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Title:
Bioactive material delivery systems comprising sol-gel compositions
United States Patent: 8,097,269
Issued: January 17, 2012
Inventors: Pantelidis;
Dimitrios (Menlo Park, CA), Bravman; John C. (Stanford, CA), Rothbard;
Jonathan (Sonoma, CA), Klein; Richard L. (Santa Rosa, CA)
Assignee: Celonova
Biosciences, Inc. (San Antonio, TX)
Appl. No.: 11/463,237
Filed: August 8, 2006
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Executive MBA in Pharmaceutical Management, U. Colorado
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Abstract
Implantable medical devices employing a
sol-gel composition coatings that functions as a bioactive material
reservoir, and the use of sol-gel composition coatings for improved
adhesion of organic and inorganic substrates are disclosed.
Description of the
Invention
FIELD OF THE INVENTION
This invention is related to bioactive material-containing self-assembled
sol-gel compositions. Specifically the invention relates to the use of
such sol-gel compositions as drug reservoirs on implantable medical
devices, and also the use of such sol-gel compositions to improve adhesion
between organic and inorganic surfaces.
BACKGROUND OF THE INVENTION
"Sol-gel" processes are generally used to fabricate porous materials
including self-assembled films. A sol is a liquid solution containing a
colloid suspension of a material of interest dissolved in an appropriate
solvent. Condensation reactions between the dissolved precursor molecules
result in structures (particles, branched chains, linear chains, etc.)
forming within the sol. The size, growth rate and morphology of these
structures depend on the kinetics of the reactions within the solvent,
which in turn are determined by parameters such as solution concentration,
amount of water present, the temperature and pH of the solvent, agitation
of the solvent and other parameters. Given enough time, condensation
reactions will lead to the aggregation of growing particles or chains
until eventually, a gel is formed. The gel can be visualized as a very
large number of cross-linked precursor molecules forming a continuous,
macroscopic-scale, solid phase, which encloses a continuous liquid phase
consisting of the remaining solution. In the final steps of the sol-gel
process, the enclosed solvent is removed (generally by drying) and the
precursor molecules cross-link (a process called aging) resulting in the
desired solid.
Sol-gel synthesis of materials offers several advantages over other
synthetic routes. These advantages can include mild processing conditions
(low temperature, low pressure, mild pH), inexpensive raw materials, no
need for vacuum processing or other expensive equipment, and a high level
of control over the resulting structure, particularly as it pertains to
porosity. Regarding shape of the final product, there is essentially no
limitation, because the liquid sol can be cast in any conceivable form
before allowed to gel, including monoliths, thin films, fibers and micro-
or nano-scale particles.
Porosity of materials produced in sol-gel processes can be controlled in a
number of different ways. In the simplest sol-gel process, no special
porogen is added to the sol and the porosity of the final solid is
determined by the amount of precursor branching or aggregation before
gelling. Average pore size, volume and surface area of porous sol-gel
compositions increase with the size of the precursor molecules prior to
the sol-gel processing.
Porosity can also be manipulated by the presence of additional materials
within the solvent during the sol-gel process. The incorporation of
sacrificial porogens in the sol (particularly those that can be easily
removed via heating or other methods), is generally viewed as an efficient
method to obtain porous solids when using sol-gel processes. Historically,
these efforts were focused upon the fabrication of low dielectric constant
(low-k) insulating films for the microelectronics industry. Sacrificial
templates can also be used to create pores in inorganic materials formed
using sol-gel processes. Sacrificial templates are usually amphiphilic
molecules (i.e. those having hydrophilic and hydrophobic properties)
capable of self-assembling in solution. These amphiphilic molecules create
a highly-ordered structure that guides the precursor molecules to
co-assemble around the structure. Once the precursor molecules co-assemble
around the structure, it can be removed, leaving a negative image void.
The unique properties of self-assembling template-assisted, sol-gel
compositions have generated a great deal of research. For example, in
1992, a group of researchers at Mobil Oil Corporation discovered that
surfactant molecules (short amphiphilic molecules) will self-assemble in
an aqueous solution of soluble silica, and upon solidification of the
silica substrate, the surfactant can be removed leaving a material (called
"MCM-41") having a hexagonal honeycombed array of uniform mesopores (mesopores
are those with a pore size of between about 2 and about 50 nm; see U.S.
Pat. Nos. 5,057,296 and 5,102,643, which are fully incorporated by
reference herein). MCM-41 is synthesized using a cationic surfactant,
quaternary alkyltrimethylammonium salts and various silica sources, such
as sodium silicates, tetraethyl orthosilicate, or silica gel, under
hydrothermal conditions (Beck et al., 1992, J. Am. Chem. Soc. 114, 10834).
The pore size of MCM-41 can be adjusted from about 1.6 nm up to about 10
nm by using different surfactants or altering synthesis conditions.
Presently, template-assisted mesoporous materials are fabricated using two
broad classes of self-assembling amphiphilic templates: short molecule
surfactants (see Brinker et al. (Advanced materials 1999, 11 No. 7) and
Kresge et al. (Nature Vol. 359 22 October 1992)) and triblock copolymers
(see U.S. Pat. No. 6,592,764 which is incorporated by reference herein).
Porous materials made using sol-gel processes can be used to deliver
bioactive materials. For example, Vallet-Regi et al. (Chem. Mater. 2001,
13, 308-311) described charging powdered MCM-41 with ibuprofen. In this
case, the ibuprofen was loaded into MCM-41 by dissolving the ibuprofen in
hexane and adding the MCM-41 compound to the hexane in a powdered form.
