydrophilic
moiety such as, for example, a carbohydrate (i.e. glucose, lactose, or
starch) in addition to any selected surfactant. In this regard various
starches and derivatized starches suitable for use in the present
invention. Other optional components may include conventional viscosity
modifiers buffers such as phosphate buffers or other conventional
biocompatible buffers or pH adjusting agents such as acids or bases, and
osmotic agents (to provide isotonicity, hyperosmolarity, or hyposmolarity).
Examples of suitable salts include sodium phosphate (both monobasic and
dibasic), sodium chloride, calcium phosphate, calcium chloride and other
physiologically acceptable salts.
Whatever components are selected, the first step in particulate production
typically comprises feed stock preparation. Preferably the selected drug
is dissolved in water to produce a concentrated solution. The drug may
also be dispersed directly in the emulsion, particularly in the case of
water insoluble agents. It will also be appreciated that the drug may be
incorporated in the form of a solid particulate dispersion. The
concentration of the a drug used is dependent on the dose of drug required
in the final powder and the performance of the MDI drug suspension (e.g.,
fine particle dose). As needed, cosurfactants such as poloxamer 188 or
span 80 may be added to this annex solution. Additionally, excipients such
as sugars and starches can also be added.
In selected embodiments an oil-in-water emulsion is then formed in a
separate vessel. The oil employed is preferably a fluorocarbon (e.g.,
perfluorooctyl bromide, perfluorodecalin) which is emulsified using a
surfactant such as a long chain saturated phospholipid. For example, one
gram of phospholipid may be homogenized in 150 g hot distilled water
(e.g., 60.degree. C.) using a suitable high shear mechanical mixer (e.g.,
Ultra-Turrax model T-25 mixer) at 8000 rpm for 2 to 5 minutes. Typically 5
to 25 g of fluorocarbon is added dropwise to the dispersed surfactant
solution while mixing. The resulting perfluorocarbon in water emulsion is
then processed using a high pressure homogenizer to reduce the particle
size. Typically the emulsion is processed at 12,000 to 18,000 psi for 5
discrete passes and kept at 50 to 80.degree. C.
The drug solution and perfluorocarbon emulsion are then combined and fed
into the spray dryer. Typically the two preparations will be miscible as
the emulsion will preferably comprise an aqueous continuous phase. While
the bioactive agent is solubilized separately for the purposes of the
instant discussion it will be appreciated that, in other embodiments, the
bioactive agent may be solubilized (or dispersed) directly in the
emulsion. In such cases, the bioactive emulsion is simply spray dried
without combining separate drug preparation.
In any event, operating conditions such as inlet and outlet temperature,
feed rate, atomization pressure, flow rate of the drying air, and nozzle
configuration can be adjusted in accordance with the manufacturer's
guidelines in order to produce the required particle size; and production
yield of the resulting dry microstructures. Exemplary settings are as
follows: an air inlet temperature between 60.degree. C. and 170.degree.
C.; an air outlet between 40.degree. C. to 120.degree. C.; a feed rate
between 3 ml to about 15 ml per minute; and an aspiration setting of 100%
and an atomization air flow rate between 1,200 to 2,800 L/hr. The
selection of appropriate apparatus and processing conditions are well
within the purview of a skilled artisan in view of the teachings herein
and may be accomplished without undue experimentation. In any event, the
use of these and substantially equivalent methods provide for the
formation of hollow porous aerodynamically light microspheres with
particle diameters appropriate for aerosol deposition into the lung.
Along with spray drying the perforated microstructures of the present
invention may be formed by lyophilization. Those skilled in the art will
appreciate that lyophilization is a freeze-drying process in which water
is sublimed from the composition after it is frozen. The particular
advantage associated with the lyophilization process is that biologicals
and pharmaceuticals that are relatively unstable in an aqueous solution
can be dried without elevated temperatures (thereby eliminating the
adverse thermal effects), and then stored in a dry state where there are
few stability problems. With respect to the instant invention such
techniques are particularly compatible with the incorporation of peptides,
proteins, genetic material and other natural and synthetic macromolecules
in the perforated microstructures without compromising physiological
activity. Methods for providing lyophilized particulates are known to
those of skill in the art and it would clearly not require undue
experimentation to provide dispersion compatible microstructures in
accordance with the teachings herein. Accordingly, to the extent that
lyophilization processes may be used to provide microstructures having the
desired porosity and size they are conformance with the teachings herein
and are expressly contemplated as being within the scope of the instant
invention.
