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Title:
Lipid nanocapsules, preparation process and use as medicine
United States Patent: 8,057,823
Issued: November 15, 2011
Inventors: Heurtault;
Beatrice (Angers, FR), Saulnier; Patrick (Les-Ponts-de-Ce, FR), Benoit;
Jean-Pierre (Avrille, FR), Proust; Jacques-Emile (Saint-Leger-des-Bois,
FR), Pech; Brigitte (Angers, FR), Richard; Joel (Longue, FR)
Assignee: Universite
d'Angers (Angers, FR), Ethypharm S.A. (Saint-Cloud, FR)
Appl. No.: 10/220,506
Filed: March 2, 2001
PCT Filed: March 02, 2001
PCT No.: PCT/FR01/00621
371(c)(1),(2),(4) Date: November
26, 2002
PCT Pub. No.: WO01/64328
PCT Pub. Date: September
07, 2001
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Web Seminars -- Pharm/Biotech/etc.
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Abstract
The invention concerns nanocapsules, in
particular with an average size less than 50 nm, consisting of an
essentially lipid core liquid or semiliquid at room temperature, coated
with an essentially lipid film solid at room temperature having a
thickness of 2-10 nm. The invention also concerns a method for preparing
same which consists in producing a reverse phase of an aqueous emulsion
brought about by several temperature raising and lowering cycles. Said
lipid nanocapsules are particularly designed for producing a medicine.
Description of the
Invention
The present invention relates to lipid
nanocapsules, to a process for preparing them and to their use for
manufacturing a medicament intended especially to be administered by
injection, orally or nasally.
In recent years, many groups have developed the formulation of solid lipid
nanoparticles or lipid nanospheres (Muller, R. H. and Mehnert, European
Journal of Pharmaceutics and Biopharmaceutics, 41(1): 62-69, 1995; W.,
Gasco, M. R., Pharmaceutical Technology Europe: 52-57, December 1997; EP
605 497). This is an alternative to the use of liposomes or polymer
particles. These lipid particles have the advantage of being formulated in
the absence of solvent. They allow the encapsulation of both lipophilic
and hydrophilic products in the form of ion pairs, for example (Cavalli,
R. et al., S.T.P. Pharma Sciences, 2(6): 514-518, 1992; and Cavalli, R. et
al., International Journal of Pharmaceutics, 117: 243-246, 1995). These
particles may be stable for several years in the absence of light, at
8.degree. C. (Freitas, C. and Muller, R. H., Journal of Microencapsulation,
1 (16): 59-71, 1999).
Two techniques are commonly used to prepare lipid nanoparticles:
homogenization of a hot emulsion (Schwarz, C. et al., Journal of
Controlled Release, 30: 83-96, 1994; Muller, R. H. et al., European
Journal of Pharmaceutics and Biopharmaceutics, 41(1): 62-69, 1995) or of a
cold emulsion (Zur Muhlen, A. and Mehnert W., Pharmazie, 53: 552-555,
1998; EP 605 497), or the quench of a microemulsion in the presence of
co-surfactants such as butanol. The size of the nanoparticles obtained is
generally greater than 100 nm (Cavalli, R. et al., European Journal of
Pharmaceutics and Biopharmaceutics, 43(2): 110-115, 1996; Morel, S. et
al., International Journal of Pharmaceutics, 132: 259-261, 1996).
Cavalli et al. (International Journal of Pharmaceutics, 2(6): 514-518,
1992; and Pharmazie, 53: 392-396, 1998) describe the use of a nontoxic
bile salt, taurodeoxycholate, by injection for the formation of
nanospheres greater than or equal to 55 nm in size.
The present invention relates to nanocapsules rather than nanospheres. The
term "nanocapsules" means particles consisting of a core that is liquid or
semiliquid at room temperature, coated with a film that is solid at room
temperature, as opposed to nanospheres, which are matrix particles, ie
particles whose entire mass is solid. When the nanospheres contain a
pharmaceutically active principle, this active principle is finely
dispersed in the solid matrix.
In the context of the present invention, the term "room temperature" means
a temperature between 15 and 25.degree. C.
One subject of the present invention is nanocapsules with an average size
of less than 150 nm, preferably less than 100 nm and more preferably less
than 50 nm. The nanocapsules each consist of an essentially lipid core
that is liquid or semiliquid at room temperature, coated with an
essentially lipid film that is solid at room temperature.
Given their size, the nanocapsules of the invention are colloidal lipid
particles.
The polydispersity index of the nanocapsules of the invention is
advantageously between 5% and 15%.
The thickness of the solid film is advantageously between 2 and 10 nm. It
is also about one tenth of the diameter of the particles.
The core of the nanocapsules consists essentially of a fatty substance
that is liquid or semiliquid at room temperature, for example a
triglyceride or a fatty acid ester, representing 20% to 60% and preferably
25% to 50% by weight of the nanocapsules.