Munoz et al. (Chem. Mater. 2003, 15 500-503) described an experiment which
demonstrated that ibuprofen could be delivered at a different rate from
two different formulations of MCM-41, one made using a 16 carbon
surfactant and one made using a 12 carbon surfactant.
Prior to International Patent Application Number PCT/US2004/040270 (PCT
'270), which is fully incorporated by reference herein, no reference
described an implantable medical device or bioactive material delivery
device comprising a triblock copolymer template-based sol-gel composition
formed surface coating with substantially continuously interconnected
channels designed to function as a bioactive material reservoir. Moreover,
no reference described a triblock copolymer template-based sol-gel
composition surface coating with bioactive material found within the
coating itself before being applied to the surface of an implantable
medical device as well as having substantially continuously interconnected
channels that could further function as a bioactive material reservoir
after being applied to the surface of an implantable medical device. Thus,
the invention described in PCT '270 provided at least two additional
mechanisms through which bioactive materials could be loaded onto the
surface of an implantable medical device.
While the materials and methods described in PCT '270 provided a number of
important benefits (described therein), there is still room for
improvement in the creation of bioactive material carrying materials made
with sol-gel processes. For instance, better control of bioactive material
particles during sol-gel processing and after device implantation could
provide a benefit in allowing more accurate control over the amount of
bioactive materials within a particular sol-gel composition as well as
more control over the release rate of bioactive materials from an
implanted medical device into the physiological environment after device
implantation. The present invention provides such benefits. Before
describing these benefits in more detail, however, background relating to
a further aspect of the present invention is described.
One challenge in the field of implantable medical devices has been
adhering bioactive materials and bioactive material-containing coatings to
the surfaces of implantable devices so that the bioactive materials will
be released over time once the device is implanted. One approach to
adhering bioactive materials to substrates, such as the surface of
implantable medical devices has been to include the bioactive materials in
polymeric coatings. Polymeric coatings can hold bioactive materials onto
the surface of implantable medical devices, and release the bioactive
materials via degradation of the polymer or diffusion into liquid or
tissue (in which case the polymer is non-degradable). While polymeric
coatings can be used to adhere bioactive materials to implanted medical
devices, there are problems associated with their use. One problem is that
adherence of a polymeric coating to a substantially different substrate,
such as a stent's metallic substrate, is difficult due to differing
characteristics of the materials (such as differing thermal expansion
properties). Further, most inorganic solids are covered with a hydrophilic
native surface oxide that is characterized by the presence of surface
hydroxyl groups (M-OH, where M represents an atom of the inorganic
material, such as silicon or aluminum). At ambient conditions then, at
least a monolayer of adsorbed water molecules covers the surface, forming
hydrogen bonds with these hydroxyl groups. Therefore, due to this water
layer, hydrophobic organic polymers cannot spontaneously adhere to the
surface of the implantable medical device. Furthermore, even if
polymer/surface bonds (including covalent bonds) are formed under dry
conditions, those bonds are susceptible to hydrolysis (i.e. breakage) upon
exposure to water. This effect is particularly important in applications
where devices or components containing organic/inorganic interfaces must
operate in aqueous, corrosive environments such as a human or other
animal's body. These difficulties associated with adhering two different
material types often leads to inadequate bonding between the implantable
medical device and the overlying polymeric coating which can result in the
separation of the materials over time. Such separation is an exceptionally
undesirable property in an implanted medical device.
Two different approaches have traditionally been followed to reinforce
organic/inorganic interfaces. The first is the introduction of controlled
roughness or porosity on an inorganic surface that induces polymer
mechanical interlocking. The second is chemical modification of the
inorganic surface via amphiphilic silane coupling agents that improve
polymer wetting, bonding and interface resistance to water. While these
methods provide some benefits, they are not effective in all
circumstances. Thus, there is room for improvement in methods associated
with adhering inorganic and organic surfaces. Certain sol-gel composition
embodiments according to the present invention provide such improvements.
SUMMARY OF THE INVENTION
The present invention provides methods of creating sol-gel compositions
with enhanced bioactive material incorporation and methods to further
control the rate of bioactive material release into the physiological
environment from medical devices during clinical use. The methods also
provide for enhanced adhesion between inorganic and organic substrates and
materials. These methods provide sol-gel compositions that can be used as
sustained-release bioactive material reservoirs and/or as bioactive
material coatings on implantable medical devices. The present invention
allows for enhanced bioactive material incorporation by modifying the
chemical environment during sol-gel processing which alters the
hydrophobicity or hydrophilicity of the forming material (among other
characteristics), which affects how bioactive material molecules interact
with the forming material and its chemical environment during sol-gel
processing. Modification of the chemical environment during sol-gel
processing can also affect the characteristics of the formed material
after removal from the sol-gel environment in such a way to affect the
release rate of bioactive materials into the physiological environment
once implanted in a patient. Specifically, depending on the
characteristics of a particular bioactive material, the chemical
environment of the sol-gel process is adjusted to control how the
bioactive materials will interact with the environment during the sol-gel
process. As a non-limiting example, the addition of an organically
modified silane to the sol-gel mixture can increase the hydrophobicity of
the forming gel (meaning the structure forming during sol-gel processing).