Besides the aforementioned techniques, the perforated microstructures of
the present invention may also be formed using a double emulsion method.
In the double emulsion method the medicament is first dispersed in a
polymer dissolved in an organic solvent (e.g. methylene chloride) by
sonication or homogenization. This primary emulsions then stabilized by
forming a multiple emulsion in a continuous aqueous phase containing an
emulsifier such as polyvinylalcohol. Evaporation or extraction using
conventional techniques and apparatus then removes the organic solvent.
The resulting microspheres are washed, filtered and dried prior to
combining them with an appropriate suspension medium in accordance with
the present invention.
Regardless of how the microstructures or particles are formed, the
selected suspension media used to provide the desired stabilized
dispersion is preferably compatible with pulmonary administration. In
general, the selected suspension medium should be biocompatible (i.e.
relatively non-toxic) and non-reactive with respect to the suspended
perforated microstructures comprising the bioactive agent. Preferred
embodiments comprise suspension media selected from the group consisting
of fluorochemicals, fluorocarbons (including those substituted with other
halogens), perfluorocarbons, fluorocarbon/hydrocarbon diblocks,
hydrocarbons, alcohols, ethers, or combinations thereof. It will be
appreciated that the suspension medium may comprise a mixture of various
compounds selected to impart specific characteristics. It will also be
appreciated that the perforated microstructures are preferably insoluble
in the suspension medium, thereby providing for stabilized medicament
particles, and effectively protecting a selected bioactive agent from
degradation, as might occur during prolonged storage in an aqueous
solution. In preferred embodiments, the selected suspension medium is
bacteriostatic.
As indicated above, the suspension media may comprise any one of a number
of different compounds including hydrocarbons, fluorocarbons or
hydrocarbon/fluorocarbon diblocks. In general, the contemplated
hydrocarbons or highly fluorinated or perfluorinated compounds may be
linear, branched or cyclic, saturated or unsaturated compounds.
Conventional structural derivatives of these fluorochemicals and
hydrocarbons are also contemplated as being within the scope of the
present invention. Selected embodiments comprising these totally or
partially fluorinated compounds may contain one or more hetero-atoms
including bromine or chlorine. Preferably, these fluorochemicals comprise
from 1 to 16 carbon atoms and include, but are not limited to, linear,
cyclic or polycyclic perfluoroaacanes, bis(perfluoroalkyl)alkenes,
perfluoroethers, perfluoroamines, perfluoroalkyl bromides and
perfluoroalkyl chlorides such as dichlorooctane. Particularly preferred
fluorinated compounds for use in the suspension medium may comprise
perfluorooctyl bromide, C.sub.8F.sub.17Br (PFOB or perflubron),
dichlorofluorooctane C.sub.8F.sub.16Cl.sub.2, and the hydrofluoroalkane
perfluorooctyl ethane C.sub.8F.sub.17C.sub.2H.sub.5 (PFOE). In selected
embodiments the suspension medium will comprise a compound (particularly a
fluorochemical) having a positive spreading coefficient. Other useful
preparations may comprise perfluorohexane or perfluoropentane as
suspension media.
More generally, exemplary fluorochemicals which are contemplated for use
in the present invention generally include halogenated fluorochemicals
(i.e. C.sub.nF.sub.2n+1X, XC.sub.nF.sub.2nX, where n=2-10, X=Br, Cl or 1)
and, in particular, 1-bromo-F-butane n-C.sub.4F.sub.9Br,
1-bromo-F-hexane (n-C.sub.6F.sub.13Br), 1-bromo-F-heptane
(n-C.sub.7F.sub.15Br) 1,4-dibromo-F-butane and 1,6-dibromo-F-hexane. Other
useful brominated fluorochemicals are disclosed in U.S. Pat. No. 3,975,512
to Long, which is incorporated herein by reference. Specific
fluorochemicals having chloride substituents, such as perfluorooctyl
chloride (n-C.sub.8F.sub.17Cl), 1,8-dichloro-F-heptane
(n-ClC.sub.8F.sub.16Cl), 1,6-dichloro-F-hexane (n-ClC.sub.6F.sub.12Cl),
and 1,4-dichloro-F-butane (n-ClC.sub.4F.sub.8Cl) are also preferred.