The solid film coating the nanocapsules preferably consists essentially of
a lipophilic surfactant, for example a lecithin whose proportion of
phosphatidylcholine is between 40% and 80%. The solid film may also
contain a hydrophilic surfactant, for example Solutol.RTM. HS 15.
The hydrophilic surfactant contained in the solid film coating the
nanocapsules preferably represents between 2% and 10% by weight of the
nanocapsules, preferably about 8%.
The triglyceride constituting the core of the nanocapsules is chosen
especially from C.sub.8 to C.sub.12 triglycerides, for example capric and
caprylic acid triglycerides and mixtures thereof.
The fatty acid ester is chosen from C.sub.8 to C.sub.18 fatty acid esters,
for example ethyl palmitate, ethyl oleate, ethyl myristate, isopropyl
myristate, octyldodecyl myristate, and mixtures thereof. The fatty acid
ester is preferably C.sub.8 to C.sub.12.
The nanocapsules of the invention are particularly suitable for
formulating pharmaceutical active principles. In this case, the lipophilic
surfactant may advantageously be solid at 20.degree. C. and liquid at
about 37.degree. C.
The amount of lipophilic surfactant contained in the solid film coating
the nanocapsules is set such that the liquid fatty substance/solid
surfactant compound mass ratio is chosen between 1 and 15, preferably
between 1.5 and 13 and more preferably between 3 and 8.
A subject of the present invention is also a process for preparing the
nanocapsules described above.
The process of the invention is based on the phase inversion of an
oil/water emulsion brought about by several cycles of raising and lowering
temperature.
The process of the invention consists in a) preparing an oil/water
emulsion containing an oily fatty phase, a nonionic hydrophilic
surfactant, a lipophilic surfactant that is solid at 20.degree. C. and
optionally a pharmaceutically active principle that is soluble or
dispersible in the oily fatty phase, or a pharmaceutically active
principle that is soluble or dispersible in the aqueous phase, bringing
about the phase inversion of said oil/water emulsion by increasing the
temperature up to a temperature T.sub.2 above the phase inversion
temperature (PIT) to obtain a water/oil emulsion, followed by a reduction
in the temperature down to a temperature T.sub.1, T.sub.1<PIT<T.sub.2,
carrying out at least one or more temperature cycles around the phase
inversion zone between T.sub.1 and T.sub.2, until a translucent suspension
is observed, b) quenching the oil/water emulsion at a temperature in the
region of T.sub.1, preferably greater than T.sub.1, to obtain stable
nanocapsules.
The nanocapsules obtained according to the process of the invention are
advantageously free of co-surfactants, for instance C.sub.1-C.sub.4
alcohols.
The number of cycles applied to the emulsion depends on the amount of
energy required to form the nanocapsules.
The phase inversion may be visualized by canceling out the conductivity of
the formation when the water/oil emulsion is formed.
The process of the invention comprises two steps.
The first step consists in weighing all the constituents, heating them
above a temperature T.sub.2 with gentle stirring (for example magnetic
stirring) and then optionally cooling them to a temperature T.sub.1
(T.sub.1<T.sub.2). After a certain number of temperature cycles, a
water/oil emulsion is obtained.
The phase inversion between the oil/water emulsion and the water/oil
emulsion is reflected by a reduction in the conductivity when the
temperature increases until it is canceled out. The average temperature of
the phase inversion zone corresponds to the phase inversion temperature
(PIT). The organization of the system in the form of nanocapsules is
reflected visually by a change in the appearance of the initial system,
which changes from opaque-white to translucent-white. This change takes
place at a temperature below the PIT. This temperature is generally
between 6 and 15.degree. C. below the PIT.
T.sub.1 is a temperature at which the conductivity is at least equal to
90-95% of the conductivity measured at 20.degree. C.
T.sub.2 is the temperature at which the conductivity becomes canceled out.
The second step consists of a sudden cooling (or quench) of the oil/water
emulsion to a temperature in the region of T.sub.1, preferably above
T.sub.1, with magnetic stirring, by diluting it between threefold and
tenfold using deionized water at 2.degree. C..+-.1.degree. C. added to the
fine emulsion. The particles obtained are kept stirring for 5 minutes.
In one preferred embodiment, the fatty phase is a fatty acid triglyceride,
the solid lipophilic surfactant is a lecithin and the hydrophilic
surfactant is Solutol.RTM. HS15. Under these conditions,
T.sub.1=60.degree. C., T.sub.2=85.degree. C. and the number of cycles is
equal to 3.
The liquid substance/solid surfactant compound ratio is chosen between 1
and 15, preferably between 1.5 and 13 and more preferably between 3 and 8.
The oil/water emulsion advantageously contains 1% to 3% of lipophilic
surfactant, 5% to 15% of hydrophilic surfactant, 5% to 15% of oily fatty
substance and 64% to 89% of water (the percentages are expressed on a
weight basis).
The higher the HLB value of the liquid fatty substance, the higher the
phase inversion temperature. On the other hand, the HLB value of the fatty
substance does not appear to have an influence on the size of the
nanocapsules.