Without being bound by theory, it is believed that an increase in the
hydrophobicity of the forming gel will impede the bioactive material's
ability to move between the forming gel and the aqueous environment during
sol-gel processing, holding the bioactive material more tightly to the
forming gel, leading to better retention of the bioactive material within
the forming sol-gel composition. Further, the enhanced hydrophobic content
of the ultimately formed material can better control the rate of release
of bioactive materials into the physiological environment once implanted
in a patient. Methods according to the present invention can even further
enhance the ability to control bioactive material release into the
physiological environment following device implantation by treating the
surface of a formed sol-gel composition with an organically modified
silane. The hydrophobic trimethyl group of an organically modified silane
can help to prevent liquids in the physiological environment of the
implanted medical device from diffusing into the composition and
solubilizing the bioactive materials causing their early release.
The sol-gel compositions of the present invention can also enhance
adhesion to a substrate by providing pores in the form of continuously
interconnected channels that allow for strong interdigitation between
inorganic substrates and organic coatings.
Specifically, one embodiment according to the present invention includes a
medical device comprising a structural element and a bioactive material
reservoir, wherein the bioactive material reservoir comprises a coating
applied to the surface of the structural element, wherein the coating
comprises one or more layers wherein at least one of the layers comprises
a matrix composition formed using a sol-gel process wherein the
environment of the sol-gel process was tailored to the characteristics of
a bioactive material to be incorporated into the matrix composition, the
tailoring affecting the amount of the bioactive material within the matrix
composition once formed and/or the rate of release of the bioactive
material into the physiological environment once implanted in a patient.
Matrix compositions can comprise, without limitation, a material selected
from the group consisting of a sol-gel derived inorganic oxide; a sol-gel
derived organically modified silane; a hybrid oxide comprising an
organically modified silane; and an oxide having mesopores created using a
template.
In certain embodiments, matrix compositions according to the present
invention will comprise an inorganic oxide fabricated via the above
described sol-gel process. The inorganic oxide can be selected from the
group consisting of an oxide of silicon and an oxide of titanium. The
matrix composition can also be a mesoporous inorganic oxide. Mesoporous
inorganic oxides can be obtained using a sacrificial pore-generating
template component and a self-assembly or guided-assembly fabrication
process. The template component can be selected from the group consisting
of an amphiphilic block copolymer, an ionic surfactant, and a non-ionic
surfactant. The template component can also be a polyethylene
oxide/polypropylene oxide/polyethylene oxide triblock copolymer.
Mesoporous inorganic oxides according to the present invention can
comprise substantially continuous interconnected channels. The inner
surfaces of the substantially continuous interconnected channels can be
coated or compounded with an agent, such as an organically modified silane,
that modifies a characteristic of the mesoporous inorganic oxide selected
from the group consisting of hydrophobicity, charge, biocompatibility,
mechanical properties, bioactive material affinity, storage capacity, and
combinations thereof. Further, one or more bioactive materials can be
loaded into the interconnected channels after the coating is applied to
the surface of the structural element.
In certain embodiments according to the present invention, the oxide of
the matrix composition can be compounded with an agent that modifies a
characteristic of the oxide selected from the group consisting of
hydrophobicity, charge, biocompatibility, mechanical properties, bioactive
material affinity, storage capacity and combinations thereof. In one
embodiment, the modifying agent is an organically modified silane.
Organically modified silences can be selected from the group consisting of
alkylsilanes; methyltrimethoxysilane; methyltriethoxysilane;
dimethyldiethoxysilane; trimethylethoxysilane; vinyltrimethoxysilane;
vinyltriethoxysilane; ethyltriethoxysilane; isopropyltriethoxysilane;
butyltriethoxysilane; octyltriethoxysilane; dodecyltriethoxysilane;
octadecyltriethoxysilane; aryl-functional silanes; phenyltriethoxysilane;
aminosilanes; aminopropyltriethoxysilane; aminophenyltrimethoxysilane;
aminopropyltrimethoxysilane; acrylate functional silanes; methacrylate-functional
silanes; acryloxypropyltrimethoxysilane; carboxylate; phosphonate; ester;
sulfonate; isocyanate; epoxy functional silanes; chlorosilanes;
chlorotrimethylsilane; chlorotriethylsilane; chlorotrihexylsilane;
dichlorodimethylsilane; trichloromethylsilane; N,O-Bis (Trimethylsilyl)-acetamide
(BSA); N,O-Bis (Trimethylsilyl) Trifluoroacetamide (BSTFA);
Hexamethyldisilazane (HMDS); N-Methyltrimethylsilyltrifluoroacetamide (MSTFA);
N-Methyl-N-(t-butyldimethylsilyl)trifluoroacetamide (MTBSTFA);
Trimethylchlorosilane (TMCS); Trimethylsilyimidazole (TMSI); and
combinations thereof.
One embodiment according to the present invention includes a medical
device comprising a structural element and a bioactive material-eluting
coating, wherein the bioactive material-eluting coating comprises at least
one layer applied over the surface of the medical device wherein the at
least one layer is formed using a sol-gel process and comprises an
organically modified silane. In certain embodiments, this at least one
layer is a base coat applied to the surface of the medical device and the
medical device further comprises a top coat applied over the base coat.
Bioactive material-containing spheres can be found in a location selected
from the group consisting of within the base coat, within the top coat,
between the base coat and the top coat and combinations thereof. The
bioactive material-containing spheres can comprise of a biodegradable
polymer.