Fluorocarbons, fluorocarbon-hydrocarbon compounds and halogenated
fluorochemicals containing other linkage groups, such as esters,
thioethers and amines are also suitable for use as suspension media in the
present invention. For instance, compounds having the general formula,
C.sub.n2n+1OC.sub.mF.sub.2n+1, or
C.sub.nF.sub.2n+1CH.dbd.CHC.sub.mF.sub.2m+1, (as for example
C.sub.4F.sub.9CH.dbd.CHC.sub.4F.sub.9 (F-44E),
i-C.sub.3F.sub.9CH.dbd.CHC.sub.6F.sub.13 (F-i36E), and
C.sub.6F.sub.13CH.dbd.CHC.sub.6F.sub.13 (F-66E)) where n and m are the
same or different and n and m are integers from about 2 to about 12 are
compatible with teachings herein. Useful fluorochemical-hydrocarbon
diblock and triblock compounds include those with the general formulas
C.sub.nF.sub.2n+1--C.sub.mH.sub.2m+1 and
C.sub.nF.sub.2n+1C.sub.mH.sub.2m-1, where n=2-12; m=2-16 or
C.sub.pH.sub.2p+1--C.sub.nF.sub.2m--C.sub.mH.sub.2m+1, where p=1-12,
m=1-12 and n=2-12. Preferred compounds of this type include
C.sub.8F.sub.17C.sub.2H.sub.5, C.sub.6F.sub.13C.sub.10H.sub.21,
C.sub.8F.sub.17C.sub.8H.sub.17, C.sub.6F.sub.13CH.dbd.CHC.sub.6H.sub.13
and C8F.sub.17 CH.dbd.CHC.sub.10H.sub.21. Substituted ethers or polyethers
(i.e. XC.sub.nF.sub.2nOC.sub.mF.sub.2mX, XCFOC.sub.nF.sub.2nOCF.sub.2X,
where n and m=1-4, X=Br, Cl or 1) and fluorochemical-hydrocarbon ether
diblocks or triblocks (i.e. C.sub.nF.sub.2+1O--C.sub.mH.sub.2m+1, where
n=2-10; m=2-16 or
C.sub.pH.sub.2p+1--O--C.sub.nF.sub.2n--O--C.sub.mH.sub.2m+1, where p=2-12,
m=1-12 and n=2-12) may also used as well as
C.sub.nF.sub.2n+1O--C.sub.mF.sub.2mOC.sub.pH.sub.2p+1, wherein n, m and p
are from 1-12. Furthermore, depending on the application,
perfluoroalkylated ethers or polyethers may be compatible with the claimed
dispersions.
Polycyclic and cyclic fluorochemicals, such as C.sub.10F.sub.18 (F-decalin
or perfluorodecalin), perfluoroperhydrophenanthrene,
perfluorotetramethylcyclohexane (AP-144) and perfluoro n-butyldecalin are
also within the scope of the invention. Additional useful fluorochemicals
include perfluorinated amines, such as F-tripropylamine ("FTPA") and F-tributylamine
("FTBA"). F-4-methyloctahydroquinolizine ("FMOQ"), F--N-methyl-decahydroisoquinoline
("FMIQ"), F--N-methyldecaliydroquinoline ("FHQ"), F--N-cyclohexylpyrrolidine
("FCHP") and F-2-butyltetrahydrofuran ("FC-75" or "FC-77"). Still other
useful fluorinated compounds include perfluorophenanthrene,
perfluoromethyldecalin, perfluorodimethylethylcyclohexane,
perfluorodimethyldecalin, perfluorodiethyldecalin,
perfluoromethyladamantane, perfluorodimethyladamantane. Other contemplated
fluorochemicals having nonfluorine substituents, such as, perfluorooctyl
hydride, and similar compounds having different numbers of carbon atoms
are also useful. Those skilled in the art will further appreciate that
other variously modified fluorochemicals are encompassed within the broad
definition of fluorochemical as used in the instant application and
suitable for use in the present invention. As such, each of the foregoing
compounds may be used, alone or in combination with other compounds to
form the stabilized dispersions of the present invention.