Thus, when the size of the triglyceride end groups increases, their HLB
value decreases and the phase inversion temperature decreases.
The HLB value, or hydrophilic/lipophilic balance, is as defined by C.
Larpent in Treatise K.342 of Editions TECHNIQUES DE L'INGENIEUR.
The particle size decreases when the proportion of hydrophilic surfactant
increases and when the proportion of surfactants (hydrophilic and
lipophilic) increases. Specifically, the surfactant brings about a
decrease in the interface tension and thus a stabilization of the system,
which promotes the production of small particles.
Moreover, the particle size increases when the proportion of oil
increases.
According to one preferred embodiment, the fatty phase is Labrafac.RTM. WL
1349, the lipophilic surfactant is Lipoid.RTM. S 75-3 and the nonionic
hydrophilic surfactant is Solutol.RTM. HS 15. These compounds have the
following characteristics: Labrafac.RTM. lipophile WL 1349 (Gattefosse,
Saint-Priest, France). This is an oil composed of caprylic and capric acid
(C.sub.8 and C.sub.10) medium-chain triglycerides.
Its density is from 0.930 to 0.960 at 20.degree. C. Its HLB value is about
1. Lipoid.RTM. S 75-3 (Lipoid GmbH, Ludwigshafen, Germany). Lipoid.RTM. S
75-3 corresponds to soybean lecithin. Soybean lecithin contains about 69%
phosphatidylcholine and 9% phosphatidylethanolamine. They are thus
surfactant compounds. This constituent is the only constituent that is
solid at 37.degree. C. and at room temperature in the formulation. It is
commonly used for the formulation of injectable particles. Solutol.RTM. HS
15 (BASF, Ludwigshafen, Germany). This is a polyethylene glycol-660
2-hydroxystearate. It thus acts as a nonionic hydrophilic surfactant in
the formulation. It may be used by injection (via the iv route in mice
LD.sub.50>3.16 g/kg, in rats 1.0<LD.sub.50<1.47 g/kg).
The aqueous phase of the oil/water emulsion may also contain 1% to 4% of a
salt, for instance sodium chloride. Changing the salt concentration brings
about a shift in the phase inversion zone. The higher the salt
concentration, the lower the phase inversion temperature. This phenomenon
will be advantageous for encapsulating hydrophobic heat-sensitive active
principles. Their incorporation may be performed at a lower temperature.
The nanocapsules of the invention may advantageously contain an active
principle and may form part of the composition of a medicament to be
administered by injection, especially intravenous injection, orally or
nasally.
When the active principle is sparingly soluble in the oily phase, a
cosolvent is added, for example N,N-dimethylacetamide.
The nanocapsules of the invention are more particularly suitable for the
administration of the following active principles: antiinfectious agents,
including antimycotic agents and antibiotics, anticancer agents, active
principles intended for the Central Nervous System, which must cross the
blood-brain barrier, such as antiparkinson agents and more generally
active principles for treating neurodegenerative diseases.
The pharmaceutically active principle may be firstly soluble or
dispersible in an oily fatty phase, and in this case it will be
incorporated in the core of the nanocapsule. To do this, it is
incorporated at the stage of the first step of preparing the oil/water
emulsion which also contains the oily fatty phase, a nonionic hydrophilic
surfactant and a lipophilic surfactant that is solid at 20.degree. C.
The pharmaceutically active principle may also be of water-soluble nature
or dispersible in an aqueous phase, and in such a case it will be bound to
the surface of the nanocapsules only after the final phase of preparing
the stable nanocapsules. Such a water-soluble active principle may be of
any nature, including proteins, peptides, oligonucleotides and DNA
plasmids. Such an active principle is attached to the surface of the
nanocapsules by introducing said active principle into the solution in
which are dispersed stable nanocapsules obtained after the process
according to the invention. The presence of a nonionic hydrophilic
surfactant promotes the interaction bonds between the water-soluble active
principle and the free surface of the nanocapsules.
The water-soluble active principle may also be introduced into the aqueous
phase during the first step of initial oil/water preparation.
Claim 1 of 18 Claims
1. A process for preparing nanocapsules
comprising: (a) preparing a mixture in the form of an oil/water emulsion
comprising an aqueous phase, an oily fatty phase comprising a fatty
substance that is liquid or semiliquid at room temperature, and a
lipophilic surfactant that is solid at 20.degree. C., (b) bringing about
the phase inversion of said oil/water emulsion by at least two or more
temperature cycles, wherein each temperature cycle comprises increasing
the temperature up to a temperature T.sub.2 above the phase inversion
temperature (PIT) of the mixture to obtain a water/oil emulsion, followed
by reducing the temperature to a temperature T.sub.1, T.sub.1<PIT<T.sub.2,
to yield an oil/water emulsion as a translucent suspension, and (c)
quenching the oil/water emulsion at approximately T.sub.1 to obtain stable
nanocapsules. ____________________________________________
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