In one embodiment, the base coat and/or the top coat comprise a sol-gel
inorganic oxide composition. In another embodiment, the base coat
comprises a mesoporous oxide with substantially continuous interconnected
channels.
Yet another embodiment according to the present invention includes a
medical device comprising a structural element and a bioactive
material-eluting coating, wherein the bioactive material-eluting coating
comprises at least two layers wherein at least one of the at least two
layers comprises a matrix composition formed using a sol-gel process
wherein the environment of the sol-gel process was tailored to the
characteristics of a bioactive material to be incorporated into the matrix
composition, the tailoring affecting the amount of the bioactive material
within the matrix composition once formed and/or the rate of release of
the bioactive material into the physiological environment once implanted
in a patient. These two layers can comprise, without limitation, a base
coat and a top coat. In these embodiments according to the present
invention, each layer can individually comprise a form selected from the
group consisting of a sol-gel oxide layer without bioactive material; a
sol-gel oxide layer with bioactive material incorporated in the oxide; a
sol-gel oxide compounded with an organically modified silane without
bioactive material; a sol-gel oxide compounded with an organically
modified silane with bioactive material; an organically modified silane
layer without bioactive material; an organically modified silane layer
with bioactive material; a mesoporous oxide without bioactive material; a
mesoporous oxide with bioactive material incorporated in the oxide; a
mesoporous oxide with bioactive material incorporated in the oxide and
additional bioactive material loaded into its interconnected channels
after the mesoporous oxide is applied to the surface of the medical
device; a mesoporous oxide with no bioactive material incorporated in the
oxide but with bioactive material loaded into its interconnected channels
after the oxide is applied to the surface of the medical device; and a
collection of bioactive material-containing polymer spheres.
A further embodiment according to the present invention includes a medical
device comprising a structural element and a bioactive material reservoir,
wherein the bioactive material reservoir comprises a coating applied to
the surface of the structural element, wherein the coating comprises a
matrix composition formed using a sol-gel process wherein the environment
of the sol-gel process was tailored to the characteristics of a bioactive
material to be incorporated into the matrix composition, the tailoring
affecting the amount of the bioactive material within the matrix
composition once formed and/or the rate of release of the bioactive
material into the physiological environment once implanted in a patient
and wherein when the coating is applied to the surface of the structural
element, the coating enhances adhesion between an inorganic surface and an
organic surface selected from the group consisting of polymers, tissue,
bone and combinations thereof.
Bioactive materials used in accordance with the present invention can, in
one embodiment, be selected from the group consisting of an anti-restenotic
agent, an anti-inflammatory agent, an HMG-COA reductase inhibitor, an
antimicrobial agent, an antineoplastic agent, an angiogenic agent, an
anti-angiogenic agent, a thrombolytic agent, an antihypertensive agent, an
anti-arrhythmic agent, a calcium channel blocker, a cholesterol-lowering
agent, a psychoactive agent, an anti-depressive agent, an anti-seizure
agent, a contraceptive, an analgesic, a bone growth factor, a bone
remodeling factor, a neurotransmitter, a nucleic acid, an opiate
antagonist and combinations thereof. Bioactive materials can also be is
selected from the group consisting of paclitaxel, rampamycin, everolimus,
tacrolimus, sirolimus, des-aspartate angiotensin 1, nitric oxide, apocynin,
gamma-tocopheryl, pleiotrophin, estradiol, aspirin, atorvastatin,
cerivastatin, fluvastatin, lovastatin, pravastatin, rosuvastatin,
simvastatin, and combinations thereof.
Medical devices of the present invention can include, without limitation,
a vascular conduit, a stent, a plate, a screw, a spinal cage, a dental
implant, a dental filling, a brace, an artificial joint, an embolic
device, a ventricular assist device, an artificial heart, a heart valve, a
venous filter, a staple, a clip, a suture, a prosthetic mesh, a pacemaker,
a pacemaker lead, a defibrillator, a neurostimulator, a neurostimulator
lead, an implantable sensor, and an external sensor.
DETAILED DESCRIPTION
The present invention encompasses sol-gel compositions and their uses.
Specifically the sol-gel compositions of the present invention have
properties that make them useful as: (1) bioactive material reservoirs and
in certain embodiments, controlled release bioactive material reservoirs,
and (2) as coatings used to enhance adhesion between organic and inorganic
surfaces. Methods used to produce the sol-gel compositions of the present
invention can enhance the incorporation of bioactive materials into a
forming gel during sol-gel processing and can also provide the formed
sol-gel composition with characteristics that help control the rate of
bioactive material release into the physiological environment once the
composition has been implanted in a patient. Specifically, depending on
the characteristics of a particular bioactive material, the chemical
environment of the sol-gel process is adjusted to control how the
bioactive material interacts with the environment during the sol-gel
process and how it will be released from the formed composition to the
physiological environment once implanted. The rate of elution of various
bioactive materials entrapped in the forming gel and from the sol-gel
composition once it is formed, can be more finely controlled by changing
the composition of the solutions used during sol-gel processing. Further,
treatment of the formed sol-gel composition with an organically modified
silane can help prevent the bioactive materials from being solubilized and
released from the sol-gel composition into the physiological environment
after implantation.