Yet other specific fluorocarbons, or classes of fluorinated compounds,
that may be useful as suspension media include, but are not limited to,
fluoroheptane, fluorocycloheptane fluoromethylcycloheptane, fluorohexane,
fluorocyclohexane, fluoropentane, fluorocyclopentane,
fluoromethylcyclopentane, fluorodimethylcyclopentanes,
fluoromethylcyclobutane, fluorodimethylcyclobutane,
fluorotrimethylcyclobutane, fluoiobutane, fluorocyclobutane, fluoropropane,
fluoroethers, fluoropolyethers and fluorotriethylamines. Such compounds
are generally environmentally sound and are biologically non-reactive.
While any biocompatible fluid compound may be used in conjunction with the
present invention, the selected suspension medium will preferably have a
vapor pressure less than about 5 atmospheres and more preferably less than
about 2 atmospheres. Unless otherwise specified, all vapor pressures
recited herein are measured at 25.degree. C. In other embodiments,
preferred suspension media compounds will have vapor pressures on the
order of about 5 torr to about 760 torr, with more preferable compounds
having vapor pressures on the order of from about 8 torr to about 600 torr,
while still more preferable compounds will have vapor pressures on the
order of from about 10 torr to about 350 torr. Such suspension media may
be used in conjunction with compressed air nebulizers, ultrasonic
nebulizers or with mechanical atomizers to provide effective ventilation
therapy. Moreover, more volatile compounds may be mixed with lower vapor
pressure components to provide suspension media having specified physical
characteristics selected to further improve stability or enhance the
bioavailability of the dispersed bioactive agent.
Other embodiments of the present invention will comprise suspension media
that boil at selected temperatures under ambient conditions (i.e. 1
atmosphere). For example, preferred embodiments will comprise suspension
media compounds that boil above 0.degree. C., above 5.degree. C., above
10.degree. C., above 15.degree. C., or above 20.degree. C. In other
embodiments, the suspension media compound may boil at or above 25.degree.
C. or at or above 30.degree. C. In yet other embodiments; the selected
suspension media compound may boil at or above human body temperature
(i.e. 37.degree. C.), above 45.degree. C., 55.degree. C., 65.degree. C.,
75.degree. C., 85.degree. C. or above 100.degree. C.
The stabilized suspensions or dispersions of the present invention may be
prepared by dispersal of the microstructures in the selected suspension
medium, which may then be placed in a container or reservoir. In this
regard, the stabilized preparations of the present invention can be made
by simply combining the components in sufficient quantity to produce the
final desired dispersion concentration. Although the microstructures
readily disperse without mechanical energy, the application of mechanical
energy to aid in dispersion (e.g. with the aid of sonication) is
contemplated, particularly for the formation of stable emulsions or
reverse emulsions. Alternatively, the components may be mixed by simple
shaking or other type of agitation. The process is preferably carried out
under anhydrous conditions to obviate any adverse effects of moisture on
suspension stability. Once formed, the dispersion has a reduced
susceptibility to flocculation and sedimentation.
It will also be understood that other components can be included in the
pharmaceutical compositions of the present invention. For example, osmotic
agents, stabilizers, chelators, buffers, viscosity modulators, salts, and
sugars can be added to fine tune the stabilized dispersions for maximum
life and ease of administration. Such components may be added directly to
the suspension medium, ether phase of an emulsion or associated with, or
incorporated in, dispersed particles or perforated microstructures.
Considerations such as sterility, isotonicity, and biocompatibility may
govern the use of conventional additives to the disclosed compositions.
The use of such agents will be understood to those of ordinary skill in
the art and, the specific quantities, ratios, and types of agents can be
determined empirically without undue experimentation.