As stated, the present invention encompasses sol-gel compositions that can
be applied to the surface of an implantable medical device to function as
a bioactive material reservoir or as a bioactive material coating. The
sol-gel composition can be a mesoporous inorganic oxide fabricate via a
template-based sol-gel synthetic route, the mesoporous material having
substantially continuously interconnected channels that are adapted to act
as a bioactive material reservoir capable of retaining a bioactive
material and releasing it over a defined period of time. The sol-gel
compositions of the present invention can act as a bioactive material
reservoir by having bioactive material within the substance of the
material itself before application to the surface of an implantable
medical device and/or by having bioactive material loaded into the
material's interconnected channels after application onto the surface of
an implantable medical device. Bioactive material incorporation into the
sol-gel compositions of the present invention can be enhanced or more
finely controlled in one embodiment by adding an organically modified
silane to the solvent during the sol-gel process. Organically modified
silanes can alter the chemical environment of the sol-gel process,
including the hydrophobicity/hydrophilicity of the process and the forming
gel material so that the bioactive material cannot move as freely between
the forming gel and aqueous environment. In one embodiment, the bioactive
material is retained near the gel as it forms due to electrostatic forces
and/or chemical or hydrogen bonding.
The mesoporous sol-gel compositions of the present invention exhibit a
highly ordered surface-accessible pore channel network including
substantially continuously interconnected channels in three dimensions
throughout the film. This ordered interconnected structure provides one
mechanism through which the sol-gel compositions of the present invention
can act as a bioactive material reservoir. A bioactive material applied to
the surface of the film will penetrate the porous film, loading the
interconnected channels with bioactive materials that are later released
by diffusion, osmotic or electrochemical inducement or other means.
The mesoporous sol-gel compositions of the present invention are made
using a triblock copolymer template that, when mixed with a sol-gel
precursor (without limitation an alkoxide silica precursor), can
self-assemble into a highly-ordered 3-dimensional structure (FIG. 1 (see Original Patent)).
Thermal treatment (or room temperature exposure to a UV lamp/ozone source)
removes the template and induces cross-linking (aging) of the surrounding
inorganic phase into a mechanically robust network. Thus, a final sol-gel
composition is the negative of what is shown in FIG. 1, with the block
copolymer being removed to leave a network of interconnected channels. The
channels so formed have predictable uniformity. In this described example,
the pores and channels have diameters in the mesoscopic range, generally
from about 2-30 nm and more usually from about 5-30 nm. Diameter of the
channels can be precisely controlled via hydrothermal treatment or the
addition of hydrophobic swelling agents in the initial solution. Thus,
pores and channels of the present invention can be made to have any
desired diameter including, without limitation, from about 2-100 nm, about
3-75 nm, about 5-50 nm, about 7-30 nm or about 10-20 nm.
As stated, sustained, controlled and time-release bioactive material
delivery can be achieved using the sol-gel composition bioactive material
delivery reservoir (and corresponding bioactive material delivery devices)
of the present invention. By varying the properties of the sol-gel
composition, different bioactive material delivery release rates and
profiles can be achieved for various bioactive materials. For example, a
bioactive material can be released with about first order or about second
order kinetics. Delivery can begin upon implantation of the bioactive
material delivery device, or at a particular time after implantation, and
can increase rapidly from zero to a maximal rate over a short period of
time, for example less than an about an hour, less than about 30 minutes,
less than about 15 minutes or less than about 5 minutes. Such maximal
delivery can continue for a predetermined period until the delivery rate
suddenly drops. For example, delivery can continue at a maximal rate for
at least about 8 hours, about 2 days, about 4 days, about 7 days, about 10
days, about 15 days, about 30 days, about 60 days or at least about 90
days. On the other hand, the bioactive material delivery rate can follow
an about bell-shaped curve over time, with an initially slow but
exponentially increasing delivery rate rising to a maximal rate and
wherein the rate then exponentially decreases over time, finally tailing
off to zero. In the field of sustained-release bioactive material delivery
it is generally considered desirable to avoid a large bioactive material
delivery "burst" wherein the majority of the bioactive material is
delivered in a short amount of time. The methods of the present invention
that allow for enhanced incorporation of bioactive material into the
forming sol-gel composition can help to alleviate this problem.
Embodiments adopting treating the surface and/or channels of the sol-gel
composition with an organically modified silane can also be used to slow
the rate of drug elution. In this approach, the hydrophobic group of the
organically modified silane inhibits the ability of liquids to diffuse
into the sol-gel composition and solubilize the bioactive materials
leading to their early release. In accordance with the present invention
then, a variety of parameters can be adjusted to produce numerous
variations in delivery profiles depending on what is desirable for a
particular bioactive material/disease/patient combination.
Bioactive material loading and release properties (e.g., maximum bioactive
material loading, the rate of bioactive material elution, and the way the
elution profile changes over time) are dependant upon the properties of
both the sol-gel composition bioactive material reservoir (including
whether the bioactive material is found within the material itself
(pre-application to bioactive material delivery device), within the
interconnected channels of the material (loaded after application to the
bioactive material delivery device) or both) and the bioactive material
formulation. Release kinetics can be altered by altering bioactive
material formulation, changing pore size of the sol-gel materials, coating
the interior of the channels, treating the surface and/or channels of the
sol-gel composition with an organically modified silane and by doping the
material with various substances.
There are several known methods for engineering the pore size of a sol-gel
material. Pore size can be altered by altering the type of template
material used and the amount used in the sol, since the size of the
hydrophobic part of the amphiphilic molecule dictates, to a significant
degree, the pore diameter. For example, the pore size of MCM-41 can be
adjusted in a range of from about 1.6 nm up to about 10 nm (U.S. Pat. Nos.
5,057,296 and 5,102,643, and Beck et al., 1992, J. Am. Chem. Soc. 114,
10834). Another method for altering pore size is by incorporating into the
sol a hydrophobic organic co-solvent that swells the hydrophobic regions
after template self-assembly. The most widely used swelling agent is 1,3,5
trimethylbenzene (TMB) (Schmidt-Winkel et al., Chemistry of Materials,
2000, 12, p. 686-696), although in principle many other organic materials
could play this role, such as triisopropylbenzene, perfluorodecalin,
alkanes, alkenes, and long-chain amines (including
N,N-dimethylhexadecylamine, trioctylamine, tridodecylamine). Other
appropriate methods involve post-synthesis hydrothermal treatment of the
self-assembled gel (Khushalani et al., Advanced Materials, 1995, 7, p.
842) or modifying temperature. For example, Galarneau et al., 2003 (New J.
Chem. 27:73-39) demonstrates that synthesis temperature affects the
structure of mesoporous substances formed in a binary way. When
synthesized below 80.degree. C., SBA-15 possesses mesopores with a
diameter of about 5 nm and "ultramicropores" with a diameter of about <1
nm. When synthesized above 80.degree. C., SBA-15 possesses mesopores with
a diameter of about >9 mm and no ultramicropores.
Bioactive material release kinetics can also be altered by modifying the
surface properties of the channels within the sol-gel composition. After
completion of the sol-gel synthesis and removal of the structure-directing
template, the interior surface of the pore channels can be modified to
impart the desired surface functionality. The channels can be coated with
a hydrophobic or a hydrophilic coating or with a charged surface coating
to better interact with a bioactive material or other substance to be
carried within the channels. One method for achieving this is by using an
organically modified silane. Organically modified silanes can be used as
linker agents to impart either a more hydrophobic or more hydrophilic
property to a surface, depending on what termination moiety is used. If,
for example, a carboxyl group is used as the termination molecule, then a
hydrophilic property will be imparted, but if a long-chain fatty acid or a
thyol is used, then a more hydrophobic property will be imparted. Various
hydrophilic and hydrophobic moieties are well known in the art.
Alternatively, the channel walls can be modified by exposure to a Cl.sub.2
working gas rendered reactive (Cl.sub.2.fwdarw.Cl*) by UV light, so that
the channel surface becomes covered by chlorosilyl (Si--Cl) groups, which
could then be further transformed to any desired functionality by
processing according to the principles of organic chemistry. Similar
results could also be obtained via, for example, initial treatment of the
pore wall surface with other working gases, including phosgene (SOCl),
isocyanate (--N.dbd.C.dbd.O), malamides and others. These are chemicals
that would easily react with the silanol (Si--OH) groups of the pore wall
surface, thus replacing the silanols with alternative groups (e.g. Si--Cl
in the case of phosgene) that can then at a subsequent step be reacted
upon to impart any desired chemical functionality to the pore walls.
Another way of engineering channel properties is treatment with strong
acidic or basic liquid solutions to impart surface charges. Specifically,
exposure to a solution with a pH lower than the isoelectric point of the
surface (pI=2 for silica) results in the protonation of surface silanol
moieties (Si--OH.fwdarw.Si--OH.sup.2+), whereupon the surface becomes
positively charged. Similarly, treatment with a solution of pH higher than
the surface pI will result in deprotonation of surface silanols and a
negative net surface charge (Si--OH.fwdarw.Si--O.sup.-). It is important
to note that this charge will not be sustained upon removal from the
acidic or basic solution, unless the solution also contains a charged
solute of opposite sign that can attach to the charged surface via
electrostatic attraction. In the latter case, the surface will remain
charged and the solute attached to it even after removal from the acidic
or basic solution. These properties can be used to stimulate elution of
polar or electrically charged bioactive molecules from a mesoporous matrix
(discussed further below).
One or more of the above methods can be chosen based on the particular
bioactive material or bioactive materials that will be loaded into the
channels because different bioactive materials have different properties
in terms of size, hydrophobicity and charge. This will influence bioactive
material loading and release from a sol-gel composition. For example,
paclitaxel is a hydrophobic (lipophilic) molecule of about 1-2 nm in size.
Other hydrophobic bioactive materials include, for example and without
limitation, most antipsychotics, antibiotics such as amphotericin,
dexamethasone and flutamide. Paclitaxel is somewhat more hydrophobic than
rapamycin, and corticosteroids are generally less hydrophobic than
rapamycin or paclitaxel. If using a hydrophobic bioactive material it
could be desirable to coat the channels with a hydrophobic coating to
maximize bioactive material loading. Bioactive materials that are highly
hydrophilic and water soluble, could benefit from a hydrophilic coating to
maximize bioactive material loading. Hydrophilic bioactive materials
include, without limitation, most hormonal peptides, antibiotics such as
vancomycin, and phenobarbital, cimetidine, atenolol, aminoglycosides,
hormones (e.g., thyrotropin-releasing hormone), p-nitrophenyl beta-cellopentaoside
and leutinizing hormone-releasing hormone, and many others. Well known
cationic bioactive materials include, without limitation, vincristine,
amiloride, digoxin, morphine, procainamide, quinidine, quinine,
ranitidine, triamterene, trimethoprim, vancomycin and the aminoglycosides.