The stabilized dispersions of the invention may also comprise one or more
additives to further enhance stability or increase biocompatibility. For
example, various surfactants, co-solvents, osmotic agents, stabilizers,
chelators, buffers, viscosity modulators, solubility modifiers and salts
can be associated with the perforated microstructure, suspension medium,
or both. The use of such additives will be understood to those of ordinary
skill in the art and, the specific quantities, ratios, and types of agents
can be determined empirically without undue experimentation.
The stabilized suspensions or dispersions of the present invention may be
prepared by dispersal of the microstructures in the selected suspension
medium that may then be placed in a container or reservoir. In this
regard, the stabilized preparations of the present invention can be made
by simply combining the components in sufficient quantity to produce the
final desired dispersion concentration. That is, the components of the
preparations may be combined to provide a respiratory blend. Although the
microstructures readily disperse without mechanical energy, the
application of mechanical energy (e.g. sonication) to the respiratory
blend to mix the components or aid in their dispersion is contemplated.
Alternatively, the components may be mixed by simple shaking or other type
of agitation. The process is preferably carried out under anhydrous
conditions to obviate any adverse effects of moisture on suspension
stability. Once formed, the dispersion has a reduced susceptibility to
flocculation and sedimentation.
It will be appreciated that conventional pharmaceutical equipment and
methodology may be used during production of the disclosed dispersions.
For example, commercially available spray drying and mixing equipment may
be used to form the perforated microstructures and desired suspensions.
Accordingly, it is submitted that the skilled artisan would have little
trouble producing the pharmaceutical dispersions of the present invention
on a commercial scale when in possession of the instant disclosure.
It will further be appreciated that the stabilized preparations of the
present invention may be advantageously supplied to the physician or other
health care professional, in a sterile, prepackaged or kit form. More
particularly, the formulations may be supplied as stable, preformed
dispersions ready for administration or, as separate ready to mix
components. When provided in a ready to use form, the dispersions may be
packaged in single use containers or reservoirs (e.g. in glass vials
comprising a few milliliters of the dispersion) or in multi-use containers
or reservoirs. When provided as individual components (e.g., as powdered
microspheres and as neat suspension medium) the stabilized preparations
may then be formed at any time prior to use by simply combining the
contents of the containers as directed. For example, a small volume of
concentrated dispersion could be diluted in a larger volume of neat
fluorocarbon prior to its use in liquid ventilation. Additionally, due to
the superior stability of the disclosed preparations, the kits may contain
a number of ready to mix, or prepackaged dispersions in a single use form
so that the user can readily select or modify the therapeutic regimen for
the particular indication. In this regard, each of the containers may be
fitted with a septum for direct removal of the dispersion or with
appropriate tubing, cannulas, Luer fittings, etc. for association with a
ventilator or endotracheal apparatus. It will also be appreciated that
such kits may optionally include a bronchoscope or endotracheal apparatus
(or components thereof) for administration of the preparations.
Administration of bioactive agent may be indicated for the treatment of
mild, moderate or severe, acute or chronic symptoms or for prophylactic
treatment. Moreover, the bioactive agent may be administered to treat
local or systemic conditions or disorders. In this regard, one
particularly preferred embodiment comprises the systemic administration
(e.g. delivery to the systemic circulation of a patient via the pulmonary
air passages) of a bioactive agent. It will further be appreciated that
the precise dose administered will depend on the age and condition of the
patient, the particular medicament used and the frequency of
administration and will ultimately be at the discretion of the attendant
physician. When dispersions comprising combinations of bioactive agents
are administered, the dose of each agent will generally be that employed
for each agent when used alone.
Direct administration of bioactive compounds is particularly effective in
the treatment of pulmonary disorders especially where poor vascular
circulation of diseased portions of a lung reduces the effectiveness of
intravenous drug delivery. Accordingly, stabilized dispersions
administered to the lung may prove useful in the treatment and/or
diagnosis of disorders such as respiratory distress syndrome, acute
respiratory distress syndrome, lung contusions, divers lung, post
traumatic respiratory distress, post surgical atelectasis, septic shock,
multiple organ failure, Mendelssohn's disease, obstructive lung disease,
pneumonia, pulmonary edema, impaired pulmonary circulation, cystic
fibrosis and lung cancer. In this regard, the stabilized dispersions are
preferably used in conjunction with partial liquid ventilation or total
liquid ventilation. Moreover, the present invention may further comprise
introducing a therapeutically beneficial amount of a physiologically
acceptable gas (such as nitric oxide or oxygen) into the pharmaceutical
microdispersion prior to, during or following administration.
As discussed throughout the instant specification, the compositions of the
present invention may be administered to the lung using a pulmonary
delivery conduit. Those skilled in the art will appreciate the term
"pulmonary delivery conduit", as used herein, shall be construed in a
broad sense to comprise any device or apparatus, or component thereof,
that provides for the instillation or administration of a liquid in the
lungs. In this respect a pulmonary delivery conduit or delivery conduit
shall be held to mean any bore, lumen, catheter, tube, conduit, syringe,
actuator, mouthpiece, endotracheal tube or bronchoscope that provides for
the administration or instillation of the disclosed dispersions to at
least a portion of the pulmonary air passages of a patient in need
thereof. It will be appreciated that the delivery conduit may or may not
be associated with a liquid ventilator or gas ventilator. In particularly
preferred embodiments the delivery conduit shall comprise an endotracheal
tube or bronchoscope.
Accordingly, liquid dose instillation preferably involves the instillation
of the perforated microstructures in a suitable suspension medium to an
intubated patient through an endotracheal tube, or to a free-breathing
patient via bronchoscope. Other embodiments comprise the administration of
the disclosed dispersions directly into the throat. That is, the
formulations of the present invention may be "trickled" into the lungs of
the patient as a bolus using standard tubing and/or a syringe: Here it
must be emphasized that the dispersions of the present invention may be
administered to ventilated (e.g. those connected to a mechanical
ventilator) or nonventilated, patients (e.g. those undergoing spontaneous
respiration). Accordingly, in preferred embodiments the methods and
systems of the present invention may comprise the use or inclusion of a
mechanical ventilator. Further, the stabilized dispersions of the present
invention may also be used as a lavage agent to remove debris in the lung,
or for diagnostic lavage procedures. In any case the introduction of
liquids, particularly fluorochemicals, into the lungs of a patient is well
known and could be accomplished by a skilled artisan in possession of the
instant specification without undue experimentation.
It will be understood that, in connection with the present invention, the
disclosed dispersions are preferably administered directly to at least a
portion of the pulmonary air passages of a mammal. As used herein, the
terms "direct instillation" or "direct administration" shall be held to
mean the introduction of a stabilized dispersion into the lung cavity of a
mammal. That is, the dispersion will preferably be administered through
the trachea of a patient and into the lungs as a liquid. While the
dispersions may be administered in the form of an aerosol or nebulized
liquid, they will preferably be introduced as a volume of a relatively
free flowing liquid passing through a delivery conduit and into the
pulmonary air passages. In this regard, the flow of the dispersion may be
gravity assisted or may be afforded by induced pressure such as through a
pump or the compression of a syringe plunger. In any case, the amount of
dispersion administered may be monitored by mechanical devices such as
flow meters or by visual inspection.
It will further be appreciated that, liquid ventilation (partial or total)
involves the introduction of a respiratory promoter (typically a
fluorochemical) to the lung for the promotion of physiological gas
exchange. For partial liquid ventilation, the patient is preferably
ventilated using a mechanical ventilator following pulmonary introduction
of the liquid. In accordance with the teachings herein the respiratory
promoter may comprise a stabilized dispersion. For example, perforated
microparticles comprising penicillin may be suspended in perfluorooctyl
bromide to provide a stabilized dispersion that could be used for liquid
ventilation. This dispersion could then be administered, at any volume up
to functional residual capacity (FRC), to the lung of a patient as
described in U.S. Pat. Nos. 5,562,608, 5,437,272, 5,490,498, 5,667,809,
5,770,585 and 5,540,225 each of which is incorporated herein by reference.
Alternatively, a concentrated, but relatively stable, dispersion could be
packaged in a single dose configuration having a total volume on the order
of a few milliliters or less. It will be appreciated that the relatively
small volume could be administered directly to the lung. However, in
preferred embodiments this concentrated dispersion could be mixed with a
larger volume of neat respiratory promoter (which may be the same or
different as the suspension medium) prior to introduction to the lung. In
still other embodiments the concentrated dispersion could be administered
directly to the lung of a patient already containing respiratory promoter.