Anionic bioactive materials include, without limitation, penicillin and
many diuretics. Thus, in determining whether a channel treatment would be
beneficial, the characteristics of the bioactive material(s) to be loaded
and the desired release profile should be considered.
Once within a matrix or channel according to the present invention,
bioactive materials can be eluted in several ways. Simple diffusion can be
used to release bioactive material, in which case the bioactive material
moves down a concentration gradient into the environmental solution (body
fluid). Osmotic effects can also be used whereby a dissolved bioactive
material can be carried by bulk fluid flow from an area of higher to lower
osmotic potential. Osmotic effects can also be used to force bioactive
material from the matrix. For example, a hydrophobic bioactive material
can be forced from the matrix by filling the matrix with an increasing
volume of an aqueous solution. This might be done, for example, by filling
half of the sol-gel matrix composition with a hydrophobic bioactive
material, and partially filling the other half with a soluble salt. When
implanted into a patient, water from body fluids would dissolve the salt,
creating a strong osmotic potential that would draw water into the matrix.
The incoming water would displace the hydrophobic bioactive material,
forcing it out of the matrix into the surrounding physiological
environment. Such a system could be designed in a number of ways, and the
osmotic pump could be separate from the sol-gel matrix composition.
Bioactive material release kinetics can also be adjusted by altering the
physical characteristics of the bioactive material formulation itself such
as net charge, hydrophobicity and rheological properties of the bioactive
material formulation.
Other methods used to elute a bioactive material from the sol-gel
composition include the use of electrophoretic mechanisms for charged
bioactive material particles, physical gating, such as controlling the
surface area of the bioactive material reservoir exposed to the
environment, and the use of various biodegradable and semi-permeable
membranes that can be used to control the rate of release of a bioactive
material from the reservoir.
One important aspect of the current invention is the delivery of anti-restenosis
bioactive materials. One especially effective anti-restenosis bioactive
material appears to be the lipophilic bioactive material paclitaxel
(N-benzyl-beta-phenylisoserine ester, M.W. 853.9), an anti-tumor agent
isolated from the bark of the yew tree.
As stated, the sol-gel compositions according to the present invention are
very well suited for enhancing adhesion between organic and inorganic
surfaces because of the highly ordered, open, surface-accessible channel
network that is continuously interconnected throughout the entire film
volume. For example, organic bioactive material-containing polymers
deposited on the top surface of an inorganic sol-gel composition of the
present invention can access and penetrate the porous film throughout its
thickness, creating a tough nanocomposite phase that extends all the way
to the underlying inorganic substrate surface. Such molecular
interdigitation of the polymer and the sol-gel composition creates a very
strong bond, resistant to corrosion and mechanical removal.
FIG. 2 (see Original Patent) illustrates the tri-layer structure 10 of the
present invention used to enhance adhesion between organic and inorganic
surfaces. In this example a sol-gel composition 110 is deposited on an
inorganic substrate 100. An organic polymer 120 is interdigitated through
the sol-gel composition 110. In a typical sol-gel composition of the
present invention, the average diameter of the pores 130 can be between
about 5-30 nm and the surface density of pores (access points to the
channel network) from the film top can be on the order of about
10.sup.12/cm.sup.2.
In using the sol-gel compositions of the present invention to enhance
adhesion, the polymer to which adhesion is sought can be deposited on top
of the sol-gel composition by the spin-coating of a precursor formulation
or any other suitable method. The polymer material then enters the pores
of the sol-gel composition by, without limitation, capillary action or
pressure or thermal treatment, thereby penetrating the sol-gel composition
substantially, in one embodiment through its entire thickness. This
penetration is followed by cross-linking of the polymer via thermal
curing, by photocontrolled reaction or other suitable methods. Optionally,
this step can be accompanied or followed by formation of covalent or other
chemical bonds between the organic polymer 120 and the modified walls of
the pores 130 and the surface of the inorganic substrate 100 so as to
further improve adhesion.
Whether for the purpose of providing a bioactive material reservoir or for
enhancing adhesion, the sol-gel compositions of the present invention can
be produced and deposited onto a substrate by the following non-limiting
method: (1) first, a substrate is provided, for example and without
limitation surgical steel, a nickel-titanium alloy (NiTi), a cobalt-chrome
alloy (Co--Cr), a carbon-fiber material, a plastic or other suitable
biocompatible material; (2) the substrate surface is then cleaned of any
undesired contamination; (3) the substrate is microblasted; (4) the
sol-gel composition is produced by mixing the inorganic precursor with
amphiphilic tri-block co-polymer templating agent, one or more bioactive
materials and an organically modified silane. Non-limiting examples of
typical inorganic precursors include SiO.sub.2 and TiO.sub.2 such as
tetraethoxysilane and titanium orthopropoxide. At this stage, if desired,
other solvents can also be added e.g., a rheology modifier such as ethanol
or the swelling agent such as 1,3,5 trimethylbenzene; and (5) the
template-assisted sol-gel composition is then deposited on the surface of
the substrate, generally by, without limitation, spin-coating, dip-coating
or spray-coating or painting of the object to be coated. Further, in
certain embodiments, the sol-gel composition can be treated on its surface
or within its channels with an organically modified silane.