That is, for intubated patients undergoing partial liquid ventilation, the
bioactive agent suspension may be top-loaded onto an existing volume of a
fluorochemical. In each of these cases, the respiratory promoter and/or
suspension medium will provide for the efficient dispersal and deposition
of the bioactive perforated microspheres on the lung membrane.
More specifically, by providing for the administration of bioactive agents
in what can be a relatively anhydrous environment, i.e. in a
fluorochemical, physiological uptake of the agent may be dramatically
increased. This is particularly true of lung surfactants such as
phospholipids. As discussed more fully in Example XIV below the adsorption
time for surfactant is exponentially decreased when it is brought into
contact with a wetted surface (lung membrane) by a fluorochemical as
opposed to an aqueous solution. This is because adsorption of the
surfactant from an anhydrous suspension medium into an aqueous environment
is thermodynamically very favorable. By way of contrast, there is no large
driving force when the surfactant is moving from one aqueous medium to
another. Accordingly, particularly preferred embodiments of the present
invention comprise perforated microstructures associated with, or
incorporating, natural or synthetic surfactants distributed in a
fluorochemical suspension medium.
While the stabilized dispersions may be administered up to the functional
residual capacity of the lungs of a patient, it will be appreciated that
selected embodiments will comprise the pulmonary administration of much
smaller volumes (e.g. on the order of a milliliter or less). For example,
depending on the disorder to be treated, the volume administered may be on
the order of 1, 3, 5, 10, 20, 50, 100, 200 or 500 milliliters. In
preferred embodiments the liquid volume is less than 0.25 or 0.5 percent
FRC. For particularly preferred embodiments, the liquid volume is 0.1
percent FRC or less. With respect to the administration of relatively low
volumes of stabilized dispersions it will be appreciated that the
wettability and spreading characteristics of the suspension media
(particularly fluorochemicals) will facilitate the even distribution of
the bioactive agent in the lung. However, in other embodiments it may be
preferable to administer the suspensions a volumes of greater than 0.5,
0.75 or 0.9 percent FRC. In any event, LDI treatment as disclosed herein
represents a new alternative for critically ill patients on mechanical
ventilators, and opens the door for treatment of less ill patients with
bronchoscopic administration.
While the stabilized dispersions of the present invention are particularly
suitable for the pulmonary administration of bioactive agents, they may
also be used for the localized or systemic administration of compounds to
any location of the body. Accordingly, it should be emphasized that, in
preferred embodiments, the formulations may be administered using a number
of different routes including, but not limited to, the gastrointestinal
tract, the respiratory tract, topically, intramuscularly,
intraperitoneally, nasally, vaginally, rectally, aurally, orally or
ocular. More generally, the stabilized dispersions of the present
invention may be used to deliver agents topically or by administration to
a non-pulmonary body cavity. In preferred embodiments the body cavity is
selected from the group consisting of the peritoneum, sinus cavity,
rectum, urethra, gastrointestinal tract, nasal cavity, vagina, auditory
meatus, oral cavity, buccal pouch and pleura. Among other indications,
stabilized dispersions comprising the appropriate bioactive agent, (e.g.
an antibiotic or an anti-inflammatory), may be used to treat infections of
the eye, sinusitis, infections of the auditory tract and even infections
or disorders of the gastrointestinal tract. With respect to the latter,
the dispersions of the present invention may be used to selectively
deliver pharmaceutical compounds to the lining of the stomach for the
treatment of H. pylori infections or other ulcer related disorders.
Claim 1 of 22 Claims
1. A stabilized dispersion for the
pulmonary delivery of a bioactive agent comprising a nonaqueous liquid
suspension medium having dispersed therein a plurality of porous
perforated microstructures having a mean diameter of 1-30 .mu.m, said
perforated microstructures comprising at least one bioactive agent wherein
said suspension medium permeates said perforated microstructures, said
dispersion characterized by a refractive index differential of less than
0.5, a density differential of less than 0.6 g/cm.sup.3, and a creaming
time of greater than 1 minute.
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