Appropriate organically modified silanes for use in accordance with the
present invention include, without limitation, alkylsilanes (such as, but
not limited to, methyltrimethoxysilane, methyltriethoxysilane,
dimethyldiethoxysilane, trimethylethoxysilane, vinyltrimethoxysilane,
vinyltriethoxysilane, ethyltriethoxysilane, isopropyltriethoxysilane,
butyltriethoxysilane, octyltriethoxysilane, dodecyltriethoxysilane,
octadecyltriethoxysilane, etc), aryl-functional silanes (e.g.
phenyltriethoxysilane, etc.), aminosilanes (e.g.
aminopropyltriethoxysilane, aminophenyltrimethoxysilane,
aminopropyltrimethoxysilane, etc.), acrylate- and methacrylate-functional
silanes (e.g. acryloxypropyltrimethoxysilane, ect), carboxylate,
phosphonate, ester, sulfonate, isocyanate, epoxy functional silanes,
chlorosilanes, (e.g. chlorotrimethylsilane, chlorotriethylsilane,
chlorotrihexylsilane, dichlorodimethylsilane, trichloromethylsilane, etc),
N,O-Bis (trimethylsilyl)-acetamide (BSA); N,O-Bis (trimethylsilyl)
trifluoroacetamide (BSTFA); hexamethyldisilazane (HMDS); N-methyltrimethylsilyltrifluoroacetamide
(MSTFA); N-methyl-N-(t-butyldimethylsilyl)trifl uoroacetamide (MTBSTFA);
trimethylchlorosilane (TMCS); trimethylsilyimidazole (TMSI); and
combinations thereof.
Dip-coating or spray-coating can be easily used for coating objects with
complex shapes and arbitrary curvature, such as stents. The final
thickness of the sol-gel composition can be controlled and optimized by
diluting the solution, specifically by adding more solvent (typically
ethanol) to the solution, so that in the final working solution the
concentration of all the ingredients is reduced by the same amount and
their relative concentration and molar ratios remain constant. Sol-gel
composition thickness can also be adjusted by changing the spin-coating or
dip-coating rate, or both, as described in the examples. The template
material that defines the channels is then removed by thermal treatment or
by room-temperature exposure to a UV lamp/ozone source. This will remove
the template and induce cross-linking of the surrounding inorganic phase
into a mechanically robust network. UV/ozone treatment is particularly
useful if the inorganic precursor is heat sensitive.
In certain embodiments according to the present invention patterning
techniques to template the sol-gel compositions at multiple length-scales
can be used. For example, coating with a sol-gel mesoporous oxide such as
silica requires a hydrophilic surface with available --OH moieties that
can partake in condensation reactions with the sol-gel precursor
molecules. If traditional lithography, or soft lithography (Whitesides et
al., Angew. Chem. Intl. Ed, 1998, 37, p. 550) or any other surface
patterning method is used to strip selected surface regions of --OH
functionality before deposition, the mesoporous coating would be patterned
accordingly. Alternatively, the sol-gel composition coating can be
patterned via, for example, micro-molding in capillaries (Trau et al.,
Nature. 1997, 390, p. 674) where a limited amount of the liquid sol can be
compressed between a flexible silicone mold and the substrate surface.
Alternatively, a second sacrificial porogen can be employed to pattern the
deposition of a sol-gel composition coating. For example, it is a well
established method to create macroporous inorganic materials (100 nm<d<10
.mu.m) by templating the sol-gel solid via commercially available or
custom-synthesized latex particles, such as monodisperse polystyrene
spheres with radii in the 100-500 nm range (Stein et al., Science, 1998,
281, p. 538-540) or phase-separated emulsions, such as oil in formamide
systems (Pine et al., Nature, 1997, 389, p. 948-951). These and other
related methods can be combined with the self-assembling template
processes that generate the presently described sol-gel compositions. The
end result would be hierarchically ordered inorganic solids with
multi-scale porosities (Whitesides et al., Science, 1998, 282, p. 2244).
Such an approach could be particularly powerful in orthopedic
applications, where a macro-scale porous implant surface is desirable to
allow cell migration and bone/implant integration, whereas meso-scale
porosity can be exploited for local bioactive material delivery.
Another embodiment according to the present invention is the use of
mesoporous materials that are relatively easy to obtain (such as silica)
as intermediate molds for patterning other inorganic solids for which no
appropriate sol-gel precursor exists, including noble metals such as,
without limitation, gold and platinum and extending all the way to even
carbon-based polymers. For example, a mesoporous silica coating could be
first deposited on an implantable device, followed by "casting" via a
volatile precursor or liquid-based suspension of, without limitation, Pd
or Au nanoparticles, followed by dissolution of the mesoporous silica via,
for example, hydrofluoric acid treatment, thus resulting in a mesoporous
noble-metal replica of the silica framework (Schuth, in Studies in Surface
Science and Catalysis, v.135, p. 1-12).
Claim 1 of 16 Claims
1. A medical device comprising a
structural element and a bioactive material reservoir, wherein said
bioactive material reservoir comprises a coating applied to the surface of
said structural element wherein said coating comprises one or more layers
and wherein at least one of said layers comprises a matrix composition
having an inorganic oxide formed using a sol-gel process wherein the
inorganic oxide is compounded with an agent that modifies a characteristic
of said inorganic oxide selected from the group consisting of
hydrophobicity, charge, biocompatibility, mechanical properties, bioactive
material affinity, storage capacity, and combinations thereof wherein the
environment of said sol-gel process was is tailored to the characteristics
of a bioactive material to be incorporated into said matrix composition
said tailoring affecting the amount of said bioactive material within said
matrix composition once formed and/or the rate of release of said
bioactive material into the physiological environment once implanted in a
patient. ____________________________________________
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